Frederik Kortlandt, Leiden University, www.kortlandt.nl
The disintegration of the Indo-European language family
The Indo-European language family can be represented as follows (cf.
Kortlandt 2010: 37-50, 2016b, 2016c, 2016d):
0. Proto-Indo-European,
1. Anatolian vs. other Indo-European,
2. Tocharian vs. Classic Indo-European,
3. Italo-Celtic vs. Central Indo-European,
4. Germanic vs. Nuclear Indo-European,
5. Graeco-Phrygian vs. Satǝm Indo-European,
6. Thraco-Armenian vs. North Satǝm Indo-European,
7. Daco-Albanian vs. East Satǝm Indo-European,
8. Balto-Slavic vs. Indo-Iranian.
All branches except Balto-Slavic, Indo-Iranian and Tocharian left the IndoEuropean homeland in the Russian steppe via the lower Danube. The chronology can
be further specified in a number of ways. The speakers of Venetic were Italic speakers
who lagged behind and settled in the Veneto and the upper Sava region. A part of
them known as Venedi moved north to Silesia and the Baltic Sea shore and became
part of the Corded Ware horizon (cf. Kortlandt 2016b). Georg Holzer’s “Temematic”
(1989) can be positioned between Germanic and Greek: “Bedeutend scheint mir auch
die Tatsache, daß alle hier identifizierten tm. Wurzeln (oft auch Stämme oder ganze
Wörter) etymologische Entsprechungen im Germanischen oder im Griechischen oder
in beiden aufweisen, wobei das Germanische weitaus die meisten Anschlüsse bietet,
das Griechische die zweitmeisten, gefolgt vom Slavischen und den anderen idg.
Sprachen” (Holzer 1989: 165). Their speakers apparently moved from Pannonia to
Galicia, where they came into contact with the Slavs at a later stage. Nuclear IndoEuropean was divided by two major isoglosses, viz. the satǝmization of the
palatovelars that separated Graeco-Phrygian from the satǝm languages and the
devoicing of the glottalic stops that divided Thraco-Armenian and Phrygian from
Greek, Albanian and the other satǝm languages (cf. Kortlandt 2016d). I have suggested
that the devoicing of the glottalic stops may have been due to a Proto-Anatolian
substratum. Another early isogloss separated Indo-Iranian from the other satǝm
languages, where the palatovelars were depalatalized before resonants under certain
conditions before the satǝmization (cf. Kortlandt 2013). Thus, it appears that Nuclear
Indo-European (or Graeco-Aryan) was the last homogeneous subgroup in the
development of the language family.
PHONOLOGY
Proto-Indo-European had two vowels, *e and *o, which had long variants *ē
and *ō in monosyllabic word forms and before word-final resonants (cf. Wackernagel
1896: 66-68). The vowel *a is widespread in borrowings from European substratum
languages, e.g. Latin albus ‘white’, Greek ἀλφός, Hittite alpa- ‘cloud’ (rejected by
Kloekhorst 2008a: 169). The vowel *e was colored by a contiguous laryngeal but did
not merge with *a and *o at an early stage because in Indo-Iranian the vowel *a
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originated from *eH2 [aʕ] by the absorption of *H2 by a following cluster-initial
glottalic consonant (Lubotsky 1981, 1989) and the lengthening of *o [å] to *ā in open
syllables (Brugmann’s law) did not affect *o < *H3e [ʕwö] (Lubotsky 1990, Kortlandt
2017a). The merger of *e with *a and *o after being colored by a contiguous laryngeal
was evidently conditioned by the consecutive adoption of loanwords in Anatolian,
Italo-Celtic, Germanic, the Balkan languages, and Balto-Slavic when these came into
contact with local European languages. There is no reason to assume that *ē and *ō
behaved differently from *e and *o with respect to laryngeal coloring (cf. Kortlandt
2010: 365-368). The PIE resonants *i, *u, *r, *l, *n, *m had syllabic and nonsyllabic
variants. Long *ī and *ū developed in Central Indo-European (cf. Kortlandt 2017b).
