Operation Sea Lion, the Luftwaffe, the Kanalkampf and the Battle of Britain:
the Defence of Britain in 1940 and Air Power in World War 2
by Rochelle Forrester
Copyright © 2021 Rochelle Forrester
All Rights Reserved
The moral right of the author has been asserted
Anyone may reproduce all or any part of this paper without the permission of the author so long as a full
acknowledgement of the source of the reproduced material is made.
Published 23 June 2021
Preface
This is my second work on military history, the first being The Application of Mathematics to Warfare -
The Battle of Crecy, the Battle of Carrhae, Mongol Battle Tactics, the Battle of Fredericksburg, the Battle
of Outpost Snipe, and the Battle of Medenine.
Other works by the author on philosophy of history and the history of science and technology have
resulted in a hard copy book How Change Happens: A Theory of Philosophy of History, Social Change
and Cultural Evolution and a website How Change Happens Rochelle Forrester’s Social Change, Cultural
Evolution and Philosophy of History website. There are also philosophy of history papers such as The
Course of History, The Scientific Study of History, Guttman Scale Analysis and its use to explain
Cultural Evolution and Social Change and Philosophy of History and papers on Academia.edu, Figshare,
Humanities Commons, Mendeley, Open Science Framework, Orcid, Phil Papers, SocArXiv, Social
Science Research Network, Vixra and Zenodo websites.
Papers written by the author on the history of science and technology include:
The Invention of Stone Tools Fire The Neolithic Revolution The Invention of Pottery
History of Metallurgy The Domestication of Plants and Animals History of Writing
The Invention of Glass History of Astronomy Invention of Microscopes and Telescopes
History of Printing The Invention of the Steam Engine History of Electricity
Electric Telegraph Telephone Radio Television Photography Motion Pictures
Internal Combustion Engine Motor Car Aeroplanes The History of Medicine
The Discovery of the Periodic Table Organic Chemistry in the Nineteenth Century The Discovery
of the Subatomic Particles
Other papers by Rochelle Forrester include works on Epistemology and the Philosophy of Perception
such as Sense Perception and Reality and on quantum mechanics such as the Quantum Measurement
Problem, The Problems of Quantum Mechanics and The Bohr and Einstein debate on the meaning of
quantum physics. Rochelle Forrester is a member of the International Network for Theory of History.
1
Abstract
Historians usually consider that if the Germans had carried out Operation Sea Lion and
invaded Britain in 1940, the invasion would have been defeated by the Royal Navy. This belief is
supported by a wargame conducted by the Royal Military Academy at Sandhurst in 1974.
However, if the Germans had carried out the invasion correctly it could have been successful as
bombing and landings on the south coast of England would have meant the British would lose
the benefits of radar. RAF Fighter Command operating without radar would not be able to
provide adequate air cover for Royal Navy ships in the English Channel. Without adequate air
cover the Royal Navy will be forced out of the English Channel by attacks from the Luftwaffe as
warships in World War 2 cannot survive under constant air attack.
Operation Sea Lion was the codename for the proposed German invasion of Britain in
1940. It was, of course, never attempted but there has been considerable speculation as to
whether or not it could have been successful. Most historians believe it would have failed due to
the superiority of the Royal Navy over the German Navy known as the Kriegsmarine. They are
wrong as the question of whether Operation Sea Lion would have been successful is dependent
upon the outcome of the Battle of Britain and if that battle had been better conducted by the
Germans, for example by continuing attacks on radar stations and Fighter Command airfields,
the resulting German air superiority would have allowed the invasion. A reasonable degree of
German air superiority over the English Channel would have meant the Royal Navy would not
have been able to stay in the Channel for more than a few days due to continuous attacks from
the German air force known as the Luftwaffe.
The Wikipedia entry for Operation Sea Lion as at 29 May 2021 stated:
“Although Operation Sea Lion was never attempted, there has been much speculation about its hypothetical
outcome. The great majority of military historians, including Peter Fleming, Derek Robinson and Stephen
Bungay, have expressed the opinion that it had little chance of success and would have most likely resulted in a
disaster for the Germans. Fleming states it is doubtful whether history offers any better example of a victor so
[121]
nearly offering his vanquished foe an opportunity of inflicting on him a resounding defeat. Len Deighton
[122]
and some other writers have called the German amphibious plans a "Dunkirk in reverse". Robinson argues
the massive superiority of the Royal Navy over the Kriegsmarine would have made Sea Lion a disaster. Dr
[123]
Andrew Gordon, in an article for the Royal United Services Institute Journal agrees with this and is clear
in his conclusion the German Navy was never in a position to mount Sea Lion, regardless of any realistic
outcome of the Battle of Britain. In his fictional alternate history Invasion: the German invasion of England,
July 1940, Kenneth Macksey proposes that the Germans might have succeeded if they had swiftly and
decisively begun preparations even before the Dunkirk evacuations, and the Royal Navy for some reason had
[124]
held back from large-scale intervention, though in practice the Germans were unprepared for such a
[125]
speedy commencement of their assault. The German official naval war historian, Vice Admiral Kurt
Assmann, wrote in 1958: "Had the German Air Force defeated the Royal Air Force as decisively as it had
2
defeated the French Air Force a few months earlier, I am sure Hitler would have given the order for the
[126]
invasion to be launched - and the invasion would in all probability been smashed". ”
A wargame concerning Operation Sea Lion was conducted at the Royal Military
Academy Sandhurst in 1974 and was published in the Daily Telegraph. The Wikipedia entry for
the wargame on 16 May 2021 stated:
“Assumptions
The scenario assumed:
● The German military had taken until September to assemble the shipping necessary
for a Channel crossing.
● The Luftwaffe continued to attack British airfields after September 7, 1940 instead of
bombing London during the day, but despite continuous attacks up to September 19
had not yet established air supremacy; albeit that their intelligence assessments
proposed that the RAF was at breaking point.[5]
● The Luftwaffe bombed London at night.
