St. Kliment Ohridski University Press
URBAN
AND
URBANIZATION
Chief Editors
Prof. Dr. Recep EFE
Prof. Dr. Turgut Tüzün ONAY
Assoc. Prof. Dr. Igor SHARUHO
Assoc. Prof. Dr. Emin ATASOY
Managing Editor
Assist. Prof. Dr. Mehmet BAYARTAN
ISBN 978 954 07 3772 0
ST. KLIMENT OHRIDSKI
UNIVERSITY PRESS
SOFIA • 2014
CONTENTS
FROM THE HISTORIC TO THE VIRTUAL CITY: THE NEW IDEA OF PUBLIC
SPACE:...........................................................................................................................
Valentina ALBANESE
MODELING OF LAND USE DYNAMICS: CASE STUDIES ON URBAN GROWTH
IN TURKEY:..................................................................................................................
Nurdan ERDOGAN; Birsen KESGIN ATAK; Engin NURLU
MEGALOPOLIS TOKYO: THE MOST SAFEST CITY IN THE WORLD —FROM
1600’S TO PRESENT: ..................................................................................................
Mitsuru SANO; Yukimasa KATO
THE TWO LEVEL CITY, THE LAND OF BLACK DIAMOND: ZONGULDAK:....
Taşkın DENIZ
POPULATION AND SETTLEMENT FEATURES OF BALIKESİR BETWEEN
1940 AND 2010: ............................................................................................................
İsa CÜREBAL, Recep EFE, Abdullah SOYKAN, Süleyman SÖNMEZ
URBAN TRANSPORT LOGISTICS OPTIMIZATION – A CASE STUDY FOR
BALCHIK MUNICIPALITY, BULGARIA:..................................................................
Boyko RANGUELOV
PRISHTINA, THE ONLY EUROPEAN CAPITAL WITHOUT GIS IN ITS MAIN
INSTITUTIONS:............................................................................................................
Florim ISUFI; Shpejtim BULLIQI; Bashkim KASTRATI; Fitim HUMOLLI; Ferat Krasniqi
A CONTRIBUTION TO SUSTAINABLE URBAN DEVELOPMENT: URBAN AGRICULTURAL LANDS:................................................................................................
A. Esra CENGİZ, Umut PEKİN TİMUR, Aybike Ayfer KARADAĞ, Demet
DEMİROĞLU
EVALUATION OF LIVEABILITY IN RESIDENTIAL ENVIRONMENTS IN THE
SCOPE OF SUSTAINABLE URBANIZATION:..........................................................
Reyhan YILDIZ, Nihal SENLIER, Tayfun SALIHOGLU
PROPAGATION OF HYPERCONCENTRATED FLOWS IN PROTECTION CHANNELS AROUND URBAN AREAS: EXPERIMENTAL INVESTIGATION; Donatella
TERMINI ;......................................................................................................................
Alice DI LEONARDO
URBAN FORESTS AND THEIR CONTRIBUTIONS TO URBAN SUSTAINABILITY:
Atilla ATİK; Bülent YILMAZ; Ezgi TAÇORAL; Şah İsmail BAYAZIT; Miraç KILIÇ
THERMAL COMFORT IN LANDSCAPE PLANNING:.............................................
Mehmet TOPAY
CULTURAL HERITAGE IN URBAN PLANNING PRACTICES:..............................
Nurhan KOÇAN
EXAMINATION OF THE RELATIONSHIP BETWEEN HISTORICAL CITY FORM
AND MODERN GREEN WAY PRACTICES IN THE CASE OF BARTIN CITY :....
Banu BEKCİ Çiğdem BOGENÇ Deryanur DİNÇER
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26
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xvii
Urban characterization by means of dynamic fractal parameters: ..........................................................................................................................
Jean-François PARROT ; Carolina RAMÍREZ-NÚÑEZ
INDUSTRIAL POTENTIAL OF BURDUR:.................................................................
Osman YILMAZ
URBAN CULTURE, URBAN IDENTITY AND LIVABLE URBAN PLACES:.........
Erkan POLAT
AN ANALYTICAL APPROACH IN THE CONTEXT OF CONSISTENCY OF
PROVINCIAL AND REGIONAL BOUNDARIES WITH CATCHMENT BASIN
BOUNDARIES: ............................................................................................................
Ufuk Fatih KÜÇÜKALİ
POWER- IDENTITY AND CITY SQUARES: A SOCIOPOLITIC GEOGRAPHY
ANALYSIS: ...................................................................................................................
Nurettin ÖZGEN
SEISMIC MONITORING AND EARLY WARNING SYSTEMS FOR SMALL-SIZED CITIES. PERNIK CASE STUDY, BULGARIA: .................................................
Boyko RANGUELOV
THE SIGNIFICANCE OF URBAN TRANSFORMATION IN ADANA IN TERMS
OF URBAN GEOGRAPHY: .........................................................................................
Tülay ÖCAL
CITY AND URBANIZATION: URBAN CULTURE OF IZMIR IN THE PROCESS
OF MIGRATION:...........................................................................................................
Nevzat GÜMÜŞ; Nalan ALTAY
THE SOUND OF STREET IS CRACKED:..................................................................
Seher KEÇE TÜRKER
A RESEARCH IN TERMS OF POPULATION GEOGRAPHY: BÜYÜKÇEKMECE:
Kaan KAPAN
Littoralization and rural-urban divide in the Italian region
of the Marches......................................................................................................
Gian Luigi CORINTO
USING ANACRONISM FOR THE IDENTIFICATION OF CHARACTERS IN
ANECDOTES: ISTANBUL AND BEKRİ MUSTAFA:................................................
Abdulkadir EMEKSIZ
THE URBANIZATION PERCEPTIONS OF THE EIGHT GRADE STUDENTS:.....
Bahadır KILCAN; Turhan ÇETİN ; Bülent AKSOY
CHANGE OF LAND USE WITHIN THE CITY OF PRISHTINA:.............................
Florim ISUFI; Riza MURSELI
THE POPULATION DISTRIBUTION IN ÜSKÜDAR:...............................................
Adem YULU
SOCIO-ECONOMIC SITUATION OF ARMUTLU IN THE MIDST OF THE 19TH
CENTURY (1844):.........................................................................................................
Mehmet BAYARTAN
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361
CITIES, URBANIZATION, METROPOLISES, AND RELATED PROBLEMS: THE
CASE OF TURKEY:......................................................................................................
Mesut DOĞAN
SOCIAL DEPRIVATION AND URBANITY AS THE ELEPHANT IN THE ROOM:.
Mirek DYMITROW ; René BRAUER
PRINCIPLES AND CONCEPTS IN THE TRANSPORTATION SYSTEMS OF URBAN AREAS:.................................................................................................................
Özlem SERTKAYA DOĞAN
INVESTIGATING THE FEMALE SUICIDES IN KARS PROVINCE IN THE NOVEL
“SNOW” WITH SPECIFIC REFERENCE TO THE NOTION OF AUTHORITY:........
Pelin DİMDİK
EXAMPLES TO CITTASLOW (QUIET CITY) MOVEMENT FROM TURKEY:.....
Zehranur ŞERBETCİ
ATABEGS RULE IN AL-JAZĪRA REGION AND CITY SETTLEMENTS
(521-660 / 1127-1262)....................................................................................................
Adnan ESKİKURT
A GENERAL REVIEW ON POLITICAL STABILITY AND CITY SETTLEMENTS
IN ANATOLIA (ROME-BYZANTIUM AND SALJUQID PERIODS):.......................
Adnan ESKİKURT
InvestIgatIon of the PotentIals for SustaInable Urban Pattern FOR Turkey:...................................................................................................
Reyhan YILDIZ; Nihal SENLİER; Ayşe Nur ALBAYRAK
GEOCULTURAL FRAMEWORK OF TRADITIONAL TURKISH URBAN SETTLEMENTS IN THE BALKANS:.................................................................................
Bekir Yüksel HOŞ
INVESTİGATİON OF MUDDY VOLCANOES İN AZERBAİJAN İN TERMS OF
GEOGRAPHİCAL AND ECO TOURISM:...................................................................
Fatih İMAT; Duran AYDINÖZÜ
AN EXAMPLE FOR TOURISM ORIENTED URBANISATIONS IN TURKEY: ALANYA (ANTALYA):.......................................................................................................
Erol KAPLUHAN
PROCESSES and CHANGES IN THE SELECTION OF LOCATIONS FOR RESIDENTIAL AREAS: A CASE STUDY OF ADAPAZARI:.............................................
Zerrin KARAKUZULU; Fatih ARICI; Hatice TURUT
AN EVALUATION OF THE GEOGRAPHICAL FEATURES OF DENİZLİ IN
TERMS OF ITS POTENTIAL FOR URBAN DEVELOPMENT: ...............................
Erol KAPLUHAN
SPATIAL DEVELOPMENT OF TARSUS AND THE CHANGES IN LAND USE:...
Ersin Kaya SANDAL; Fatih ADIGÜZEL
ECOLOGY-BASED CONTEMPORARY URBANISM APPROACHES:....................
Demet DEMİROĞLU; Umut PEKİN TİMUR; Aybike Ayfer KARADAĞ; A. Esra
CENGİZ
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AS ONE OF THE MOST SIGNIFICANT KARST HERITAGES OF TURKEY, A
RESEARCH OF ILGARINI CAVE IN TERMS OF GEOGRAPHY AND ECOTOURISM . .......................................................................................................................................................................................................................
Fatih İMAT; Duran AYDINÖZÜ; B.Ünal İBRET
DIPLOMACY AND CITIES:.........................................................................................
Kerim ACARTÜRK
URBANITE LIFE OFFERED IN ADVERTISEMENTS OF HOUSING PROJECTS
IN İSTANBUL:...............................................................................................................
Nebiye KONUK
THE COURSE OF POPULATION GROWTH IN SOUTHWESTERN COASTS OF
THE SEA OF MARMARA (BALIKESIR, CANAKKALE) AND ITS SPATIAL DISTRIBUTION:................................................................................................................
Sümeyra KURT
SPATIAL AND FUNCTIONAL TRANSFORMATION OF SETTLEMENTS IN
PRESEVO VALLEY:......................................................................................................
Arsım EJUPI
THE LOCAL GOVERNMENT STRATEGIES FOR THE PROTECTION OF ARCHITECTURAL AND CULTURAL HERITAGE: THE CASE OF BURSA METROPOLITAN MUNICIPALITY:.........................................................................................
Z. Sevgen PERKER
EVALUATION OF LOCATION SELECTION IN YALOVA IN TERMS OF GEOMORPHOLOGIC FEATURES AND NATURAL RISKS :...........................................
Sümeyra KURT; Himmet HAYBAT
THE IMPORTANCE OF OTTOMAN FINANCIAL DECREE LEDGERS FROM
THE STANDPOINT OF CITY HISTORY: THE EXAMPLE OF KONYA IN THE
16TH CENTURY:.............................................................................................................
Rıfat GÜNALAN
CITTASLOW – SLOW CITIES:....................................................................................
Onur GÖRKEM; Murat BAYRAM; Serkan BERTAN
URBAN CULTURE, URBAN IDENTITY AND LIVABLE URBAN PLACES:.........
Erkan POLAT
URBAN RUSSIA AND GLOBALIZATION: PROBLEMS, CHALLENGES AND
OPPORTUNITIES: . ......................................................................................................
Anokhin A. A.; ZHITIN D. V. ; LACHININSKII S. S.
A Survey on Population Geography: Population Mobility in
Turkey and EXAMPLE OF Uşak CITY:..............................................................
Erol KAPLUHAN
CAN KINSHIP IDENTITY BE CONVERTED INTO A CONSENSUS
TOOL IN URBAN LIFE?:.. ..............................................................
Nebiye KONUK
ABOUT THE AUTHORS..............................................................................................
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FROM THE HISTORIC TO THE VIRTUAL CITY:
THE NEW IDEA OF PUBLIC SPACE
Valentina Albanese
INTRODUCTION: PUBLIC SPACE IN THE WEB CITY
Globalization is based on strategic activities taking place in real time, and the world
economy today is based on flows of information and knowledge. The current system of
spatial dislocation is based on this phenomenon, along with the growth of ITC and urban
expansion. Advanced services concentrate and disperse within cities to the extent that urban
space is enlarging, and the whole world is starting to take on the form of a network of cities (Borja, Castells, 2002). The process of globalization has a significant impact on spatial
and social structure of cities and gives it its main post-modern characteristics (Amendola,
2003). The new urban structures reflect the paradoxical relationship between dispersion
and concentration of economic activities. The technical-economic model underpinning globalization shows a high level of dynamism in production while at the same time tending
to exclude large geographical and social areas and leading to extreme inequality. Today’s
information city, the globalized city, is becoming fragmented, and geographical points of
reference are also contributing to the loss of significance for traditional urban locations like
squares and streets (Miani, 2010)
The fragmentation of the city and the break-down of its intrinsic characteristics are
particularly evident in collective spaces used for various purposes in socially authentic interactions (Rodrigo Salcedo Hansen, 2002). It has led to public spaces today being emptied
of their significance. Today many are attempting to keep up with the times and metamorphosize into containers for new forms of socialization deriving from diverse flows of people,
data sharing and online activity.
The city of today, attempting to keep up with radical and rapid changes, is witnessing
the arrival of new types of social space less strictly codified and more fluid as a result of
new characteristics of social aggregation. The concept of social space is being enriched so
much that it has become more logical to consider cyberspace as an extension, rather than a
parallel. (Albanese, 2012)
Paradoxically, at the same time as cities are becoming more spread out, urban functions are multiplying and public spaces are being enriched with new meanings, media are
increasingly bringing external reality inside domestic spaces. The home is gaining a public,
on top of its private, role, given that most of an individual’s relationships and conversations
about topics of common interest are played out there. Removed from the influence of social pressure, the private sphere has thus become the main area where ideas are developed
and decisions taken. Contemporary public space today coincides with media space rather
than physical space. The city tends to have the role of neural network, and urban structure
consists of data and relationships. Social media are playing a key role in confining the individual to the private sphere by absorbing the natural propensity for meeting and discussing.
This conflict between spaces and their significance is clearly reflected in the organization
and planning of physical space.
The actual places in a city are increasingly the subject of extremely detailed communications on social media. Social media tend to supply so much information and description
1
in so much detail that there tends to be too much for our eyes and mind to absorb. This
presupposes a lack of direct contact or experience of tangible urban reality and is cutting
completely the distance between the subject experiencing and the object of the experience.
Techno-culture is the medium for learning about space to such a great extent that the individual today is constantly lost in the flow of media communication (Torres, 2004). “Internet
is the fabric of our lives. If ITC is today’s equivalent of electricity in the Industrial era, Internet could be compared to the electricity network and to the electric motor because of its
capacity to distribute the power of information in all areas of human activity. Moreover, just
as new technologies for energy production and distribution enabled factories and big firms
as the organizational basis of industrial society, Internet is the technological basis for the
organizational form of the Information Age: the network” (Castells, 2007, p.13). (Author’s
own translation)
The main functions and processes of Internet 2.0 (already giving way to 3.0) are increasingly designed around networks (Albanese, 2011), the new structure of society. The
spread of network logic1 is concretely altering production processes, knowledge and culture
along with all processes and results. Of course, for different reasons and using different
means of communication, networks have existed in the past, but the new ITC archetype
constitutes an innovation which allows an unprecedented expansion in pervading the whole
of the social structure. Towns and cities too are changing in the new context, the “Network
Society” (Castells, 2008).
Any given area, reflecting social structure, is now taking on the connotations of a
network of subjects and places which carry out production functions, especially for services. Both subjects and places compete and collaborate on the global market. Boundaries
or confines are gradually losing significance and there is a crisis in the concept of territorial
space. As Joseph Rykwert notes in The Seduction of Place, the modern city is made up of
contradictions, and often conflicts, because it is home to different and contrasting ethnic,
cultural and religious groups. It therefore needs to have more than one face to attract more
people, which gives enormous complexity to the modern city (Rykwert, 2003). And Cellamare finds that because people and places are becoming more important than social and
material aspects, urban spaces are becoming less significant (Cellamare, 1999).
An area or territory can no longer be objectively or univocally identified; increasingly
today an area or territory is only the same as the significance and value given to it. It is no
longer the case that a single territory corresponds to a single place name, but to numerous names according to the cultures and ways of life present there. The superimposition
and combination of different cultures in a time of online and social media communication
prevails and reveals its numerous different facets without the weight or interference of characteristics of the place. This is where the concept of network is most constructive: it makes
possible an all-round interpretation of an area as a network of political, social and cultural
<?> A network expresses the extra-local nature of the elements as well as strong relationships crossing local
boundaries, in both global and media space. Network relationships can be very complex but they are always
horizontal. They can consist of intersecting hierarchies or different networks which intersect at certain nodes.
They can also be chaotic. But in all cases new relationships formed online are part of a network and horizontal.
Networks consist of interconnected nodes. Their intrinsic elasticity and adaptability are crucial for survival in
a rapidly changing environment, and makes them extremely suitable for planning and organization. The use
of a network as metaphor has been widespread in urban geography since the early 1990s. It is very useful to
express the changes in communications and other areas affecting urban spaces.
2
subjects etc. who have a relationship with the area and whose strength in initiatives and
planning gives the area its significance.
As real public spaces are declining, they are being repositioned in virtual reality. This
space is made up of meeting and virtual interaction of a multitude of people in public online
squares and a cyberspace universe accessed through handheld devices and applications.
And with this type of socialization tool, social networks are far from being completely
separate from the real context. In fact, through a complex system of actors, tools and actions they enable contact between physical components, cultural elements, search engines
and organizing frameworks of space and local or territorial elements. This occurs by way of
projection of place, virtual exploration and all types of spatially localized information, as in
the case of the foursquare social network, for example.
So cyberspace is not only virtual; it is inspired by and strongly influences real space
through relationships underpinning conversations on social media. This revolution in space
is a key element in the innovation of today, which is based on the new dynamics of socialization. As noted by Bauman, in order to interpret the spatial changes deriving from the new
social structure, we need new paradigms capable of including technological, cultural and
spatial innovation (Bauman, 2005). The transformation of space today needs to be contextualized into the complex transformations in relationships, communications and socialization.
Rather than a reflection, spaces are a physical representation of society. The characteristics
of cities today reflect the dictates of the new social ways of interacting and living.
THE IRREPLACEABLE CITY: IDENTITY AND CULTURE
The search to define local identity is complicated today by processes of globalization which are extending cultural links and therefore the individual’s identity. After two
thousand years of being closely linked, the relationship between public and collective space
can be said to have disappeared in the metropolis of today. Many cities have attempted to
rebuild the link in historically consolidated ways, but their attempts have brought a sense of
disorientation and made the new public buildings and spaces even more inefficacious and
desolate than they would otherwise have been (Sampson J., Raudenbush S. W., 1999). Today, a space can only become a place when cyberspace becomes real space. Rigidly defined
categories with precise functions, such as the town square or piazza, are no longer effective.
Today, it is an online square or piazza that is most likely to lead to society identifying with a
space. The virtual entity corresponds to a piazza in the traditional sense of the term, but has
completely new functions; as well as socialization and sharing, it can offer distance interactive activities and sustainable mobility. Existing public spaces are also being affected. The
concentration of people in private spaces dedicated to consumption, such as shopping malls
and factory outlet centers etc. appears to be one of the main reasons for city centers being
weakened and impoverished (Miani, 2010). Shopping and outlet centers are not places
where people build a social identity; they are where people go to buy the right to anonymity
(Miani, 2006). It is difficult to describe the type of individual who goes to these places; they
appear to be similar generic identities, each having the ability and the right to occupy the
physical space which they are not, however, invited to identify. This is a revolutionary use
of space which is based on de-materialized and almost virtual space, which individuals are
always required to identify without, however, identifying themselves with it. The definition
of a non-place (Augè M. & Rolland D., 1993) is a spatial node where we try to exploit a
3
context and a community, which is random, not integrated in place and variable over time,
and there is no requirement or opportunity to identify ourselves with it.
Public spaces today are up against the multiple-nature of the social identities they are
used by. Each space now has the need to appeal to a wide variety of different subjects, with
different cultures and values, in the various aspects of their identity.
Rather than non-places, it may be more accurate to talk about hyper-spaces as places
where different identities meet up. In the work of urban sociologist Massimo Ilardi, hyperspaces are required to please everyone and avoid every sort of normality, especially in
people’s expectations. There really are no places any more, yet city planners face the difficult task of creating a hyper-place which everyone will like, where normality is banished
especially from people’s expectations. So we are really left without places, but whether it is
condemned or saved, we are in a city destined to continue (Ilardi, 1997).
One of the most commonly held ideas regarding changing social roles in the age of
Internet is the end of the city. It is often said that cities and their symbolic places are fated
to become meaningless in the presence of new ITC which enables us to carry out any daily
or other action. Things such as office work or travel staying on the sofa with new apps
like Whai Whai (Albanese, 2011) can all be experienced at home. However, in reality, the
worldwide population is becoming increasingly urbanized with greater numbers concentrated in metropolises (Thomson, 2010); Italy, too, is growing rapidly in this respect. So the
forecast of the inexorable decline of cities and the rise of cyberspace does not appear to be
borne out in fact. Young people socialize in virtual spaces, but for a lot of the time they are
doing this they are in fact together in a public place. A group of young people chatting on
their digital devices, but in the company of others, is a fairly frequent sight.
There are two opposing trends. Social relationships, and increasingly economic relationships too, are becoming increasingly decentralized and network based, while towns
and villages are becoming increasingly concentrated in space. In spite of new communications techniques and the social media, old cities and especially large metropolises are
continuing to grow and acquire new functions and complexities. The sociologist Manuel
Castells is one of the few to provide a convincing interpretation of this dichotomy. Castells
finds that the basic reason for the growth of the metropolis is the spatial concentration of
income-generating activities, services and opportunities for human development in cities,
particularly big metropolitan areas. The current wave of migration from countryside to city
is the result of two trends in production sectors which are important at the present time. It
is true that higher productivity in the knowledge sector corresponds to a crisis in farming
and mining, but this corresponds to higher availability of employment in cities and particularly metropolises where higher income generating work is concentrated. And although new
media cancel out distances and globalization leads to focus debate on functions rather than
spaces, metropolises still offer the best in terms of general services available and quality of
essential services.
In the context of significant variation in spaces and roles, cities in fact retain intact
their role of cultural centers of innovation and individual city residents have better quality
of life and more choice in access to more opportunities for cultural stimulus which resist as
localized events in spite of Internet and the network, (Castells, 2007). Culture as expressed
in urban spaces and especially in places of socialization is a key function for the survival
and transformation of public spaces. The development of culture in an urban environment
4
brings a series of long term effects, which are intangible, but mark the area indelibly. They
can show up, for example, as a higher international profile or competitiveness which leads
in turn to further advantages. These may include a higher standard of living, urban design,
greater social cohesion and a higher rate of participation in cultural activities. This virtuous
circle is a mechanism arising from the positive reinforcement of individual identity in the
area the individual belongs to. It is a city which offers the opportunity for multiple forms of
sharing and participation which meet the ancestral need for a community and strengthen the
stability and sense of belonging of the individual. None of this is possible in virtual space.
The town or city is in fact the only place where it is possible to make a living on
culture and art. Even on new media, art and artists often look for a raison d’etre in the
urban fabric. The exploitation of culture and related events require dedicated spaces which
increasingly cities are setting up, often in disused or empty spaces (Dansero, 1993). To this
role as producer of culture and aggregator of life styles the city adds the fact that it is intrinsically a place of identities. It is at the same time producer and protagonist of identity, where
physical sedimentations of architecture, institutions and local customs and traditions make
an infinite number of interventions to redefine its role and identity. These interventions are
sparked by various social requirements, but they are always the expression of a common
and urgent need which can be structural (city centre and historical areas of town) and cultural. (Vicari Haddock, 2004). Every city re-organizes its own identity and re-generation
can only be understood by looking at the society and its evolution.
A radical change in the way the individual builds his or her identity is currently underway in society. In modern times, identity was built on basic values such as work and family,
but today both of these elements have lost a great deal of importance and they are no longer
key elements in individual or collective identity. Identity is thus more difficult to build today. The process is now the subject of ongoing and constant reflection as each individual is
obliged to assimilate huge amounts of data, skills and experience in specific and extremely
diverse pathways and life styles.
But another key element of identity building is still a sense of belonging. This sense is
mainly given by social and cultural factors, and tends to survive independently of objective
factors such as the quality of the landscape or the culture of a place. It exists even where
the individual is indifferent or critical to the town and its spaces, a sense of belonging is
developed on the basis of symbolic and affective meaning. It develops on the basis of the
changing city which redraws its spaces on the basis of its intangible heritage and takes its
inhabitants as subjects using two cardinal points, culture and identity.
THE WEB AND PHYSICAL SPACE: A DIFFICULT CO-EXISTENCE
So the new concept of space is no longer a static reality with functions that can be
determined at first, but rather a dynamic reality where society is expressed in flows. New
places appear as the consequence or expression of a new social structure based on networks
of interaction. It is also true that certain cities are becoming stronger in the face of new
models of online socialization. ICT development has two opposite effects; on one hand concentration and on the other spatial decentralization with urban nodes spread anywhere and
networks. Social relationships absorbed by and expressed in cities have two characteristics
which are exploited by both offline and online interaction; they strengthen both individuality and the trend to sharing with the online community.
5
Today’s urban scene appears to be dominated by a dualism reflecting the new rules
of interaction. Networks are overtaking low value, i.e. poorly connected, spaces, and while
at the same time places and individuals with high value and strong identity are celebrated.
There is a contemporary presence of globalism and localism, with the two meeting up precisely in the city. On one hand, city dwellers take part in localized activities such as cultural
and sports events and politics, and on the other hand, they act every day as actors in the
global network using social networks, e-commerce and social media marketing. The online
role of the individual is increasingly the rather ambiguous one of the prosumers. And because this role, like many others, follows conflicting logic in development and growth, the
challenge for cities is to act as the glue between the global and local roles of their inhabitants.
The local aspect is mainly the individualist identity expressed in the independence
of pre-formed models. The global aspect is the attitude towards forming communities of
relationships, sharing information and centrality of group members’ interest interacting for
work, sharing or forming relationships. This is mainly expressed on social networks. The
urban space has a dual relationship with the global space of flows and the local space of
physical spaces. Finding a balance requires dynamic compromise which can express the
varying and fragmented interests of individuals. There is no point in looking for static a
priori solutions, but it is possible to link the virtual and real worlds, and cities constitute the
node of the relationship. It is inconceivable that the city be left without a purpose or significance, and it is equally impossible to think that human activities can be de-materialized.
The digitalization of communications has not after all led to the complete dematerialization of economic transactions; as noted by Amin and Thrift, tangible persons and material
goods and services still exist at beginnings and endings of flows of online communication
(Amin and Thrift, 2005). The more integration between virtual and real activities, the more
successful the knowledge economy, which itself requires servicing, purchase and sales and
delivery of the goods etc. The new localism emphasizes the importance of the cultural resources of the city, necessary to increase the number and importance of urban cultural functions able to sustain knowledge workers and entrepreneurs. The city is where knowledge is
produced before it is spread over the network.
But rather than a duality of real and virtual space, what we see today in social behavior
is more of a mixed scene, usually termed “augmented reality”. Here, what is real is amplified by what is virtual, by way of incessant interaction with online information systems. The
space for flows is rooted in physical space (Castells, 2004) in spite of there being two completely different dialectics with conflicting characteristics in the two dichotomous trends:
individualism (offline) and community experience (online).
For the purpose of integration between these two systems, physical space changes its
functional role into a hybrid which can take the form required by the moment, tastes and
culture exactly in the way popularized by social networks; the categories of private and
public and the role of spaces are in continuous evolution. The past is never destroyed but is
constantly reorganized to fit the present.
The city is the place of communications and messages. It is a place where the interaction between geographically-based communication and the virtual world of media and
messages has made communication more important for inhabitants, and every collective
action now revolves around it. Today’s communications jungle, mediated by computers,
is increasingly contaminating cities with images, information and signs from social media.
6
But in the disorientation that frees subcultures and aesthetic forms of cities, this loss of
objective significance for reality is precisely what has a liberating and innovative aspect
.There is a dynamic interaction which generates urban communication as an essential component of contemporary city culture. Identities are increasingly fragmented and linked by
the idiomatic language of the place and fusion with expressions typical of an objectively
determinable space.
Online squares or piazzas, which combine the function of socialization typical of the
old-fashioned meeting places with the new ways of network interaction, are a new contemporary type of public space. They constitute a real space where things which normally
happen online can take place before they are spread on social network. They are a space in
which contacts become physical but are based on contacts and exchange only permitted by
Internet.
A very interesting and innovative online piazza is that created by US artist Aaron
James using ‘Youtube Theatre (www.viaggidiarchitettura.it/news/).
(Youtube Theatre. Source: http://archinect.com/news/article/5512269/youtube-theater-by-aaron-jones)
The project is a good example of an online town square or piazza, and is extremely
interesting as an attempt to use public space as a platform for sharing. It takes advantage of
the public accessibility of wireless networks to create a user-run, guerrilla theatre. Visitors
can dock their smart phones into the structure itself, which uses basic audiovisual equipment to project online media and videos browsed on the device onto a large screen which
is the walls of surrounding buildings. The project was set up in a public car park in Detroit,
and shows that ‘the internet can potentially deliver entertainment and information into any
place’, even buildings and neighborhoods that may be run-down or overlooked
The widespread use of handheld devices means that every individual can carry round
a vast amount of information, images and music which to share or exchange at any time or
place. Cities need to accommodate this type of social activity and offer suitable structures.
The public space can never disappear if it includes a platform for sharing, a sort of physical
social network run under the same rules as virtual reality. The new version of the public
space has no stable fixed significance but is rather a container of numerous significations
7
and identities which move through it in indeterminable flows.
CONCLUSIONS: TOWARDS A NEW CITY MODEL?
There is a tendency for new ITC to emphasize the private individual sphere and cast
doubt on the future of the public space. It is true that social functions have largely moved
into the private sphere, because social networks are mainly used, by the young, for meeting
and socialization. But the concept of public or collective retains significance. In collective
imagination it evokes matters which concern everyone without distinction, an idea of sharing and involvement, and an inexhaustible aggregating function (Cicalò, 2009). The widening of private spaces subtracts from public spaces some of their key characteristics, such
as being the main place for meeting and social interaction. This is leading to a big crisis in
meaning for public urban spaces, but they are nevertheless surviving thanks to the key role
they play in the sense of belonging and identity.