Thus, we arrive at the following vowel systems:
I. Proto-Indo-European, non-Anatolian IE, Classic IE: *e, *ē, *o, *ō, syllabic *i, *u, *r,
*l, *n, *m.
II. Central IE, Nuclear IE, Satǝm IE, early Indo-Iranian: *i, *ī, *e, *ē, *o, *ō, *u, *ū,
syllabic *r, *l, *n, *m.
III. Anatolian, Tocharian, Italo-Celtic: *e, *ē, *a, *ā, *o, *ō, syllabic *i, *u, *r, *l, *n, *m.
IV. Germanic, Balkan languages, Balto-Slavic, Indo-Iranian after Lubotsky’s and
Brugmann’s laws: *i, *ī, *e, *ē, *a, *ā, *o, *ō, *u, *ū, syllabic *r, *l, *n, *m.
Proto-Indo-European had twelve stops, one fricative *s, and three “laryngeals”
*H1, *H2, *H3, which I would prefer to write *q1 [ʔ], *q2 [q], *q3 [qw] (cf. Kortlandt 2010:
38, 373-386). The distinction between the laryngeals was neutralized as [ʔ] before and
after *o (cf. Kortlandt 2003: 54-56, 2010: 365-368). The stops were the following:
labials
dentals
palatovelars
labiovelars
fortis
glottalic
lenis
*p [p:]
*t [t:]
*ḱ [ḱ:]
*kw [kw:]
*b [p’]
*d [t’]
*ǵ [ḱ’]
*gw [kw’]
*bh [p]
*dh [t]
*ǵh [ḱ]
*gwh [kw]
Word-initial *b- had already become *p-, e.g. Vedic píbati ‘drinks’, Old Irish ibid,
Armenian əmpem ‘I drink’ (with a nasal infix, Kortlandt 2003: 80), Luwian pappaš- ‘to
swallow’ (Kloekhorst 2008a: 628) with analogical fortis *-p- and Latin bibō with
restoration of initial *b-. A similar rule may account for the absence of PIE roots with
two glottalic stops such as *deǵ- or *gweid- because the fortes were almost as frequent
as the lenes and the glottalics together. The opposition between palatovelars and
labiovelars was neutralized after *u and *s and the palatovelars were depalatalized
before *r and laryngeal consonants (cf. Meillet 1894, Steensland 1973, Villanueva
Svensson 2009), e.g. Luwian k- < *ḱ- in karš- ‘cut’ < *krs-, Vedic cyávate ‘moves’ <
*kʔieu-, Greek σεύομαι, Prussian etskī- ‘rise’ < *kʔiei-, Latin cieō (Kortlandt 2009: 176),
also Vedic kṣáyati ‘rules’ < *tkʔei-, Avestan xš-, as opposed to Vedic kṣéti ‘dwells’ <
*tḱei-, Avestan š- (Beekes 2010: 789, 791).
The PIE stops *t [t:], *d [t’], *dh [t] appear as [t:], [’t], [t] in Anatolian (cf.
Kloekhorst 2014, 2015) and Tocharian, *t, *d, *þ/ð in Italic, *þ, *’t, *t in Germanic
(Kortlandt 2010: 165-199, 293-318), t, d, th in Greek, th, t’, d in Armenian (Kortlandt
2003: 20-25, 126-128), *t, *ʔd, *d in Balto-Slavic (Kortlandt 2009: 51-88), *t, *’d, *d in
Indo-Iranian (Kortlandt 2010: 61, 121-124). This leads to the following chronology:
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I. Anatolian and Tocharian: *t:, *’t, *t.