● The Germans had only converted river barges available as transport ships for the first
wave. Not a great deal was known about the invasion fleet at the time of the
wargame. This represented a gross simplification relative to shipping plans
discovered later, which involved nearly 4,000 vessels, including 150 merchant ships
and 237 light or auxiliary close escorts, in four invasion fleets. In the actual shipping
plans, the second and third echelons of the first wave; consisting of artillery, vehicles,
heavy equipment, stores, horses and reserves of personnel, would have crossed the
Channel at the same time as the first echelon. In the Game these follow-up forces
were held back to cross on the night of S plus one; and were intercepted at dawn on S
plus two by a large force of Royal Navy cruisers and destroyers.
● The only ships available to defend the invasion fleet were some U-boats, E-boats and
destroyers.
● The invasion fleet was largely unmolested in the crossing, as the Royal Navy ships
had to steam south from their bases as far away as Scotland to reach the invasion
beaches.
● The bombing of London would destroy railways between East Anglia and the
invasion beaches in Kent and Sussex, so that British troops could not be redeployed
quickly. This actually happened on September 7, 1940, when all the railways running
south from London were cut and took a long time to repair due to the use (for the first
time) of delayed action time bombs.[6]
● Operation Herbstreise was enlarged to make 10,000 men available for a landing in
East Anglia, northern England, Scotland, or Iceland (in real life there were three
divisions of infantry involved).[6]
3
● The Channel Guns had no effect.
● The Home Fleet would send its capital ships south.
The first two days
The game started on September 19, 1940 but the Germans decided that the sea was too rough to
attempt a landing. The same happened the next day. The first two days of game time, therefore,
consisted of air battles, movement of British units to the south coast, the launching of Operation
Herbstreise, and embarkation of German units at the French Channel ports. The Luftwaffe
bombed Britain's south coast and laid mines in the Harwich, Humber and Thames estuary waters.
The Germans landed their Herbstreise diversion force in Iceland and laid protective minefields in
the Channel. The British took full advantage of their intelligence coup (the huge map only
showed SE England) and the two day delay by moving four more divisions to Saffron Walden,
Newbury, Crowborough and Royal Tunbridge Wells to bolster the nine already in East Anglia,
Kent and Sussex. "Churchill" refused to divert any troops in response to the Iceland invasion.[2]
Paddy Griffith was very disappointed with the map, which he said was unnecessary and on
which he wasn't consulted. "On the day of the game its mere existence had the instant, deeply
unfortunate effect of revealing to the British team that the invasion would certainly land in Kent,
rather than in East Anglia, or wherever else the umpire team had been trying hard the German's
deception plan sound convincing." [7] The map only included the English coast between
Portsmouth and Ipswich.
On the afternoon of September 21, the wind dropped, and the forecast for the next day improved.
The German protective minefields were finished, stretching out from the North Foreland. The
first wave invasion fleets began to form up at dusk, and begin to cross. They were spotted by a
British armed trawler at 11pm, The Cromwell warning was issued half an hour later (and the
church bells rung), and at midnight the Home Fleet was ordered south.
Invasion
The German first echelon attack was launched at dawn on 22 September 1940 and consisted of
8,000 airborne troops and 80,000 infantry landed in amphibious operations. The invasion fleet
suffered only minor losses to Motor Torpedo Boats, however the Germans lost about 25% of the
barges used for the first echelon when these were destroyed on the beaches. During this 24-hour
period the Royal Air Force lost 237 aircraft (about 23% of its fighting strength); the Luftwaffe
losses amounted to 333, also about 23% of its aircraft. Naval engagements were indecisive at this
stage as the Royal Navy was still assembling its main destroyer fleet to attack; but a small force
of destroyers, supported by the cruiser HMS Manchester, attempted to reach the invasion
beaches from Portsmouth, and were easily sunk by the German destroyer and S-boat escorts. The
4
larger ships of the Royal Navy Home Fleet (including battleships, heavy cruisers and aircraft
carriers) were not to be committed due to their vulnerability to air attack and U-boats.
The Germans managed to advance a dozen or so miles inland and even captured the ports of
Folkestone and Newhaven but the docks at Folkestone had been thoroughly demolished by the
British rendering them more or less unusable. British and Commonwealth forces were moved to
fully engage in the battle with the first counterattack on 23 September, halting the advance of the
Germans towards Hastings and recapturing the western bank of Newhaven. German paratroops
were also pinned down by long-range artillery directed onto the captured aerodrome at Lympne
by stay-behind forces. At this stage the Germans had few tanks (including amphibious tanks) and
only light artillery ashore. An increasing shortage of ammunition was slowly forcing them back
towards the sea. The Germans asked "Hitler" if the nighttime bombing of London could stop and
the aircraft used to support the invasion. The request was denied. By dusk on 23 September the
Germans had the assault troops 10 divisions ashore, but most were halted by counterattacks, and
were awaiting the remainder of their equipment, stores and personnel on the second and third
echelons.
The second and third echelon barges of the German invasion arrived off the English coast on the
morning of 24 September, but only across from Calais and Dunkirk to the beaches in Kent; there
would be no follow-up support to the forces ashore in Sussex as there was insufficient air cover
and naval defence. At dawn on 24 September the follow-up echelons of German invasion barges
were intercepted still 9 miles short of their beach objectives by a Royal Navy fleet of 17 cruisers
and 57 destroyers plus Motor Torpedo Boats. 65% of the German barges, three German
destroyers and seven E-boats were sunk for the loss of only two British destroyers (sunk by
U-boats) plus two cruisers and four destroyers damaged. Some of the accompanying transport
ships broke away and headed for Folkestone, but the port was so badly damaged they could only
unload two at a time. With the Royal Navy suffering only minor losses, the Home Fleet was
ordered to stand by to sail for the English Channel. The German divisions ashore only had
enough ammunition for two to seven more days of fighting. Fast steamers and ferries were
pressed into service to start an evacuation of German troops from Folkestone and Rye. "Hitler"
ordered the remaining reserves to stand down and prepare for redeployment to Poland. Further
British air and sea attacks disrupted the German evacuation over the subsequent four days. The
remaining German troops in England finally surrendered on 28 September.