It is interesting to note that as far back as 1983 the sociologist H. Proshansky (1983)
stated that the identity of place involved the dimension of the self-resulting from the interaction between conscious and unconscious processes of each individual in relationship to
his or her environment. In other words, we identify a place, or give it an identity, through
notions or norms learnt institutionally either consciously or subconsciously, or through culture, in notions learnt through experience or habit in customs and traditions. We pick up
numerous affective or sensorial signals which reach us in more or less intense ‘swarms’ at a
level below that of rational discernment. Or, in terms made familiar by the use of computers,
every spatial experience opens a file in our mind which is largely readable on the monitor
at any time or place, and where the other parts are contaminated by interference or cannot
be retrieved from the memory. But it is the whole file which is used to give us a mental image of the place, in an image which is more or less complex according to the reality and its
always differing iconographic reproductions.
In the same way, the city, the area or the home, like an individual, in order to have an
identity, must be similar to others but at the same time different. If characteristics cannot
be recognized they will never be known, but if they are exactly the same they will never be
identified. They must meet common expectations, expressed implicitly or through norms,
and retain their own personality at the same time. Characteristics of a town need to develop
these relationships and reconcile continuity with change.
The key coordinates for the survival of public spaces are identity as attachment and
identification with the urban context (Dematteis, Governa, Vinci, 2003) together with culture as a code expressing social and geographical situations and organization (Miani, 2013 ;
Claval, 2007). It is important to remember that the city is a complex system where concrete
processes such as travelling, eating and sleeping take place alongside symbolic ones such as
cultural needs, remembering and feeling nearness. Media help to link these processes as the
vehicle par excellence of information, knowledge and values.
Piazzas and squares cannot return to being as they were in the past, but today they are
coming back “in full color” with screens, interactive tablets and Wi-Fi stations which all
change urban language, transforming the aesthetics of the city and challenging architects to
find new solutions.
Over time, following the course of social relationships and economic and cultural
activities, public spaces have taken on different connotations. They have been many things
8
from an electric transformer (Braudel, 1977) to a historical necessity (Benevolo, 1993).
But in most European cities, and certainly in all Italian cities, the idea that the best type of
social container is the urban space called piazza or square has never changed and persists
today. Social Networks will never be able to replace the city if the piazza is able to meet the
challenges of smart living and the variety of individuals who meet there.
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www.viaggidiarchitettura.it/news
10
MODELING OF LAND USE DYNAMICS:
CASE STUDIES ON URBAN GROWTH IN TURKEY
Nurdan ERDOGAN
Birsen KESGIN ATAK
Engin NURLU
1. INTRODUCTION
Land use-land cover (LULC) change is a general term for the human modification
of our habitat. They have both direct and indirect impacts on main components of the
environment and they are important drivers of climate change, biodiversity loss, the pollution
of soil, water and air, urban sprawl, population growth etc. at global, regional and local
scales. LULC changes are complex and dynamic processes which are reactions to social and
ecological processes on a landscape. They do not affect all regions in the world in a similar
way. Thus, timely and accurate change detection of Earth’s surface features is important
for understanding relationships and interactions between human and natural phenomena
in order to promote better decision making (Lu et al., 2004). Monitoring the causes and
consequences of LULC change has therefore become a major priority of researchers and
policy makers all around the world.
Changes in LULC are vital in terms of shaping’s future development trends on each
particular piece of land. They are driven by interaction in space and time between humans
and the environment that can be captured by computer simulation models (Veldkamp and
Verburg, 2004). In the last few decades, land use change models have played an important
role in understanding the causes, mechanisms and consequences of land use dynamics. The
models have provided an opportunity to explore and evaluate land use policies, and have
helped to visualize alternative futures (Chaudhuri and Clarke, 2013).
LULC change modeling, especially if done in a spatially explicit, integrated and
multi-scale manner, is an important technique for the projection of alternative pathways
into the future and for conducting experiments that test our understanding of key processes
in land use changes (Veldkamp and Lambin, 2001). Models of LULC change are tools to
support the analysis of the causes and consequences of LULC changes in order to better
understand the functioning of the land use system and to support land use planning and
policy (Rounsevell et al., 2006). With a model, the functioning of the system can be explored
through ‘what-if’ scenarios and alternative land use configurations resulting from policy
decisions or developments in society can be visualized (Couclelis, 2005). Lambin (2004)
pointed out that LULC change models should aim at addressing at least one of the following
questions; why, where and when do LULC changes occur? Depending on the addressed
research question, the most suitable modeling approach has to be taken (Koch, 2010).
1. 2. THEORIES AND METHODS of LAND USE-LAND COVER CHANGE
MODELS
Models for simulating future land use exist in various types and forms, but they all rely
on a limited number of theories and methods (Koomen and Stillwell, 2007). These theories
and methods are generally categorized as; economic principles; spatial interaction; cellular
11
automata; empirical/statistical techniques; optimization models; rule-based simulation
models; multi-agent models and neural network.
Economic principles; LULC changes can be discussed within the economic principles,
because land is an important economic asset and is an input to the production of an array
of private goods, including agricultural crops, forest products, and housing. However, the
supply of land is fixed, creating specific demand-supply relations (Koomen and Stillwell,
2007). In economic models of LULC change, demand and supply functions are seen as the
driving forces of LULC change.
Spatial interaction; in a social, geographical context, it refers to every movement in
space as a consequence of a human process. The models in this group have been used for
modeling a variety of types of interactions arising from a host of human activities such as
the journey-to-work, shopping, circulation, and mobility, in general (Briassoulis, 2000).
Cellular automata (CA); are classes of mathematical models in which the behavior
of a system is generated by a set of deterministic or probabilistic rules that determine the
discrete state of a cell based on the states of neighboring cells (Irwin and Geoghegan, 2001).
Although CA models complex systems, they have been defined as very simple dynamic
spatial systems (Barredo et al., 2003). In CA, every cell has a certain function that is
influenced by its surrounding cells as well as the characteristics of the cell itself. The degree
and direction of interaction between the functions are determined through transition rules.
MOLAND and SLEUTH are examples for LULC change models based on CA.
Empirical/statistical techniques; attempt to identify explicitly the causes of LULC
changes using multivariate analyses of possible exogenous contributions to empirically
derived rates of changes. This type of model typically applies regression techniques using
linear or logistic regression assumptions, in order to evaluate observed LULC changes
(Koch, 2010). Statistical technique is an essential tool for almost all models of LULC
change. An example of an advanced statistical LULC change model is CLUE-s.
Optimization models; optimization is a prevailing method to explore the potentials
of a given area to progress the spatial coherence of land use functions. The methods for
optimization are spatial optimization: a method designed to minimize or maximize the
objectives in spatially explicit studies, given the limited area, finite resources, and spatial
relationships between different functions (Mansor et al., 2012). Optimization is an important
way to promote intensive and economical use of land resources to achieve the goal of
sustainable development (Yaolin et al., 2013). Genetic algorithm is one of the optimization
models.
Rule-based simulation models; can be used to imitate processes that can be described
by strict, quantitative, location-based rules. The rule-based approach has been applied, in
studies with a more socio-scientific orientation such as LULC change. Rule-based simulation
is also an important element in many integrated models of global change. Examples for this
group models are CUF (California Urban Futures) and What If? system (Klosterman and
Pettit, 2005).
Multi-agent models; offer a way of incorporating the influence of human decision
making on LULC in a mechanistic, formal, and spatially explicit way, taking into account
social interaction, adaptation, and decision making at different levels. These models consist
of a number of ‘agents’ for instance, people or organizations, which interact both with each
other and with their environment, and can make decisions and change their actions as a
12
result of this interaction. In these models, it is assumed that the behavior of the whole system
depends on the aggregated individual behavior of each agent (Matthew et al., 2007).
Neural network; inspired by the working of the human brain and characterized by
parallel data processing and the ability to enhance its knowledge itself. NNs are powerful
tools that use a machine learning approach to quantify and model complex behavior and
patterns. They are used to determine the location of LULC change using landscape scale
variables given a certain amount of change determined by regional and global scale variables
(Pijanowski et al., 2002).
1. 3. LAND USE-LAND COVER CHANGE MODELS
Land use-land cover (LULC) change modeling is a widespread tool in environmental
studies, and various LULC change models have been developed over the years. Some of
these models which are spatially explicit have been described below.
LCM (Land Change Modeler); is a software solution designed to address the
pressing problem of accelerated land conversion and the very specific analytical needs of
biodiversity conservation developed at Clark Labs, Clark University. Integrated within the
IDRISI system and also available as an extension to ESRI’s ArcGIS, it provides tools for
the assessment and projection of land cover change, and the implications for species habitat
and biodiversity In LCM, land cover change prediction utilizes two land cover maps from
two different dates to predict what the land cover will be in the future (Clark Labs, 2009). It
is based upon neural networks (Pérez-Vega et al., 2012).
CA-Markov; Markov Chain and Cellular Automata (CA) both are the discrete model
in time and state (Ye and Bai, 2007). CA-Markov is a combined Cellular Automata/Markov
Chain/Multi-Criteria/Multi-Objective Land Allocation land cover prediction method that
adds an element of spatial contiguity as well as knowledge of the likely spatial distribution
of transitions to Markov chain analysis. It also considers the land use changes’ suitability
and the effect of natural, societal and economic factors about LULC changes. A CA-Markov
model is a robust approach in the spatial and temporal dynamic modeling of LULC changes,
because geographic information systems and remote sensing can be efficiently incorporated
(Sang et al., 2011). It is a kind of enhanced CA model, of which the knighthood rules and
transition rules are combined with Markov models. Thus, the influence of subjective factors
when modeling can be decreased to some extent (Xie et al., 2009).
MOLAND; the aim of the MOLAND (Monitoring Land Cover/Use Dynamics)
project, which is coordinated by the Institute for Environment and Sustainability (IES) of the
European Commission’s Joint Research Centre (JRC), is to provide up-to-date, standardized,
comparable information on the past, current, and likely future land use development in
Europe (Barredo et al., 2003). It is based upon CA. The model takes as input five types of
digital maps, for the geographical area of interest: (i) actual land use types; (ii) accessibility
of the area to the transport network; (iii) inherent suitability of the area for different land
uses; (iv) zoning status of the area for different land uses; (v) socio-economic characteristics
of the area (Lavalle et al., 2004). The implementation of MOLAND is divided into three
phases-corresponding to the three specific aims-called as change, understand and forecast
(Erdoğan et al., 2006).
UrbanSim; is a model system for analyzing urban development. It was initially designed
in the late 1990s to respond to a perceived gap in operational models to support metropolitan
13
scale coordination of transportation and land use planning and analysis (Waddell, 2002).
It is an open source land use modeling system, which integrates with an external travel
model to provide a capability for integrated modeling of urban land use, transportation, and
environmental impacts. The model simulates land market and interactions of supply and
demand with prices adjusting to short-term imbalances. It requires extensive calibration
to derive coefficients for several models: land price model, developer model, residential
location model, employment location model, and mobility rate model.
What if?; is an interactive GIS-based planning support system developed by What
if? Inc. It uses the GIS data sets that communities have already developed to support
community based efforts to evaluate the likely implications of alternative public policy
choices (Klosterman, 1999). It is local and expert knowledge ultimately obtained from
experts, planners, politicians and the community and it can be combined with data in to
order to realize possible future LULC change scenarios. It comprises three models; i) land
suitability, ii)land demand and iii) land allocation. The suitability module applies standard
weights and ratings based on user-defined land use criteria.
SLEUTH; is a cellular automaton (CA) based model developed by Dr. K. Clarke
at University of California, in order to simulate the urban dynamics. It has been applied
extensively in the geographic simulation of future planning scenarios (Clarke et al., 1997;
Clarke and Gaydos, 1998; Clarke, 2008; Chaudhuri and Clarke, 2013). It is an acronym
based on the inputs to the model: slope, land use, exclusion, urban extents, transportation,
and hill shade (Silva and Clarke, 2002; Clarke, 2008). SLEUTH model can be classified
as a land cover change model and it has a potential to support planning and management
decisions in understanding of dynamics of the urban system and forecasting future changes
or trends of development. It operates in two main phases: calibration, where historic growth
patterns are simulated and prediction, where the historic patterns of growth are projected
into the future (Clarke and Gaydos, 1998; Silva and Clarke, 2002).
CLUE-s (Conversion of Land Use and its Effects at Small regional extent); was
developed at Wageningen University, to project and visualize the spatial patterns of changes
in land use-land cover (Verburg and Overmars, 2009, Luo et al., 2010). It simulates LULC
change using empirically quantified relations between land use and its driving factors
combined with the modeling of competition between land use typed (Berkoff and Herrmann,
2009). The model is sub-divided into two distinct modules, namely a non-spatial demand
module and a spatially explicit allocation procedure. The non-spatial demand module can
be based on different techniques ranging from simple trend extrapolation to advanced multisectoral modeling to define for each land use type the area needed for each year at the
regional level (Verburg and Overmars, 2007). The spatial allocation module is based upon
a combination of empirical, spatial analysis and dynamic modeling. Allocation of LULC
change is made in an iterative procedure given the probability maps, the decision rules in
combination with the actual land use map, and the demand for the different LULC types
(Verburg et al.2002).
3. CASE STUDIES
This section provides research results using modeling methods and tools applied to
an assortment of LULC dynamic situations. SLEUTH and CLUE-s models, that integrate
various criteria in a probabilistic approximation to perform urban growth scenarios,
14
were employed in case studies. This section examines the LULC change dynamics in the
Aegean coastal case study areas, Turkey. It shows LULC change modeling results of two
case studies based on SLEUTH and CLUE-s models, including a list of relevant topics;
objectives, chosen modeling approaches and tools, involved databases, used study areas,
performed calibration and validation techniques, results, and originality of each work. Both
studies deal with spatio-temporal data and present validated model outputs in the form of
time projections.
3.1 CASE STUDY: Didim Peninsula, Turkey
Objectives; The aim of this study was to detect land use-land cover (LULC) changes
in Didim Peninsula between 1984 and 2010 and to develop urban growth projections for
2035 based on three urban growth scenarios using SLEUTH model (Kesgin Atak, 2013).
Study area; The SLEUTH model was applied to a 388 km2 area located along the
Aegean coast of Aydın Province, Didim Peninsula, which has experienced LULC change
in recent years depending on the rapid population growth (Figure 1). Since, it is one of the
most-visited tourist attractions in Turkey including natural, cultural and historical diversity,
the population has rapidly increased over 20 years; from 11.378 to 58.752 between 19902011 (TUIK, 2013).
Figure 1. Location of the Study Area
Database; The model was calibrated by fitting simulated data to historical spatial
data collected from maps and remotely sensed data. Input dataset for calibration to run the
SLEUTH model were transportation and urban layers for the years 1984, 1990, 2000, 2010
derived from 1:25.000 scale topographic map and Landsat 5 TM images, land use layers for
the years 1984, 2010 derived from Landsat 5 TM images applying supervised classification
techniques. LULC was defined in seven classes taking into account CORINE Land Cover
(CLC) nomenclature; urban areas, agricultural areas, forests and semi natural areas,
wetlands, water bodies and others (sparsely vegetated areas, burned areas, bare lands,
rocks, etc.). Additionally, slope and hill shade derived from USGS Digital Elevation Model
(DEM) data have been used and for each scenario excluded layer that describes where
development is more and less likely to occur were created from land use layer of 2010
(Figure 2). All input layers were converted into 8 bit grayscale GIF format and prepared in
the same extent, projection and resolution.
15
Figure 2. Input Dataset for the SLEUTH Model
Calibration; The model was calibrated in three phases: coarse, where the spatial
resolution of all input layers was reduced to ¼; fine, where the resolution was reduced to
½; and final, where input layers were used in original resolution (Candau, 2002). Before
proceeding calibration, all input data was resized for three phases of calibration. The
resolution of all input data were 30m and resolution was resized to 120m, 60m, 30m for
coarse, fine and final calibration respectively. SLEUTH model begins with an initial set of
conditions, after that, a set of transition rules is applied. The initial conditions are defined
by input image data. Five growth coefficients that synthesize the behavior of the system is
obviously critical to SLEUTH’s application; diffusion, breed, spread, slope resistance, and
road gravity. When the calibration process is automated, SLEUTH learns the best set for
any application from data. Through analyses, the dynamics of urban growth are expressed
by four growth rules: spontaneous, new spreading center, edge and road-influenced (Clarke
et al., 1997; Clarke and Gaydos, 1998; Silva and Clarke, 2002; Candau, 2002; Dietzel
and Clarke, 2007). In the last stage, self-modification rules are applied in order to control
the parameters, allowing the model to modify itself and therefore making the resulting
simulations closer to what is observed in the real world (Candau, 2002).
Prediction; After calibration phase, forecasts of future urban growth and LULC
change were created through modifications of the excluded layers which indicate areas
that are partially or completely excluded from development. Parameter values to be used
in prediction were assigned by applying different future growth rates using SLEUTH’s
self-modification function. Future urban growth from 2010 to 2035 in Didim Peninsula
was projected out considering three urban growth scenarios; the current trends scenario,
management trends scenario and preservation of natural potential scenario. Natural
protected areas, water bodies, salt marshes were fully protected from development in
16
all scenarios. The current trends scenario reflects that growth trends were to continue
current historical trends with partial protection. The management trends scenario reflects
effectiveness in reducing total urban expansion and promoting more sustainable growth
trends. The preservation of natural potential scenario reflects maximum protection. Higher
levels of protection were implemented on critical habitats such as forests and semi natural
areas, agricultural areas. For each scenario, LULC pixels in excluded layer were assigned
a value between 0 and 100 (Table 1). While 0 represents areas with no protection and 100
represents areas with full protection from the urban development, interval between 0 to 100
represent degree of partial protection from the development.
Table 1. Levels of Exclusion for each Scenario
Results; From the three phases of the calibration mode are given in Table 2. Optimum
values for the diffusion, spread, slope resistance and road gravity parameter values were
ranged from 1 to 100 as the maximum values for each of breed, spread, slope resistance and
road gravity. As a result, in the coarse calibration, the resulting values were narrowed to 1,
1, 25, 50, 50, and became even more sensitive to the locale with the final calibration results
presenting, respectively, values of; 1, 13, 25, 78, 30. According to these parameter values,
spread and slope coefficients control the behavior of the system and affect urban growth
more, compared to diffusion, breed and road gravity coefficients, which were found to be
less important for the urban growth in the study area.
Table 2. Growth Parameters and Calibration Results
Three scenarios were created to predict urban growth from 2010 to 2035 in Didim
Peninsula based on the current trends, management trends and preservation of natural
potential. Spatial patterns of change are given in Figure 3 and Table 3 for the years between
2010 and 2035 for alternative scenarios. Under the current trends scenario, the total urban
area would increase from 2.156,17 to 6.151,72 ha. Under the management trends scenario,
17
by 2035, the total urban area would be 4.036,59 ha and under the preservation of natural
potential scenario, the total urban area would be 3.804,59 in entire modeled area. It was
obvious from the result that if current trends continue, there would be more development.
Most of the semi natural areas, forests, agricultural and other land use-land cover areas
would be lost. On the contrary, two planning scenarios, management trends and preservation
of natural potential, seem effective in limiting urban expansion and preserving the natural
areas due to the higher levels of protection against to urban development. Moreover, the
results indicated that urban development was one of the major dynamics of LULC change
and the major urban growth in Didim Peninsula were of the outward expansion from the
city centre.
Table 3. Land Use-land Cover Simulation Results for 2035 depending on Alternative
Scenarios
Figure 3. Predicted LULC Layers for the year 2035 in Scenario 1, Scenario 2,
Scenario 3. (Scenario 1: current trends, Scenario 2: management trends, Scenario 3:
preservation of natural potential)
Validation techniques; Combination of various metrics is used to determine the
goodness of fit according to different researchers. In this study, compare, population, and
Lee-Sallee index were used for this aim. Population refers to the number of total urban
pixels in dataset and the compare ratio reflect the comparison of the final urban areas to the
18
actual urban areas. Compare score decreased during the refinement phases (coarse, fine,
final) in the study area; on the contrary, population score increased. The Lee-Sallee index is
able to measure the degree of spatial matching between the modeled growth and the known
urban extent for the control years (Silva and Clarke 2002). Achieving high score is not an
easy task. Silva and Clarke (2002) and Veerbeek (2005) stated that the value up to 0.30 and
0.40 were high and acceptable enough for simulation. Lee-Sallee score for coarse, fine and
final calibration were 0.46, 0.45, 0.44 respectively (Table 2). As a result, the different shape
and scattered structure of the urbanization in the study area lead to obtain moderately low
score for Lee-Sallee index.
3.2 CASE STUDY: Urla, Çeşme, Karaburun Districts of Izmir, Turkey
Objectives; The aim of this study was to analyze and to model the dynamics of LULC
changes using CLUE-s modeling approach and to predict LULC changes between 20102025 based on two alternative scenarios.
Study area; In this study, Urla-Çeşme-Karaburun districts located on the west of Izmir
Metropolitan Area were selected as the case study area (Figure 4). It lies between 26° 13’
49’’ to 26° 55’ 47’’ longitudes and 38° 40’ 48’’to 38° 06’ 10’’ latitudes and it covers an area
about 1420 km2 (Erdoğan, 2011). The study area is on the one of the major growth axes of
the Izmir Metropolitan Area to the west and it is an important touristic destination. Urban
growth has been the most important reason for LULC changes in the study area. Urban areas
expanded dramatically by more than 400% between 1987-2010, primarily at the expense of
agricultural lands.
Figure 4. Location of the Study Area
Database; The data used in the study to run CLUE-s model can be divided into three
categories as data for historical and current LULC, data for biophysical and socio-economic
driving factors, data for spatial policies and restrictions (Table 4).
19
Table 4. Input Dataset for the CLUE-s Model
Calibration; Calibration of the model was made for the years between 1987-2010.
Demand for LULC classes between 1987 and 2010 was allocated based on the results of
logistic regression analysis and decision rules in the spatial allocation procedure. The spatial
resolution of data was 100x100 meters and six LULC classes, urban fabric, agriculture,
forests, maquis, phrygana and open spaces with little or no vegetation, were considered in
the model. LULC changes in study areas were affected by both biophysical factors such as
topography, slope, soil depth and socio-economic factors such as distance to roads, distance
to beaches, distance to city centers. The significant driving factors and coefficients derived
from the logistic regression analysis that determined the location suitability of the six land
use types are given in Table 5. The goodness of fit of the logistic regression models was
measured by the Relative Operating Characteristics (ROC) (Pontius et al., 2004). In the
study ROC values ranked between 0.704 and 0.936.
Table 5. β Values of Significant Driving Factors for Regression Results related to
each LULC Class
In this study, conversion of agriculture, forest, maquis, phrygana and open spaces with
little or no vegetation to urban fabric was not allowed in natural sites defined by Ministry
20
of Culture and Tourism. Therefore, no further encroachment was allowed in these areas
and natural conservation was possible. In the study, the final conversion elasticity values
of urban fabric, agriculture, forests, maquis, phrygana and open spaces with little or no
vegetation were determined as 1, 0.2, 0.6, 0.4, 0.2 and 0 respectively.
Validation; To evaluate the validation of the model “multi-resolution goodness of fit”
was applied to the reference map of 2010 and the simulated LULC map of 2010 (Figure 5).
The accuracy of the LULC change model was the percent of pixels with LULC classes in
agreement between these maps. According to the results, this model can be used to predict
for future LULC.
Figure 5. Proportion Agreement at Multiple Resolutions for Simulated LULC and
the Reference LULC Maps of 2010
Results; The simulation of LULC change in the study area has been achieved for a
time frame of 15 years, from 2010 to 2025, to evaluate the possible effects of the completion
of the new road construction in Karaburun on LULC changes in study area. It is assumed
that new road construction in Karaburun will cause an increase in growth of urban fabric
and this situation can damage its natural and cultural characteristics. However, Karaburun
is one of the rare areas which has protected its natural and cultural characteristics relatively
compared to other Aegean coastal areas because of its rocky terrain and difficulties in
transportation (Saricam and Erdem, 2012). In the study, demand for LULC classes were
computed based on linear trend scenario, between 1987, 2000 and 2010 and extrapolated to
the year 2025 (Table 6).
The output of the model is shown in Figure 6. According to the simulation results,
predicted urban fabric pattern in future was quite different among two scenarios. In case
of keeping the same transportation conditions to Karaburun, urban fabrics in the study
area will continue to growth in the neighborhood of previous urban fabrics in Çeşme and
Urla. Expansion of urban fabrics will significantly reduce the amount agricultural areas.
According to this scenario, a significant LULC change will not be experienced in Karaburun
Peninsula. On the contrary, simulation results of second scenario showed that construction of
the new motorway to Karaburun increased urban growth around Karaburun and Mordogan.
Karaburun and Mordogan are breeding and living areas of the Mediterranean monk seal
(Monachus monachus), one of the world’s most endangered marine mammals and included
in the IUCN Red List of Threatened Species. As was available in the first scenario the urban
fabrics expanded primarily at the expense of agricultural land.
21
Table 6: The Distribution of LULC Classes in 1975, 1990, 2010 and 2025
Figure 6. Predicted LULC Pattern for 2025 under Different LULC Change
Scenarios
4. CONCLUSION
The contributions range from analyzing historical land use-land cover changes to
simulating future trends to help policy makers make their decisions. Therefore, LULC
change models can serve as a platform to summarize our current knowledge and discuss
future LULC change projections with the relevant stakeholders. This chapter has focused on
LULC change modeling approaches and has given a description of LULC models and also
22
ended with implementation and results of two case studies based on SLEUTH and CLUE-s
models. Both of these models have relative strengths and weaknesses with respect to the
different objectives and expectations of policy makers.
Results of the SLEUTH model has shown that it is an effective model for the prediction
of future land use-land cover changes, both in quality and quantity, depending on urban
growth in the study area. In addition, preservation of natural potential oriented urban growth
scenario has been proposed to be the most effective landscape planning scenario for Didim
Peninsula. The strength of SLEUTH model is that it can perform well for quantitative
simulation of urban growth and it has the ability to incorporate GIS-based information and
to adjust a set of parameters through a semi automated calibration process for specific local
conditions.
Also, CLUE-s model was successfully implemented to the local study area. According
to the results, it was very useful to simulate land use allocation and to visualize land use-land
cover patterns. CLUE-s model can be applied to two or more land use-land cover classes at
the same time. It is easy to implement, because it did not require extensive data collection.
Also, the algorithm of the CLUE-s is applicable to different scales and capable of simulating
different types of land-use change trajectories. Hence, land-use changes trajectories with the
CLUE-s modeling framework is very flexible. However, in CLUE-s model the ‘processes’
inferred from the observed patterns are statistical associations relevant to pixels. Translation
into concrete action requires an understanding of the underlying mechanisms of change at
the level of individuals and groups.
Acknowledgements: The case studies were funded by Ege University Scientific
Research Foundation with grant numbers 2009ZRF016 and 2010ZRF014.
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25
MEGALOPOLIS TOKYO: THE SAFEST CITY
IN THE WORLD —FROM 1600s TO PRESENT
Mitsuru SANO
Yukimasa KATO
INTRODUCTION
In cities, intersections are important points of structure and are also important for
economic activities. Present-day Tokyo is a huge city that has taken over the urban structure
of Edo, the castle town. But, having adopted European urban planning, Tokyo was transformed from a city of economic activity and defense during the Meiji era into an economic
and transportation hub. When railways and roads were developed, locations such as the
intersection of a road and the front of a railway station gave this modern city a new face
(Jinnai, 1992: 253-283).
In Japan, an intersection was a mitsuke or a tsuji, a functional space for economic
activity, defense, and disaster prevention. This paper’s target area is Tokyo, and its purpose
is to clarify the functional changes of the intersection and its future.
Fig.1: Position of Mitsuke
Note: Created from “Oedo Chiri Kuukanzu” Masai, Y. (2000)
City formation began in earnest in Tokyo, with the urban planning of the Edo era,
during which Edo was a city for maintaining the samurai society. Modern city planning,
which came into effect in the Meiji era, implemented an order that basically followed the
canal and street network of Edo. Thus, the urban planning of Edo has a significant impact
26
even today. The Edo castle town was transformed from a defensive castle with samurai
land, townspeople’s land, and temples inside the outer shell into a plan to place these areas
gradually outside Guo (Yamori, 1970: 247-285). Nevertheless, because at Edo, entry and
exit of people and goods were strictly controlled by the mitsuke, and inside and outside of
the shells were clearly distinguished. The mitsuke provided both inlet and outlet of Edo
Castle at the contact point of the road and moat (Fig.1). At the mitsuke, people’s status and
the times when they passed through were monitored. Furthermore, a gate was constructed
to defend against a foreign enemy’s invasion.
Therefore, dividing the city of Edo was effective, the divisions both separated and
connected the people’s activities. However, in practice, the city was transferred to outside
the townspeople’s land that was inside the outer shell; as a response to the great fire, the
daimyo residences and temples were relocated outside the shell, lively activities of people
deployed in mitsuke land it is believed to have been. However, since the townspeople’s land
inside the outer shell was transferred to outside, and the lords’ mansions and temples were
transferred to the outside the outer shell, lively activities of people have been deployed in
mitsuke around fact. In addition, in the Meiji era, the Sujichigai-mitsuke and Sukiyabashimitsuke were crowded representative intersections.
Landscape assessment in the areas of current mitsuke
CITY TRANSFORMATION DUE TO CHANGES IN THE TRANSPORTATION SYSTEM
Between the Edo period and the present day, the transportation system in urban areas
has changed greatly. From moving goods and people by simple walking, the automobile and
railway changed the focus to greater speed and distance; thus, rationality and convenience
increased. Consequently, the urban landscape is gradually changing. The moat and waterways that functioned to transport goods and defend the city were superseded by cars and
trains, but now have been reclaimed. “Cranks” have been changed to straight roads for cars.
To develop streets in response to changes in the traffic system, Tokyo constructed streets to
accommodate vehicles. However, this causes chronic traffic congestion in the city center.