II. Classic IE, Italo-Celtic, Central IE, Nuclear IE, Graeco-Phrygian, Satǝm IE, BaltoSlavic, Indo-Iranian: *t, *’d, *d.
III. Italic: *t, *d, *ð (Kortlandt 2007: 150).
IV. Germanic: *þ, *’t, *t.
V. Greek: t, d, th.
VI. Phrygian and Thraco-Armenian: *t, *t’, *d (Kortlandt 2016d: 250).
VII. Armenian: th, t’, d.
VIII. Indic (except Sindhi, Panjabi, Kashmiri and Nuristani, cf. Kortlandt 2017c): t, th,
d, dh.
The PIE laryngeals have syllabic and nonsyllabic reflexes in the separate
languages, the former representing an epenthetic vowel that sometimes preserves the
color of the laryngeal in Italo-Celtic (Schrijver 1991: 56-73), Graeco-Phrygian
(Kortlandt 2016d: 250f.), and Armenian (Kortlandt 2003: 75-78). The consonantal
reflexes are a glottal stop in Anatolian, Graeco-Phrygian (circumflex from hiatus in
Greek), Balto-Slavic and Indo-Iranian, under special conditions reflected as a velar
stop in Germanic [’k] and Armenian [k’] (Kortlandt 2010: 167f., 2003: 57), also
aspiration word-initially in Armenian and Albanian (Kortlandt 2003: 73-78) and after
a voiceless stop in Armenian, Balto-Slavic (Kortlandt 2011: 176) and Indo-Iranian, and
postvelar stops and fricatives in Anatolian (cf. Kloekhorst 2008b: 144f.). I therefore
reconstruct the following consonants:
I. Proto-Indo-European, Anatolian: *ʔ, *q, *qw.
II. Other Indo-European: *ʔ, *ʕ, *ʕw. The pharyngeals were devoiced by a preceding
voiceless stop in the satǝm languages.
NOMINAL MORPHOLOGY
Indo-European inherited a number of case endings from Indo-Uralic, viz.
accusative -m, locative -i, instrumental -t, ablative -s < *-t-i, nominal nom.sg. -s <
animate ergative < ablative, pronominal nom.sg. -t < neuter ergative < instrumental,
nominal nom.pl. -es < *-et-i, pronominal nom.pl. -i, dual animate *-ʔ, neuter *-i (cf.
Kortlandt 2010: 40f., 155, 397f.). The paradigm of the nominal o-stems was built on the
original ergative in *-os (cf. Beekes 1985: 191-195). The new acc.sg. ending *-om became
the nom.sg. ending of neuter o-stem nouns, first as a predicate and later as a subject,
e.g. Iliad 2.204 οὐκ ἀγαθὸν πολυκοιρανίη ‘the rule of many is not a good thing’. This is
also the origin of the gen.pl. ending *-om, e.g. Old Persian hayā amāxam taumā ‘the
family which is ours’ (Kortlandt 1978: 295, 2014b). The corresponding gen.sg. ending
appears to have been *-iʕ, which is reflected in Tocharian (Kortlandt 2017d), in the
Italo-Celtic o- and ā-stems, in the Armenian ā-stems (Kortlandt 2003: 47, also in
Indo-Iranian, as Alexander Lubotsky suggests to me), and in the Slavic possessive
suffix -ьj-. The form in *-iʕ evidently coexisted with the abl.sg. form in *-(e/o)s that
replaced the genitive in the same way as English of and German von in modern times.
It had replaced the Indo-Uralic genitive ending *-n that is preserved in the IndoEuropean n-stems. In Anatolian, the gen.pl. in *-om was not yet a plural form, but
rather had a collective meaning (cf. Laroche 1965: 40, Kloekhorst 2017). The gen.sg.
ending was partly replaced by pronominal endings in Italo-Celtic, Germanic, the
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Balkan languages and Indo-Iranian. The feminine gender developed partly in nonAnatolian IE and partly in Classic IE (cf. Kortlandt 2017d). The neuter nom.pl. ending
*-ʕ was supplied by a collective formation. We thus arrive at the following Proto-IndoEuropean and non-Anatolian IE paradigms:
athematic
animate them.
neuter them.