Conclusion
Although the first echelon landings were more successful than had been anticipated, the German
navy's relative weakness, combined with the Luftwaffe's lack of air supremacy, meant they were
not able to prevent the Royal Navy from intercepting the second and third echelon Channel
crossings. The Navy's destruction of the follow-up echelon forces prevented resupply and
reinforcement of the landed troops. This made the position of the initially successful invasion
force untenable; it suffered further casualties during the attempted evacuation. Of the 90,000
5
German troops who landed only 15,400 returned to France. 33,000 were taken prisoner, 26,000
were killed in the fighting and 15,000 drowned in the English Channel. All six umpires deemed
the invasion a resounding failure.”
The military historians and the wargame suggesting Operation Sea Lion would have
failed because the Royal Navy would have stopped it, are most likely wrong. This is because, if
the Luftwaffe had gained a reasonable level of air superiority over the Channel it would have
stopped the British Navy interfering with the invasion and it could have gained air superiority by
continuing attacks on radar stations and on Fighter Command airfields in southern England and
not diverting its attacks to London. It does not need complete air supremacy to force the Royal
Navy from the Channel. It needed a degree of air superiority sufficient to allow dive bombing
and torpedo attacks on the British ships so that they would either be sunk or forced to withdraw
from the Channel.
The assumptions made for the war game seem somewhat arbitrary, especially those
concerning the intelligence coup of where the invasion would take place, the weather, the date of
the invasion, and the belief that the Germans would allow a Royal Navy fleet of 17 cruisers and
57 destroyers to surprise their invasion barges and sink 65% of them. The Germans would have
known the Royal Navy would try to stop the invasion and would have kept the Royal Navy ships
under close observation by u-boats and air reconnaissance. They would have kept their barges
and invasion shipping well away from the Royal Navy ships. Shallow draught barges could seek
sanctuary up the rivers on the French coast where the British ships could not follow them. The
British ships would then be subjected to continuous air attack and they could not stay in the
Channel for long.
The use of shallow draught river barges would also have the advantage that they might be
difficult to sink by torpedoes designed for use against much deeper draught ocean going ships.
Also many of the barges were modified by the Germans including putting guns on them so they
could defend themselves against the smaller British vessels. The Siebel Ferry, one of the vessels
proposed for the invasion, was armed with 88mm guns and 20mm guns. Lightweight
unarmoured British Motor Torpedo Boats and Motor Gun Boats might not be effective against
the barges because the torpedoes may be ineffective while it is not clear that the British Motor
Torpedo and Gun Boats would win a shootout with well armed barges. Even troops on the barges
using rifle and machine gun fire could harm the smaller unarmoured British boats. The fourth of
the wargame assumptions listed above states the Germans had 237 light or auxiliary close escorts
available to protect the invasion shipping. Given also that the Luftwaffe would have a much
greater presence over the Channel than the British aircraft the British boats would also have to
face strafing attacks from Me 109 and 110’s armed with 20 mm cannon so it is unlikely the
British Motor Torpedo and Gun Boats would be able to stop or significantly contribute to
stopping the invasion.
There is of course the German E boat attack on Exercise Tiger at Slapton Sands on 28
April 1944, the Battle of Lyme Bay, when German E boats at night, in the early morning, sunk 2
6
American LST ships and damaged two more. But this was at night and the Germans took the
Americans by surprise and the American LST’s had a much deeper draught than the German
river barges. The result of the Battle of Lyme Bay was largely caused by carelessness and
complacency due to the Allies not having seen E boats in the Channel for some time. The
Germans attempting the invasion of Britain would certainly not have been as complacent and
careless as the Allies were at Lyme Bay.
There were attempts by RAF Bomber Command in 1940 to bomb the invasion barges.
They were not very effective as its bombers were designed for bombing enemy cities and not for
attacking naval vessels and invasion barges. The sort of fighter bomber ground attack aircraft
used by the RAF later in the war which would have been effective against the German invasion
barges were converted fighters such as Hurricanes with 40 mm cannon under the wings, Spitfires
with 20 mm cannon and Hawker Typhoons with 6 inch rockets. But in 1940 British fighters were
busy trying to stop German bombers bombing Fighter Command airfields, London and if
Operation Sea Lion had gone ahead, stopping German bombers sinking British ships. The
bombing attacks on the invasion barges were not very successful, not surprisingly as at night
Bomber Command aircraft were incapable of hitting a German city, while in daylight they
suffered excessive losses due to attacks by German fighter aircraft.