LANDSCAPE OF MITSUKE LAND
During the Edo period, mitsuke land was the only node that connected the inside to
the outside of the moat. However, in five areas today, Tokyo has no mitsuke role. The inside
of the Asakusa-mitsuke forms a wholesale district, and high-rise buildings lining the road
also form a beautiful skyline. There are groups of buildings on the outside, but the outside
has no skyline beauty, and traditional stores are noticeable. At the Sujichigai-mitsuke, the
business district is located inside, and the electronics-store district is located outside. The
buildings are high-rises, and attached advertising signs exhibit bright colors. In addition,
this region has an auditory element—the buzz of people, the sound of a train or automobiles gives a lively impression. Ushigome-mitsuke has many dining options both inside and
outside, and the middle floors of the buildings are aligned. There are also old restaurants
outside Ushigome-mitsuke, whose alley provides a nostalgic impression. Among these five
intersections, Yotsuya-mitsuke has the least change in character from inside to outside, both
being business districts.
27
Inside the Akasaka-mitsuke, large buildings such as hotels and embassies are located.
Therefore, instead of a skyline with no gap, such as in the business district, the location has
moderate greenery. In contrast, the outer part is crowded with stores. Relatively, there is a
difference of areas inside and outside Akasaka-mitsuke among the five regions. Thus, the
functions vary in each area, but the current mitsuke has a similar urban landscape inside and
outside the moat.
HISTORICAL LANDSCAPE EVALUATION OF MOAT IN MITSUKE
Mitsuke are being buried in the uniform urban landscape. Even so, mitsuke land still
has elements that feel like a historical symbiosis, and the epitome of these elements is the
moat. Currently, the moat remains in Asakusa and Sujichigai, and one part is left across the
mitsuke in Ushigome and Akasaka. One side of the Akasaka and Ushigome and the moat of
Yotsuya are landfill, used as a railroad track.
In short, the moat is not simply a relic of Edo’s past defenses. In the current urban city,
the moat plays various roles (Ushigaki & Tanaka & Hatakeyama & Sano, 2005).
First, a green space remains around the moat. In skyscraper-lined Tokyo, green space
is valuable for people who want to connect with nature. The greenery and moat’s waterside also provide comfort. At Akasaka and Ushigome, more green space remains inside the
moat, but streets with a lot of atmosphere. Second, the moat can be effectively used as a
waterfront space. Near Asakusa-mitsuke today, boathouses are located in the moat, and the
moat at Akasaka-mitsuke has been used as a fishing pond. Third, the moats add topographical characteristics. In a moat, water stretches across, and a person must cross a bridge to go
to the other side. The act of crossing gives the passerby a sense of moving from one area to
another. In other words, the moat has the potential ability to divide the area into the inside
and outside.
However, current mitsuke areas do not effectively utilize the moat’s potential for
landscaping. In other words, the moat is not fastened to the past as a relic with a historical
value; making use of its potential is important for future urban development.
SIGNIFICANCE OF LANDSCAPING WITH AWARENESS OF EDO
In recent years, community development that takes advantage of history and culture
has been implemented in Japan. But in Tokyo, which has the history and culture of Edo,
uniform urban landscape is spreading. In the center of Tokyo, development based on a unified concept is difficult. In Europe, however, many communities practice improvement that
takes advantage of history and culture. Delineating the new city and old city clearly divides
the landscape into modern and historical. For example, Strasbourg, in the Alsace region of
eastern France, is surrounded by walls, with the old city inside and the new city outside.
Prague in the Czech Republic and Salzburg in Austria, are divided into new and old towns
by the Vltava and Salzach rivers, respectively. Old castles, churches, and streets remain in
the old towns. Restaurants and souvenir shops must fit the landscaping. In addition, tourist
buses cannot travel into old towns; instead, buses are parked in the new city, and tourists go
to the old towns on foot.
Applying the European system is difficult in Tokyo. However, creating an image of
inside and outside of the historic district is not difficult because people often understand
things visually. The concept of inside and outside the historic district should be maintained
28
as a visual space, accenting the city’s surrounding and urban areas. In fact, the inner and outer boundaries of Edo are the moat, which is a major component forming Tokyo’s landscape
today. Using the moat’s potential to landscape public spaces makes it possible to create a
lively city space like those in Europe.
Awareness of the historic district is leading to a changing landscape image of Tokyo,
from uniform high-rise density to the earlier landscape of Edo. With traffic restrictions and
regulations to promote the historic district, there is also likely to be a measure for controlling automobile traffic in the city center. If traffic is restricted at the boundary, Tokyo could
promote inner-city pedestrian space, further activating use of public ground transportation.
TSUJIBAN OF EDO AND ROLE AS URBAN FACILITIES AND LOCATION
IN “KOBAN”
Role and location of tsujiban
In Edo, the tsujiban was established in 1629 and functioned like the police. The number of guards was two to four at noon and four to six at night. The guards patrolled alternately, standing and waiting in an established order. Because the tsujiban were distributed in
samurai lands, cyclic patrolling was conducted in consideration of positional relationships
within a narrow range (Ito, 1987: 166-186). For example, the tsujiban distribution of Kanda
Surugadai was placed with a good overall view, but simultaneously overlooking the crossroads of three tsujiban (Fig. 2). Because of this, the safety and security of samurai land was
maintained.
The chounin have gradually declined because of financial problems. The tsujiban’s
duties were protection of the wounded and enforcement against rioters. Instead of catching
the culprit when there was a fight, it should have been contacted to inspector, and the townspeople were able to play a role in that (Goto, 1922: 121).
Fig.2 Position of Tsujiban in northeastern part of Edo Castle
Note: Create from “Edo-Tokyo Kasane Chizu” , APP Company (2000)
29
Role and location of the “koban”
In 1873, shortly after the Edo Shogunate debacle, bannin was enacted to organize the
tsujiban (Keishicho-shi-hensan-iinkai, 1959: 32). When the Metropolitan Police Department was established in January 1874, the bannin concept transformed into the occupation
and title of constable. “Defined for Koban Installation,” the so-called “koban law” was
enacted on August 25, 1874, and kobansho was initiated. Kobansho was not a facility, but
a place for watching a three-way junction or intersection. Afterward, buildings were built
at Kobansho and called Hasshutsujo, but the name was eventually changed to the current
Koban. Fig. 3 shows the trend of locations opened each year for the existing koban; three
points opened before 1874, inheriting the tsujiban of Edo. Since 1874, Koban have been
installed in the old downtown, for example, in the current Bunkyo and Taito areas. In the
Taisho era, Koban were located on average in 23 wards, many around nearby train stations.
During the Showa period, with the expansion of urban areas, Koban were located in the
suburbs, and after the Second World War, the trend strengthened further. After a period of
rapid economic growth, Koban were located in re-development areas in the city center and
on reclaimed land in the Gulf area. Currently, the Koban distribution trend is at approximately equal intervals throughout the 23 wards.
(insert position of Fig.3)
Way of Koban for safe and secure urban development
Koban, which inherited the character of tsujiban, has been changing locations along
with the formation of downtown and development of rail traffic due to urbanization. Because security systems become cyclically oriented, the number of police officers at koban
decreased.
The tsujiban of the Edo Period was a system that maintained Edo’s security by sight.
Because of the complexity of traffic problems and diversity of crimes likely to occur within the city, the Koban, which should have inherited this character, can no longer focus on
safety and security in public life. The ability of human eyes to see small things and thus
contribute to crime prevention has not been employed. This situation resembles the late Edo
tsujiban that was a mere façade. Because of financial problems, Koban have been consolidated in recent years. It is unlikely, however, that decreased koban can be positive for a future
security system. To realize the sense of security that the citizens feel with a policeman of
the Koban once again, we must study Koban distribution to keep the safety and security of
citizens and visitors in perspective.
When placing a large number of police officers in koban becomes financially difficult, the use of retired police officers is valid. To establish a more dispersed and minutely
directed security system, adopting a retired police officer makes it possible to promote safer
urban development.
SUMMARY
Tsujiban provided in Tsuji, and mitsuke in Edo Castle, were facilities for the security
and defense of the feudal city, and thus Edo was an enclosed space. When modern city
planning was conducted during the Meiji period, to retain the basic character of Edo, no
dramatic change took place in the economic activities and lifestyles of the people in terms
of urban structure of land use and the road network. However, urban planning concepts
emphasized rationality and convenience of living through economic activity and from those
30
values, also emphasized security and crime prevention. The square of mitsuke that worked
effectively for closing the castle town of Edo, was removed, and the bridge built in the shape
of a crank was also replaced by a straight line. Because the way through the mitsuke was a
major highway in Tokyo, development progressed, and the distinction between inside and
outside of mitsuke became obscure. As a result, Tokyo and its surrounding areas have a
landscape without accent.
In recent years, the top tourist locations for foreign travelers to Tokyo have been Shinjuku, Ginza, Shibuya, Asakusa, Akihabara, Tokyo Sky-Tree, Harajuku, Ikebukuro, Tokyo
Imperial Palace, Roppongi, and Tokyo Tower. Many of these attractions are areas with no
history, which has been noted in recent years, and even the sub-center was developed after
World War II. If Tokyo is to develop as a city with personality and charm, a policy to accent
the outside of the inner city is required. One measure for this is designating a historic district
utilizing the moat. By placing the mitsuke near the moat as a historical point for crossing
between eras—Edo and Tokyo—the city landscape will be sharpened.
Awareness of the historic district can be applied to control the volume of automobiles
in areas inside and outside mitsuke. Regulating motor vehicles will reduce traffic flow to
the city center, and automobile traffic through the nearby city center will also be greatly
reduced. Consequently, the city of Edo that includes the surrounding area in central Tokyo
inside the outer moat can plan a pedestrian space among the features of the Edo. Promoting
residency in the current Koban, where police officers do not reside, can enhance the safety
and security of visitors and of the people residing in the city center and periphery of downtown Tokyo. Some Koban where police officers do not reside are maintained alternatively
by retired police officers.
In summary, cities that actively promote urban development with Koban will be comfortable, safe and secure.
REFERENCES
GOTO, S. (1922), Edo no jichisei [Systems of self-government in Edo], Tokyo: Nishodoshoten
ITO, K. (1987), Edo no machikado [street corners of Edo], Tokyo: Heibonsha
JINNAI, H. (1992), Tokyo no kuukanjinruigaku[Airspace Anthropology of Tokyo], Tokyo: Chikumashobo
KEISHICHO-SHI-HENSAN-IINKAI Ed. (1959),Keishicho-shi[History of the Metropolitan Police Department.], Tokyo: Keishicho-shi-hensan-iinkai
USHIGAKI, Y.; TANAKA, E.; HATAKEYAMA, T.; SANO, M. (2005), A Crowd in Crossing: Function of
Mitsukechi and Tsuji of Edo in Present Tokyo, IATSS Review, 30 (2), 118-128
YAMORI, K. (1970), Toshi plan no kenkyu: henyoukeiretsu to kuukankousei[Study of city plan: Transformation sequence and spatial structure ], Tokyo: Taimeido
31
THE TWO LEVEL CITY, THE LAND
OF BLACK DIAMOND: ZONGULDAK
Taşkın DENİZ
Zonguldak is a city which has a special position in terms of labor history. It is a labor
city which has played a host to various experiences since 1850’s up to now in the triangle
of the employee, the employer, and the employment. As a citizen of Zonguldak, I can say
that while Zonguldak is like a painting which has the special blue color of the Black Sea on
the one hand and all the tones of green on the other hand, it has a jet black world under it.
Mustafa Kemal Ataturk stated that “For us, the value of Zonguldak is as much as the rich
source it has under its deep land./21.08.1931”. The poet Orhan Veli Kanık expressed that
“… The stream of Zonguldak flows in black. It is not the face black (disgrace) but the coal
black. This is the way of earning the cost of bread. ”
Zonguldak, which is the only city in Turkey where the coking coal is produced, is
located in the Black Sea region on the west part of Black Sea. It has become a settlement
developing and improving fast. That is because on November 8, 1829 the coal was found
by Uzun Mehmet by the Mill of Ereğli Köse Ağzı Viran Stream, and on 1848 it was opened
for mining. With the start of coal mining, it became the center of interest by the English,
Armenian, Georgian, and French operators. The operators of the abovementioned countries
had a voice in management of the coalfield in the field during the process.
Zonguldak was invaded by France on March 8, 1920. The reactions against the invasion
became effective in a short time and with the support of the Grand National Assembly of
Turkey (TBMM) France was forced to draw back from the city on June 21, 1921.
Zonguldak received the statute of city in 1924. In 1991 Bartın and in 1995 Karabük
received the statute of city and separated from Zonguldak. Currently it has 8 districts which
are called Merkez, Kilimli, Kozlu, Çaycuma, Gökçebey, Devrek, Ereğli and Alaplı.
“Zonguldak” From The Etymological View
It is stated by Flavius Arrianus, who was from Izmit and lived in the ancient ages,
in his study which denotes his travel to Black Sea between the years of 131 – 137, that
Zonguldak and around the city used to be called as “Sandrake” and this field was used as
a harbor with small ships. Moreover, in his study he indicates that the distance between
Sandrake and Crenidai (Kilimli) is 60 stadia (11 km). Similarly, on the study of Klaus Bekle
which is called “Papklagonien und Honorias”, on the pages of 270-271, the location of
Sandrake is described as “Sandrake (Sindarache) is a small harbor by the coast of Black Sea
which is presumably known as Zonguldak today” (Uyar, 2012:2-3 ; Arslan, 2005:26-27).
Donald Quataert, who is known with his studies related to the periods of Ottoman
and Republic, declares in his study of “Miners and the State in the Ottoman Empire: The
Zonguldak Coalfield 1822-1920” that at the time when the coal was found the city of
Zonguldak used to be a rural area which was in the state of bog, sedge, and reed. For
this reason, some people called this region as Zongalık. The physical state of the field
caused the widespread of malaria between people due to the mosquitos. The symptoms
of malaria which are freezing, shaking, and throbbing made people to call this settlement
32
as “the place of throbbing (zonklatan) and the location of pain”. Thereafter its name was
called as Zıngalık, Zongalık and finally as Zonguldak. A similar statement by Zonguldak
Chamber of Commerce and Industry on the study called “Zonguldak and the Coalfield on
the 10th Year of Republic” is depicted as: As the bogs and sedges are the natural sources
of malaria, even when there is no settlement in Zonguldak, the local people of the villages
around it called today’s city center as “Zonguldayık” which means throbbing place with the
irony of the malaria. Furthermore, according to some studies, the meaning of Zonguldak
consisted of the names of Zogal and Dağ in Persian. In Persian, Zogal means coal. Dağ
means mountain. When the two names unify, Zogal Dağ means the mountain of Coal. On
the Mufassal (detailed) cadastral surveys dated in 1512 – 1520 which belong to Bolu Ensign
in the archive of Prime Ministry assortment of deeds on the number of TD51, the name of
Zonguldak was stated as Songuldayık. The first testimonial where the name of Zonguldak
was stated as a place dates in 1854. In the journal of this date, the name of Zonguldak was
written as;
(Uyar, 2012:3-4-5).
On the article called “Today’s City of Zonguldak” which was written by Emin
Çakıroğlu and published in the Journal of Karaelmas (black diamond), Halkevi, volume
12, on 29.09.1943, it is suggested that due to the hyacinth flowers that blossom in spring
in this region, it was called as Sümbül Dağı (the mountain of hyacinth), and this name
has later become Zünbüldağı and finally as Zonguldak. Futhermore, Kalyoncu explains the
transformation of the words “Songuldayık” and “Zonguldayuk” to the word Zonguldak in
this way: “The word “Zonguldak” in Turkish acquired its current form by going through
the following stages: “Zongul” is the noun root of the word “Zongulda-y-uk”. “-da” is an
annex making verb from the noun in Turkish. Then “-y” which is the buffer letter in Turkish
is included to the verb form of the word “Zongul-da”. Thereafter “-u-/-ü”- or “-ı-/-i-”
auxiliary letters and “-k” annex making noun from the verb in Turkish are included. In this
way the word “Zongulda-y-uk” is obtained. Through the process of pronunciation of the
word for many years, the buffer letter “-y” and the auxiliary letters “-u-”or “-ı-” have been
dropped as it occurred in many other Turkish words. Therefore, the word of “ Zonguldayuk”
has started to be pronounced as “Zonguldak” by time” (Kalyoncu, 2005:73-79-80).
There are three more views regarding the name of Zonguldak. According to the first
view, the city center is located by the mouth of the stream of Üzülmez which used to be
called as “Sandra” in the early ages, and this location used to be called as “Sandaraca”
which has been transformed to the name of “Zonguldak” by time. Sandrake is the name
of the mineral of sulfur with the color of red-orange which was used in the production
of dyestuff and chemicals. This mineral which was produced in today’s Zonguldak, was
exported from the harbor of Sinop. According to the second view, since Göldağı is regarded
as a landing mark, it is taken from the Turkish way of reading “Zone Ghuel Dagh” which
means the zone of Göldağı. Furthermore, according to the finding of Necdet Sakaoğlu, the
French entrepreneurs who opened mine pits mostly in the region of today’s Zonguldak
33
called there as Jungle, because the field was hilly and woody. With the inclusion of the name
of “Dav – Dağ” (mountain), the name of “Jungle-Dağ” was born which finally transformed
into the name of Zonguldak (http://www.zonguldak.gov.tr/default_b0.aspx?content=1036 ;
Yeni et. al., 2013:48).”
Document 1: Zonguldak was written “Zongouldak” or “Zungul” in French
Zonguldak Port Map (19 April 1902) (Uyar, 2005:10).
Document 2: Zonguldak was written “Songuldayık” in Bolu Title Deed between
1512 and 1520 in the Ottoman Empire (Uyar, 2005:11).
Geographical Features of the City of Zonguldak
The city of Zonguldak is surrounded by Bartın on the east, Karabük on the southeast,
Bolu on the south, Düzce on the west, and Black Sea on the north. It is located between the
41° - 41° 48 minutes north latitude and the 31° 10 minutes - 32° 50 minutes east longitude.
The total area of the city is 3.309 km² (İlhan and Koçal, 1986:26 ; http://www.zonguldak.
gov.tr/default_b0.aspx?content=1036).
34
Photograph 1: Zonguldak City Center and Zonguldak Port
Even though in the beginning of 1990’s it was one of the cities of Black Sea region
with the biggest area (8629 km²) and the largest population (1.073.560, in the year of 1990),
both the area and the population of the city were significantly shrunk with the separation
of Bartın in 1991 and Karabük in 1995 after receiving the statute of city. The length of the
Black Sea coast of Zonguldak is approximately 46 sea-miles (85 km). Within the city, there
are 31 municipalities and 365 villages. The distance of the city is 270 km from Ankara
and 360 km from Istanbul (Yeni et. al., 2013:46). Taking the city center as a base, the
accessibility can be obtained through Ereğli, Alaplı, and Akçakoca to Istanbul on the way
to the west, through Bartın, Katamonu and Sinop to the cities of the East Black Sea on the
way to the east, through Devrek to Ankara on the way to the south. Both the coastal road and
the roads connected to the inner parts are pitched, hilly, and full of turns due to the physical
geographical features. This situation increases the accessibility time of the way between
Zonguldak and the other cities.
It is noteworthy to analyze the geological state of the region from the Black Sea Ereğli
to the lowland of Bolu in order to understand the structure and the form of the land of
Zonguldak which is located on the west of Bartın stream. This region consisted of several
anticlinal and synclinal which are parallel to each other from the southwest to the northeast.
The main elements of this structure are Kandilli-Amasra anticlinal, Ereğli synclinal, Göktepe
anticlinal, Ormanlı synclinal, Baba Mountains,Yığılca depression, Bolu Mountains and
Bolu – Mengen – Safranbolu gully. Therefore, it can be deduced that Zonguldak is a region
which is exposed to III. era Jura type folds (Güngördü, 2010:513). The only dentation of
the shoreline of the city is Baba neck near Ereğli. The hilly land between Ereğli-İnebolu by
the coast of the Black Sea is a formation belonging to Mesozoic age according to today’s
geological data. The layers which comprise coal are visible on the surface in many places
35
(http://www.zonguldak.gov.tr/default_b0.aspx?content=1036).
Zonguldak is mountainous with the West Black Sea Mountains which are parallel to
Zonguldak coastal line. This situation makes it harder to access to the inner Anatolian part
from the city. These mountains which belong to the third era are not very high. The height
of the mountains is 1000 m by the shoreline, 1200 m in the middle part, and 2000 m in the
inner parts. The coal reserves mostly exist in the mountains which are by the coastal line.
The most important heights are Atyaylası Hill (710 m), Göldağı (771 m), Kantar Hill (905
m), Orhan Hill (920 m), Baba Mountains (1120 m), Gökdirentepe (1128 m), Soğukoluk Hill
(1268 m), Karatepe (1517 m), Kızıltepe/Kızıltaş (1468 m) and Keçikırantepe (1619 m). The
area of the city consists of mountains with 50% of the land, of tablelands with 34%, and
of plains with 16% (http://www.zonguldak.gov.tr/default_b0.aspx?content=1036). Only the
29.17% of the city land which is sited in the mountainous parts has a slope lower than 20%
and is suitable for settlement and agriculture. The slope increases from the coast to the inner
parts and decreases in Devrek and Gökçebey. 83.8% of the city of Zonguldak has a problem
of erosion at medium and drastic levels. Since it is mostly mountainous, there are not large
tablelands and plains. The most important valleys are Filyos Stream Valley, Alaplı River
Valley, Gülüç River Valley, and Üzülmez River Valley. There are tablelands in the city of
Zonguldak called Gölcük, Kızılcaören and Kumtarla in the center; Aksu, Manzut, Kızkulak
and Karatepe in Devrek; Bacaklı and Bölüklü in Alaplı.
Map 1: Zonguldak Physical Map
36
Since there is a large area of karstic landscape in Zonguldak, it is also rich with caves.
The most important caves of the city are Gökgöl, Kızılelma, Cumayanı, Erçek, Sofular,
Ilıksu, Kokaksu, İhsaniye, İncivezaltı, Çıngıllıkuyu, Ayıburnu, İnağzı, Çayırköy and Ereğli
Cehennemağzı. The lightening and the roads of Gökgöl and Cehennemağzı caves are
constructed. The longest ones are Kızılelma (6600 m), Gökgöl (3350 m) and Çayırköy
(1500 m) (Yeni et. al., 2013:64-71). The inappropriateness of the landscape affects the
highway accessibility both within the city and between the cities in a negative way. For this
reason, the stairs have an important role in the accessibility within the city and the local
people call Zonguldak as the city of stairs due to this situation. There is Saltukova Airport
in Çaycuma district. This airport which has a yearly passenger capacity of 500.000 has
65 km distance from Zonguldak city center, 89 km from Karabük, and 38 km from Bartın
(Zonguldak Valiliği,2011:525).
Figure 1: The Caves are Located in and around Zonguldak: I-İnağzı Cave, 2-Gökgöl
Cave, 3-Erçek Cave, 4- Sofular Cave, 5 -Cumayanı Cave, 6 -Kızılelma Cave, 7-Çayırköy
Cave, 8-Ilıksu Cave, 9-Kokaksu Cave, 10-Hayat Village Cave, 11-Abazaltı Cave, 12Cehennemağzı Cave, 13-İncivezaltı Cave, 14-Yenice Cave, 15- Mencilis Cave (Yeni and
diğerleri, 2013:62).
The majority of the city has the climate of Black Sea. The summers are cool and
rainy, the winters are soft. The impact of continental climate can be observed in the inner
parts. The most rain falls in autumn season. The yearly average humidity is 75%. Since
the humidity is high, the daily, monthly and yearly temperature differences are not much.
While the yearly average temperature is 13.6, the average of the warmest month (July) is
21.9 ºC and the average of the coldest month (February) is 6 ºC. The highest temperature
(39.5 ºC) was reached on July 13, 2000, and the lowest temperature (-7 ºC) was reached on
February 9, 1976. The average time of sun is 2.1 hours in January and 10.1 hours in July.
The yearly amount of rain is 1222 mm. The highest amount of rain falls in November and
December. The average number of rainy days range from 18 days in January to 7.1 days in
July. The dominant direction of the wind is east-southeast, southeast, and south-southeast.
The average wind rate is highest in the months of December, January, and February (http://
www.mgm.gov.tr/veridegerlendirme/il-ve-ilceler-istatistik.aspx?m=ZONGULDAK). Since
37
the rain falls in all the seasons of the year, there are many short streams within the city.
The most important streams are as the floowing; Filyos Stream which was formed with the
merge of the Devrek and Yenice Streams, Üzülmez Stream, Kozlu River, Çomaklar River,
Ilıksu River, Dereköy River, İhsaniye River, Salı River, Uğurlar River, Abacıoğlu River,
Kurtsuyu River, Akyazı River, Kavukkavla River, Kocaman River, Beycuma River, Agusto
River, Buldan Stream, Kanderesi, Kemerderesi, Kabasakal River, Niren River, Alaplı
Stream which starts at the northwest hillside of Baba Mountain and Gülüç (Aydınlar) Water
which has its source from Baba Mountain. Among these streams, the ones with the highest
flow are Filyos, Yenice, Devrek, Gülüç and Kocaman (Yeni et al., 2013:60-61).
Since the settlement is based right behind the shoreline due to the landscape, when
the rain reaches to the end points, it causes floods and landslides especially around Filyos
Stream and Devrek Stream. There are not any natural lakes within the city. The well-known
artificial lakes of the city are Ulutan in the center, Kızılcapınar and Gülüç Dams in Ereğli,
Dereköy in Çatalağzı, and Çobanoğlu in Karapınar (http://www.zonguldak.gov.tr/default_
b0.aspx?content=1036).
The land of the city consists of forests with 56%, cultivated land with 23%, meadow
land with 11%, and infertile land with 10%. The mountains in Zonguldak are mostly between
0 – 1800 m. 88% of the forests are grove, 12% is coppice, 70% is wide-leaved and 30% is
pinales. The wide-leaved forests are common. The most common tree types are populus, oak,
beech, fir, hornbeam, plane tree, linden tree, scots pine, willow, and chestnut tree. This main
green structure is completed by the flora under the forest such as rhododendron, quercus ilex,
Ilex aquifolium, bay laurel, Arbutus unedo, Cornus mas, cherry, shrub, Vaccinium myrtillus,
rose hip, berry, strawberry tree, and fern. Zonguldak region has also a rich potential in terms
of endemic plants. The most important endemic plants are Astragalus, Verbascum, uludağ,
fir, Cyclamen, heracleum, Araceae, Fenugreek, Campanula, urtica, and carnation. 3% of the
plants in the city are under protection. The most important fauna types are salamander, frog,
turtle, lizard, snake, heron, stork, hawk, eagle, falcon, owl, woodpecker, sparrow, hedgehog,
mole, bat, and weasel. Among all the fauna types (524), birds and the fish come in the first
two ranks and 28% of the types are under protection (Zonguldak Governorship,2011:156).
Since the landscape of Zonguldak is hilly and the mountains start from right behind the
shoreline, the settlements are gathered around the coast, the north slope of the mountains,
and the valleys at the inner parts. In parallel with the economical and administrative
development of Zonguldak through the historical process, the population has also been
increased. The total population of the city is 619.842 in 2009, 619.703 in 2010, 612.406
in 2011, 606.527 in 2012, and 601.567 in 2013. Especially for the last 10 years, there has
been migration from Zonguldak due to the unemployment problems. After the year of 1980,
thousands of employees were gradually retired from Turkish Coal Enterprises which caused
the increase of the population of young retired people within the city. Most of the people
migrated to the cities like Istanbul and Bursa for employment reasons. Kilimli and Kozlu
became a district in 2013. In terms of the population of districts, the following ones can be
ordered respectively; the center district, Ereğli, Çaycuma, Devrek, Alaplı, Kozlu, Kilimli
and Gökçebey. It is one of the cities in Turkey where the female population is dominant
(http://www.tuik.gov.tr/HbGetirHTML.do?id=15974).
When Zonguldak is mentioned, the first things that come into mind are black diamond
coal and the health problems it causes. Specifically the workers directly working in coal
production have various health problems related to lungs and cancer. It is known that in
38
Zonguldak the industrial disease related to the coal dust is frequent. For this reason, since
the first years of the Turkish republic, many health investments in Zonguldak have been
made which resulted in the existence of numerous hospitals in the city.
The production of vegetable, fruit, and grain is dominant within the city. 48% of the
agricultural land is field land, 27% is orchard, and 3% is vegetable. The most dominant
agricultural products are corn, wheat, vetch, oat, trefoil, potato, linen, sunflower, onion,
garlic, water melon, melon, tomato, eggplant, courgette, okra, spinach, leek, pepper, bean,
red cabbage, kale, carrot, apple, hazelnut, medlar, plum, pear, chestnut, mulberry, walnut,
cherry, peach, strawberry, and grape. Due to the rains falling in every season, there are many
green meadows and leas. Hence, the bovine breeding is common in the city. That’s why it
is easy to find fresh milk and milk products any time in the shopping places called villager
bazaar which is very popular. Fishing is one of the most important sources of income
especially in Alaplı, Ereğli, Kozlu and Kilimli. Anchovy and bluefin come in the first places
in fishing (Zonguldak Valiliği,2011:367-370).
The importance of mining in the economic life of Zonguldak continued in the first
years of the Turkish republic as it was in Ottoman times. According to the 1927 census
which is the first industrial census of the republic, mining was the industry which created
the most employment among all the industries (Genç, 2010:138). This situation continued
in the following years. The elements that constitute the economic structure of Zonguldak
are coal, iron and steel industry, cement industry, forest products, and paper industry. As
Zonguldak turned into an industrial city due to the railways and harbors, it received a
significant worker migration with the impact of workforce deficit. This resulted in the start
of a fast urbanization process through which the cultures that come from different parts of
Anatolia get harmonized. The most important industrial facilities of the city are Turkish
Coal Enterprises (TTK), Ereğli Iron-Steel Factory (ERDEMİR), Çaycuma Seka Paper
Factory, Filyos Stone Brick Factory, Çatalağzı Thermal Power Plant (ÇATES), Zonguldak
Eren Thermal Power Plant (ZETES) and the privatized coal pit enterprises. There are
industrial enterprises such as timber and package in Devrek, Çaycuma and Gökçebey;
cement and brick in Filyos, Ereğli and Çaycuma; Dinarsu industrial enterprise in Alaplı.