*-(s)
*-(m)
*-iʕ, *-(e/o)s
*-(e/o)s
*-(e/o)t
*-(i)
*-os
*-om
*-os
*-os
*-ot
*-o
*-om
*-om
*-om
*-os
*-ot
*-o
*-es, *-(ʕ)
*-ms, *-(ʕ)
*-om
*-(e/o)s
*-(e/o)t
*-(i)
*-ōs
*-oms
*-om
*-os
*-os
*-os
*-ʕ
*-ʕ
*-om
*-os
*-os
*-os
*-ʔ, *-i
*-oʔ
*-oi
SINGULAR
nom.
acc.
gen.
abl.
inst.
dat.-loc.
PLURAL
nom.
acc.
gen.
abl.
inst.
dat.-loc.
DUAL
nom.-acc.
When the ablative adopted the function of the genitive, Anatolian created a new
ablative ending *-ti on the basis of the instrumental *-t and the locative *-i, as the IE
parent language had done earlier. In the thematic paradigm, the final *-s of the basic
form was eliminated in the locative on the analogy of the proterodynamic zero
ending. The new case form was limited to the function of an allative when the
hysterodynamic locative ending *-i was introduced in the thematic paradigm,
replacing *-o in Anatolian and added to *-o in the Classic IE languages. The nom.pl.
ending *-ōs < *-o-es merged with *-os in Anatolian and was therefore replaced by the
i-stem ending *-eies (cf. Kloekhorst 2008a: 249). In the Classic IE languages, final *-t
became *-d [’t] (Latin -d, Old High German -z, Avestan -t̰), which was lost after
obstruents and reduced to [ʔ] after resonants (cf. Kortlandt 2010: 40). As a result, the
instrumental ending obtained two nonzero variants, *-d and *-ʔ, which spread in the
ablative and the instrumental, respectively. The differentiation between dative and
locative, the addition of new oblique singular endings in the thematic flexion, and the
creation of new oblique plural endings resulted in the following Classic IE paradigms:
athematic
masc. them.
neuter them.
*-(s)
*-(m)
*-iʕ, *-(e/o)s
*-(e)i
*-(i)
*-(o)s
*-(e)ʔ
*-os
*-om
*-iʕ
*-oʔei
*-oʔi
*-oʔed
*-oʔ
*-om
*-om
*-iʕ
*-oʔei
*-oʔi
*-oʔed
*-oʔ
SINGULAR
nom.
acc.
gen.
dat.
loc.
abl.
inst.
5
PLURAL
nom.
acc.
gen.
dat.
loc.
abl.
inst.
*-es, *-(ʕ)
*-ns, *-(ʕ)
*-om
*-mus
*-su
*-ios
*-bhi
*-ōs
*-ons
*-om
*-omus
*-oisu
*-oios
*-oʔois
*-ʕ
*-ʕ
*-om
*-omus
*-oisu
*-oios
*-oʔois
*-ʔ, * -i
*-oʔ
*-oi
DUAL
nom.-acc.
The plural endings *-mus and *-su probably originated from distributive usage (cf.
Kortlandt 2010: 42). The endings *-ios and *-ois were taken from the pronoun, like the
nom.pl. ending *-oi that replaced *-ōs in Italo-Celtic, Graeco-Phrygian and BaltoSlavic. The ending *-bhi was still an adessive particle at this stage, corresponding to
Greek -φι and English by. In Italo-Celtic, the abl.pl. ending *-ios was replaced by
*-bhos, which spread to the dative. In Germanic, the dat.pl. ending *-mus was
preserved (cf. van Helten 1891: 460-462), but the ending *-bhi appears to have spread
to the ablative, where it is reflected e.g. in the Gothic adverb sunjaba ‘truly’ < *-bhoʔ
beside þiubjo ‘secretly’ < *-ōd. In the satǝm languages, *-bhi became an inst.sg. ending
and was extended to *-bhis as an inst.pl. ending, preserved in Armenian sg. -b, pl. -bk‘.