If the Germans had done it correctly Operation Sea Lion could have been successful
because of the dominance of air power over naval power which was clearly shown in World War
2. If the Germans had won the Battle of Britain by destroying the radar network on the south
coast of England and by continuing the attacks on the Fighter Command airfields and driving
Fighter Command from those airfields and away from the Channel, it would have allowed
German landings on the south coast of England. Once the landings had happened the Royal Navy
would leave its bases in northern Britain and proceed to the coast where the landings had
happened. The British ships would be under constant German u-boat and air attack and would
have to find their way through minefields placed by the Germans to protect the landings. When
they arrive there they will find the German barges have scattered and taken refuge in the rivers of
Northern France, such as the Seine, the Somme and the Rance. Guns could be put at the river
mouths and along the rivers so British ships could not follow retreating invasion barges, but they
would be very unlikely to try to follow the barges, due to the risk of being grounded and moving
beyond the range of air cover from RAF fighters. There will be very little for the British fleet to
attack as the German navy will have no intention of engaging in battle with the Royal Navy and
all the barges will have disappeared and the British ships will be under constant attack from
German aircraft. Fighter Command with its remaining Spitfires and Hurricanes will try to protect
them, but operating from airfields north of the Thames will not be able to spend a lot of time
over the ships and will in any case be engaged by the Me 109's, leaving the German bombers to
attack the British warships. Even if the radar stations on the south coast had not been totally
destroyed by German bombing the German landings on the south coast would take over the radar
stations and deny their use to the British. Due to this, Spitfires and Hurricanes protecting ships
would have to maintain standing patrols over the ships, while the Me 109’s only have to be over
7
the ships and engaging the British fighters when the German bombers were attacking the ships.
German aircraft would operate from airfields in northern France while the British fighters would
be operating from airfields north of the Thames and be operating at close to the full range of the
British fighters and would spend less time over the Royal Navy ships. In the small space of the
English Channel British warships would be easily found and attacked by German aircraft flying
many sorties per day due to the short range of the targets from the German airfields.
How long the British ships will be able to stay in the Channel is uncertain but probably
just 2 or 3 days and such a small interruption to the German supply lines will not be too
important. Certainly over 2 or 3 days the Luftwaffe assisted by u-boats will be able to sink any
British ships in the Channel and then the Germans will be able to resupply their troops in
England.
The Wikipedia page on Operation Sea Lion as at 22 December 2020 stated:
“The record of the Luftwaffe against naval combat vessels up to that point in the war was poor. In the
Norwegian Campaign, despite eight weeks of continuous air supremacy, the Luftwaffe sank only two British
warships. The German aircrews were not trained or equipped to attack fast-moving naval targets, particularly
[43]
agile naval destroyers or Motor Torpedo Boats (MTB). The Luftwaffe also lacked armour-piercing bombs
and their only aerial torpedo capability, essential for defeating larger warships, consisted of a small number of
slow and vulnerable Heinkel He 115 floatplanes. The Luftwaffe made 21 deliberate attacks on small torpedo
boats during the Battle of Britain, sinking none. The British had between 700 and 800 small coastal craft
(MTBs, Motor Gun Boats and smaller vessels), making them a critical threat if the Luftwaffe could not deal
with the force. Only nine MTBs were lost to air attack out of 115 sunk by various means throughout the
Second World War. Only nine destroyers were sunk by air attack in 1940, out of a force of over 100 operating
in British waters at the time. Only five were sunk while evacuating Dunkirk, despite large periods of German
air superiority, thousands of sorties flown, and hundreds of tons of bombs dropped. The Luftwaffe's record
against merchant shipping was also unimpressive: it sank only one in every 100 British vessels passing through
[44]
British waters in 1940, and most of this total was achieved using mines. ”
This passage refers to the Luftwaffe’s inability to sink warships in British waters with
aircraft based in Germany. However it is not British waters that are relevant here, it is the
English Channel of which the entire southern shore was occupied by the German army by June
1940 allowing all Luftwaffe aircraft and in particular the Me 109’s to operate over the Channel.
As for the Norwegian campaign, the great majority of naval operations were centred around
Narvik which was a long way from the Luftwaffe bases in northern Germany. The reference to
“fast moving naval targets” is obviously fast moving compared to slow lumbering battleships,
but the relevant comparison is with fast moving agile aircraft capable of nine or ten times the
speed of the naval targets. The small number of small coastal craft sunk by the Luftwaffe was
because after the early stages of the Battle of Britain, the Kanalkampf, just about all British navy
and merchant ships were withdrawn from the Channel due to German air attacks and throughout
the war they were kept well away from the Luftwaffe. The other reason why few British ships
were sunk in the war was because they were low priority targets. During the Battle of Britain the
8
priority targets were Fighter Command airfields and then London became the main target.
However British ships trying to stop the invasion of England would be top priority targets and
the Luftwaffe operating from nearby bases on the north coast of France with full fighter
protection would very likely have great success against the Royal Navy ships.
One of the biggest lessons of World War 2 was, if you want to control the sea, you need
to control the air above the sea. This lesson was not fully apparent in 1940 but became clear in
the Pacific War between USA and Japan. Great naval battles such as the Coral Sea, Midway,
Philippines Sea and Leyte Gulf were fought and won almost entirely with airpower. Only to a
limited extent at the Battle of Leyte Gulf did the opposing ships even see each other, the rest of
the battles were fought by aeroplanes launched from aircraft carriers or occasionally from air
bases on land. The dominance of aircraft over naval vessels was also shown by the sinking of the
Prince of Wales and Repulse by Japanese planes and the sinking of the Yamato by American
planes. The Japanese lost 4 planes destroyed and 28 damaged when sinking the Prince of Wales
and Repulse and the Americans lost 10 aircraft while sinking Yamato and a cruiser and four
destroyers. This is the reason why we no longer build battleships and cruisers, they cost a lot of
money and are easily destroyed by aircraft. Ships and aircraft are not weapons, they are weapons
carriers and just about every weapon that can be put on a ship, other than large naval guns, can
be put on an aircraft. Aircraft have the advantage of being vastly cheaper and vastly more
mobile, while warships are expensive, slow, lumbering targets.
The only thing saving ships from being sunk by aircraft in the Pacific and the Atlantic
was the difficulty of finding ships in the vast expanse of those oceans. However that problem
does not exist in the small area of the English Channel. The whole of the English Channel is
within the range of all German aircraft including the Me 109 and with the small area of the
English Channel being flown over by hundreds of aircraft it will be very easy for the Germans to
find the British ships.