The other important industrial enterprises are biscuits, tinning, oil, and flour factories. The
most important rich sources in Zonguldak are coal, lignite (Ereğli, Davutlar and Çamalı),
iron (Alaplı Kangalar and Merv, Devrek Kodamanoğlu), aluminum (Zonguldak Kokaksu
and Sapanlıdere), mangenese (through the valleys of Ereğli Gülünç and Kızlar rivers,
Devrek Yiyicitepe), bauxite (Center district Hayat village) and dolomite (Alaplı and Ereğli).
There are two harbors, namely Zonguldak Harbor which belongs to TTK in Zonguldak city
center, and Eren Harbor which belongs to Eren Power Enterprise in Çatalağzı Muslu. There
are three fishing shelters in Filyos, Kilimli and Kozlu. Moreover, there is a naval yard in
Kilimli district which is in the process of licensing for operation, and a ship recycling place
in the process of renting. In Ereğli district, there is a harbor which belongs to TTK and
ERDEMİR harbor. The importance of these harbors is big in the economy of the city and
in transportation. The most important one among them is Ereğli Harbor which is one of the
most important and busy harbors of Black Sea region and in which 75% of the shipment is
made (Zonguldak Valiliği,2011:511).
The most common food of the local cuisine is the farinaceous (wheat and corn flour)
food. Small chestnut (kuzu kestanesi in Turkish) which is supposedly the most delicious
chestnut of the world is growing in Zonguldak forests. This chestnut can be utilized as
39
“tuzlama” by boiling the chestnut which is taken in the season, as “kavşak” by baking it
as a whole in the furnace, and as “kebap (kömme)” by cooking it on the fire. It can also
be preserved as dried. The Ottoman strawberry which grows only in Ereğli in Turkey, fruit
of the strawberry tree which grows on underbrush, cranberry, rose hip, berry, basil, mint,
laurel, prunus laurocerasus and wild pear are used in various ways in the local cuisine. The
most well-known flavors of the local cuisine are Uğmaç Soup, Göce Soup, stuffed beet with
walnut, malay, Çaycuma Yogurt, Ereğli Pitta, Ereğli dry curd, Devrek Simit, Devrek bread
with walnut (kömeç), Beycuma Püryanisi (Kuyu Kebab), Hoşmerim, and Chestnut Kebab
(Kömme) (http://www.zonguldak.gov.tr/default_b0.aspx?content=1036).
Zonguldak region is rich in terms of dances with drum and köçek. It is known that
drummers were dancing with double drums hanging on their shoulders in the past. Discrete
order dances such as “göbekleşme”, spoon, and bell were made with the instruments such
as bağlama, tanbur, cura, çiftelli, horn, flageolet, tambourine, tabor, bell, spoon, zilli maşa (a
rhythm instrument made of tongs to which tiny cymbals have been attached), and tangurdak
(an instrument made of sheep bells). Among the local dances and melodies, the following
can be listed; Aman Of, Döktür Muazzez, Maça Kızı, Biriciksin in Çaycuma; Dirgine,
Topal Osman in Devrek; Kestaneci Köyü, Eğrice Meşe, Geminin Anbarında in Ereğli;
Sömsöm Yavrum, Kabtaşın Altı Bayır, Dıv Dıv, Dürüyemin Güğümleri, Kale kapı and
Yeşil İpek in Alaplı (http://www.zonguldak.gov.tr/default_b0.aspx?content=1036 ; İlhan ve
Koçak, 1986:109).
The businesses peculiar to the region is mining, textile, and wood operation industries.
The local textile, namely “elpek” in Ereğli, “pelemet” in Çaycuma, and “çözme bez” in
other districts, are weawed with linen and cotton thread on the worktables called “düzen”.
The needlework specific to Zonguldak region can be seen on handkerchief edged with
“oya” on fez (abacuk), fine muslin (yazma, atça, çatkı), potur which men wear under the
jacket (zıbka), cot-like wooden bedstead (sedir), girl dowry, yağlık (large napkin), and collar
napkin. These needlework have excellent specialties in terms of the needlework fabric (pure
silk, linen), needlework style (Turkish style), needlework technique (muşabak, straight and
diagonal needle, pesent, güzeme, cut hemstitch, diagonal cloth made with golden glitter),
the color used (madder root, woman hair), and motives. The carpenter craftsman Ali Ziya
Efendi from Devrek who was taken prisoner by English in Egypt started to make the walking
stick that he learned from the English in Devrek. The walking stick which is improved with
the efforts of Aziz Salman Usta, Münteka Çelebi Usta and the other craftsmen, is identified
with Devrek by time. The classical Devrek walking stick is hand-made. The body part is
from cranberry and the handle is from walnut. On the body part, there are two snake motives
which are wrapped through the handle part. Today, there are also walking sticks made of
different material and shape with paint, silver, nacre, and copper handwork on the body.
Moreover, the production of hope box made of chest; inset cupboard over and on the two
sides of the oven, shelf, door, wooden handwork on the ceiling, spoon, dough lodge, clog,
patten, and ship in Ereğli and Alaplı are the examples of wood-work (Yeni et. al., 2013:86).
(http://www.zonguldak.gov.tr/default_b0.aspx?content=1036 ; Zonguldak Governorship,
2011:373).
The important touristic centers of Zonguldak are National Sovereignty Nature Park
(Çaycuma), Göldağı Nature Park (Çaycuma), İncivez Nature Park (Alaplı), Gümeli Nature
Park (Alaplı), Gökgöl Cave (center district), Bakacakkadı 100. Yıl Atatürk Hizmet Village;
Alaplı Gümeli Bölüklü Plateau; Elvanpazarcık Harmankara, Kozlu Değirmenağzı, Ereğli
40
Güneşli and Kayalıdere, Karanlık River, Özbağı and Kurtdamı Streams. The antic names of
the cities are as the following; Sandrake (Zonguldak), Crenides (Kilimli), Herakleia Pontike
(Ereğli), Cales (Alaplı) and Teion (Filyos). The most appropriate shores for swimming in
the city are İnağzı in the center of Zonguldak, Uzunkum, Kapuz and Değirmenağzı; Ilıksu
in Kozlu, Ereğli beach in Ereğli, Köseağzı, Kemerarkası and Çavuşağzı; Göbü in Çaycuma,
Türkali, Filyos and Sazköy. It is possible to make rafting in Dirgine valley. In Elvanpazarcık,
it is possible to find historical flour mills and to make off-road sport in the valleys. It is likely
to see bird in Filyos Sazköy; deer, return deer, bear, pig, jackal, fox in Eğerci (Yeşilöz);
deer, return deer, bear, pig, jackal, fox in Gümeli Valley; bear, pig, jackal, fox and rabbit
in Hacımusa (Yeni et. al., 2013:72). Yayla (Fener) neighborhood which is Zonguldak city
center is II. degree urban protected area due to the French houses it has. Furthermore, the
proximity to the important tourism centers such as Safranbolu, Abant and Yedigöller brings
opportunities to Zonguldak for longer holidays.
The important days and occasions celebrated in Zonguldak are as the following;
International Coal Conference (June 2-4), Ereğli Ottomon Strawberry and Culture Festival
(2nd week of June), Çaycuma Yogurt and Culture Art Festival (the last week of June), the
Rescue of Zonguldak from the Invasion and the Memorial of Uzun Mehmet (June 21),
Karaelmas International Culture Art Festival (June 21-26), Kilimli Coast Navigation and
Culture Art Festival (July 1), Bölüklü Upland Festival (the 2nd week of July), Devrek
Walking Stick and Culture Festival (the 3rd week of July), Alaplı Nut, Culture, Tourism and
Sports Festival (the first week of September), Alaplı Traditional Oil Wrestling Festival (the
3rd week of September), and Ereğli Hamsi Festival (the first week of December) (http://
www.zonguldak.gov.tr/default_b0.aspx?content=1036).
Zonguldak is one of the cities in Turkey which has had the most martyrs. As of
05.09.2012, there are 114 martyrs registered in the city population.
The Historical Geography of the City Zonguldak
The history of the region where Zonguldak city is founded goes back to Paphlagonia
which was established in this land in the early ages and which had Kastamonu as a city
center. It is written on Hattuşaş and Boğazköy tablets that there was a war between Kaskians
and Hittites for long years in the region in which the cities of Zonguldak, Karabük, Bartın,
Kastamonu, Sinop and Çankırı exist today. This region was called as Upper Town by Hittites
and later on called as Paphlagonia by Helens. The name Paphlagonia is also mentioned in
the work of Strabon. Paphlagonia is the land between Bithynia Kingdom on the west and
Pontus Kingdom on the east. The west border is formed by Sakarya River and the east
border is formed by Kızılırmak (Halys). After the collapse of the Hittites, the societies
which is known to be of Thrak stock like Frigs, Lydians, and Paphlagonians continued
their existence in Anatolia. Paphlagonians settled in West Black Sea region of today (Ersoy,
2011:13,17).
After the collapse of Hittites, the sovereignty of primarily Kaskians for a short time
and later of Frigs started (Eser, 2006:189). In this period, the most important settlements
in the region are Ereğli (Marianydn, Herakleia Pontika) belonging to Frigs period, and
Hisarönü (Filyos, Teion). The first known societies of Zonguldak are Bythin, Mariandyn
and Migdons from Frig tribes migrated from Aegean zone to the inner Anatolian zone in
B.C. 1200. These tribes which lived for several centuries in this region without constructing
41
any political constitution made significant improvements in terms of mining and handwork
arts (B.C. 676). Meanwhile, after B.C. 9th century, with the strain of the borders in sea
access, while the Greek mariners went into the Black Sea passing from Marmara, they
also started to reach to Syrian and Phoenician coasts through Rhodes and Cyprus. As the
commercial sails towards Black Sea start in early dates, Black Sea Colonization of Greek
City Governments occurs between the years of B.C. 750-550 (Mansel, 1984:557). The
first societies of Zonguldak region have been destroyed by Cimmerians. After the leave
of Cimmerians from the region in B.C. VI. century, Lydians start their dominance in the
periods of King Alyattesand and King Kroissos in B.C. 585-546 around Zonguldak (Eser,
2006:189;Umar, 2007:12). In this period, Megarians and Boitians who live by the coast
of west Anatolia established commercial colonies in order to empty the supplies that they
brought from the Black Sea coasts in Filyos, Amasra, and Ereğli. Persians ended the Lydian
sovereignty in Zonguldak in B.C. 546. However, the sovereignty of Persians over Anatolia
which lasted for 213 years ended when Macedonian King İskender conquered the Persian
army near Bronikos (Biga) in B.C. 334. In Persian Period, Paphlagonia was administered
as the third satrap of the empire. However, after the death of Big İskender in B.C. 323,
the sovereignty of Big İskender Empire ended in the region, and Pont Kingdom which
would last between the years of B.C. 301-64 was established by Iranian Mitridat Ktistes
(Ersoy, 2011:20,23). The Romans who pillaged İzmit by entering in Bythinia in B.C. 85 also
conquered the Black Sea coasts from Ereğli to Samsun in B.C. 70. Therefore, Zonguldak
region became a province of Roma. In this period, the Romans repaired the coastal cities.
The settlements such as Herakleia, Teion and Amastris were connected with the secondary
roads to Nikomedia (İzmit) - Amasia (Amasya) highway. In the period before Christianity,
there was polytheism. There were many gods and goddesses that they deify one of which is
Zeus. In this region, specifically the sea goddess Poseidon was respected in a great extent.
When the Christians were under pressure, the Christians who were overwhelmed with this
pressure sheltered in Anatolia. The caves in Ayazma River Valley (Cehennemağzı Cave) in
Ereğli District were used as a church. After Roman Empire, the region was passed to the
control of Byzantium Empire. The Emperor Justinyen turned Paphlagonia into a region
consisted of 12 cities in the year of 536 (Ersoy, 2011:30).
In VII. century in Byzantium Period, Herakleia, Tieion and Amastris were the important
haunts of the empire on the way of Trapezus which was the eastern center of the empire.
In the period when the Turks started to expand through Anatolia (XI. century), Zonguldak
and the cities around it had the appearance of a small town-castle. In these years, due to the
weakening of Byzantium administration, there were significant security problems within
the region (BAKKA:27-28). During the Byzantium sovereignty, the commercial activities
of especially Venice and Genoa city governments by the Black Sea coasts draw attention.
Venice Republic received important commercial privileges with the agreements made in
992 and 1082. It received the license to trade freely with all kinds of commodities without
paying any taxes in all the places belonging to Byzantium, even in Istanbul (Ostrogorsky,
1986:331; Turan, 1990:22-23). It is seen that a similar commercial agreement was made with
Genoa in the years of 1142-1155-1261. Therefore, as Venice has the south part of Aegean
Sea, Genoa created a strong situation for itself both in north islands and Marmara Sea, and
at Black Sea. It started to control the sea access going from Galata to Mediterranean, Black
Sea and the countries behind it (Heyd, 2000:482-493).
There are works such as graveyards, sarcophagus, and pillars in Ereğli belonging to
42
Phrygian, Roman, Byzantium, Seljuk Sultanate of Rum and Ottoman Culture Civilizations;
in Çeştepe tumulus, Bozhane Mosque, Halil Paşa Mosque, Kırmanlı Mosque, Molla
Halil Mosque, Ali Molla Mosque, İskele Mosque, Ağa Mosque, Hacı Eşref and Akarca
Mosque, Kayabaşı Place of Pilgrimage, Aktaş Şeyhi Mausoleum, Seyit Nasrullah Efendi
Mausoleum, Demirci Dede in Keşif Hill (Çeştepe), Mersin Dede Mausoleum in Kuştepe
and the coast in the city, Hacı Mehmet Fountain and Murtaza Mahallesi Fountain (http://
www.zonguldak.gov.tr/default_b0.aspx?content=1036). Besides these works, the cave in
Acheron Valley Ören, which also as Cehennemağzı cave, is used by the first Christians as
a place for worship. In Ereğli, the most important works remained from Byzantium period
(13th century) are Ereğli Castle, Çettepe Light Tower, Akarca neighborhood Byzantium
Cistern and Byzantium church, Halil Paşa Mansion, and Filyos Antic City (Tieion, Tion)
which is at the mouth of Filyos Stream. The existence of the most important sources belongs
to the period of Seljuk Sultanate of Rum. Today, the inns, public baths, mosque, madrasah,
tomb, grave, and bridges in Safranbolu, Eflani within the city of Karabük and in Amasra and
Filyos within the city of Bartın are the evidence of this situation. It is known that the region
is conquered by Hüsamettin Çoban in I. Alâeddin Keykubat period in the beginning of 13th
century (İlhan ve Koçal, 1986:9).
During the IV. Crusade, Latin invaded Constantinople in 1204 and founded Latin
Empire. The Byzantium who ran from Crusade established Trebizond and İznik-Byzantium
Empires. When Trebizond Greek people who expanded the borders in a short time were
failed by İznik Byzantium, Zonguldak region was taken by İznik Byzantium Empire. At the
end of XIII. century, with the invasion of the inner parts by Turks, and the shores by Geneon
mariners, the Byzantium dominance over Zonguldak and around it ended. Eflani, Devrek,
Bartın, Safranbolu, Ulus and today’s Karabük land were included within the borders of
Candaroğulları Beylik which received its freedom in 1335 (BAKKA:28). During the Beyliks
period started after the collapse of Seljuk Sultanate of Rum, Candaroğulları Beylik was
dominant in the region. It is known that Genoa had dominance time to time over specially
the region between Zonguldak - Ereğli – Amasya and made sea trade with the colonies.
When the year 1300 arrived, almost the entire Anatolia was passed to the dominance of
Turkish. After a short while, several protected castles such as İznik, İzmit, Bursa, Sardes,
Philedelphia, and Magnesia, and harbor cities such as Karadeniz Ereğli, Foça and İzmir
became a small island in the Turkish flood (Ostrogorsky 1986: 454).
Right after the foundation of Ottomon Empire, the dominance of Ottoman Empire
started in the field which became the end point of İsfendiyar by taking Ereğli from Genoa
and Eflani (Eflagan) Castle from Candaroğulları Beylik in return for money in 1380’s. In this
period, there were important coastal settlements such as Ereğli (Heraklia), Filyos (Tieion)
and Amasra (Amastris) on Zonguldak shoreline. During the period of Yıldırım Beyazıt, the
control of the field was entirely acquired (İlhan and Koçal, 1986:11 ; Yeni et. el., 2013:48).
Until the beginning of 19th century, Zonguldak continued its existence within the
borders of the Ottoman Empire like a rural area which has bog, reed, and where there is
not much settlement due to reasons such as economical unproductivity and the difficulty of
access. Zonguldak city center of today used to be a bay which had a Tahta İskele (wooden
dock) by the sea coast within the district of Ereğli. It is known that the timber stored around
Tahta İskele was sent from there to Istanbul Haliç naval yard (http://www.zonguldak.gov.tr/
default_b0.aspx?content=1036). However, the destiny of Zonguldak started to change with
the discovery of coal by Uzun Mehmet on November, 8, 1829. As a result of the start of
43
processing coal in 1848, Zonguldak became a fast-growing settlement area with the impact
of worker migration. The discovery and the processing of coal which is known as black
diamond started a new period in the economy of the country. From then on, Zonguldak
was a city not known with the disease of malaria, but known with the worker migration
and providing work and bread in return for effort to thousands of people. In this time, there
was a significant migration to Zonguldak from Bolu, Ordu, Giresun, Trabzon, Rize, Artvin,
Kars, Çankırı, Sivas and Gümüşhane. The population that came with the migration was
grouped specifically in Kilimli, Kozlu and Çatalağzı. Zonguldak Mining Coalfield lies for
50 miles from Black Sea coast between Ereğli in southwest and Çatalağzı in northeast. The
majority of the production was transferred to the industrial regions of Anatolia and Istanbul
through railway and sea route (Güney, 1966:108).
Ottoman Empire operated the mines only for supplying weapon and ammunition to the
army, and money to the treasury. It did not have an economic intention to increase the profit
by turning the raw materials produced in the country to a product (Avşaroğlu, 2006:32). The
importance of the coal was revealed for Ottoman Empire with the following occurrences:
the start of the utilization of steam power in Ottoman Empire around the second half of the
19th century, the high cost of using the coal imported from England in steam engines, the
increase of the dependence on foreign trade for the coal which would be used either for war
ships or for railways (Zaman, 2004:20-24). With the interpretation of the value of the coal,
in 1848 Ottoman Empire defined the borders of the field where coal was mined and opened
for operation unifying this field under the name of Ereğli Coalfield Enterprises. This date
is also seen on the emblem of Turkey Coal Enterprises (TTK) as a foundation year (http://
www.taskomuru.gov.tr/index). Therefore, from the beginning of 1850’s, coal detection and
extraction for commercial reasons, or in other words mining, entered into the life of the
region forever (Öğreten, 2009:325).
There is not any important operation done in the coalfield between the years 18291849. With the investigations and the regulations made in 1848, the fields with coal were
determined and the mine borders were defined for the first time. With the mandate of I.
Abdülmecid, the coal mine was included in the land of Evkaf-ı Celile-i Mülükane and was
issued a title deed on the foundation of I. Abdülmecid. The management and the operation
were given to Hazine-i Hassa (the budget of the palace). The yearly rent money that came
from the coal mine was assigned to religious charitable institutions under the supervision
of Evkaf (an association executing the work related to foundaitons) (http://www.zonguldak.
gov.tr/default_b0.aspx?content=1036). Therefore, between the years 1849 – 1854, it was
administered by Hazine-i Hassa in order to meet the needs of the naval force. The production
work was given to Jewish Money Lenders from Galata (jeweler and bankers) which were
supported by England in return for the tax valued 30.000 kuruş (Turkish cent) (http://www.
taskomuru.gov.tr/index). Nevertheless, after the Crimean War between the years 18541865, even though the administration of the mine legally belonged to Hazine-i Hassa, in
actual fact it was administered by England Coal Enterprise. In this period, the right for
production in the mine was given to Zafirapulos in Rum Yorga which was supported by
England. However, due to corruption practices, the right was taken back (Sarıkoyuncu,
1992:318). In February 10, 1865, after the impact of the war was gone, the administration
of the mine was given to Maden-i Hümayun Ministry. There was Commodore Dilaver Paşa
at the head of the administration. Named after Dilaver Paşa, there is a city in Zonguldak
which is called Dilaver. Between the years 1865 – 1877, railway lines were established to
44
the mines, the mines were numerated, factories of stone brick and cement were founded,
regulation were made regarding workforce and working hours, and work responsibilities by
the ministry (İlhan and Koçan, 1986:16-23).
This improvement process occurred in Zonguldak coal mine stopped between the
years of 1877-1878 due to Ottoman-Russia War. At the end of the regulations made in
1883, foreign private enterprises became effective in the coal mine between 1883-1908.
Armenian, Georgian, and French enterprises started to be more effective than Turkish
enterprises in Ottoman Empire such as Kozlu Coal Mines Ottoman Corporation and Maadin
Ottoman Corporation. Meanwhile, in 1893 Zonguldak Harbor loading port and the bidding
of railway production for some routes were given to Ereğli Enterprise. The settlement field
was officially named as Zonguldak as a city center in September, 1, 1899. On the same
date, municipality was founded. The administration of the field was assigned to Forest
and Maadin Commerce and Agriculture Ministry in 1908. There were over 300 local or
foreign coal enterprises on these dates. With Teskere-i Samiye Law numbered 289 issued on
January, 30, 1911, the coal mine was entirely nationalized (http://www.taskomuru.gov.tr).
Photography 2: A Coal Mine is belongs to Mr. Ahmet in Armutçuk at the end of the
XIX. century (Bozoğlan, 2010:15)
With the start of the I. World War, Germany became effective on the control of the
coal mine. Many German private enterprises started operation on the coal mine in a short
time. Nevertheless, with the Armistice of Mondros, the control of the mine was given to the
Allies Coal Commission which had the center in Istanbul. The control process depending on
the invasion ended with the withdrawal of France from Zonguldak on June, 21, 1921. From
then on, the administration of the coal mine was entirely taken by Turkey. The production
continued with the name Zonguldak – Ereğli Coal Mine. The Grand National Assembly
of Turkey separated Devrek, Ereğli, Mudurnu, Bartın, Göynük and Zonguldak from Bolu
Independent Mutasarrıf on April, 20, 1920 and joint to Kastamonu. The lieutenant colonel
Ahmet Cevdet Bey was charged as mutasarrıf administrator by making Zonguldak a
mutasarrıf on May, 14, 1920. It takes its place in the history as the district which the Grand
National Assembly of Turkey made mutasarrıf. According to the Teşkilat-ı Esasiye Law with
45
number 491 and article 60 issued on April,1 1924, mutasarrıf of Zonguldak turned into the
first city of Turkish Republic (http://www.zonguldak.gov.tr/default_b0.aspx?content=1036).
Through the process, the name Zonguldak – Ereğli Coal Mine first became Ereğli Coal
Enterprises (EKİ) on October, 23 1943, then became Turkey Coal Enterprise (TTK) on
April 11, 1983 and still continues with this name today. According to the results of bidding
made in February and March 2005, it was rented for 20 years to the corporations which are
Alacaağzı - Kandilli HEMA Endüstri Corporation; Gelik Senklinal Dik Kanadı Sahaları
EREN Holding Corporation and Amasra - B HEMA Industry Corporation.
Photography 3: Zonguldak Port, At the
beginning of the 1900’
(Yüce ve Namal, 2012:9)
Photography 5: Zonguldak Port, 1906
(Yüce and Namal, 2012:11) 1930
Photography 7: Zonguldak Port, 1940
(Yüce and Namal, 2012:24)
46
Photography 4: Zonguldak Kilimli
Gelik Coal Mine, At the beginning of the
1900’ (Yüce ve Namal, 2012:34)
Photography 6: Zonguldak Tarlaağzı Coal
Mine, (Yeni and diğerleri, 2013:55)
Photography 8: ÇATES Construction,
1949 (Yüce and Namal, 2012:140)
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47
POPULATION AND SETTLEMENT FEATURES OF
BALIKESİR BETWEEN 1940 AND 2010
İsa CÜREBAL
Recep EFE
Abdullah SOYKAN
Süleyman SÖNMEZ
INTRODUCTION
Settlement and population largely depend on economic features and habitat conditions. That is to say, these two factors affect the sites, functions, and development of establishment of settlements. Geographical features are important in that they set the habitat
conditions and characteristics of the area’s potential for use. Areas used in line with their
potentials positively affect users’ activities. Yet, areas suitable for agriculture, pasture lands,
and forests were converted into urban areas. This, in turn, caused these areas to completely
lose their potential features. Settlements on these areas face transportation and infrastructure problems, and the risk of suffering from earthquakes.
Settlements cannot remain as they are because of population growth. Thus, they expand over time. First established on slopes, settlements expand towards to other areas such
as plain and plateau surfaces. This kind of urbanization leads to many negative environmental impacts such as the loss of fertile lands, and overexploitation and contamination of natural resources. In that sense, it is necessary to consider natural and anthropogenic features
when planning the establishment and development sites of settlements.
In 2010, 50.5% (3.5 billion people) of the world population lives in urban areas. Urbanization is rapidly increasing all over the world. It is so fast that it is estimated that the
world population will increase by 2.5 billion and 80% of it will be living in cities by 2050
(WPO, 2007).
1927 census in Turkey indicates that the population was 13.65 million and 24% of it
lived in cities. In 1950, when the population was 20.95 million, urban population reached
25% with a very small increase. It rose to 67.8 in 2000, and the urban population reached
65%. The population escalated to 73.5 in 2010. Urban dwellers in 2010 constitute 75.5% of
the total population.
Studies were conducted in Turkey to obtain data on the development processes of urban settlements and identify their features. Some of these studies discuss urban settlements
while others focus on changes in land use. The following are some of these studies: Afyonkarahisar (Yıldırım and Kılıç, 2006), Aksaray (Yılmaz et al., 2007), Balıkesir (Tolun, 1970;
Koç, 2003; Birol, 2004), Bolvadin (Özdemir and Günay, 2005), Çanakkale (Erginal and
Erginal, 2002; Tezcan, 2003; Ekrem, 2004; Çavuş, 2007), İzmir (Karadağ, 2000), İstanbul
(Efe and Cürebal 2010), Malatya (Karadoğan, 2007), Yalova (Tunay and Ateşoğlu, 2004).
Aside from studies for determining the change and development directions of settlements,
there are studies delving into the relationship between settlements and geomorphological
features (Özdemir, 1996).
Preventing unplanned urbanization can only be possible through the temporal and
spatial detection of this change. The most suitable and realistic way of achieving this goal is
48
the use of tracing techniques with the utilization of developing satellite images. It is possible
to obtain desired results with this method more quickly and efficiently than with classic
methods (Maktav et al., 2001).
Fig. 1: Location of Balikesir city
MATERIAL AND METHOD
Balıkesir city center is located in the Marmara Region of Turkey, in the northwest.
It is roughly in the middle section of the city. The center is situated between 27º 48′ – 27º
58′ of eastern longitudes and 39º 32′ – 39º 42′ northern latitudes (Fig. 1). According to the
2010 census, the city population is 1.152.323, and about 265.000 live in the Balikesir city
center.
Lithological structure features of the city area are as follows: The plain base is made
up of alluvium. There are Neogene lacustrine sediments on low incline slopes, and Neogene
volcanic rocks such as andesite, which is common on hills.
49
Balıkesir urban settlement area is located near the northwest section of the Balıkesir
Plain, which has an elevation ranging between 90 and 150 meters and descends towards
the northeast. The Balıkesir Plain is like a bowl surrounded by hilly lands that reach 400
meters.
Earliest life signs in Balıkesir and its vicinity date back to the period between 8.000
and 3.000 BC. The region was called Mysia in antiquity. Bytins, Myss, Phyrigians, Persians,
Empire of Alexander the Great, Seleucids, and the Attalid kingdom ruled the area in historical order. With the collapse of the Attalid kingdom, Balıkesir and its vicinity fell into the
territories of the East Roman Empire (Byzantine Empire). Turkish rule in Balıkesir and its
vicinity started after the 11th century with the Beylik of Karasi. The Beylik of Karasi was
later taken over by the Beylik of Ottoman in 1336. In 1841, Balıkesir became a ‘sanjak’ of
Hüdavendigar Province. Karasi Province was established between 1881and1888. Karasi
sanjak became a separate administrative zone run by a lieutenant governor on June 28th,
1909. It became a province in 1923, and was named Balıkesir in 1926.
Information was obtained with the computer processing of land data from different
years. This information was produced in this study, which aims to identify temporal and
spatial changes in population characteristics and settlement features of Balıkesir.
The data for the year 1940 was obtained from Denker’s study. The map in Denker’s
study was coordinated and digitized.
The second data on the study area are topographical map sheets of 1960. Data of a
topographical map which was updated and printed in 1980 were added. Topographical maps
printed in 2000 were the third data. The last data to identify the change in settlement areas
was the satellite image taken in 2010.
Population characteristics of Balıkesir central district were obtained through data provided by Turkish Statistical Institute. These data were processed on computers and organized into tables and diagrams.
1960, 1980, and 2000 dated maps with a scale of 1/25.000 ( İ19c1 – İ19c2 – İ19c3 –
İ19c4 ) were scanned and transferred to computers so that they could be used as bases for
data from different periods and with various scales. These map sheets were coordinated by
taking into account the corner points on each sheet. Thus, maps on separate sheets became
a single piece. These processes were carried out by the use of ArcGIS for Desktop v.10x
software and its extensions. Then, geographical features of the area such as settlement areas,
rivers, hills, isohips were converted into distinct layers as points, lines and spaces with the
screen digitizing method. Military bases with an area of 12.3 km2 were not included in the
urban area as they constituted a stable area in wide places. 7.1 km2 area of these military
zones is located on the plain base. 4.2 km2 area is on slopes, and1 km 2 is on plateau surfaces.
Balıkesir University campus was also excluded. Situated 17 km away from the city center,
a significant proportion of the campus is within Bigadiç district boundaries.
An image by a multi band sensor named Landsat Enhanced Thematic Mapper Plus
(ETM+) was preferred to determine the current boundaries of the urban settlement. The
satellite image was integrated into the same coordinate system as the topographical maps
to superpose and compare. In order to coordinate in a realistic way, as many checkpoints as
possible were used, and standard map projection (Universal Transverse Mercator - UTM)
was preferred. The satellite image was analyzed on computers, and boundaries of urban
settlement were digitized in polygon format.
50
In the last phase, data of the same settlement areas in different periods were superposed onto population characteristics. Values in the tables were calculated.