In Balto-Slavic, *-bh- was replaced by *-m- on the analogy of the dat.pl. ending *-mus,
preserved in Old Lithuanian -mus, and pronominal case forms such as Lith. dat.sg.
tãmui, loc.sg. tamè, Slavic tomu, tomь (Kortlandt 2016a: 93). In Indo-Iranian, the
abl.pl. ending *-ios was replaced by *-bhios, which spread to the dative. The original
abl.pl. ending *-ios was preserved in the Armenian pronouns mēnǰ ‘us’ and jēnǰ ‘you’
(Kortlandt 2003: 50). The thematic abl.sg. ending *-ōd replaced the gen.sg. ending in
Balto-Slavic, where it is reflected as Lith. -o because it was unstressed (Kortlandt 2009:
6, 46).
VERBAL MORPHOLOGY
My reconstruction of the Proto-Indo-European primary (present) and
secondary (injunctive) athematic and thematic verbal endings is the following (cf.
Kortlandt 2009: 163-165):
1st sg.
2nd sg.
3rd sg.
1st pl.
2nd pl.
3rd pl.
pr. athem.
*-mi
*-si
*-ti
*-mes
*-tʔe
*-(e)nti
sec. athem.
*-m
*-s
*-t
*-me
*-te
*-(e)nt
sec. them.
*-om
*-es
*-et
*-omo
*-ete
*-ont
pr. them.
*-oʔ
*-eʔi
*-e
*-omʔom
*-etʔe
*-o
In my view, the thematic present was originally an impersonal verb form with a dative
subject (Kortlandt 2010: 101-103). When the ergative (with an ending *-s) and the
absolutive (with a zero ending) merged into a new nominative case, the old syntactic
system broke down and the original construction of the thematic present survived
6
only in such instances as English me dreamed a strange dream and German mir
träumt, which were eventually replaced by I dreamed and ich träume. The idea that
the thematic vowel was coreferential with an additional object in the thematic
injunctive is now supported by Eugen Hill’s analysis of the Indo-Iranian “aorist
presents” (2007). This “instrumental” object (cf. Hill 2007: 293-300) was distinct from
the regular direct object (goal of the action) in the accusative in *-m, which was a
directive case (e.g. Latin ire Romam ‘to go to Rome’). The construction may be
reflected in Russian lodku uneslo vetrom ‘the boat (acc.) was carried away by the wind
(inst.)’, ego ubilo svin’ej ‘he (acc.) was killed by a pig (inst.)’, viz. when it fell on him
from a balcony, where the verb is impersonal and the additional object is in the
instrumental case. In this conception, the original meaning of the thematic present
*tude was ‘it (e.g. lightning) strikes (me)’ or ‘it is a blow (to me)’, with the affected
person in the dative, and the meaning of the derived thematic injunctive *tudet was
‘he strikes (me)’ or ‘he causes a blow (to me)’, with the agent in the ergative case. The
original syntax was apparently preserved in Greek δοκεῖ μοι ‘it seems to me’. After the
separation from Anatolian, the thematic present formation supplied new presents to
athematic injunctives in the other Indo-European languages (cf. Peyrot 2013: 458 and
Kortlandt 2015). When Tocharian had split off, the thematic and athematic injunctives
yielded imperfects and aorists, respectively, in the Classic Indo-European languages,
and the addition of secondary endings to present stems supplied new imperfects. The
thematic present became a subjunctive when there was a competing athematic present
in Nuclear Indo-European. The thematic optative and the perfect presents (“PräteritoPräsentia”) were innovations of Central Indo-European.
Writing *q for the postvelar stop *H2 that developed to *ʕ in the non-Anatolian
languages, my reconstruction of the Proto-Indo-European perfect, stative (intransitive
middle, e.g. Vedic śáye ‘lies’) and (transitive) middle endings is the following (cf.
Kortlandt 2010: 392f.):
1sg.
2sg.
3sg.
1pl.
2pl.