The best ways for aircraft to destroy ships in World War 2 is by torpedoes and dive
bombing. The damage done by American dive bombers at the Battle of Midway shows the
effectiveness of dive bombing in the Pacific War and in the European theatre the Stuka pilot
Colonel Hans Rudel sank a battleship, a cruiser, a destroyer and 70 landing craft when he was
not destroying Soviet tanks. The Germans were particularly well off for dive bombers as both the
Ju 87 Stuka and the twin engined Ju 88 were capable of dive bombing. The Stukas of course
were withdrawn from the Battle of Britain as they were easily shot down by Spitfires and
Hurricanes. However that was when they were attacking Fighter Command airfields in southern
England and when the British had the use of radar. Attacks on the British fleet in the Channel
would mean the Stukas would be operating at much shorter range and there would be much less
opportunity for British fighters to attack them and without radar the British fighters would not be
able to attack in great numbers.
The other main German bombers were the Dornier 17 and Heinkel 111 and there is no
reason why they could not be fitted with a mechanism for launching torpedoes against ships. The
Heinkel 111 was used as a torpedo bomber later in the war in the Atlantic and Arctic. The Me
9
110 was designed as a twin engined two seater fighter but proved to be useless in air combat with
Spitfires and Hurricanes, but it too could have been modified to serve as a torpedo bomber. The
modification of aircraft to carry different ordnance was common in World War 2. Hitler turned
the Me 262 fighter into a bomber, Hurricanes in the western desert were equipped with 40mm
cannon for tank busting and the Germans equipped the Stuka with 37mm cannon for the same
purpose. If appropriate torpedo racks were fitted externally to He 111’s, Do 17’s and Me 110’s
they could be effective torpedo bombers. The Germans certainly had the technology for this as
they had the Heinkel He 115 floatplane which was a torpedo bomber. The Wikipedia entry for
aerial torpedoes as at 16 June 2021 states:
“In April 1942, Adolf Hitler made the production of aerial torpedoes a German priority, and the
Luftwaffe took the task over from the Kriegsmarine.[25] The quantity of available aerial torpedoes
outstripped usage within a year, and an excess of aerial torpedoes was on hand at the end of the
war. From 1942 to late 1944, about 4,000 aerial torpedoes were used, but some 10,000 were
manufactured during the whole war.[25] Torpedo bombers were modified Heinkel He 111 and
Junkers Ju 88 aircraft, but the Focke-Wulf Fw 190 fighter aircraft was successfully tested as a
delivery system.[25Campbell, N. J. M.; John Campbell. Naval Weapons of World War Two. Naval
Institute Press, 1986. ISBN 0-87021-459-4.”
As I say, just about any aircraft can be turned into a torpedo bomber, even the Fw 190 fighter.
There are hardly any cases of amphibious landings failing in World War 2. The first
attack on Wake Island and a few attacks on the Bataan Peninsula in early 1942, but these can be
put against Torch, Sicily, Salerno, Anzio, Southern France and Normandy in Europe and
Guardalcanal, Saipan, Peleliu, Tarawa, Okinawa, Iwo Jima, Leyte Gulf, Lingayen Gulf in the
Pacific. In all these landings the attacker had overwhelming air and naval supremacy and the
Germans did not have this over the English Channel in 1940. However they did have a degree of
air superiority and had driven British warships out of the Channel in the early stages of the Battle
of Britain. They also had a tremendous advantage in the short distance the invading forces had to
travel across the Channel allowing the Luftwaffe to achieve air superiority over the Channel and
the area of the landings.
How the Germans could have won
If Germany had persisted with attacks on radar stations and Fighter Command airfields
and not changed to bombing London, Fighter Command would have been forced to withdraw its
Spitfires and Hurricanes to 12 Group airfields north of the Thames. This would have amounted
to a concession of air superiority, although not air supremacy, over southern England to the
Luftwaffe. This would have allowed the invasion of Britain to take place.
When the invasion happened Royal Navy ships from Scapa Flow and other British naval
bases would move south to stop the invasion. The Germans knew where the British ships were
10
based and where they were headed, which was obviously to the English Channel to cut supplies
to the German troops who had landed on the south coast of England. They would also know
when the British warships would leave their bases which would be as soon as the British became
aware of the landings. This would make it easy for the Germans using u-boats and air
reconnaissance to track the movements of the British ships to make sure they never get anywhere
near the German invasion shipping.
The British warships had a choice of two routes to the Channel. One was through the
North Sea which would be the quicker route, the other down the west coast of Britain and
through the Irish Sea or alternatively out into the Atlantic. Whatever route was chosen and
maybe some ships would go by one route and others by the other route, all ships would go by a
zigzag course to avoid torpedoes from u-boats and they would travel at the speed of the slowest
ship and this would slow their progress.
When the British ships arrived at the Channel the German invasion shipping would
retreat to rivers such as the Seine and the Somme and possibly the Rance. Most of the invasion
ships were river barges so they could go up these rivers and the British ships could not follow
them due to the size of the British ships and a risk of grounding, and because going up the rivers
would take them out of range of British air cover. The German invasion barges were slow,
capable of about 5 knots, but the Germans knew that and would make sure they had enough time
to escape up the rivers. Temporary evacuation of the Channel would have been planned by the
Germans and the initial landings of the Germans troops would be well supplied as they would
anticipate a temporary interruption of supplies.
The initial landings would concentrate on the capture and disabling of radar sites, so
British fighters attempting to protect Royal Navy ships in the Channel would not have the benefit
of radar communication and control. They would also try to secure ports and airfields but they
would need some repairs due to previous bombing and British demolition.
Royal Navy ships in the Channel would be subjected to relentless air attacks from dive
bombing Ju 87’s and Ju 88’s and torpedo bombing from torpedo equipped Do 17’s, He 111’s and
Me 110’s. Fighter protection, from Spitfires and Hurricanes operating at long range from bases
north of the Thames and without radar direction, would be limited. The British fighters operating
at the extent of their range would only be able to spend a short time protecting the ships. The
Germans on the other hand would be operating at short range from airfields in northern France.