FINDINGS AND DISCUSSION
Assessment of the 70 year change in urban settlements of Balıkesir shows that a rapid
expansion process occurred. Settlement area that covered an area of 2.4 km2 reached 31 km2
based on 2010 data (Table 1). Settlement grew almost by a factor of 10 in the meantime.
The fastest growth was between 1950 and 1960. This was the period when industrialization began in Turkey. This sparked migration from villages to cities. Urban population
continued to increase in the following years and reached 265.000 in 2010.
Table 1: Population of
Balıkesir city center
Fig. 2: Population graph of Balikesir Town
Table 2: Population growth and growth rates in 1940 - 2010
51
However, population density decreased. Housing and attached buildings dominate the
core area. New settlement areas are filled with detached buildings. Thus, the building density is less. This led to a more modern city structure. There were 16.985 people per km2 in
1960. This dropped to 8.572 by 2010.
This change in the population structure of the city varied in the degree of effect based
on the natural features of the area. The settlement area expanded from slopes to the plain.
The rate of settlement area in topographical units did not change much over time. However,
area of agricultural lands increased day by day, leading to the misuse of first grade agricultural soils. The city area was 2.4 km2 in 1940 and 3.6 km2 in 1960. It reached 8.8 km2 in
1980, 24.4 km2 in 2000, and 31 km2 in 2010. The plain area was 1.6 km2 in 1940. It reached
18.6 km2.
Table 3: Population, settlement area and population density
Table 4: Relationship between setlement and geomorphological units in 2010
Balıkesir urban settlement area expanded 28.6 km2 between 1940 and 2010. The city
can be said to have expanded 0.4 km2 each year during this period.
Balıkesir city center expanded towards every direction except for the western sector
in 50 years. Expansion was largely towards the northeast. The plain base, a plain land, and
the Bursa road made the expansion towards this direction easier (Fig. 9).
17 km2 of the Balıkesir Plain was lost due to settlements. However, it had been suggested that the plain be used for agricultural purposes (Table 4). The Ayşebacı and Çayırhisar
villages on the plain base and the Üçpınar village on northern slopes of the plain became
integrated with urban settlements in this process.
52
Expansion of settlements on slopes and plateau surfaces should be deemed appropriate in terms of the land potential.
It is true that settlement areas expanded towards these geomorphological units. However, the decline of the proportional values in the total settlement area should not be deemed
negative. The population density per unit area in Balıkesir city center gradually decreased
during the study period.
A comparison of the data from the 1960 census and 1960 topographical maps reveals
that there were 16.985 people per km2. This dropped to 14.097 based on the 1980 census
and 1980 topographical map data, to 8.829 based on the 2000 census and 2000 topographical map data, and to 8.572 based on 2010 data. This shows that there is no parallel between
population growth and the spatial change in urban settlement. In other words, spatial expansion of urban settlement was more than population growth. This increased the settlement
pressure on the plain base.
Fig. 3:Expansion of residential area on different topographic surfaces in Balikesir
Fig. 4: Settlement features of Balıkesir
city center and its vicinity in 1940
Fig. 5: Settlement features of Balıkesir
city center and its vicinity in 1960
53
Fig. 6: Settlement features of Balıkesir
city center and its vicinity in 1980
Fig. 8: Settlement features of Balıkesir city
center and its vicinity in 2010. Military
zones prevented the city from expanding
towards the southeast and west.
Fig. 7: Settlement features of Balıkesir
city center and its vicinity in 2000. The
city center expanded more towards the
south.
The expansion process of Balıkesir urban settlement can be said to continue in upcoming years due to population growth (Fig.
9). The city’s expansion towards the plain
base in the east was halted due to the highway and military airbase. The residential use
of the plain base, which is in the north of the
Balıkesir Plain and in the west of the Bursaİzmir road, is considered possible. Such a
process will lead to further loss of fertile
agricultural lands with the increase of urban
settlement on the plain base.
Military zones prevent the city’s expansion towards the west. Hence, slopes in
the north of the plain and low incline lands
can be regarded as alternative settlement areas. Yet, building heights should be arranged
well when the area has been opened to construction. Tall buildings can have a negative
effect on air circulation because the prevail-
ing wind direction in Balıkesir is northeast.
The plain base is located between the Balıkesir University, which is situated on slopes
in the southeast of the Balıkesir Plain, and the city center. There is a risk that the plain base
can be used for settlement in near future. This problem is apparent particularly in areas near
the road.
The settlement expansion process is likely to be towards the slope and plateau surface
54
Fig. 9: Settlement development phases.
located between the city center and the organized industrial site in the southwest of the city.
In this zone, lands are infertile, and topography is rugged. Hence, infrastructure investments
will not be lucrative. Yet, the city’s expansion towards this direction should not be deemed
the most reasonable preference. Thus, the use of lands in the north and northeast for settlement can be prevented to a certain degree.
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56
URBAN TRANSPORT LOGISTICS
OPTIMIZATION – A CASE STUDY FOR BALCHIK
MUNICIPALITY, BULGARIA
Boyko RANGUELOV
1. GENERAL TOWN CONTEXT
1.1 Balchik and its vicinity. Balchik Municipality – general description
Balchik Municipality is located in North-East Bulgaria in the Dobrich District. It is a
Black Sea municipality, a resort centre and a popular tourist destination. There are two ports
in the Municipality, Cargo berth and Yacht marine – both located at the sea coast just below
the town. The Cargo port is used generally on a seasonal basis – in summer and autumn due
to the exported goods (mainly corn and wheat). A big storage building about these goods
is located by the port entrance. In summer and autumn great quantities of rough grain are
exported.
ALBENA Resort
The hotels in ALBENA resort are about sixty and avail more then 20,000 beds in
single, double, triple rooms and apartments. In summer almost all facilities are in use, while
in the remaining part of the year only some of the hotels are open, especially those with
SPA facilities. ALBENA resort is a huge complex with a great volume of logistic activities
executed during summer. It could be the only place, where the optimization of logistics,
ENCLOSE experience and CO2 and other gas polluters can decrease due to the different
measures. Unfortunately, this is a private consortium property and not under the Balchik
municipality owners’ jurisdiction.
TUZLATA Sea Resort
This is a small recreation area (Sanatorium) with a unique, once-formed lagoon and
a mud lake with therapeutic mud, which offers all healthcare mud procedures. It is located
about 10 km north of the town of Balchik and is popular for the curative mud treatment
provided.
University Botanical Garden
The Botanical Garden is the main attraction in town of Balchik. Its 10 hectares
surround the small summer palace of the Romanian Queen Marie (20th century) . The
gardens are arranged on a steep hillside – deep huge landslide with Pleistocene age, and
descend in 6 terraces to the sea (supposedly one for each of the Queen`s children). There
are over 3000 shrub, rose and flower species, set among streams, waterfalls, and ornamental
channels. The Garden has remained the only almost pure ‘green area’ in Balchik with all
restrictions to cars and logistics. The Botanical Garden is under the jurisdiction of the Sofia
University of St Kliment Ohridski.
Some statistics about Balchik and Balchik Municipality
Area size of Balchik Municipality: 523km2
Area size of Balchik town: 23 km2
Population of Balchik Municipality: 23161 people (in summer time they increase
by 2000-3000 people)
57
Number of towns and cities in Balchik Municipality: 1
Number of villages in Balchik Municipality: 21
Centre of Municipality Balchik: Town of Balchik
Total length of streets in Balchik: 213 km
Main industry: tourism (Albena resort), mining (village of Obrochishte), port handling
activities (Balchik)
Figure 1 Balchik town, Obrochishte mining village (blue), Botanical gardens with
the Queen’s Mary Palace (magenta) and the main touristic areas – Balchik promenade and
Albena resort (green)
1.2 Strategic Town Plans and Overall Mobility Approach
Balchik is small-size town with rich history. It had sprung around 3000–4000 BC
(during the Neolithic Period). The town was a great colony during the Hellenistic Period
famous for its Cybele Temple (4th century BC–6th century AD). This temple was discovered
in April, 2007 in excavation works and was unearthed by archaeologists. The temple is the
most well preserved one in the Balkans. It was destroyed by a complex hazardous event
(most probably earthquake, triggered tsunami and buried by a landslide in 454 AD). At
present, the Cybele Temple is considered as a main historical attraction for tourists. There is
a small parking lot (10–15 cars) next to the excavations.
During its history the town was struck by earthquakes, from time to time by tsunamis,
and most frequently by landslides. Local archaeological and historical investigations
suggest that Balchik is a town having survived 7 civilizations – since the Neolithic Period
up to these days.
In the Middle Ages Balchik was under Bulgarian and Venetian rule. After 1400 it
became part of the Ottoman Empire. During that time it was a small local port for farmers’
58
products shipment. Nowadays Balchik is a small Black Sea municipality, a resort centre
and a popular tourist destination. There are two ports in the Municipality, Cargo berth and
Yacht marine – both located at the sea coast just below the town. The Cargo port is used
generally on a seasonal basis – in summer and autumn due to the exported goods (mainly
corn and wheat). A big storage building about these goods is located by the port entrance.
In summer and autumn great quantities of rough grain are exported. This suggests heavy
seasonal traffic of heavy trucks. (Ranguelov B. et al, 2011).
The main traffic streams are going through the two main entrances/exits located in
the relatively smooth plain. The steep slopes are the result of very intensive local active
landslides. It gives the town very specific morphology of the streets, shops and entertainment
facilities. The local streets are developed in two main types:
– straight streets (localized in the newly built part of the town, and
– very curvy streets (on the steep slopes) of the older part of the town.
Figure 2 Areas in Balchik with straight streets (red) and curvy streets (magenta)
Figure 3 Balchik – main road entrances/exits. The ‘green area’ is magenta circle.
The peers of the ports (Cargo berth and Yacht marine) are visible in the sea (blue area).
The air quality is not a significant issue in Balchik. This is due to the local morphology
59
and year wind directions. The local sea breeze is blowing to and from the sea almost all
year. Local inversion occurs rarely (few days in cold winter). The dominant seasonal wind
directions are northward and south-westward.
Figure 4 Predominant wind directions (breeze – green arrows)
and seasonal (magenta arrows)
1.3 Main mobility normative aspects
(e.g. The main mobility normative aspects include different components as: traffic
restrictions, pedestrian areas, regulated access areas, special regulations for residents,
parking restrictions, control and surveillance, etc.)
The Municipality Transport Strategy (MTS) is developed with a Vision and Objectives
over a 10–15-year period for meeting the transport needs of people, businesses and tourism
throughout the region. One of the ITS (Intelligent Transport System) objectives is to improve
the efficiency, reliability and integration of the movement of goods and people, hence main
target is the tourist traffic.
The normative regulations are related to the main access to the tourist attractions,
hotels and beaches. There are traffic restrictions related to the main pedestrian area –
the local promenade (totally restricted in morning and evening hours), where the hotels,
restaurants and entertainment facilities are located. Just around this area two local parking
areas are established: one of them (about 50–60 cars) beside the main Hotel Mistral and the
second one (up to 100 cars) – at the beginning of the pedestrian area in the promenade. Both
parking places are under guard’s control. The second one (East) is paid and have manually
operated barrier.
The entrance to the promenade at the other side (West) is restricted by a barrier
operated by a guard. The 24-hour guard is ensured by the local security firm. They are in
close cooperation with the local police.
1.4 Intelligent Technology Systems and town mobility technologies
The Intelligent Technology Systems include different elements such as: Town mobility
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technologies Access Control System, ETC and Pricing systems, Parking Management
System, etc.)
The pricing system is regulated by the local Municipal Council. All regulations
are under control by the respective directorate of the Municipality of Balchik. They are
responsible about town logistics, local bus transport and all vehicles of the Municipality.
The town has only one underground car parking with a capacity of about 40–50 cars.
The only measures intended and implemented up to now are related to tourist traffic
limitations, development of the parking zones and regulated access areas for the hotels
delivery logistics. The pedestrian areas are localized just near the sea shore – the promenade
tourist (hotels and restaurants) and entertainment zone.
2. GENERAL LOGISTICS CONTEXT
1.1 Study area
The study area covered the entire Balchik town and the villa zones, incorporated therein.
Queen Mary’s summer palace (the main historical site) and the botanical gardens (like
typical ‘green’ zones) and Albena Resort as part of the Balchik Municipality administrative
ruled area are presented.
Figure 5 Balchik town (1– yellow), green zone (2 – Botanical garden and Queen’s
palace (green) and Albena resort (3–red quadrangle)
The focus of investigation is targeted to the coastal area – Balchik Promenade
(Dambata), where the main hotels, restaurants, shops and entertainment facilities are
located. The new constructions include as well as many apartments and other new build and
inhabited structures.
1.2 Specific regulations for commercial and cargo vehicle circulation, entrance
and parking
There are specific regulations for commercial and cargo vehicle circulation, entrance
and parking. Almost all (four for now) big hotels have back yard access areas where heavy
vehicles can stop for a short period of time (there are juts for loading and unloading). As
there is strict schedule, car traffic jam is practically not possible.
Some of the LGV – light-goods vehicles (in general, privately-owned) are entering the
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restricted zone from 6 to 9 AM and from 11 to 12 PM (varying during the different seasons)
just for fast loading/unloading procedures – mostly to supply goods like small industrial
products, gifts, souvenirs, fruit and vegetables, as well as ice-cream. (B. Ranguelov, et al,
2013)
Figure 6 An entertainment facility – Balchik Promenade
1.3 Access Restriction Strategy
The strategy followed during the last years was to undertake integrated actions within
the downtown and its surrounding areas that decrease the pressure produced by social and
economic demands, with special emphasis on sustainable urban transport.
At the same time, pedestrian traffic in the Promenade was prompted by providing
comfortable and safe areas for walking, rest and entertainment. The priority pedestrian
area was analyzed and its development will further continue – the shops and entertainment
facilities will be expanded.
To apply these measures, the Municipality Council drew up new itineraries for heavy
vehicles, designed traffic signs for the outer roads including different limitations:
The following actions were taken in the historical part and the surrounding areas:
• Enhancement of pedestrian walkways
• Development of access to pedestrian zones for residents and tourists
• Introduction of mechanical systems to restrict access – barriers
• Implementation of access and car-parking measures for residents (actively involving
live guards and a guard firm in drawing up procedures for stakeholders, permits, security
methods, etc.)
• Design of access schedules for supply vehicles and communication of these measures
to the privately-owned supply cars
• Promotion of restricted access for heavy vehicles in the town centre and coastal
area
• Modifications to traffic directions around coastal streets to reduce congestion.
The measure results regarding traffic are:
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- The vehicle speed was limited through speed radars deployed at the coastal streets
used by most vehicles to enter the town. The data was an average of the data obtained during
one day via the speed radars. A short reduction of the velocity was observed in the period
of the project.
- Car reduction in restricted area as the number of vehicles entering the area was
reduced. It is due to the actions of access restriction and pedestrian area which forced to
reduce the impact of the particular vehicle and loading and unloading at the hotels around.
The intension of the Municipality is to build some new parking places and to restrict
the streets parking car by introducing blue parking zone.
3. BALCHIK STUDY AREA
The studied areas include the main tourist and commercial part of Balchik.
Two main localities are outlined: (Appendix 1)
- Balchik town (divided to old and new part)
- Promenade area – with the main hotels, restaurants and attractions
3.1 Goods distribution scheme
The shops (and hotels, restaurants, etc.) are divided in several groups (see Table 1)
Table 1
The supply traffic flow goes in two directions – to the old part and to the new one.
The main suppliers are private firms using light-good vans (LGV).
In the central part there are several office buildings within the study area, including the
headquarters of Balchik Municipality and underground garage for about 40–50 cars.
3.2 Infrastructure and facilities for town logistics and cargo distribution
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The currently operated infrastructures and facilities for town logistics and cargo
distribution are developed during the earlier times - e.g. Town Distribution Terminal, cargo
loading/unloading areas, etc. and others for possible reuse.
There are no specific town distribution terminals except the one located near the big
corn storage and the port. The port area is the only depot accessed by heavy cars (over 10
tons). During the active traffic season – late autumn/early spring more then 20–30 trucks
pass there per day (loading and mostly unloading). This period is no more than a month
long. The dust and pollution during this time interval is significant, but not measured up
to now. Cargo loading/unloading areas are in the back yards of the hotels and have been
discussed above.
3.3 Currently provided services
At present services are provided mainly by small privately-owned logistic firms. The
town logistics – shops, hotels and restaurants, is regulated by the Municipality Council. In
order to set the logistics baseline, special statistics has been applied for the access of cars of
logistics as well as for the cars of tourists.
Figure 7 Private LGV – fruits and vegetables supply to the hotels during the open
hours in the Promenade
4. SETTING LOGISTICS BASELINE
1.1 Mobility approach and regulation in the study area
All road space in the study area is regulated by means of Traffic Regulation Orders
(TROs), drawn up by the Town Council and compliant with the national legislation, and is
subject to enforcement by Town Council-employed Parking Assistants. The TROs define
the time when parking and loading/unloading is permitted or restricted and the types of
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vehicles that can park or load/unload there. These are backed up by traffic signs and lines to
guide and inform motorists.
The main Promenade street (Dambata) is pedestrianised with restrictions on vehicle
access and is landscaped to restrict vehicle speeds and discourage general traffic use.
The retail businesses in the pedestrianised street are dependent on front-door deliveries
with time restrictions from 07:00 till 10:00 AM. There is no time restriction for the backdoor delivery in the hotels which have off-street servicing areas. Elsewhere in the town
centre designated loading bays ensure access to retail and office properties.
Intelligent Transport Systems (ITS) have been proposed to Balchik Municipality, but
after discussion they were rejected due to the lack of sufficient funds. The Municipality
controls the town traffic signals, including bus priority, car park signs and information
boards with respective contents, and parking places thus ensuring the efficient movement
of traffic and the provision of transport information within the town. (B. Ranguelov et al,
2014)
1.2 Overview of main types of logistic flows
Traffic counts were undertaken during several days in tourist (high), intermediate and
non-tourist (‘winter’) season in 2012-2013 to determine the number of commercial vehicles
entering the study area during weekends and working days. The total number of commercial
vehicles entering and leaving the study area of Balchik is as follows:
Table 2
Figure 8 Diagrams of the number of vehicles in winter and summer season, as well
as the average mileage of the respective types of vehicles travelling in the town.
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Generally, small private companies are responsible for supply organization. They
cover the deliveries to about 76% of the hotels and small shops located in the study area.
Figure 9 Guarded barrier restricts the entrance to the Promenade
4.3. Commercial activities
The commercial activities in Balchik are located in the two main parts of the town
–‘old’ and ‘new’ part.
Due to its topography peculiarities – high hills moderated by the huge landslides, the old
part is characterized by two main entrances/exists of the transport roads and two secondary
roads in the direction of Tuzlata. The streets are curvy and steep and can not absorb huge
traffic. The only larger roads are by the sea and over the hills. They are responsible for the
main traffic – tourist cars, LGV and OGV1 vehicles. In general, the shops, restaurants and
hotels are located near the sea shore. Predominantly, the houses are 1 and 3–4 storey.
The new part was build up during the 1960’s and was related mainly with the military
activities, military and training base for aircraft commands. The urban planning is modern
and streets are straight. The building stock is mixed – higher blocks of flats (5–8 storey) and
lower houses and public buildings – offices, schools etc.
In both parts shops, coffee shops and other public buildings are located approximately
equally.
The population is also distributed approximately equally – about 45% (old part) to 55%
(new part). In general, the shops, restaurants and hotels are located near the sea shore.
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Figure 10 Distribution of the commercial activities in Balchik – new part, old part
and total number
Figure 11 Pies presenting the number of shops and other commercial units
4.4 Goods supply traffic flow
The goods supply traffic flows are directly related to the location and the number of
the commercial buildings, shops, coffee shops (frequently occupying the ground floors of
private homes), etc.
The supply of the goods is done by private firms which have contracts with the shop
owners. The time schedule is rather free and is arranged mainly to suit big consumers like
hotels and supermarkets – generally, they are supplied each week in order to keep the
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vegetables, fruits, meet and other goods in fresh condition.
The supply of goods in the town is related to regulating the vehicles that enter the
urban zone and assigning specific areas for supply in the pedestrian and access restriction
area. The end results are deliveries that are more methodically done and less harmful to the
surrounding environment
Figure 12 Pies presenting the percentage distribution of the different commercial
units – both in the old and new part of Balchik
The analysis of the figures above shows that the old part and the new part are
almost equally suplied as far as local food shops, coffee shops and supermarkets go. The
predominant number of hotels, souvenir shops and beach suplies are in the old part near the
sea shore due to the tourist buisnes. The goods flow together with the huge corn storage and
the offices account for more then 40% of the traffic flow near the shore.
4.5 Highlighting the logistic problems
To highlight the traffic and possible logistic problems a survey of the entering/leaving
cars, LGV and OGV1 vehicles has been carried out at the entrances/exits of the town (study
area ‘Entire Balchik’) and Promenade (study area ‘Promenade’)
Traffic counts were made during August and September 2013 in both study areas –
Study area 1, Entire Balchik, and Study Area 2, Promenade, to determine the number of
commercial vehicles and tourist cars entering the study areas during weekdays (Monday to
Friday) and holidays (Saturdays and Sundays).
The following abbreviations are used:
TC – tourist cars are included in the study, because they make up the main traffic
flow
Commercial vehicles were classified by two types, as follows:
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LGV – light goods vehicles – comprising car derived vans and goods vehicles up to
3.5 tones.
OGV1 – 2 and 3 axle rigid vehicles over 3.5 tones GVW
Gross Vehicle Weight (GVW) (typically Ford Transit type vehicles)
The only two entrances and exits (main streets) in the study area make the counting
procedure pretty easy and effective.
Figure 13 Typical delivery LGV for the hotels linen
The counts were made for 60-minute periods over a 12-hour day from 07:00 to 19:00.
(work days - tourist season – entire Balchik) – Table 3
Table 3 Numbers of cars for the Entire Balchik Study Area
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Figure 14 Histograme and diagram presenting the traffic flows
To separate the tourist cars (they are the main component of the traffic flow), the LGV
and OGV1 vehicles have been counted. The results are presented to the next diagram.
Figure 15 Number of LGV and OGV1 vechicles
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The analysis shows that these flows (LGV+OGV1) formed more than 70% of the CO2
emmissions. This is an approximately constant value. It changes mostly during the summer
time, but by not more than 10–15%.
To investigate seasonality of supplies additional investigations have been made during
the winter season in Balchik in 2013. The seasonality of the tourist activity has been studied
in ‘winter’ (non-tourist season) and ‘summer’ – (high and low season) and the CO2 emissions
were calculated (Table 4).
5. CALCULATIONS MODEL
The data related to the daily traffic in the study area extended to all vehicles (cars
and commercial vehicles) are very useful. From these data we calculated the baseline
(CO2 emission and energy) which shall only refer to logistic activities. For this purpose we
indicated the data that we have already assumed for commercial vehicles (diesel vehicles
Euro 2-3). We consider these averaged values are suitable):
Emissions :
OGV1:average experimental consumption = 6 Km/lt ; CO2 emissions = 0,433 gr/
Km
LGV:average experimental consumption = 8,3 Km/lt ; CO2 emissions = 0,342 gr/
Km
Diesel specific gravity = 0,835 kg/lt
Energy:
1kg diesel = 10.200 Kcal
Through calculation it is possible to estimate how many kilometres a commercial
vehicle runs in average within the Study Areas. (ENCLOSE web page)
5.2 Estimation of the average fuel consumption of the LGV and OGV1 – Table 4
Table 4 Seasonality rate of average numbers and kilometers of LGV and OGV1 with
the CO2 emissions
Furthermore, since the baseline must be calculated on a seasonal basis, the available
data for commercial vehicles on a summer/winter season have been extrapolated to the
seasonal basis.
It was established that during the ‘winter’ (non-tourist) season the traffic of LGV
decreases approximately 10 times. The heavy vehicles – OGV1 we kept in an average year
basis having in mind that the intensive traffic is for about 2–3 months related with the corn
production export period via the port.
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Figure 16 CO2 emissions during the summer season
Figure 17 CO2 emissions during the winter season
Table 5 Number of vehicles in the Promenade Study Area (workdays – tourist
season)
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During the non- tourist season (‘winter’) this area is free of transportation.
There are no air-monitoring sites in the study area to record air pollution.
6. SOFT MEASURES PROPOSED AND IMPLEMENTED
On the basis of the analysis made, the following conclusions could be extracted:
- All road space in the study area is regulated by means of Traffic Regulation Orders
(TROs), drawn up by the Town Council and compliant with the national legislation, and is
subject to enforcement by Town Council-employed Parking Assistants. The TROs define
the time when parking and loading/unloading is permitted or restricted and the types of
vehicles that can park or load/unload there. These are backed up by traffic signs and lines to
guide and inform motorists.
- The main Promenade street is pedestrianised with restrictions on vehicle access and
is landscaped to restrict vehicle speeds and discourage general traffic use.
- The retail businesses in the pedestrianised street are dependent on front-door
deliveries with time restrictions from 07:00 till 10:00 AM. There is no time restriction for
the back-door delivery in the hotels which have off-street servicing areas. Elsewhere in the
town centre designated loading bays ensure access to retail and office properties.
- There are not many traffic-related problems in the town. The streets’ network can
absorb the main traffic flow. Heavy problems could exist during the intensive tourist season
(July–August), so the new parking places are intended to prevent the entrance of overloaded
tourist car flow.
- The pollution generated by the traffic flow is not measured up to now. All
calculatiuopns are made on a model basis. The wind environment usually prevents the
heavy gas polution in the town.
- Intelligent Transport Systems (ITS) have been proposed to Balchik Municipality
according the ENCLOSE working plan but after discussion it was rejected due to the lack of
sufficient funds. The Municipality controls the town’s traffic signals, including bus priority,
variable message car park signs, and parking places ensuring the efficient movement of
traffic and the provision of transport information within the town.
6.1 Selection of the most suitable measures
On the basis of the above presented results, several soft measures have been identified,
discussed and implemented. (G.Ambrosino et al, 2005). All soft measures have been divided
in several groups:
6.2.1. Soft measures proposed and implemented
Two soft measures have been identified for application in the Balchik study area.
These are:
-Time limitation of vehicle access to the hotel area near the sea shore
- Space limitation of vehicles and tourist cars
6.2.2. Extra soft measures have been identified and implemented – in the
Promenade area:
-There is 1 guarded barrier at the entrance to the seashore pedestrian area
- 2 parking places – 1 life-guarded and 1 barrier-guarded
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6.2.3. Soft measures intended to be implemented in the near future
- Extension of the time and space limitations to the new hotels located around
the Promenade (this measure is obligatory, as the extension is going to the
opposite direction of the present Promenade pedestrian area)
This measure is necessitated by the new buildings construction. Most of them are in
final construction stage, so very soon the access to them will be restricted by the time for the
delivery of goods and supplies.
6.2.4. Parking places locations and construction
The greatest difficulties in the town logistics are related to the limited parking sites.
Due to the very hilly and steep slopes in Balchik, dominated by local landslides, the space
for parking during the summer period is very limited. To eliminate these difficulties there
are several new established parking places, but they can not ensure the increased tourist
traffic during the summer time. A measure proposed is to build up new parking places near
the entrances of the town. They are located at relatively flat areas, where the construction
of such large parking places is possible. This can ensure the soft traffic during the tourist
season. The aim is to limit the access during the heavy traffic hours of the commercial
vehicles and the other traffic. Such measure has effectively been implemented in other
seaside towns (Sozopol, Nesebar, etc.). The problem is still the lack of sufficient funds to
be invested in this project.
Figure 18 Construction of the hotels – on the other side of the Promenade
7. ALBENA RESORT
The Albena Resort is another possible place where all activities about logistics support
could be modeled and implemented. The resort is a very specific place with special tourist
facilities and entertainment. The isolation of the resort is provided by local restrictions, such
as barriers, wire isolation and other restricted facilities (doors, observational guard points,
etc.). Specific feature is the single entry/exit point of the resort. This gives the possibility of
a strict control of all vehicles entering and leaving the resort area. All these specifics make
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possible the creation of a completely new logistics management of the area. If the owners
decide, the transport logistics could be managed according the most modern technologies
used in such resorts. These include: introduction of the FEVs and HEVs, logistics and
control centre and central depot point about delivery of supplies, clear assessment of the
introduction of such measurements by the installation of observation points of air pollution
by different elements, etc. The total length of the traffic streets in the resort is about 56
km.
• FEVs and HEVs parking place
• Logistic Center – LC
• Control center – CC
• Technical equipment about air pollution observations - OP
• Pyramids and other street lockers – SL (1 SL is enough)
• Total Bike area - BA
The location of all suggested facilities is easy to manage, because the resort has been
built after a plan, which permits the introduction of transport logistics by all recent and
modern technologies of control and high-quality and in-time deliveries to all facilities in
the resort.
Table 6 Albena resort traffic – summer season (in winter season the resort not
occupied)
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Figure 19 Intended locations in case of SULP in Albena resort – model of the
transport logistics
CONCLUSIONS
The feasibility study for town logistic measures in Balchik shows that the selected
measures could positively influence the decrease of CO2 and other pollution gases emissions.
It can cover the investigated categories – commercial, transport, operational and technical,
on which the ENCLOSE project focuses. Its purposes by all means represent an added
value in environmental and energy terms of the town.
The first measure to undertake would be the adaptation of the already implemented
Promenade measure of guarded barriers to the cover the newly built hotels, restaurants and
entertainment facilities, which could lead to an improvement of urban sea shore area and to
the quality of life.
Any of the other three measures could be implemented. The acquired experience
of implemented temporary soft measures shows that the time and space limitations could
be useful, but they can also create some difficulties to the citizens of the town. It will be
responsibility of the Municipality Council to decide the measures prolongation or to try to
introduce some others.
In short, it is important to highlight that generally speaking, in the town of Balchik
there are no significant logistics problems. In any case, this feasibility analysis enhances the
progress on the habitability of this town – the old central part and the new tourist area near
the sea shore. The collaboration between the Municipality authorities and the citizens as
well as transport operators and tourist industry could be improved in search of the optimal
solutions of the town logistics.