3pl.
perfect
*-qe
*-tqe
*-e
*-me
*-e
*-(ē)r
stative
*-q
*-tqo
*-o
*-medhq
*-dhque
*-ro
middle
*-mq
*-stqo
*-to
*-medhq
*-tdhque
*-ntro
In my view, the Hittite hi-verbs represent a merger of the original perfect and the
original thematic flexion with zero grade in the root, e.g. Vedic tudáti (cf. Kortlandt
2010: 373-382, where “q-” has unfortunately been printed as “-q” throughout the
chapter). It is probable that the PIE perfect became a past tense in Anatolian at a
relatively early stage, supplying a preterit to athematic injunctives in the same way as
happened in Tocharian (cf. Kortlandt 2015) and in Latin (e.g. dīxī ‘I said’, lēgī ‘I read’).
On the other hand, the thematic derivations in *-ie/o- and *-ske/o- joined the
mi-conjugation in Anatolian (cf. Kloekhorst 2008a: 129-136). The endings of the
hi-present were evidently created on the analogy of the mi-present on the basis of the
original perfect. Among the hi-presents we expect to find underived thematic presents
and derived presents from athematic formations, and this is what we find. There are
no e-grade thematic presents in the Anatolian branch of Indo-European because these
7
had not yet developed when it split off from the other languages. The development of
primary and secondary middle endings belongs to the separate branches of the IndoEuropean language family (cf. Kortlandt 1981, 2007: 144-146, 156f., 2014a: 83-85, 2016d:
252f.).
Elsewhere I have proposed to identify the Indo-European present stem
formatives *-(e)i-, *-(e)m-, *-(e)s-, *-n-, *-t/dh-, *-ske/o- with the roots of the verbs ‘to
go’, ‘to take’, ‘to be’, ‘to lead’, ‘to put’, ‘to try’ (Kortlandt 2010: 382), also *-ie/o- ‘to do’
(Hittite je/a-, Kloekhorst 2008a: 381) and injunctive *-i(e)ʔ- ‘let’, which provided the
optative. The s-present became a future in Classic Indo-European (cf. Pedersen 1921,
Kortlandt 2007: 65-74, 2010: 139-142) while the s-injunctive became an aorist. The
sk-present is reflected in the Tocharian B present, e.g. mlutketär ‘escapes’, Greek
βλώσκω ‘go, come’ (Malzahn 2010: 782), while the sk-injunctive is found in the Toch.
B subjunctive and underlies the causative paradigm. The latter has been preserved in
the Greek sk-preterit, e.g. ἔσκε ‘was’, στάσκε ‘stood’. In Tocharian A, the sk-present
and the sk-subjunctive were replaced by the s-present and the ās-subjunctive,
respectively (cf. Peyrot 2013: 488). The rise of the sk-causative from an intransitive
formation can be understood on the basis of the original syntax (cf. Kortlandt 2015:
55). One may also compare the rise of the Greek transitive perfect, e.g. πέπεικα ‘I have
persuaded’, πέπρᾱχα ‘I have achieved’ beside the older intransitive perfect πέποιθα ‘I
trust’, (εὖ) πέπρᾱγα ‘I have fared (well)’. It is clear from the verbal system that
Tocharian developed from an earlier stage of Proto-Indo-European than the other
non-Anatolian languages. At that time, such categories as imperfect, aorist and
subjunctive had not yet emerged: these originated after the ancestors of the
Tocharians left the Indo-European homeland.
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Summary
The Indo-European language family can be represented as follows:
0. Proto-Indo-European,
1. Anatolian vs. other Indo-European,
2. Tocharian vs. Classic Indo-European,
3. Italo-Celtic vs. Central Indo-European,
4. Germanic vs. Nuclear Indo-European,
5. Graeco-Phrygian vs. Satǝm Indo-European,
6. Thraco-Armenian vs. North Satǝm Indo-European,
7. Daco-Albanian vs. East Satǝm Indo-European,
8. Balto-Slavic vs. Indo-Iranian.