The Germans would have the attackers advantage of deciding when to attack and can put
overwhelming force into each attack. If the British fleet dispersed to chase the barges which
would take sanctuary in a variety of rivers the Germans would be able to concentrate
overwhelming air attacks at particular parts of the British fleet while the British fighters would
have to provide air cover for all parts of the British fleet as without radar they will have no prior
warning of attacks.
The Germans would be creating the situation which they tried to create at the start of the
Battle of Britain by engaging the British fighters over the Channel by attacks on British shipping
in the Channel. In the Battle of Britain Dowding refused to engage the German fighters over the
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Channel and the British simply withdrew their shipping from the Channel. But with an invasion
on they can hardly withdraw their ships and the Spitfires and Hurricanes would have to engage
the German aircraft without the advantage of radar and from bases north of the Thames. The
Germans would also benefit from the recovery of bailed out pilots as they were much better
organised to rescue pilots from the sea. The Luftwaffe provided their air crew with flares, sea
dye, yellow skull caps and one man dinghies and had float planes which would search for pilots
and rescue them when found. German pilots could be rescued from the north coast of France or
the south coast of England but British pilots if they survived the sea would fall into German
hands and become prisoners of war regardless of which coast they reached. The loss of
experienced pilots was the greatest problem for Fighter Command throughout the Battle of
Britain. The German invasion would act as a lure to draw out the British fleet and Fighter
Command Spitfires and Hurricanes so they could all be destroyed in situations favourable to the
Germans.
The German attacks on the British fleet would be conducted by dive bombing Ju 87’s and
Ju 88’s and torpedo bombing Do 17’s, He111’s and Me 110’s. The Spitfire and Hurricanes would
try to attack the German bombers but would be attacked by the Me 109’s. No doubt both sides
would lose aircraft and aircrew but with the Germans having the advantage of operating from
short range and the British from long range from their airfields many of the German bombers
will be able to attack the British ships.
Air attacks on ships in World War 2 were generally successful so long as the attacks were
persistent and kept up until the ships were sunk or they moved beyond the range of the attacking
aircraft. The Germans had a particular advantage as their aircraft were operating so close to their
airfields their fighters could spend far more time over the British fleet than the RAF fighters and
the German bombers could carry less fuel so they could carry more ordnance and damaged
aircraft could more easily get back to their airfields.
When trying to provide air cover to British ships the British fighters would have to
operate without the benefit of radar. This is because if the Germans had persisted with attacks on
the radar stations they would have destroyed the receiver huts at the base of the radar towers,
within which the radar operators observed the cathode ray tubes and telephoned what they saw to
Fighter Command headquarters at Bentley Priory, where the information was collated with other
information. The towers themselves were difficult to destroy by bombing as the explosive force
of the bombs just goes through the tower framing, but the receiver huts could be destroyed. An
even more important reason why the British fighters would not have the benefit of radar is that
German troops landing on the south coast of England would be taking over the radar stations and
denying their use to the British. The Germans had also discovered by September 1940 that radar
could be jammed by radio interference. (Deighton 1990, 277).
RAF fighters operating from 12 Group airfields north of the Thames would have been
operating at long range and without radar, so there would be no warning of when the German
attacks on British ships were being made. This would mean Spitfires and Hurricanes protecting
the ships would have to maintain standing patrols over the ships, while the Me 109’s only have to
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be over the ships when German bombers attacked the ships. At any given point in time there
would only be a small number of British aircraft over the British ships as many planes would be
heading back to their airfields, or be landing, or refueling and heading back to the ships. Pilots
also need food and sleep so the problem with standing patrols is not just time taken flying to and
from the British ships but also with ensuring pilots are in a fit condition to confront the enemy. If
there were 900 serviceable fighters available to protect the British ships, probably only 300
would be over the British ships at any given point in time. The Germans on the other hand would
be operating at much shorter range and would be able to commit all available resources in
specific powerful attacks that would overwhelm the small number of British fighters protecting
the British ships. The Germans would have the attacker's advantage of choosing when and where
to attack the British ships. The where would be largely dictated by the exact location of the
British ships but it would be somewhere in the English Channel which would be decided by the
German decision of where to invade for example on the south coast of England. The when
however would be absolutely at the discretion of the Germans who could decide when to attack
the British ships, for example day or night or both and they can choose what weather conditions
to attack in from whatever conditions are available. Cloudy days for example might make dive
bombing impossible but torpedo bombing is done at low altitudes and clouds may provide some
protection from British fighters.
Let us imagine a British fighter based north of the Thames trying to protect a British fleet
in the middle of the Channel. It would have to fly 150 miles to reach the British ships and then
would spend a limited period of time above them before it had to fly back to its base north of the
Thames. Most of the time it would be flying to the British fleet or it would be flying back to its
airfield. When it got there it would have to land and refuel all of which takes time. Because so
much time was spent flying to and from the British fleet and refueling at the airfield each plane
would spend only a limited time over the British ships.
The width of the English Channel is 20 miles (33 kilometres) at Dover and its maximum
width is 150 miles (240 kilometres) so its average width may be around 85 miles (136
kilometres) wide. The distance from Oxford to Portsmouth is 66 miles (107 kilometres) so
British fighters from north of the Thames would have to fly 151 miles to reach the British
warships. The combat range of a Hurricane is around 300 miles (total range is 600 miles) so it
would have to spend half its time flying to and from the British ships. Further time would be
spent on take offs, landing and refuelling so probably at any given time only a third or less of the
British fighters would be providing air cover for the British ships.