Acknowledgments:
This work is supported by the 7FP EU Project ENCLOSE
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APPENDIX 1
Studied areas – entire Balchik (red square) and Promenade (magenta)
The Balchik town panoramic view
Balchik promenade (panoramic view) – main hotels, restaurants and the pedestrian
area
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Albena Resort
REFERENCES
RANGUELOV B., S. PETKOV, N. MARINOVA, 2011. The EU 7FP Project ENCLOSE – Partner Balchik municipality., Proc. Eight Scientific Conference, SPACE, ECOLOGY, SAFETY-SES2012,4th – 6th December 2012, Sofia, Bulgaria, p. 373-376.
B. RANGUELOV, S. ZHELEZOV, D. DIMITROV, S. PETKOV, N. MARINOVA, 2013. The EU 7FP
Project ENCLOSE – feasibility study, soft measures and SULP intensions for Balchik. Proc. Ninth Scientific
Conference, SPACE, ECOLOGY, SAFETY-SES2012, 20th –22nd November 2013, Sofia, Bulgaria, p. 146-151
B. RANGUELOV, S. ZHELEZOV, D. DIMITROV, S. PETKOV ., 2014. Smart Cities – Optimization
of the transport logistics. Balchik case and the EU ENCLOSE Project partnership. Abstract book. South-East
European Forum and Exhibition on Energy Efficiency and Renewable Energy. Inter-Expo Centre, Sofia 5th -7th
March, 2014. p.310.
ENCLOSE web page: http://www.eaci-projects.eu/iee/
(Eds. G AMBROSINO, M BOERO, J. NELSON AND M ROMANAZZO), Systems and advanced solutions for e-logistics in the sustainable city. ENEA, Roma, 2005, 358 pp.
78
PRISHTINA, THE ONLY EUROPEAN CAPITAL
WITHOUT GIS IN ITS MAIN INSTITUTIONS
Florim ISUFI
Shpejtim BULLIQI
Bashkim KASTRATI
Fitim HUMOLLI
Ferat KRASNIQI
Geographic Information Systems (GIS), as a perfect methodology for continuous
management and monitoring of geographic elements, phenomena and events, has found
a wide practical application in all levels in the developed countries (from local to global).
Services on the position in the space are GIS applications that provide information through
computer, tablet, web, mobile technology and other mobile devices. These services by the
help of GIS can be accessible at anytime and anywhere where they are needed. Monitoring
and management of all urban activities is much easier and successful with the application of
GIS, an application in practical terms as well as in the forecasts and future urban planning.
It is unbelievable but it is true that the Kosovo capital – Pristina, with about 192 916(ASK,
2012: 51) resident inhabitants and with about more than 300 000 inhabitants that do they
daily activities in this city, has no center of GIS. Faced with this continuing problem, few
times it has been attempting scientifically to make a proposal for the creation of GIS entity
in the municipality administration. This paper will present the structure of the proposed GIS
in urban activities for the city of Prishtina.
Figure 1. GIS Operation
GIS MODULES IN PRISHTINA – TIME REQUIRED MODULES
The most important element in the flexibility of difficult systems and operations in
general, is the application of the hierarchy modules. Standard modules focus on:
79
• Attribute Data
• Spatial data
• Reports
Attribute data present specific data on the phenomenon in the form of tabular data.
Spatial data present specific data on the phenomenon through the map. These data, in
the information system of specific spatial area presents greater opportunities for the user,
because what they show is the visual aspect.
Reports present all the data including attributes, maps, graphs and photos. Reports can
be linked with other data according to their hierarchy. Any subject can build its own module
adhering to specific information standards.
Figure 2 shows the structure of the modules. When a module has less information and
is less detailed, its importance in sub module will be smaller.
Updates of the modules can be made according to the intensity in the information
system.
The overall system architecture can be flexible and refreshing in time and space. Based
on ISfoSA, OIS and AIS each element has the structure of the modules (Isufi, 2006: 99).
Figure 2 GIS modules, proposed in the Prishtina Municipality. Depending on
the success, also for other cities. MunicGDB- Municipality Geo Data Base, ISfoSAInformation systems for Specify area, OIS- Organization Information Systems, AISActivity Information Systems.
Data sharing – an element of GIS development in Prishtina municipality
For each module in any of the institutions of Prishtina, the data should be defined
based on standards that must be met from the holders of GIS modules. Through this standardization, information will be clearly interpreted by different parts and different institutional levels by avoiding the non-compatibility and misunderstandings. In this way it is
provided the possibility of collecting and comparing data.
When these standards are fulfilled, information can be exchanged between institutions and parts of institutions, from local government to the state institutions for the purpose
of analysis or presentation with the aim of managing and monitoring easily the phenomena,
80
geographical elements and events.
Further updates and development of individual modules of different GIS in various
institutions is beyond the holders of special GIS. Each institution of whatever level can support the growth of their GIS according to its responsibilities, depending on the hierarchical
level of the organization and covering space, but it should be based on scientific and practical needs of the responsible institution. In this case the responsibility and misinterpretations
fall over the institution which must ensure safe compatibility and conversion of data to other
institutional needs.
The same architecture can be used in any geographic level, and if required (necessary)
a system at the state level is only one leader in GIS for lower levels of utilization. In this
way the agencies in the highest level of government and relevant departments in local government can be equipped with identical systems to enhance efficiency in their operations.
Such an arrangement would be more efficient between ACA and municipal departments of
urbanism and cadastre (Isufi, 2006: 101).
SYSTEM ORGANIZATION
System organization of GIS in various institutions is not the same and unique. As GIS
in various institutions is built in chaotic way or imposed by international staff, its position in
the organizational system was not clear and the institutional hierarchy did not always have
any weight. If we look at the municipality level, GIS moves from the position under the
Head of GIS Office into the level of director, division and sector. Depending on the level of
organization and position, it is also the stability of the geo-database. GIS in Prishtina municipality is still seen as technical and service activity, while for the rest of the institutions it
has greater role at the technical level.
Figure 3 Proposed GIS System in Prishtina Municipality (Isufi, 2006: 89).
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Some institutions have taken initiatives to restructure the organization of GIS. These
initiatives are mainly made after scientific consultations with the purpose of better functioning.
Generally speaking, one not centralized GIS is always in danger if the aim was success. The danger can be in both in achievement of the results as well as in budget spending.
To construct a proper GIS for Prishtina municipality, all departments have to reconstruct
and reorganize their method and models of data processing.
PRACTICAL APPLICATION AND BENEFITS OF GIS
With the practical application of GIS benefits are large and numerous. From GIS,
benefits the direct user as well as institutions which indirectly use GIS products. From numerous analyses it has been concluded that with application of GIS users will have many
benefits in the following sectors but not only: observation, academic world, government,
market, defense, security etc. As spatial information system convenient in detecting, eliminating and managing the problems, GIS needs to be installed in the administration, and then
it can act as a catalyst of either urban or rural issues (Isufi, 2006: 101). In the other part,
major institutions that deal with elements of spatial phenomena and events, including state
institutions, create suitable conditions to manage the space they cover. In this context is appearing GIS vision, by increasing its role in decision-making processes.
Figure 4 Presentation of analysis with GIS geographic part of the village of Marmur,
Prishtina municipality. The analysis is based on network mile, MDR, orthophoto and
alphanumeric basis.
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Due to the importance of the application of GIS in practice and also in scientific research, its opportunities advance with time, by working in a sophisticated and usable GIS.
Thus by applying this system we are creating an efficient GIS, as a careful cooperation
between the environment and data. So on the one by practical application we will be able
to provide conditions for establishing a big of database, which will be valid and complete
being able to make rapid analysis on all spatial problems, while on the other way, practical
application will facilitate the work and lives of a large number of people in Prishtina and
beyond this municipality. The application of this system in agriculture, telecommunications,
hydrometeorology, resource exploitation, tourism, spatial planning, etc., has shown great
success and profit.
SPATIAL DATA TYPES FOR PRISHTINA MUNICIPALITY
Graphic database (vector/raster) associated with attributive database represents the
types of spatial data. Spatial data types – vector base is permanently connected with the
tabular base (tables) from which we can do geographical, statistical and geometric analysis.
Like any other databases, spatial data types are diverse and they are created by different
institutions. Accuracy is depending on the source of the data. Each institution has its own
domain for data collection and publication (data types concerning the institution), and if the
source of the data in GIS is by relevant institution (e.g. roads from Ministry of Transport),
then the quality is taken for granted (e.g. data about averages temperatures are taken from
Hydro-meteorological Institute, data about public health are taken from National Public
Health Institute etc). Kosovo has large number of this type of data, but usually they are scattered and often incompatible with each other. Collection of all these data types in a single
geo-database contributes a lot to the science, community, decision makings processes and
administration. All this data can be grouped in the following way: (Isufi & Gashi 2008:
132).
• Physical – geographical data:
o Morphological data;
o Relief data;
o Exposure data;
o Slope data;
o Erosion data;
o Morphological forms;
o Dynamics of the terrain;
o Hydrological data;
o Geological data;
o Forests data; etc.
• Socio-economic data:
o Data about industrial zones;
o Data about constructed facilities;
o Demographic data;
o Data about infrastructure with its associated elements;
• Administrative data:
83
o
o
o
o
Municipal borders;
Settlements borders;
City zones;
Military zones; etc.
CONCLUSIONS
GIS, during its development in general and especially in Prishtina should have its
own goals which will be realized over time. From the most important goals we choose the
followings:
• Awareness during introducing documents into GIS especially in data
(basic, current and historical) that guarantees confidentiality. For the
realization of this we need to have in mind: Conversion of existing
data is labor intensive work; undefined level data use and collection;
Standards of data transfer; Data updates; planning the storage and
maintenance of the data; the need for technical assistance; Policies
that guarantee confidentiality; GIS copyright.
• Awareness over the full training and education at all levels of utilization
and management: Lack of staff training; Debates over centralization
or decentralization; Lack of application knowledge; not understanding
the importance and value of this technology by ordinary politicians
and the public.
• Awareness over GIS information and technology (hardware and software): Costs of hardware and software; Lack of knowledge about GIS
equipment; Lack of foundations; Limit connections; Resistance to
change.
• Help in coordination of GIS technology to eliminate redundancies.
Not compatible system; No will in common use; What is useful and
main is not coordinated; There is no GIS entity that will encourage and
facilitate cooperation; Floating body; There is no reliable definition of
individual data; No formal operational planning; Use of other agencies
for lack of data.
REFERENCE
ASK, (2012). “Final Results Kosovo Population and Housing Census 2011”, Prishtinë
ISUFI, F.(2006). “Geographic Information Systems development in Kosovo, practical and scientific role”,
(PhD Dissertation), UP, FSHMN, Prishtinë
ISUFI, F.; GASHI, G.(2008). “Krijimi i Gjeo-bazës së të dhënave në Kosovë”, Geographical Exploration
14, Geographical Association Of Kosova, Prishtinë
J. RONALD EASTMAN. (1997). “Idrisi for Windows”, Clark University
PAUL A. LONGLEY; MICHAEL F. GOODCHILD; DAVID J. MAGUIRE;DAVID W RHIND. (2002)
„Geographic Information Systems and Science“, Wiley, New York
PUSHKA, A.; ISUFI, F. (2004) „Rrjeti rrugor dhe morfologjia e hapësirës urbane në Prishtinë“, 40
vjetori i Departamentit të Gjeografisë, Prishtinë
84
A CONTRIBUTION TO SUSTAINABLE
URBAN DEVELOPMENT:
URBAN AGRICULTURAL LANDS
A. Esra CENGİZ,
Umut PEKİN TİMUR,
Aybike Ayfer KARADAĞ,
Demet DEMİROĞLU
1. INTRODUCTION
Having accelerated under the principal impacts of the population increase, industrialization, and the changes in the economic order, urbanization has become one of the fundamental causes of environmental problems (Tokuçoğlu, 1993: 19). The triggers for environmental problems have turned into a challenging phenomenon (event/object) of today’s
world (Akyol & Eşbah Tunçay, 2013: 133). Cities, which have turned into a form that puts
“the human being and nature” and “economy and ecology” against each other at every stage
of their existence, are the optimum example of how appropriate the expression “challenging” is.
As also stated by Sandstrom et al. (2006), urbanization makes significant changes in
land use, the structure of the ecosystem, and biological diversity. This brings about air, soil,
water, light, and noise pollution and destroys the dream of a quality life with an unhealthy
and artificial environment, as also stated by Grahn and Stigsdotter (2003) (Önder and Akbulut, 2011: 93). When one gets to the root of the problems caused by a city, it is seen that
the wrong land use decisions are the real triggers. The most dramatic outcome of wrong
urban land use decisions is the destruction of agricultural lands. While the opening of agricultural lands to development causes urban sprawl to get out of control, it demonstrates
how far the development policies are from ecological sensitivity. Urban sprawl manifests
itself more in the cities and metropolitan regions particularly undergoing the developmental
process, which is a product of this approach (Brueckner et al., 2001; Ricketts & Imhoff,
2003; Handy, 2005). The development objectives have not accepted cities as sustainable
living spaces where rural and urban areas are balanced but as aggressive living spaces which
develop by suppressing the rural area towards its fringes, and this acceptance has gone beyond the awareness of the disappearance of agricultural lands – the sources of existence for
the humanity.
The problem of opening the agricultural lands in and around the city to the use by different sectors apart from settlement is indeed the common problem of all developing cities
today. The industries, the life engines of cities, are only one of these sectors. The industries
have triggered the ambition of making a profit in a short way, thereby becoming the basic
reason why underdeveloped and developing countries have opened their fertile lands to
industry (Paül & Tonts, 2005: 7). The statistics for Turkey reveal that almost 100% of the
industrial areas established in provinces and towns have been established on level and fertile agricultural lands (Kocataş, 2010: 474; Çepel, 2007: 97). The loss of agricultural lands
has led to a decrease in agricultural production (Paül & Tonts, 2005: 7), the use of unnatu85
ral methods to increase the agricultural yield (e.g. the use of pesticides and production of
transgenic products), and environmental pollution. Transgenic (GMO) products were first
produced in the world in 1996. Between 1996 and 2008, the lands in which GMO products
were sown exceeded 800 million hectares in total (Anonymous, 2014a).
Today many states and many local governments around the world are making various
studies to cope with the uncontrolled urban sprawl and the loss of agricultural lands which
develops accordingly (Brueckner, 2000: 160). Urban agriculture is one of these studies.
Urban agriculture is defined as the realization of providing the urban area with the land
through activities for agricultural purposes in the vacant lands where no industry or settlement exists and which are not particularly occupied by any use. It has functioned as an
essential input in the urban subsistence strategies of developing countries for centuries.
It is observed that urban agriculture has rapidly increased worldwide in the last score as a
reaction to the economic crises that have intensified depending on the increase in migration
(Bryld, 2003: 79). Furthermore, urban agriculture also constitutes an important component
of the metaphor of self-sufficient and “tough cities” (Akyol & Eşbah Tunçay, 2013: 146).
Urban agricultural practices are attracting attention as essential practices that are still supported by governments in most cities abroad. Moreover, a sustainable urbanization model
which also involves parks, hobby gardens, and urban agricultural lands prevails instead of
an understanding of urbanism full of multi-story houses.
In Turkey, however, urban agricultural lands are becoming a part of the past and disappearing day by day. Nevertheless, these lands used to be socio-culturally and economically
important parts of the urban life in the era of the Ottoman Empire. However, the increase in
settlement areas upon the increases in industry and population also caused the land value in
the city to rise. This resulted in the occupation of those lands which could have been used
for agricultural purposes in the city by the other activities with higher yield depending on
the fact that agriculture brought a low income in the short term. In conclusion, these lands,
which are of extreme importance to improve the ecological environment in cities and for an
increase in the breathing spaces of the city, are now mercilessly assigned to the industrial
and housing sectors as they provide higher economic yield.
This study will address urban agricultural lands and their significance, the brief history of urban agriculture, the situation and examples of urban agricultural practices in our
country and abroad, and the contributions of urban agriculture to the sustainable urban
development.
2. THE CONCEPT OF URBAN AGRICULTURE AND ITS CONTENTS
Included in the agendas of national and local governments in developing countries,
urban agriculture has been supported and has become the subject of various practices and
studies in North America, Europe, and Australia for long years. While it appears inevitable
to address urban agriculture with a novel understanding due to the present conditions, the
questions of with what methods and how much it will be reintegrated into cities are discussed in the research made (Rasouli, 2012). While it seems inevitable to consider urban
agriculture, which has begun to gain importance gradually in the recent years under the
influence of the population increase and urbanization, with a novel understanding due to the
present conditions, its contents and the question of how it should be reintegrated into cities
are discussed in various investigations made (Binns & Lynch, 1998; Deelstra & Girardet,
2000; Smit et al., 2001; Açıksöz & Memlük, 2004; Drescher, 2004; Başer & Eşbah Tunçay,
86
2010; Akyol & Eşbah Tunçay, 2013; Ekşi & Rowe, 2014).
Urban agriculture first of all corresponds to the effort of replacing a type of land use
which has become extinct in the city and on its fringes with the phenomenon of gradually
increasing urbanization. Cities particularly meet their need to procure food from the agricultural lands on the urban fringes, whereas this extinct type of urban land use is regarded as
the harbinger of many ecological problems. At this point, urban agricultural lands manifest
themselves as an obligation rather than a gradually increasing need today also by considering the multi-dimensional contributions of urban agricultural lands to the city.
In the recent years, the reliability of the food bought from marketplaces, greengrocers,
and supermarkets and consumed has begun to create uneasiness in almost all sections of the
society, particularly the conscious section of the society with a high level of education, also
with the contribution of various publications which have raised awareness of this matter.
The urban people who have become completely distant from nature especially upon the
phenomenon of increasing urbanization have begun to seek alternative land uses to enable
them to get rid of the everyday stresses created by the urban life so as to both produce their
own food by themselves and further approach nature that they have drifted apart. Having
occurred accordingly, the concept of urban agriculture is attracting attention as a rising trend
today.
Urban agriculture, which stands out as urban land use with gradually increasing popularity in many different countries of the world particularly such as America, England, Spain,
and Taiwan, is first of all defined as the agricultural activities carried out in the city. Varying
by urban conditions, these new agricultural structures not only provide city-dwellers with
fresh food products but also develop neighborhood relationships, the community spirit, and
the sense of belonging. The people who have stood shoulder to shoulder within the concrete
jungle replace many social elements which are missing in the urban life in a broad spectrum
ranging from satisfying the need for food to reinforcing social relationships (Anonymous,
2012a).
According to the FAO (The Food and Agriculture Organization of the United Nations) -SOFA (The State of Food and Agriculture) (1998), it is expected that about 26 cities
worldwide will have reached a population of 10 million or greater by 2015. Minimum 6,000
tons of food should be imported every day in order to meet the food need of a city that has
reached this population size today (e.g. Tokyo, San Paulo or Mexico City) (Figure 2.1) (Nugent & Drescher, 2000). Therefore, urban agriculture is regarded as the most logical solution that might ensure the procurement of reliable food in underdeveloped and developing
countries in particular (Zezza & Tasciotti, 2010: 265).
Varying according to urban conditions, urban agricultural lands have an extensive
scope in terms of their types and scales. Urban agricultural activities, preferred by those human groups that wish to satisfy their needs for food in a healthy and reliable fashion, appear
on the agenda with their uses under different names, the number of which is on the increase.
These activities range from the food productions carried out by low-income families for
their own consumption to community, hobby, and urban small gardens as well as guerilla
gardens and from this point to larger-scale agricultural organizations. In terms of location,
the concepts of urban agriculture and peri-urban agriculture are used interchangeably for
many times (Koç, 2003: 34).
The agricultural activities carried out in urban and peri-urban areas encompass the
87
production, distribution, and marketing of food and other related products in the central areas of metropolises. From a broad perspective, the activities concerned include social food
security, quarter and neighborhood development, environmental sustainability, land use
planning, agriculture-trade networks & food networks, conservation of agricultural lands,
and the other related fields (Anonymous, 2012b).
Figure 2.1. A Diagram for the Needs of Cities for Secure Food (Nugent & Drescher,
2000)
The phrases “Urban Agriculture (UA)” and “Urban and Peri-Urban Agriculture
(UPA)” are originally used only by scientists and sometimes by the press, and it is seen that
they have been substantially adopted recently (Mougeot, 2006: 20). This has raised the need
to define the concept in a more different way and to indicate its importance.
According to Nugent (1997), urban agriculture means “fresher and cheaper food, an
action which utilizes and cleans domestic wastes, and more green areas”. Thus, urban agriculture is set forth as “a possible solution to the problems in cities” (Açıksöz & Memlük,
2004: 76). Another concept of urban agriculture (UN Habitat, 1996) was brought forward
in the United Nations Habitat Program held in İstanbul in 1996 and defined as “the cultivation, growth, and development of plant cultivars and animal products in the city” (Akyol &
Eşbah Tunçay, 2013: 146). The FAO (2014) defines urban agriculture as follows: “Urban
and peri-urban agriculture refers to growing of plants and animals in and around a city”.
More general definitions of urban agriculture are based on such determinants as “types
of economic activities, food/nonfood categories of products and subcategories, the urban
and peri-urban characters borne by the location of the practice, the type of lands where
the practices are conducted, types of production systems, production scale, and production
objective” (Mougeot, 2006: 20).
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The agricultural activities carried out in urban and peri-urban areas encompass the
production, distribution, and marketing of food and other related products in the central areas of metropolises. From a broad perspective, the activities concerned include social food
security, quarter and neighborhood development, environmental sustainability, land use
planning, agriculture-trade networks& food networks, conservation of agricultural lands,
and the other relevant issues (Figure 2.2) (Rasouli, 2012b).
Figure 2.2. The Contents of Urban Agriculture and the Relationship of Urban Agriculture with other Issues (Rasouli, 2012b)
3. ORIGINATION AND BRIEF HISTORY OF URBAN AGRICULTURE
In fact, agricultural food production in the city is not a new phenomenon. Cities have
carried out agricultural activities in almost every period of history. Nevertheless, the city
began to be regarded as the space of consumption and nonagricultural production in the
modern period. However, it is observed that urban agriculture has acquired a comprehensive
and privileged place in the agenda again especially with its contributions to food security in
the recent years (Koç, 2003: 35).
Upon the conversion of urban areas in various spaces into production areas during the
Second World War (Figure 3.1), the governments and the people substantially adopted that
a planning-based system was required to ensure adequacy and continuity in food production
(Anonymous, 2013a: 114).
As Drescher (2000) stated, the early modern prototypes of urban agriculture originated as the provision of the poor with land for food production by means of public support.
The examples reflecting the urban agricultural activity in the period after World War II
include the zonas verdes of Mozambique, the hydroponicos of Cuba, the school gardens of
Mongolia, the small-scale city farms of South Africa, and the community gardens in France
and the United States (Koç, 2003: 35).
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Figure 3.1.Urban Agriculture in New York during the Second World War
(Anonymous, 2014b)
Despite the supportive or preventive approaches of planning to urban agriculture, urban agriculture has been part of the urban life in various processes for centuries. Especially
in the United States of America (the USA), agriculture was included in planning as the
basic source of the economic growth of cities as of the colonial period, and although it
was excluded from the urban land as a result of the industrialization of the 19th century, it
continued as urban gardens on vacant urban lands in order to overcome such problems as
economic problems, psychological problems, and population loss that occurred due to the
wars in the 20th century (Rasouli, 2012).
Having undergone a radical transformation especially in the late 1970s and since the
early 1980s, urban agriculture (Bryld, 2003: 79) has been the subject of various practices and
investigations supported by both national and local governments in North America, Europe,
and Australia for long years. When the civilizations throughout the history are considered,
it is seen that urban agriculture was applied as being integrated with cities for centuries;
furthermore, the early cities emerged due to the surplus production from agriculture and the
market economy. Industrialization leads to an increase in the intra-city land value, whereas
agriculture’s providing of an economically low income causes the lands located at the city
center and on the urban fringes to be assigned to the activities with higher economic yield.
Particularly since the 20th century, agriculture has begun to disappear in cities and small
agricultural activities have been disregarded and moved outside the city by city-dwellers.
Even though a large number of lands are available for urban agricultural activities even in
the densest regions of metropolitan areas, the procurement of the required food outside the
city leads to a decrease in the reliability of the food besides its freshness (Rasouli, 2012).
According to the research made, urban agriculture has increased by about 20% in the
recent years. The gardens created in those buildings which have a backyard or a roof have
now begun to constitute a certain source of income for families as well. The migration to
the urban area also has had a profound impact on this. In addition, this job becomes attractive, for the reharvesting of the products required by the city also reduces the transport costs
90
substantially (Anonymous, 2012a).
3.1. Urban Agriculture in the Cities Worldwide
The groundwork for the present approaches to urban agriculture was laid in the USA
by the people as the community gardens began to be widespread in the metropolitan areas
in the 1970s. The community gardens led to the utilization of abandoned industrial facilities
located in the urban areas, the prevention of a decrease in the population, and the efficient
use of large vacant lands in the city, and they were brought forward as a solution to the problems resulting from migration and to unsuccessful urban renewal studies. The agricultural
support programs implemented by the governments also succeeded in taking the approach
to gardening in the society to a different level. “The Urban Gardens Program”, launched
between 1977 and 1996 by “the US Department of Agriculture”, is one of the pioneers of the
programs which provided city-dwellers with agricultural and technical support. The urban
agricultural activities carried out in the USA today are being conducted by the non-profit
organizations which are exempt from tax generally on local and urban scales (Anonymous,
2013a: 112).
The urban agricultural activities that initiated in Cuba in January 1991 were a remedy
for the overcoming of this shortage by Cuba, which entered an economic bottleneck upon
the collapse of the Soviet Union. All areas which were likely to be utilized, i.e. balconies,
verandas, sides of motorways, dead-end streets, backyards, vacant lands, and the lawns
of parks, were used for urban agriculture (Figure 3.2). Educators were assigned and free
courses were opened in order for everyone to receive agricultural training in Cuba, which
even founded a ministry for urban agriculture. The areas which had previously been used as
dumping grounds became potato, bean, and cucumber gardens (Anonymous, 2012c).
Figure 3.2.Urban Agricultural Lands in Cuba (Anonymous, 2012c)
In Sao Paulo (Brazil), urban agricultural activities are carried out by an institution
called Cidades sem Fome (Cities without hunger), which was founded in 2004 to reduce
hunger and unemployment among some of the economically poorest areas (Figure 3.3)
(Anonymous, 2012d).
The Coney Island attracts attention as one of the neighborhoods of New York where
urban agriculture is carried out in extensive lands (Figure 3.4). Here accessibility to fresh
fruits and vegetables has particularly increased for the low-income families with limited
access to food. The products obtained so provide these people with both a source of income
and a chance of accessing healthy food (Anonymous, 2013a: 112).
91
Figure 3.3.Urban Agricultural Practices in Brazil (San Paulo) (Anonymous, 2012d)
Figure 3.4. Urban Agriculture in the Coney Island, New York (Anonymous, 2013b)
According to Sommers and Smith (1994), urban agriculture has become an integral
part of the lives of millions of people who live in cities in many places worldwide. The urban agricultural activities in Asia, Europe, and North America offer valuable experiences to
this end (Figure 3.5) (Koç, 2003: 35).
According to Drescher (2000), there are various differences between the approaches
of developing and developed countries to urban agricultural activities. While the main goals
of urban agricultural activities in developing countries are coping with poverty, crisis management, and providing food security, their recreational and educational aspects and their
aspects such as the environmental issues concerning urban open spaces and green belt management are predominant in developed countries (Koç, 2003: 35).
3.2. Urban Agriculture in the Ottoman Empire
The gardens and bostans1 of İstanbul were considered the most important part of the
city’s economic life in the Ottoman Period as well. İstanbul, the population of which had
fallen below 100,000 people before the conquest of İstanbul, experienced a rapid demo92
Figure 3.5. Urban Agriculture in the Cities Worldwide (a. Chicago, b. China, c. California, d. Manhattan, e. Japan, and f. Taiwan) (Anonymous, 2014c)
graphic growth following the conquest and the population of the city reached 700,000 in
the early 17th century. Some of the food needs of the people of İstanbul, which preserved
its characteristic of being one of the most crowded cities of the world between the 16th and
18th centuries, in those years were met from the city and its vicinity, while the rest was met
from the close vicinity that did not go beyond the coastal band of Marmara. Since it was
impossible in those years to bring the nondurable foodstuffs such as vegetables and fruits
from distant regions by land without any damage, the gardens and bostans in and around the
city were of extremely importance for İstanbul (Anonymous, 2013a: 110).
Until the 20th century, the city had not overflowed into the exterior of the city walls
in its west, and the city walls had still constituted the western border of İstanbul, except for
93
the neighborhoods outside the Yedikule and Mevlevihane Gates. A band parallel with the
city walls between the Bayrampaşa Valley, Langa, and Yedikule (Figure 3.6) and Topkapı
had been comprised of gardens and bostans as far as Davutpaşa and had maintained the
same form of use until the Republican Period. The bostans of İstanbul were the scene of a
sustainable agricultural activity to ensure the highest production thanks to the efficient use
of the land, seasonal features, and the other natural resources for centuries. The gardens for
the traditional market place known as bostans assumed the duty of meeting the needs of the
city for fresh and reliable food as part of the everyday life in the past. The bostans met the
vegetable need of İstanbul from the Byzantine Period to the second half of the 20th century
and spread over the entire city both inside the city walls and on both sides of the strait (Rasouli, 2012b).
Figure 3.6. The Old Image of the Yedikule Bostans (Anonymous, 2013c)
It will be seen that “Çiçekli Bostan, Çıngıraklı Bostan, Eski Bostan, Fenerli Bostan,
Hacı Bostan, Havuzlu Bostan, Kürkçü Bostan, Macar Bostan, Sakızlı Bostan, Saray Bostan,
Sulak Bostan, Sulu Bostan, Tahtalı Bostan, Çınarlı Bostan, Langa Bostans, and Yenibahçe
Bostans (Figure 3.7) “ seen when the old maps of İstanbul, particularly the Pervititch Maps2,
are examined have unfortunately and truly become history (Figure 3.8) (Anonymous,
2012e). Nevertheless, a considerable number of the bostans around the city wall have been
able to survive with their architectural elements such as wells, cisterns, pools, and barns. It
Figure 3.7. The Langa and Yenibahçe Bostans (Anonymous, 2013c)
94
is the Yedikule Bostans which have survived and maintained their existence as urban agricultural lands so far out of them (Figure 3.9). The Yedikule Bostans, which the Ottoman
Historian Aleksandar Sopov calls “the oldest existing agricultural land of the world within
an ancient urban region”, are probably the only existing historical example of urban agriculture – which the world has recently discovered – and an integral part of the landscape of
the land walls in UNESCO’s World Heritage List (Anonymous, 2013a: 112). Nevertheless,
today the Yedikule Bostansare within the scope of the recreational project by İstanbul Metropolitan Municipality and endangered (Figure 3.10).
Figure 3.8. The City Bostans of İstanbul on the Pervititch Maps (Anonymous, 2013d)
Figure 3.9.The Yedikule Bostans (Anonymous, 2012e)
95
Figure 3.10. Demolition in the Yedikule Bostans (Anonymous, 2013e)
4. PRACTICAL POSSIBILITIES FOR AND CONSTRAINTS ON URBAN AGRICULTURE AND URBAN AGRICULTURAL TYPOLOGIES
The increase in urban agriculture has brought about different spaces with a possibility of carrying out urban agriculture. Urban agriculture, most commonly performed in the
gardens of houses and around the buildings, has occupied parks for the last decade besides
the community and public lands. The lands where urban agriculture is carried out include
those lands which are inconvenient for constructing buildings such as roadsides, airport buffer zones, stream sides, drainage ways, wetlands, and steep slopes (Bryld, 2003: 80). With
growing interest, the lands concerned constitute spaces for urban agricultural practices. As
the real agricultural lands in the city are also areas convenient for constructing buildings
and since the agricultural use always has lower economic yield, they never rank first as a
preference of use.
Urban agriculture involves not only opportunities but also various constraints and
risks. The first and most important one is that the possible lands for such an activity are
limited. The second important point is the concerns urban agriculture might create in terms
of social health. In the event that there are shortcomings or inadequacies in the evaluation,
cleaning, and quarantine procedures in the land, producers and consumers can be confronted with serious threats through contact with contaminated soil and water or the consumption of contaminated food. Besides, it involves the danger resulting from their proximity to
industry, traffic, and other contaminants and the risks of contamination caused by various
chemicals used for agricultural activities. At this point, it should be noted that the measures
for the health of those who deal with urban agriculture and the urban people should not be
neglected (Koç, 2003; Rasouli, 2012b).
As also stated by Koç (2003), although it is expressed that the possible lands for
urban agricultural activities are limited, there are new types of urban land use with such a
diversity that will be able to allow urban agricultural activities within the urban boundaries.
96
Table 4.1.Urban Agricultural Typologies (APA, 2007; from Rasouli, 2012a)
For instance, uses such as community gardens, allotment gardens or hobby gardens, rooftop
gardens, school gardens, city farms, and children’s city farms are included in the activities
which encourage social participation in urban agriculture. The land uses with a more efficient structure likely to replace the urban agricultural lands which are gradually decreasing
in cities or support urban agriculture should be placed among the urban land uses. At this
point, the land uses likely to be alternatives for urban agriculture should be defined and
classified (Table 4.1).
A few types of general use which are frequently mentioned in the classifications concerning urban agricultural land uses and which also provide information on the general
characteristics of the types of urban agriculture are presented below (Koç, 2003: 37-38).
Community Gardens: A “Community Garden” is a term which is used for gardening in
North America and Europe. This use refers to the gardening and co-production carried out
with the neighbors and friends living in the same neighborhood unit or community.
97
Allotment Gardens or Hobby Gardens: Allotment gardens or hobby gardens, the examples of which are also seen in our country, are lands that consist of parcels in various
sizes and where activities concerning food production by families are carried out.
School Gardens: They are gardens which are established to provide students with
information on agriculture, nature, outdoor space, and various other issues.
Children’s City Farms: They are farms which are built in the city for the agricultural
activities of pre-school and school-age children and in order for them to get to know farm
animals.
5. BENEFITS OF URBAN AGRICULTURE
In the next several years, the humanity will encounter a turning point as to the fulfillment of its basic needs for life. This process envisages not only satisfying the increasing
food needs but also developing new strategies to survive on earth with contributions to
environmental, social, and economic cycles. The concept of urban agriculture that stands
out at this point and its benefits have been accepted with the scientific research made and
the ongoing institutional projects in various developing countries particularly in East Asia,
the Middle East, Africa, and Latin America almost for the last two years (Başer & Eşbah
Tunçay, 2010: 108).
Urban gardening, which encourages the formation and continuation of a healthy society, also predominates over urban food production in many countries. Climatic and cultural
conditions clearly affect production. The production areas include open areas, roadsides,
and banks of rivers and lakes. Urban agriculture is common, but it is carried out under hard
conditions. It is necessary to make use of urban agriculture for the development of cities and
urban food security. Frequently mentioned in the settlement of the environmental, social,
and economic concerns which are on the increase today, urban agriculture provides various benefits in many fields such as environmental, health, social, economic, and ecological
fields, along with the reuse of integrated waste water and recycling programs for organic
wastes (Figure 5.1) (Drescher, 2004: 227).
Regarding this matter, the FAO (2014) expresses that urban agriculture, which is
gradually spreading in towns and cities in such forms as agriculture, gardening, animal
husbandry, fishing, forestry, and feed and milk production, produces employment by providing fresh food, contributes to the recycling of urban wastes, supports the formation of
a green belt in cities, and reinforces the durability of cities concerning the climate change.
Urban agriculture also brings about great potential for food security and economic and environmental benefits upon enabling the city-dwellers with a low income to access food in
particular (Bryld, 2003: 81).
In light of all the above-mentioned, urban agriculture offers the following benefits to
urban lands. (Beatley, 1997; Nugent & Drescher, 2000; Koç, 2003; Anonymous, 2012b;
Rasouli, 2012b):
It offers a new alternative in food production – which is gradually becoming unhealthy;
It particularly provides the procurement of fresh and perishable food and food
security;
It helps environmental restoration and improvement by encouraging the reuse of
many waste materials in abandoned lands;
98
It contributes to the ecological cycle, along with the increasing of a city’s needs for
green areas and the development of urban landscape;
It reduces greenhouse gases, regulates the air quality and humidity, prevents noise,
and provides biodiversity;
It accelerates the conversion of organic wastes into composts and fertilizers;
It ensures the maintenance and management of in active lands;
It provides new income opportunities for the urban population and makes contributions to investment and employment in urban areas;
It provides new production and cash flow;
It reduces the maintenance costs allocated for open areas by municipalities;
It provides the development of nourishment and health habits;
A city turns the rural areas into social centers through the activities performed in
the lands convenient for urban agriculture;
It provides the low-income people living in the city with developed food security;
It contributes to the reduction of fuel consumption and air pollution as the distance
of travelling in the production process decreases;
It provides those who deal with urban agriculture with an opportunity for exercising in the fresh air;
It provides environmental training towards the people of any age group, particularly children;
It provides the inhabitants of the place where an urban agricultural activity is carried out with an opportunity of recreation;
It provides local trade and shopping habits;
It creates a community fund;
It creates individual satisfaction and social activity;
It enhances social communication and friendship; and
It offers general health benefits – primarily psychological and physical benefits– as
a result of the green urban landscape.
,
Figure 5.1. A Diagram Showing the Benefits of Urban Agriculture (Anonymous, 2014d)
99
As also stated by Smit (1996), cities will become greener and cooler with urban agricultural activities. The biological conversion of urban wastes and the transformation of bare
lands into a productive landscape will contribute to the formation of cleaner and healthier
environments (Koç, 2003: 39).
6. EVALUATION AND CONCLUSION
The approach of integrating food production into urban functions was rapidly lost after the Industrial Revolution and the Second World War. Upon the reduction of agriculturebased trade and production areas in cities, these activities began to continue at the individual
level. When this process was over, the lands envisaged for agriculture were disregarded in
the master plans of western cities for a long time by designers, planners, and governors
(Anonymous, 2013a: 114).
When urban agriculture is explored within the scope of the institutional environment
in Turkey, it is seen that the Ministry of Food, Agriculture and Livestock, the Ministry
of Environment and Urbanization, the related provincial organizations and municipalities,
nongovernmental organizations (e.g. Tema [the Turkish Foundation for Combating Soil
Erosion, Reforestation and the Protection of Natural Habitats], the Green House, and Permaculture) and the people make initiatives which support agricultural practices in the urban
area. Nevertheless, the majority of agricultural lands in time turned into settlement areas
and residential areas upon the rapid population increase and urbanization problems. The
development plans and the laws were the most important supporters of this transformation
with the precedence of the public interest (Akyol & Eşbah Tunçay, 2013: 133-147). As Rasouli (2012) also stated, urban agriculture constituted an essential part of land use planning.
Land use plans succeed through the evaluation of physical, spatial, social, economic, and
environmental dimensions with an integrated approach. Integrated approaches entail participatory and interdisciplinary decisions. At this point, urban agricultural lands are common
fields of activity for planners, designers, food producers, and governors. In addition, those
who work in the field of health are also among the stakeholders as it provides an opportunity
for healthy and satisfiable food. In this way, urban agricultural lands can be regarded as a
valuable means for a healthy life and the quality of urban life and as an innovative land use
decision.
Today urban agricultural activities are attracting attention as an important approach to
sustainable cities as well and they are included in the agenda of a developed country. The
importance of procurement of reliable food – the basic need of people – and its speed, which
occurred with urban agriculture, has unfortunately begun to be understood only recently
because it is impossible to replace the decreasing agricultural land and no adequate land is
available in cities to create new agricultural lands. Thus, agricultural lands should be available in cities and planned with the other urban land uses in an integrated fashion.
The 1982 Constitution contains the following provision: “The state shall take the
measures required to prevent the improper use and destruction of agricultural lands as well
as meadows and pastures”. Unfortunately, there are open-ended expressions and gaps in
various laws and regulations, particularly “Building Law” No. 3194, regarding the ensuring
of the continuation of urban agricultural lands in urban plans. It is observed that there is no
promising development for the settlement of the matter in “the Statutes on the Conservation
100
of Agricultural Lands and their Appropriate Use”, last published in the Official Gazette on
July 24, 2009, either. Unfortunately, while it is expected that the problem will be settled,
urban agricultural lands are becoming further open for exploitation as different laws and
regulations pave the way for each other and the losses of fertile lands are increasing day by
day due to improper use. Actually, as Sezgin & Varol (2012) also stated, the first thing to
do in such laws was not to determine the principles for the improper use of the agricultural
land but to determine the principles on the encouragement of use of the agricultural land
for agriculture and making this widespread. Besides, as the housing and industrial sectors
are always one step ahead of the agricultural sector due to the economic yield, it will be
an appropriate approach also to make various studies to increase the economic yield of the
agricultural land in the laws and regulations enacted. Furthermore, the regional division of
the national territories and, as Ortaş et al. (2008) and Ünal & Başkaya (2000) also stated,
drawing up of “the Land Use Plans” of each region were also quite important to this end.
Accordingly, management plans for agricultural activities should be prepared, and urban
areas, industrial areas and areas for agricultural activities should be opened to the views by
all investing institutions and organizations and other stakeholders on the plain basis.
Another contradiction on this matter is that fertile agricultural lands, which are natural
resources, are not included in the scope of “site”, unlike all the other natural and cultural
resources which have to be conserved. Even though there are various gaps in the laws about
conservation, it is important to place in this law the concept of “Agricultural Site”, which is
not present in the Regional Committee for the Conservation of Cultural Assets (KVKBG),
as a solution to this problem, as also stated by Öztürk (2004) and Ünal & Başkaya (2000).
Within this scope, rating should be done in conservation in order of precedence, and agricultural sites should be specified. The historically important agricultural lands should be
considered primary “agricultural sites”. Ultimately, the absence of such an approach is the
reason why a decision on the transformation of the Yedikule Bostans3 in İstanbul into a
recreational area was taken. The way for constructing restaurants, parking lots, and cafés in
the bostans was paved through the “Project on the Recreation of Internal Conservation Area
of the Land Walls between the Yedikule and Belgrade Gates” that was put into effect in the
late 2012 by the İstanbul Metropolitan Municipality (İBB). Dr. Aleksandar Sopov, a lecturer
at the Center for Middle Eastern Studies at Harvard University who makes research on the
project conducted by the İBB today and its impact on the bostans, stated: “According to the
project by the İBB, no bostan will remain inside the city wall and all bostans will be demolished…”.This is a bitter example of the fact that our country is at a point rather far from the
understanding of “using by conserving” with respect to urban agricultural lands – which are
of extremely importance in various countries of the world and have to be conserved for the
continuation of a sustainable environment.
City planners and designers should perform practices to reintegrate agriculture into
the urban life in our country, where the population has been increasing and urban and industrial areas have been rapidly occupying the agricultural lands with the support by the
economic policies and legal gaps. Nevertheless, success will be attained via the regulations,
sanctions, and supervisions whereby the sensitivity of the legal process to the matter stands
out. As Koç (2003: 39) also stated, urban agricultural lands should be part of the present
cities for more livable and sustainable settlements.
101
ENDNOTES
1 i A “bostan” (plural: bostans) is a vegetable garden.
2 ii They are the cadastral-based insurance maps prepared between 1922 and 1945 by Jacques Pervititch
of Croatian origin (Anonymous, 2010).
3 iii The Historical Peninsula in Fatih was accepted as the urban, historic, and archaeological site zone
with the resolution by the Council for the Conservation of Cultural and Natural Assets No. 1 in İstanbul dated January 23, 2006, and the interior of the city wall including the bostans was declared a first-degree archeological site
with the same resolution. The İstanbul Metropolitan Municipality (İBB), which referred to this resolution, took the
Yedikule Bostans under conservation with the Master Plan for Conservation with a scale of 1:5000 for the Historical Peninsula in Fatih that it adopted in its meeting on December 14, 2011.
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EVALUATION OF LIVEABILITY IN
RESIDENTIAL ENVIRONMENTS IN THE
SCOPE OF SUSTAINABLE URBANIZATION
Reyhan YILDIZ
Nihal SENLİER
Tayfun SALİHOĞLU
Population growth, which is the most basic demographic issue of the 20th century,
continues to draw attention especially in developing countries (UN, 2003: 5). The world
population which exceeded 7 billion in 2012, is estimated to approach to 9 billion in 2040.
Rapidly increasing world population, increasing urbanization and migration speed combined with poverty, put the urbanization issues at the top spot on the agenda of the developing
countries. Rapid urbanization which is regarded as one of the world’s largest socio-economic
changes during the last 50 years, nowadays, is also defined as the urbanization of poverty
and expressed that the earthly scale of poverty has moved to the city (UN, 2003: 10-11).
Almost 1 billion people and 32 % of the urban population on earth, mostly in developing
countries, live in urban areas which are developed in an unplanned and uncontrolled fashion. The common features of these types of settlement areas are; drinking water, sewerage,
lack of technical infrastructure such as electricity and roads, illegal and unhealthy substandard construction conditions, high-density residential areas, risky, unplanned and unregulated settlements, poverty and social exclusion. United Nations, if no serious precautions are
taken, estimates that the population living in these areas worldwide will approach to 2 billion in the next 30 years. However, it is strongly emphasized that rapid urbanization should
not be considered as a phenomenon which have arisen from demographic changes caused
by global powers and population explosions, but also a result of the failure of national and
urban policies, legal processes and housing policies. Sustainable urbanization approaches
for the solution of this problem in recent years intend not only the spatial improvement of
unhealthy housing areas for the need of shelter, but also to address the revenue generation
as a part of urban development strategies on larger scales, urban services, environmental,
economic and political sustainability, governance and social integration issues in integrity
(UN, 2003: 6; Thompson, 2012: 49).
Considering the development of the urbanization process in Turkey, it is seen that
the proportion of the population living in urban areas did not show a significant change
during 1927-1950 era, and that it increased rapidly after 1950 (DPT, 2006: 12-17). Since
the beginning of planned development period which started in 1960s, prevention of inter-regional imbalances, excessive urbanization and population goals for solving problems
were adopted in the development plan, and balanced development proposals regarding the
metropolitan areas were strived to be presented. The proportion of the population living
in urban areas in Turkey increased significantly and increased to 64.9 % in 2000, while it
was 59 % in 1990. In this period, intense population growth in urban areas and population
accumulations in metropolitan areas were reported, and an increasingly negative structure
had formed in indicators regarding the development of urban areas and the quality of life
(DPT, 2006: 58-60). The challenges posed by rapid urbanization are determined as issues
105
regarding the quality of life, insensitive settlement and urbanization to disasters, protection
of natural and cultural assets issues, illegal construction, renovation/ conversion, lack of technical and social infrastructure, and a necessity for improving the quality of life and place
in urban areas are emphasized. It was stated that in 2000s urbanization was a process developed with the immigration of those who preferred the urban poverty to the rural poverty,
and it was expressed that this process fueled the regional development and unplanned and
uncontrolled growth affected the natural environment especially the agricultural areas that
require protection, coastal areas, historical and cultural heritage and the technical and social
infrastructure negatively. Also it has been determined that in urban areas, squatter houses
and illegal housings flourishing especially in the urban fringes of rapidly growing large
metropolitan areas and industrial cities have gradually increased, old deed shareholding and
squatter areas legitimized with rehabilitation plans have developed as the denser areas of
the city carrying no identity with the new reconstruction rights and most of these areas are
constructed for speculative and rental purposes by the power centers.
In the 10th Development Plan which covers the years 2014-2018, it is expressed that
the trend for concentration of population continued in especially metropolitan and large cities, and it is stated that including the most important center of attraction, Istanbul, the overall
migration is from east to west, towards the big cities and from inland the coastal areas (KB,
2013: 56). In the 2007-2012 period, while the total population of the country increased by
7.1%, urbanization rate increased from 67.5% to 72.3%. This is expected to reach to 76.4%
in 2018. In the 10th Development Plan period; urbanization process and managing the cities
in a more competitive, liveable and sustainable manner is expected to make significant contributions to the development of Turkey in reaching its targets. In this context, increasing the
life quality of urban and rural areas in a sustainable manner, making urban and rural areas
provide better job opportunities and living environments according to their peculiar conditions and qualifications are among the main objectives of the Development Plan.
Improving the quality of the housing environment and liveability in housing areas,
which are among the main objectives of urban planning and urban policies provide one of
the main conditions regarding the sustainable urbanization and improving the urban quality of life. This study aims to address urban quality of life and liveability in housing
areas issues which are the major challenges posed by the rapid urbanization in Turkey, and
strives to contribute to the presentation of principles of healthy and sustainable settlement
in urban areas. In this regard, basic housing patterns that are observed from the earliest
stages of the urbanization process to present in Turkey - squatter areas as unplanned and
illegal housings, parceled housing areas formed with rehabilitation plans prepared for the
improvement of squatter areas and the mass housing areas applied in the context of urban
transformation in recent years- were evaluated by analyzing the liveability in Şifa Neighborhood example. For the study area Tuzla-Şifa Neighborhood was selected for being at the
urban fringes of Istanbul metropolitan and being an example that reflects the development
of rapid urbanization process and for giving an opportunity to compare these main housing
patterns. The reason for addressing the subject in neighborhood scale is the consideration of
neighborhood scale as the most basic settlement unit of the cities and the conduction of researches on urban quality of life mostly in urban and neighborhood scales. In the evaluation
of liveability in different housing patterns in Tuzla-Şifa Neighborhood, “Building for Life”
criteria by CABE (Commission of Architecture and Built Environment) which defines the
planning and design principles of sustainable housing settlements in England was selected
106
as the method. Building for Life criteria includes; the character of the housing area, streets,
parking and pedestrianisation, design and construction, environment and community and
subtopics. The essential nature of the study is making a comparison by presenting both subjective evaluations based on interviews with households and objective evaluations based on
expert opinions. The results reveal important clues regarding the principles of healthy and
sustainable settlements in urban areas.
Urban qualIty OF lIfe and LIVEabIlIty In housIng areas
As multi-disciplinary research topics; urban quality of life, improving the spatial and
environmental quality of life within the context of addressing the urban problems and urbanization topics are among the questions that also urban managements, decision-makers and
urban planners, as well as researchers, are looking answers for. Researches on urban quality
of life are mostly carried out in urban scales and neighborhood scales which are the most
basic settlement unit of the cities based on some objective, subjective and behavioral indicators (Marans & Stimson, 2011: 2). Different disciplines related to housing environment
addressing the subject from their own perspective reveals different methods and approaches
and offer an important contribution to the enrichment of subjects (Gea & Hkao, 2006: 166).
Sam et al., (2012: 1559), in their studies, evaluated of different perspectives of various professional groups, such as urban planners and designers, architects, environmental psychologists and decision-makers. They expressed that urban planners, designers and architects,
on satisfaction in housing areas, mostly focused on similar criteria such as neighborhood
scale, socio-demographic characteristics, whereas some criteria such as housing unit properties, public services, housing conditions, and environmental characteristics of housing
were especially emphasized by architects, and environmental characteristics of the housing
area and housing area settlement relations were the criteria mostly emphasized by urban
planners. In addition, urban planners and environmental psychologists focused on subjects
such as liveability and environmental quality, user characteristics, proximity to urban services and security. On the other hand, decision makers, instead of evaluating the subject on
a large scale, are mostly interested in the relationship between housing needs of people and
fulfilling their desires for housing. In this study, in order to reflect the perspective of different disciplines on subject, planning and urban design literature was supported with studies
done in areas such as environmental psychology and urban social geography to address the
subject with a broader perspective.
From the perspective of psychology, human-environment relations and personal characteristics are determined from the characteristics originated from the environment and
human-environment interactions (Van Poll, R., 1997: 12). For environmental psychology
research field which mainly focuses on how people perceive place, examination of the relationship between the residents living housings and their neighborhood in urban environment at different scales (city, neighborhood and housing) is one of the main research topics.
Amerigo & Aragones (1997: 48) presented a methodological and theoretical approach and
studied the relationship between humans and the housing environment that they lived in
a general perspective. Van Kamp et al., (2003:7) indicated that concepts such as housing
satisfaction, evaluation of housing and living environment, quality of life, sustainability,
liveability, environmental quality overlapped and they were used as synonyms in the literature, and expressed that different concepts originated from different traditions of research
and different policy traditions and studied on a conceptual model that described the urban
107
environmental quality and human well-being. Dunstan et al., (2005: 298) who examined the
impact of the built environment on the quality of life of people in housing areas, developed
a research method (housing environment evaluation method) for the measurement of spatial
environmental conditions of housing areas in neighborhood scale. Kaylor et.al, (2007: 29)
expressed that life satisfaction in neighborhood scale, forms with the association of sociodemographic characteristics, subjective evaluations of the neighborhood and the objective
characteristics of the neighborhood, and used a multilevel model for the estimation of properties in neighborhood scale and personal effects. Hur et al., (2010: 52) evaluated the life
satisfaction in neighborhood scale as related with naturalness and open place, while Smith
(2011:175) who studied on the relationship between housing satisfaction and a sense of
community, a sense of belonging and a sense of place and the effect of these relationships
on housing satisfaction, revealed that community developed by showing sensitivity to specific spatial planning policies which would increase satisfaction in housing areas, as well as
personal and social needs of the people.
In urban planning and design process, geographical and spatial dimensions are an important part in creating sustainable communities and sustainable settlements (Talen, 2011:
127). Accordingly, very important researches are available focused on the assessment of
the quality of life in different housing environments in the field of urban social geography
(Western et al., 1974; Talen, 2002; Pacione, 2003; Howley et al., 2009; Dekker et al., 2011;
Kahrik et al., 2012). Western et al., (1974: 201) assessed the effects of the housing policies
of the state on the satisfaction of the people from the urban environment, while Talen (2002:
257) as a guide in local planning applications, determined the principles of pedestrian access for the walkable settlements in pedestrian scale. Pacione (2003: 19) who brought urban
environmental quality and quality of life researches an approach in terms of social geography emphasized that despite the objective definitions of urban environmental quality, urban
liveability was relative to time, place, and might vary according to the purpose of the study
and the value system of the researchers. Also, Pacione expresses that, for a full evaluation
of the quality of the urban environment, both objective and subjective evaluation is required. Howley et al. (2009: 847) evaluated the relationship between the high density in the
city center and the neighborhood satisfaction by using qualitative and quantitative research
data. Dekker et al., (2011: 479) focused on the determinants of satisfaction and housing in
European cities after the Second World War. Kahrik et al., (2012: 56) who investigated the
reasons of households moved into a new suburban settlements and in urban areas in Tallinn,
Estonia, and their satisfaction from the new housing area and the housing environment,
found that the needs of households and cultural preferences were the dominant cause for
the relocation.
When the subjects of liveability in housing areas and satisfaction are examined within the urban planning and urban design literature, studies in different scales and different
approaches are seen. Some of these studies address the subject in urban scale (Smith et al.
1997; Chapman & Larkham, 1999; Ogu, V. I., 2002; Gea & Hkao, 2006; Royuela et al.,
2010; Marans & Stimson, 2011; Kamalipour et al., 2012), while some focused on the neighborhood scale which is the most basic settlement unit (Richman, 1979; Greenberg, 1999;
Greenberg & Crossney, 2007; Kaylor et.al, 2007; Dempsey, 2008; Lovejoy et al., 2010;
Saleh & Hashem, 2012). Smith et.al, (1997: 229) who focus on the spatial elements that
will contribute to the quality of life, developed a framework for revealing the relationship
between the quality of the urban environment and the spatial forms. The spatial forms with
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the strongest relationship criteria are determined as connectedness, character (identity), diversity, mobility, liveability, and personal freedom. Chapman & Larkham (1999: 211) made
a research on quality in urban design in England, and evaluated urban design projects. Ogu,
V. I. (2002: 37) who investigated the satisfaction in housing areas in different regions of city
of Benin, made the spatial analysis of housing areas using two variable groups of housing
environment. In the study, it was revealed that the quality indicators were inadequate in
many neighborhoods and necessity of development strategies in housing areas in order to
increase the liveability in urban scale. Gea & Hkao (2006: 165) analyzed the housing preferences factors, housing satisfaction and housing preference characteristics models in Saga
and Kitakyushu cities of Japan. Royuela et al. (2010: 563) who investigated the impact of
the quality of life on housing choice of households and urban development revealed that
quality of life also played an important role in the development of the city, as well as factors
generally found in the literature such as city size, network economies, and proximity to the
city center. Kamalipour et al. (2012: 464) analyzed the determinants affecting the adherence
to location in urban areas in Tehran, and emphasized that the physical dimensions of commitment were very important in the development of a sense of belonging in the community,
and that neighborhood scale had an important role in adherence to location.
The studies on satisfaction in neighborhood scale which is the most basic settlement
unit in urban planning, present valuable data on creating sustainable and healthy settlements. Richman (1979: 452) improved the conventional housing planning approach which was known as neighborhood unit, and presented a user-oriented approach that brought
social standards together. According to Richman, for a healthy planning of housing areas,
planners must consider both spatial and social dimensions and the plan must reflect the local
needs, values and attitudes. Greenberg (1999: 620) who examined the relationship between
neighborhood properties and characteristics of neighborhood residents, in his study on New
Jersey, reported that the low liveability in neighborhood scale was strongly related with
crime/vandalism, physical deformation and distrust to government. In another study, Greenberg & Crossney (2007: 189) studied the liveability perception in three different spatial
scales (administrative boundary, neighborhood scale, and housing), and found a strong relationship between the quality of life and quality of housing, socio-economic status and age in
neighborhood scale. Kaylor et.al, (2007: 47) who investigated the determinants of satisfaction in neighborhood scale by using a multi-staged model, in their study, strived to define the
socio-demographic characteristics of households, objective criteria in neighborhood scale
and the effect of subjective evaluations of households. Dempsey (2008: 259) who aimed
to define the properties of high quality built environment, expressed that there were many
quality characteristics which experts such as urban planners, transportation engineers, urban
designers, landscape architects shared a consensus. It was emphasized that each of these
characteristics such as high residential density, mixed land use, accessibility, connectivity
and permeability, legibility, charm, integrity, sustainability, safety, and identity were all connected and related to each other. Lovejoya et.al, (2010: 46) compared the satisfaction level
of households living in conventional neighborhoods and suburban settlements and revealed
that the people living in suburban settlements were less satisfied from their settlements. Saleh & Hashem (2012: 9) who investigated the environmental quality components of housing
areas in conventional and new neighborhood settlements in Tehran and the factors affecting
these components, in their evaluation using subjective and objective parameters, reported
that the satisfaction levels of new neighborhood settlements were higher than the conventio109
nal neighborhoods. In conventional neighborhoods housing environment quality are lower;
however, functional-structural properties are in better condition. Also, it was emphasized
that each settlement had its own strengths and weaknesses, and it was expressed that the
people living in new neighborhood settlements had higher levels of expectations.
While the academic researches contribute theoretically by addressing the subject from
different perspectives, public administration and practitioners give directions to the practice with policy documents and design guidelines (CABE, 2005; MEHLG, 2008). These
documents expose principles of sustainable housing settlements planning and design, and
practically aim to guide planning authorities, housing developers, architects, and designers
in evaluation of the current applications and planning of the new housing areas. In 2001, in
England, with an initiative launched by the collaboration of Direct Trust, Home Builders
Federation and CABE (Commission of Architecture and Built Environment), “Building for
Life” design criteria were established for improving liveability and spatial quality in housing areas. In 2005, a guideline (Delivering Great Places to Live) was published in order
to promote the use of these criteria in the evaluation of design practices of housing areas
in England and other countries in the world (CABE, 2005a). In the research carried out by
CABE which evaluated the liveability and spatial quality in different housing areas in the
whole of England, significances between the areas were revealed (CABE, 2005b). According to the research; throughout England, 12% of the housing areas were in very good condition, 5% good, 61% average and 22% in poor conditions and the housing areas that were
in very good conditions were mostly located in urban areas, and housing areas in medium
and poor conditions were concentrated in the urban fringes and in the suburbs. While the
housing areas in city centers were more successful due to their with attractiveness, architectural quality, local-specific design and their integration with the existing housing, the main
reason for the lack of housing areas in the suburbs which could be described as good, the
existence of weaker urban services and public transport in these areas compared to the city
center were showed. England as a whole was evaluated in a research report on the reasons
for unsuccessful housing area designs as follows: Generally, problems on place making,
layout, formation of public places are becoming prominent. Many housing areas have been
found to be unqualified in terms of place making and sense of place. Designs which are
incompatible with local features, and having integration issues, and carrying no identity
and no unique character are taking attention. Problems with the layout generally include
the settlement layouts that adversely affect the silhouettes of the streets, the poor distinction
perception between public and private places and finding way problems. Problems with
public places are defined as dominance of road transport, poorly designed and poorly maintained public places emerged with the impact of unsuccessful parking sites. CABE carried
out another research in 2005 based on their emphasizing that on liveability and the place
quality, the perception of households living in those places were also important, as well as
the opinions and evaluations of the experts (CABE, 2005c). Thus, opportunity to make a
comparison between the assessments in the light of objective criteria of experts and subjective perceptions of households became available. The findings obtained from this study
draw attention to subjects related with the importance of creating a sense of space and place,
regulations of roadways and parking sites, the use of mass transit and neighbor relations.