The situation of standing patrols can be compared to that if radar was available, as it was
for most of the Battle of Britain. When radar was available pilots would sit around by their
aircraft and when German aircraft were detected forming up over France, the British fighters
would all take off at the same time and confront the Germans with their full available force.
Without radar and having to use standing patrols only a part of the British fighter force would be
able to face the full German air force. The Germans would be operating from much closer
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airfields on the north coast of France and would have the attackers advantage of choosing the
time of the attack and being able to commit all their available resources to the attack.
The actual strengths of both sides in the Battle of Britain are difficult to accurately assess
as they varied from day to day due to aircraft being destroyed, new aircraft arriving at airfields
and aircraft being repaired. Even when there were plenty of aircraft, there were not always
aircrew available to fly them and not all aircraft were immediately serviceable. Immediately
serviceable means a pilot can fly it immediately while available means the aircraft requires either
minor or more significant work before it can be flown. Collier states on Eagle Day, 13 August
1940, the Germans had 3,358 aircraft with 2,550 immediately serviceable. This consisted of 80
close and 71 long range reconnaissance planes, 998 bombers, 261 Stukas, 31 ground-attack
planes and 1,029 single and twin-engined fighters and 80 coastal reconnaissance planes. Fighter
command had 708 fighters and 1,434 fighter pilots available as at 3 August. (Collier, 1968, 285).
Killen states total German front line strength deployed against Britain in August 1940 was
approximately 2,550 serviceable aircraft including 900 bombers, 250 dive bombers, 800 single
engine fighters and 200 twin engine fighters. The British had a total first line strength of 900
Spitfires, Hurricanes and Bolton and Paul Defiants available in July 1940. (Killen, 1967, 133).
Deighton states Fighter Command had on 20 July 1940, 531 serviceable fighters out of a total of
609 and had another 289 fighters in reserve. The Germans had 893 Me 109’s, 725 of them
serviceable, 280 Me 110’s, 200 of them serviceable, 316 Ju 87 dive bombers, 248 of them
serviceable, 1,260 twin engined bombers, 864 of them serviceable, 134 long range
reconnaissance aircraft, 96 of them serviceable and 110 coastal reconnaissance aircraft, 61 of
them serviceable. (Deighton, 1990, 131 and 152). Overall the number of single seater fighters
was roughly even, say around 900 each.
The British would need to do standing patrols over their ships which would mean at any
one time only a third or less of their fighters would be over the ships. If 300 British fighters were
attacked by 900 German fighters it is very likely they would not be able to stop attacks by
hundreds of German dive bombers and torpedo bombers on the British ships. No doubt some
German aircraft would be shot down but the vast majority would be able to release their bombs
and torpedoes, many of which would hit the British ships. The German aircraft operating at short
range from their air bases will be able to make many sorties per day and will be able to keep up
the attacks day after day until the British ships are either sunk or withdrawn from the Channel.
At the same time as the air attacks, German u-boats would be operating in the Channel. In
August 1940 the Kreigsmarine had only 28 operational u-boats but from short range bases in
Germany probably 15 to 20 of these u-boats could be in the Channel at any one time. They will
know exactly where the British ships are and the British ships will face constant attacks by the
German submarines at the same time as they are subject to air attacks.
The British ships in the Channel could be attacked both in daylight and at night as star
shells and parachute flares could provide illumination of the British ships. This would make it
easier for German aircraft to find the British ships, who, being slow moving, will remain in the
illuminated area for some time, while attacking German aircraft will be in and out of the
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illuminated area very quickly. One advantage of night attacks is that unescorted bombers will be
able to attack the British warships as the night will protect the bombers for all but a brief period
of time in which they would be in the illuminated area. This would mean the Me 109’s could be
saved for daylight attacks when the bombers would need protection. American dive bombers
sank three Japanese carriers in the Battle of Midway in an attack lasting only a few minutes.
Once the British ships had left the Channel the resupply and reinforcement of the German troops
in southern England could recommence.
The length of time ships can survive when under air attack is most likely to be two or
three days. The battles in the Pacific lasted for two to four days before one side or the other
withdrew due to excessive losses. The Battle of the Coral Sea lasted four days and resulted in the
sinking of three American ships including a fleet carrier and three Japanese ships including a
light carrier. The Battle of Midway lasted three days and resulted in the destruction of four
Japanese aircraft carriers and one American carrier and numerous other ships. The Battle of the
Phillipine Sea lasted two days and resulted in the loss of three Japanese Fleet carriers and the
Battle of Leyte Gulf lasted three days and resulted in the loss of three Japanese carriers, three
battleships and ten cruisers and eleven destroyers. These battles were all fought at much greater
distances than would be involved with German aircraft attacking British ships in the English
Channel from airfields in northern France. It would also be a lot easier to find the enemy ships in
the English Channel than in the Pacific Ocean, so if anything a battle in the English Channel
would be over much quicker than those in the Pacific. It would be surprising if the British ships
lasted more than a day or two in the Channel given that they would be easy to find and the
attacking aircraft could fly many sorties per day due to the short distance from their airfields to
their targets.
How long German troops could survive in southern England cut off from their supply
lines across the Channel is a matter of conjecture. However it is likely to be much more than the
6 days suggested in the wargame referred to above. In 1940 the German army was predominantly
horse drawn and there would have been plenty of grass in southern England in September 1940.
German troops will be able to survive in Southern England far longer than the Royal Navy would
be able to survive in the English Channel under constant air attack. German troops survived
when cut off in Stalingrad from 23 November 1942 and surrendered on 2 February 1943 a total
of 72 days, while the Demyansk Pocket also survived 72 days from 8 February to 21 April 1942
before relieving German troops broke through to them. The Kholm pocket survived from 23
January 1942 to 5 May 1942 a total of 105 days before relief. Life would probably be a lot easier
for cut off German troops in September in southern England than in Russia during the middle of
winter.
If necessary German troops could be supplied by air from aircraft landing on any clear
flat surface in southern England or by parachuting supplies to the German troops. If that was to
prove difficult in daylight due to Fighter Command interference, the air supply could be done at
night. It may also be possible to get supplies across the Channel by night in small fast boats
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avoiding the British ships and there would be supplies captured from the British in southern
England.
The actual German landings were intended by the German army to be on a long front
from Ramsgate to Portsmouth. This would seem to be a wise decision as it would allow the
removal of a large part of the British radar network and where one attack might fail, others
would be likely to succeed and as they push inland it would mean the areas where the attacks are
pinned down on the beaches would have to be abandoned by the British as their forces would be
in danger of being attacked in the flank or rear by the German forces involved in the successful
landings. A long front would also make it a lot harder for the British fleet to block the flow of
supplies to the German troops.
The river barges and other shipping used by the Germans would not be as sophisticated
as the landing craft used on D Day 6 June 1944 by the Allies, however the beach defences on the
south coast of England would be nothing like what the Germans had in 1944 as the south coast of
England had only become vulnerable to invasion in June 1940 so there would have been little
time to build coastal defences. The British also thought it was likely the landings could be on the
east coast of England and this would mean British troops would be spread out and not
concentrated on the south coast to stop the invasion. The British had 26 ill equipped divisions as
enormous quantities of equipment had been left behind at Dunkirk in August 1940 to oppose 25
experienced and well equipped German divisions. (www.ww2-weapons.com/battle-of-britain). In
these circumstances it is quite likely the landings would be successful and the German troops
would be able to drive north and conquer Britain.
A further point is that even if the Germans did not invade in September 1940 they could
still invade later in the year. This could be more difficult than in September due to the weather
conditions, but more difficult does not mean impossible. The assumption that the Germans had to
invade in September 1940 or wait until 1941 is wrong. Any delays in the German invasion would
give more time for a British army short of equipment due to Dunkirk, to rearm and equip so the
Germans would want to invade as soon as they could. The Weather on line website shows the
weather for various months of the year at places such as Dover and the Isle of Wight. The
average wind speed at Langdon Bay, Dover is 23 kph in October, 24 kph in November, 26 kph in
December, 25 kph in January. It is 19 kph in June and 18 kph in July, 17 kph in August and 19
kph in September. The equivalent figures for St Catherine’s Point on the Isle of Wight are June
17 kph, July 22 kph, August 22 kph, September 21 kph, October 24 kph, November 23 kph,
December 25 kph, and January 24 kph. It gets up a bit in October but it does not seem to be a
massive increase. Does all the shipping disappear from the Channel in October, November and
December each year ? War is always difficult and is not always fought in the best conditions but
it can still be fought even when the conditions are not perfect.
The conclusion I would reach is that if the Germans had done it right Operation Seal Lion
could have been successful. The idea that the Royal Navy could have intercepted and destroyed
German invasion shipping is very unlikely as the Germans would have known of the location of
the British ships at all times. German air reconnaissance and u-boats would be able to track the
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Royal Navy ships and when they got close to the Channel the German invasion shipping could
take refuge in French rivers. This would cause an interruption of supplies to German troops in
southern England but the German troops will be able to survive much longer than the six days
suggested by the wargame. However it is likely the British ships would only last a few days in
the Channel due to Luftwaffe and u-boat attacks. The British fighters would not be able to stop
the Luftwaffe attacks as the absence of radar and the need for standing patrols would stop the
RAF fighters giving effective protection to the British ships. When the British ships were sunk or
driven from the Channel, the supply of the German troops in southern England could
recommence. Given the obvious quality of the German army in 1940 and its mastery of the new
Blitzkrieg method of war and that the British had left an enormous quantity of equipment at
Dunkirk the German army could well be victorious in Britain.
The assumptions in the wargame, such as the intelligence coup forewarning of where the
invasion will occur, German troops surrendering after six days, the Royal Navy surprising the
German invasion shipping, seem almost designed to ensure a British victory. The wargame
seems almost to be an assertion of British patriotism rather than an objective evaluation of
military realities. A claim of victory in a battle that was never fought. The same could be said of
some of the books dealing with Operation Sea Lion. Many are written by British authors, in
English, for the British market and do not seem to me to be completely objective evaluations of
the chances of success of Operation Sea Lion. I write as a strong Anglophile but my loyalty is to
the objective truth rather than to any particular country. Britain has much to be proud of such as
its achievements in science and technology and the British Empire which brought modern
science and technology and political ideas such as democracy and the rule of law to much of the
world. It also stood up to appallingly evil dictators like Adolf Hitler, even when it had to stand
alone. It has no need to invent imaginary victories for battles that never took place and would
quite possibly have been defeats.
Bibliography:
Collier, Richard (1968) Eagle Day: The Battle of Britain August 6-September 15 1940, Pan
Books Ltd, London
Cox, Richard (1974) Appendix 1: The Invaders Reach Berkshire, The Daily Telegraph Magazine
No 497, May 17 1974 pp 14-21
Deighton, Len (1990) Fighter: The True Story of the Battle of Britain, Grafton Books, London
Holland, James (2010) The Battle of Britain, Transworld Publishers, London
Johnson, J. E. (1968) Full Circle, Pan Books Ltd, London
Killen, John (1967) The Luftwaffe: A History, Sphere Books Ltd, London
Overy, Richard (2000) The Battle of Britain: The Myth and the Reality, W. W. Norton &
Company, New York
Shirer, William L (1964) The Rise and Fall of the Third Reich, Pan Books Ltd, London
Trevor-Roper, H.R. (ed) Hitler’s War Directives 1939-1945, Pan Books, London
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Websites:
World War 2 database
WW2 weapons.com
https://www.ww2-weapons.com/battle-of-britain/
Uboat.net
Weather online
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