Considering the urban quality of life studies and the development of the issue in Turkey, both theoretical and practical studies at early levels and after 2000, an increasing interest in both academic society and political and planning agenda occurred. Relevant acade110
mic studies have mainly focused on evaluating quality of life in large cities such as Istanbul,
Ankara, Izmir, Adana, Gaziantep, Antalya, Kocaeli (Dökmeci et al. 1996; Türksever, 2001;
Ulengin et al., 2001; Turkoglu et al., 2006; Senlier et al., 2009). Dökmeci et al., (1996:
471) studied how users in Istanbul, Ankara and Izmir evaluated the quality of life and they
made remarks on many issues such as population growth, inner-city and intercity migration,
income distribution, job opportunities, housing requirements, quality of educational and
health care facilities and sufficiency of transportation and infrastructure. Research results
revealed that in these three cities, according to the public, population growth was the main
reason for many urban issues and there was an increasing uneven income distribution in
cities. Türksever (2001: 153) evaluated the urban quality of life in Istanbul, Ankara, Izmir,
Adana, Gaziantep and Antalya, and suggested that the life satisfaction of residents in these
cities was determined by essential requirements of daily life. In their study to define the priorities, expectations and requirements of people in Istanbul from different socio-economic
population groups, Ulengin et al., (2001: 370) determined that the primary indicator to measure life quality of residents in Istanbul was the possibility to find a satisfactory job. This
was followed by infrastructure and municipal services and traffic and public transportation,
respectively. In another study, Turkoglu et al., (2006) determined that with respect to population density and land values, land value and neighbor relations had a positive correlation
and with increasing age, satisfaction levels were also increasing. In their study concerning
the urban quality of life in Kocaeli, Senlier et al., (2009: 224) revealed that housing requirement proportionately increased with increasing population growth, issues such as industrialization, physical, social, aesthetic, educational, healthcare and infrastructure arose out of
unplanned and uncontrolled development and although being an economically developed
city, this development was not reflected in urban quality of life.
Along with the quality of life studies in Turkey, there have been a limited number of
studies about satisfaction with housing and housing areas (Erman, 1997; Turkoglu, 1997;
Kellekci & Berkoz, 2006; Türkoğlu et al., 2008; Bolen et al., 2009). Erman (1997: 91) conducted a study on the perception and preference about squatter houses and apartments of
rural-urban migrants in Ankara. Turkoglu (1997: 64) evaluated the satisfaction of residents
in squatter settlements and in planned housing areas in Istanbul and found that residents in
planned housing areas were more satisfied. Again in Istanbul, Kellekci and Berkoz (2006:
97) investigated the factors that promote satisfaction with housing and housing areas and
found that satisfaction promoting factors varied due to differences in socio-economic structures and highlighted the necessity to consider these variations when designing housing
areas. In their study based on objective and subjective indicators to measure life quality in
Istanbul, Türkoğlu et al., (2008: 110) determined that in moderate-density housing areas
with planned development, satisfaction with housing and macro and micro environment
was relatively higher and areas with lower satisfaction levels were urban fringes of the city.
Again in Istanbul, Bolen et al., (2009: 109) analyzed spatial features of housing areas that
affected satisfaction on neighborhood scale and focused on the quality of physical environment of housing areas, socio-economic indicators of life quality and satisfaction levels of
residents in housing areas. According to results of liveability index, they determined that
urban development in the recent years took place illegally and unplanned in forest lands
and water areas, these areas were under pressure to develop in the recent past of the city
and this situation threatened the sustainable future of the city. In the study of Bölen et al.,
Tuzla-Şifa Neighborhood, sample area of our study, was categorized in neighborhoods with
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low-density and low-land value.
METHODOLOGY
This study to analyze liveability of different housing patterns in Istanbul Tuzla-Şifa Neighborhood basically has a descriptive quality and includes objective and subjective
evaluations. In this study containing results of a related project; for methodology; Building
For Life criteria developed by CABE in England to improve the liveability of housing area
were adopted, both the observations and expert opinions of our team consisting of architect
and town planners and interviews with the residents of Şifa Neighborhood had influence
on introducing the results. Building for Life criteria includes; the character of the housing
area, streets, parking and pedestrianisation, design and construction, environment and community and subtopics. These criteria are integrated with the issues highlighted by theoretical investigations discussed in literature (Richman, 1979; Smith et al., 1997; Talen, 2002;
Ogu, V. I., 2002; Pacione, 2003; Van Kamp et al., 2003; Dunstan et al., 2005; Greenberg &
Crossney, 2007; Kaylor et al., 2007; Dempsey, 2008; Smith, 2011; Kamalipour et al., 2012).
For the duration of the research, the upper-scale relations of the settlement with its surroundings were studied and spatial analyses that determined the general characteristics of the
settlement were obtained by spending long periods of time in the study field. Furthermore,
study field-specific observations and interviews with the households in housing areas were
carefully recorded and expert opinions were based on evaluations of these studies. Within
this framework, in the settlement of Şifa Neighborhood with a population of 23,032 people;
interviews with 106 households (22 from squatter area, 59 from parceled housing area and
25 from mass housing area) from a total of 5758 households were conducted.
GENERAL CHARACTERISTICS OF THE STUDY FIELD
Settlement of Tuzla-Şifa Neighborhood in the urban fringe of Istanbul is located in the
east side of the metropolitan area of Istanbul and on Marmara Sea coast (Figure 1). Main
transport modes in the area are TEM and E-5 highway, railway, water transportation and
Istanbul Sabiha Gökcen Airport. Tuzla shipyard in the district and surrounding industrial
and military areas are functions influential on place making in Şifa Neighborhood.
Şifa Neighborhood where a rapid population growth and housing development took
place in 1980-90 has a population of 23,032 in 2008. The settlement has an area of 342
ha and an average density of 106 person/ha. When the sectoral distribution of working
population of Şifa Neighborhood settlement is examined, industry sector with 46.3%, and
service sector with 53.7% become prominent. Trading and service functions are centered on
the main axis (Inönü Street) and housing areas spread around the settlement from the main
axis. Majority of constructions in the settlement are concrete structures (81.7%). Masonry
construction can be seen in squatter areas with unqualified and illegally developing housing
pattern. 69% of structures in Şifa Neighborhood are apartments, 9% are squatter houses
and 20% are detached buildings. 4-5 floored structures are widespread throughout the settlement. Squatter area in northeast of the settlement is occupied with 1-2 floored structures
with gardens and mass housing areas built after 2000 are occupied with 12-13 floored structures. When density of the entire settlement is examined, mass housing area is found to have
an average density of 600-800 person/ha, parceled housing area is to have a density of 200400 p/ha and 400-600 p/ha whereas, squatter area has a density of 0-200 p/ha. Community
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facilities in Şifa Neighborhood consist of 3 grade schools, 2 primary health care centers, 1
police station, 7 mosque and two small parks. Generally, for a settlement with a population
of 23,032 people, while having educational and health care facilities at insufficient levels,
it has a considerable lack of urban services such as socio-cultural facilities, parks and open
spaces, playfields, recreation and entertainment sites.
Figure 1. Location of Tuzla-Şifa Neighborhood in Istanbul Metropolitan Area
Reference: http://sehirrehberi.ibb.gov.tr/map.aspx
housıng PATTERNS dıscussed ın the study
When examining the development of Tuzla-Şifa Neighborhood, it can be seen that
due to the settling of organized industrial site in 1970s and many surrounding industrial
enterprises, the settlement received migration and became a fast-growing area after 1990s.
During this period, the first settlement consisted of housing areas containing squatter houses
on public and share lands (Figure 2). Some parts of the squatter area have existed to this
date while, the other parts were tried to be improved by rehabilitation plans and parceled
housing areas were built (Figure 3). Today, for urban renewal purposes, mass housing
applications of Housing Development Administration of Turkey (TOKI) and Istanbul Metropolitan Municipality (IBB) are carried out (Figure 4). This process shows similarity with
the development process of many large cities in Turkey. This fact is the main reason of the
study field selection.
households partıcıpated ın the study
Within the scope of the study, interviews with a group containing 49% women and
51% men were conducted in Şifa Neighborhood settlement. Educational backgrounds of
interviewed participants varied and in squatter areas and parceled housing areas participants
were graduated mostly from elementary and secondary schools whereas, in mass housing
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Figure 2. Squatter Area Figure 3. Parceled Housing Area Figure 4. Mass Housing Area
areas participants were mostly graduated from elementary and secondary schools and higher education institutions. When considering the duration of residency in present housing
areas, residents in squatter areas (72.7%) and in parceled housing areas (52.5%) were found
to use the same house for 6 years, whereas residents in mass housing areas were found to
be in 0-5 year-period (84%). In the squatter area and the parceled housing area, due to having high rates of home ownership and having 30-40 years old housing areas in the entire
settlement, a localized population structure was observed. On the other hand, reason for a
lower home ownership rate (28%) of the mass housing area which was opened to settlement
in 2008, was that although the implementation on local scale was for residents in TuzlaŞifa Neighborhood, majority of the residents consisted of households from other districts.
Households mainly with a lower income status in the entire settlement could not afford
new housing areas while, workers from surrounding industrial, university and military sites
preferred to be tenants in mass housing. When considering these three different housing
patterns in terms of socio-economic features, with shifting to parceled housing area from
squatter area that mainly had a lower socio-economic status, a shift to middle income status
was observed; as for the mass housing area, a structure mainly consisted of middle income
status was observed. This also shows that households with similar income status, educational, life style and cultural features prefer similar living spaces. These living spaces show
different features in residences.
evaluatıon of the fındıngs
In this section, interviews with the households that were residents in 3 different housing areas in the study field were systematically evaluated in line with the CABE criteria. As
for the general evaluation section, variations between the expert opinions and evaluations
of the households were emphasized. These evaluations were based on the character of the
housing area, streets, parking and pedestrianisation, design and construction, environment
and community criteria (CABE, 2005a).
the character of the housıng area
Within the scope of the character of the housing area, identity of housing areas, architectural quality of structures, arrangement of streets and structures, language of places and
readability issues take primacy (CABE, 2005a: 4-8). Questions with regards to the identity
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and character of housing areas were addressed to participants from households in different
housing patterns in the entire Şifa Neighborhood settlement and different answers were
received. Most of the residents in squatter and parceled housing area didn’t refer to any
distinctive characteristics (55% and 63%) while, majority of residents in the mass housing
area stated that the housing area had a distinctive character (80%). As for residents in squatter area and parceled housing area that considered the housing area to have a distinctive
identity, residents stated that this was mainly due to good neighbor relations and the sense of
belonging arose from coexistence for several years. In terms of spatial differences, majority
of residents in parceled housing area (83%) stated that their district was not significantly
different from neighboring districts whereas, residents in squatter area and mass housing
area stated that there were significant differences (69% and 84%). Residents in the squatter
area described the housing area as different and attractive, especially due to detached houses
with gardens, similarity between the area and their hometowns, good neighbor relations and
relatives and a secure environment; where residents in mass housing areas named reasons
such as being in a building complex, architectural quality of structures, layout plan, quality
and cleaning of the environment and security. As for the parceled housing area, few people that made mention of a difference (17%) emphasized good neighbors and friendships
whereas majority of residents (83%) indicated that neighbor relations were poor, social
and cultural activities were insufficient and there weren’t any green space and earthquake
resistant buildings. Different remarks on the security of housing areas were made. Most of
residents in the squatter area found their living environment secure (59%), where residents
in the parceled housing area and the mass housing area found the environment to be insecure by a majority (58% and 60%). According to residents in the mass housing area, living in
a building complex was secure but the rest of Şifa Neighborhood was insecure. Particularly,
due to criminal cases in the recent years, walking at night was considered to be dangerous.
In the entire settlement, stray dogs in street alleys, drinking in playgrounds at the evening
hours, side streets and some dark streets, and industrial sites are located from the housing
area were elements considered to raise insecurity in the settlement.
streets, parkIng and pedestrIanIsatIon
Adjustment of structures has a priority in housing areas (CABE, 2005a:9-14). Within
this context, order of structures, order of streets and parking spaces, suitability of streets
for vehicles and pedestrians, continuity of existing housing areas with developing housing
areas, public spaces and safety issues become crucial. In the entire Şifa Neighborhood settlement, households from all of housing patterns (squatter area 95%, parceled housing area
80%, and mass housing area 88%) stated that finding ways was easy. Few residents that
considered finding ways to be difficult pointed out that signboards for roads and streets and
traffic signs were mostly on the main road and there were a lacking of signboards and signs
for buildings in side streets. There were households in the settlement that find the area to be
insecure for wandering elders and children. Lack of playgrounds in the present settlement
drew attention. It was stated that children were mostly playing in side streets but due to fast
cars in side streets and reckless drivers, accident risk for children was emphasized by many
households from the parceled housing area (85%). In the squatter area children playing in
streets was mostly considered safe, where due to successful designs for pedestrian-vehicle
separation and presence of playgrounds for children, households from the mass housing
area referred to safer conditions. On the design and sufficiency of parking spaces, residents
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in the mass housing area gave mostly positive evaluations. Reserving a single parking place
for each household, protecting parking spaces with security cameras, integration of parking
spaces with streets, enclosed spaces and other landscaping elements were found to be satisfactory. For the parceled housing area and the squatter area, due to the absence of planned
parking, a common dissatisfaction was pointed out (92% and 82%).
desıgn and constructıon
For the design to be specific to the housing area, it is critical that it contains local
place characteristics (CABE, 2005a: 14-19). Within this framework, issues concerning the
quality of structures, adaptability of housing areas and arranging public spaces take priority.
Throughout Şifa Neighborhood settlement, heat and sound insulations were the leading dissatisfactory issues for households participated in the study. Other primary issues that created
dissatisfaction for the parceled housing area were small rooms and balconies or lack of balconies, lack of natural gas, construction materials of poor quality, lack of external sites and
conjoint structures; and for the squatter area, issues involved small and neglected houses,
heating issues and small kitchens and rooms. Households that were mostly satisfied with
heat and sound insulations consisted of residents in the mass housing area. In this housing
area, majority of the households were satisfied with their houses (84%) and only a few households complained about poor workmanship, small balconies and kitchen and bathroom
equipments of poor quality. Generally, residents from different housing patterns were satisfied with their houses (in squatter area 77%, in parceled housing area 89%, in mass housing
area 84%). Household in the mass housing area expressed satisfaction about issues such as
high walls surrounding their houses, being in a building complex, gated sites and houses
with gardens, layout and regular cleaning of parks and gardens, room sizes, heat and sound
insulations, and parking facilities. Detached houses and houses with gardens were satisfactory for households from the squatter area, where households from the parceled housing
area were satisfied with elements such as sizes of rooms and kitchens, presence of balconies
and facades. Simultaneously, households from Şifa Neighborhood were asked about their
evaluations on urban furniture and their quality. Design and quality of bus stops, lighting
equipments, benches and containers were found to be insufficient and a lack of statues and
monuments was pointed out. Absence and poor quality of such spatial elements were among
complaint issues in the entire settlement.
envıronment and communıty
Presence of regulations on different housing types and home ownership for groups
with varying socio-economic status is highly important to provide sustainability and social
integration (CABE, 2005a: 20-23). Under the title of environment and community, issues
that involve urban services and accessibility, public transportation and the quality of bus
services have a priority. Satisfaction levels concerning the sufficiency and quality of the
present urban services (shopping, educational and health care facilities) of households from
three different housing patterns of the entire Şifa Neighborhood were moderate or low.
Most of the households (in the squatter area 77%, in the parceled housing area 78%, in the
mass housing area 52%) stated that they benefited from public transportation. Given that
a 47% car ownership of households from the entire settlement, higher use of public transportation can be considered a contribution to the liveability of housing areas. Majority of
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public transportation users found the amount of buses and minibuses sufficient whereas a
significant number of users mentioned a necessity for routes to more locations and especially complained about old buses. Lastly, participants were asked if they were pleased with
their neighborhood and to make an overall evaluation about the liveability. With regards to
the overall liveability criteria, participants from the mass housing area were relatively more
satisfied (68%), while participants from the squatter area with a 20.2% and from parceled
housing area with a 17.5% were less satisfied with their housing areas.
DIFFERENCES BETWEEN EXPERT OPINIONS AND HOUSEHOLD OPINIONS
From the perspective of city planning and urban design discipline, the differences
between expert opinions and the opinions of people living in that particular settlement provide significant clues with regard to development of the subject. The differences between
the considerations of our project team consisting of architect and city planners, and the
considerations of the households living in Şifa Neighborhood, our research area, are given
in essentials in accordance with the CABE criteria constituting the methodology of this
study:
Squatter Area: Contrary to expert opinions, close to half (45%) of the households
living in the squatter area have stated that the housing area where they live has not a characteristic identity. According to expert opinions, the housing area shows a characteristic
structure compared either to other housing areas in Şifa Neighborhood where it is situated
or to many housing areas in the city of Istanbul. The area has a distinctive identity with its
warm, human-scale, respectful to the natural environment and surprising structure. While
wandering in the housing area, the characteristic forms of the housing developed spontaneously in time exhibit interesting scenes, generating an non-monotonous, visual diversity and
perception of low density. In the area consisting mostly of one or two storey houses, nearly
every housing has its own garden; and in these gardens, it is possible to see fruit trees, vegetable gardens, chicken coops, woodsheds and some junk articles. Some houses are joined
to form common space. Interesting common gardens and spaces formed in such manner
stand out as areas where children play and neighbors congregate to spend time together.
Among those living in the squatter area, the households who think the housing area has a
characteristic identity (55%) said this identity originates mostly from good relations in the
neighborhood and a sense of belonging due to living together for many years. In addition, a
significant percentage (69%), who thinks the housing area is different than other residential
area in terms of spatial differences, has specifically emphasized the presence of detached
houses with gardens, the resemblance of the area to their hometowns, good relationships
with relatives and neighbors and the safe environment. According to expert opinions, unfavorable considerations regarding the characteristic of the housing area could be identified
as follows: There are no public spaces such as common open spaces, children playgrounds,
etc. other than the private gardens of the housings in the entire housing area. In places that
do not have any problems regarding the technical infrastructure such as sewage, clean water
and electricity, the roads are fairly neglected. Street lighting and garbage cans are insufficient with poor designs. Roads that have developed spontaneously over time in accordance
with the topography are disconnected from the wider roadways surrounding them and have
a structure that only allows movement within themselves. Households and experts have different perspectives with regard to finding way in the housing area. Whereas a vast majority
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of the households (95%) said it was easy to find way within the settlement, expert opinions
state it was quite difficult. It was expressed that the distinction between roads and private
property was mostly unclear due to the organic pattern. In the area with low vehicle ownership (4-5%), the vehicles are parked either in the garden or by the side of the road. Contrary
to expert opinions, the degree of satisfaction with respect to their housing is quite high
(77%) among the households living in the squatter area. While especially the houses’ being
detached and with gardens was considered pleasing; their being small and neglected, the
heating problem, and the smallness of kitchens and rooms were the most common subjects
of complaint. According to expert opinions, the housing quality is much lower than the minimum rules such as building regulations, and constitutes significant health and safety risks.
The building process, production, construction were shaped completely in accordance with
usage requirements over time. Such a production process provides great flexibility with respect to the adaptation of housings to changes over time and requirements. Concerning the
ability of the housings to answer changing requirements, nearly half of the households said
they were able to adapt, while the majority (71%) stated that their housings were old but
they could not afford to renew their housings. Squatter areas have a more flexible structure
than other housing areas in terms of sustainable development and transformation. In the area
where low-income families working at the industrial factories in the region, generally everyone lives in their own house. However, as the households living here do not have property
deeds, they have said this situation creates a sense of temporary housing and insecurity.
Parceled Housing Area: There are significant differences between expert opinions
and those of the area’s residents with respect to the character of the housing area. Whereas a
significant part (63%) of the households said the housing area did not have a distinctive character, those who thought the area had a characteristic identity (37%) stated that this identity
mostly originated from good relations within the area and the sense of belonging due to
living together for many years. On the other hand, a significant part (83%) of the households
emphasized that their neighborhood was not much different than other neighborhoods in the
region, that relations within the neighborhood was not strong, that social and cultural activities were insufficient. Furthermore, 58% said the housing area and the entire settlement
were considered insecure. However, according to expert opinions, in the area where the
settlement conditions were determined to a great extent on the current situation, although a
planning study was conducted, there was no concern or effort regarding creating a sense of
place, and the quality of buildings and spaces surrounding them. The buildings and streets
consist of extremely monotonous and ordinary structures and places lacking identity. There
is no street arrangement or landscaping elements such as street furniture, plants, etc. except
for insufficient street lighting. In the area, where the building quality is extremely low,
there is no public service to meet the residents’ needs. The distinction between public and
private places is not clear. There are no public places such as open green spaces or playgrounds for children within the housing area. The children are forced to play on the streets or
empty plots. According to expert opinions, there are significant insufficiencies with respect
to roadways, parks and pedestrian roads. While vehicle ownership in the housing area is
not high (12%), vehicles are mostly parked in side streets and by the side of the road along
the main street as parking spaces were never planned. As the transportation network is a
grid system consisting of streets intersecting at right angles, it is quite difficult to distinguish places. However, contrary to expert opinions, households living in the housing area
stated to a great extent (80%) that finding way in the settlement was easy. Households are
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significantly (92%) displeased with regard to parking spaces. According to experts’ view,
parceled housing area structure order does not show any concordance regarding construction conditions, storey heights, proportions, forms and construction material. In the area
with detached houses of one or two storeys as well as apartment buildings with three or four
storeys, there are extremely few quality buildings. Although planned, buildings and places
meet the conditions given in legal regulations such as building by-laws on a limited scale.
Although, contrary to expert opinion, the majority (89%) of the households living in the
area is satisfied with their housings, leading causes of dissatisfaction are lack of heat and
acoustic insulation, smallness of the rooms and balconies, lack of balconies, and extremely
poor quality building material. The parceled housing area has a less flexible structure than
the squatter area in terms of sustainable development and transformation. According to expert opinions, it is more difficult to renew as storey heights and density is higher.
Mass Housing Area: The mass housing area in the settlement consists of three different types of buildings with twelve and thirteen storeys and houses of four different sizes. According to experts, the presentation quality meeting the needs of different users, its
compliance to standards of architecture and landscaping are among its favorable qualities.
The significant quality of both the buildings and the open spaces surrounding the buildings
reinforce the sense of place. The distinction between public and private property is clear. On
the other hand, although housings, open spaces, parking spaces and children playgrounds
are designed together, the dominating presence of parking spaces and insufficiency of open
public spaces is striking. The design with a priority to vehicles was considered extremely
unfavorable. Although the design of the housing area provides a more modern way of living
to the settlement surrounding it, it depicts an isolated approach disconnected from its environment, and does not diverge from mass housing applications in cities of Turkey. High
walls surround the housing area and the security at the entrance emphasizes the socio-cultural and economic segregation. The opinions of the households are significantly different
from those of the experts. Most of the people living in the mass housing area (80%) said
the housing area had a distinctive characteristic and that the housing area was significantly
different (84%) from other housing areas. They said the housing area was desirable due to
reasons such as the existence of a building complex, architectural quality of the buildings,
settlement plan, quality and cleanness of the environment, and security. According to expert
opinions, the priority of parking spaces and their apparent impact reduces usefulness and
sense of place. There is no distinctive and continuous pedestrian walkway or bicycle path
in the housing area. Parking spaces were designed mostly by the side of the road and as underground parking spaces. The housing area is a closed structure that is disconnected from
the road network in the rest of the settlement. The vast majority (88%) of the households
living in the area said it was easy to find way. According to expert opinions, common spaces
such as children’s playground, open green spaces, sports facilities, and street furniture, lighting and the landscaping of open spaces are elements that increase the quality of the place
significantly. The relative quality observed in the design and application of public spaces is
also prevalent for the housings. The housings constructed using the tunnel formwork and radial foundation systems contribute to the liveability in the housing area and quality of place
due to their earthquake resistant, heat and acoustic isolated, and climate compatible design.
Similar to expert opinions, satisfaction levels of households living in the area are quite high
(84%). With respect to flexibility in the design of the housing area and their ability to adapt
to the changing demands and lifestyles, the experts state that the design is rather static and
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without flexibility. According to expert opinions, the mass housing area adopts an introverted settlement system that is not in unity with locality with respect to environmental and
social criteria. The housing area’s being economically and socially isolated from the pattern
of the settlement it is situated in similar to other public housing applications frequently seen
in Turkey is an important source of criticism. Contrary to expert opinions, this situation is
considered favorable by the households.
CONCLUSION AND EVALUATIONS
The aim of this study on the urban quality of life and issues of liveability in housing
areas as one of the most important issues resulting from the rapid urbanization phenomenon
experienced in Turkey is to offer an insight into the introduction of healthy and sustainable
settlement principles in urban areas. In this context, liveability issue in housing areas is
presented with objective and subjective evaluations by combining both the theoretical approach of different disciplines such as urban planning and design, environmental psychology,
urban social geography, and practical planning and design criteria in a sample area study.
There is a limited amount of research on the planned (parceled housing areas and mass
housing areas) and unplanned housing areas (squatter areas) particular to the urbanization
process experienced in Turkey (Erman, 1997; Turkoglu, 1997; Kellekci & Berkoz, 2006;
Turkoğlu et al., 2008; Bolen et al., 2009). The results of this study particular to the Tuzla
Şifa Neighborhood show similarities and differences with other studies in the literature.
Turkoglu (1997) and Turkoğlu et al., (2008) showed that in the city of Istanbul those living in planned settlements were generally more satisfied than those living in unplanned
squatter settlements. Similarly, the mass housing area in Şifa Neighborhood as a planned
housing area is the most satisfactory (68%) housing area, whereas the housing areas with
the lowest satisfaction levels are the squatter area with 20.2% and the parceled housing area
with 17.5%. However, different from the studies in literature, the degree of satisfaction is
very low for those living in the parceled housing area albeit its being a planned housing
area; because this housing structure developed with the rehabilitation plans prepared in
order to improve the squatter areas does not meet the minimum technical and social facility
standards given in regular development plans. As a result, these extremely unhealthy living
environments lacking identity and with low quality of place and liveability arise. Unfortunately this unhealthy housing construction is seen in all the major cities in Turkey and is
significant because it shows the issues in urban areas resulting from the rehabilitation plans
once implemented frequently.
The low life satisfaction levels with respect to general liveability criteria in Şifa Neighborhood located on the urban fringe of Istanbul corresponds to the results of the research conducted throughout England by CABE, which we use as our methodology (CABE,
2005b). 12% of the housing areas in England are very good, while 5% is good, 61% is
average and 22% is poor; very good housing areas are mostly situated in urban areas while
average and poor housing areas are concentrated at urban fringes and suburbs. This situation was also demonstrated with studies in other countries (Ogu, V. I., 2002; Lovejoya et
al., 2010; Saleh & Hashem, 2012). Weaker urban services and public transportation connections with respect to the city center were suggested as the main reason why good housing
areas were not found in urban fringes throughout England. Similarly, Şifa Neighborhood
located at urban fringes has significant insufficiencies in urban services such as education,
120
health, socio-cultural facilities, parks and open spaces, sports facilities, recreation and entertainment facilities, and public transportation connections. Furthermore, there are similarities between our study field and the results on the failure of housing area designs throughout
England. In CABE’s research report, issues such as place making, layout and public spaces
are more apparent.
In the light of the evaluations based on interviews with the households living in Şifa
Neighborhood and expert opinions, it is possible to reach the following conclusions: 1.
While the forms of the houses in the squatter area that have naturally developed in time
has a distinctive identity, characteristic and diversity, does not meet the minimum quality
standards such as the building by-laws. Although the housings in this area have the highest
adaptability, they have significant health and safety risks. A community identity is observed
in this area as the residents belong to similar social classes and they have similarities on
subjects such as life style, education and income level. Unavailability of public common
spaces is a significant insufficiency. Generally, while the squatter area is more successful
than other housing areas with respect to the characteristic of the housing area, and environmental and social criteria, it has significant issues regarding roadways, parking spaces, and
design and construction criteria. The diversity and flexibility of structure resulting from the
distinctive characteristic of the squatter area, and the effect of good neighborhood relationships on the urban quality of life and liveability should not be overlooked. Although the
residents do not live in areas with high spatial quality, they are happy to live in housings
they have set up with their own hands to meet their needs, and to spend time with their
relatives and neighbors. This situation reflects positively on the perception of life quality.
2. There are significant insufficiencies in place making, layout, formation of public spaces,
roadways, parking spaces and pedestrian roads, housing conditions and provision of public
services in the parceled housing area although it has been designed according to plan. The
advantages of the housing area are good relationships with neighbors and friends and a safe
environment. This housing area has the spatial presentation with the lowest liveability in
comparison to other housing areas and fails to meet nearly all of the criteria. 3. The mass
housing area, as a block, is different from the housing structure of Şifa Neighborhood with
its mass housing characteristic. Albeit the advantages of construction quality, place making,
separation of pedestrians and vehicles, parking spaces, open spaces and common spaces, the
predominance and priority of roadways is an important source of criticism. It is relatively
the weakest with respect to neighborhood relationships. Furthermore, it shows a disconnected and isolated structure from the settlement where it is situated due to its disagreement
with local characteristics and spatial and social integration issues.
Although the mass housing area is considered to be better than other housing areas,
these practices continuing in every city of Turkey with similar designs and typologies will
affect the liveability of these cities negatively, and create issues such as weak social relationships, failing to integrate with the settlement it is situated in, as well as, monotony and rigidity issues. Instead of the partial approaches currently observed in Turkey in mass housing
applications, these areas should be addressed in holistic and extensive upper scale plans to
ensure social and spatial integration with the surrounding. When addressed within the scope
of holistic plans, the design on mass housing, as a nature process, will prevent the professional responsible for the design of these areas from designing monotonous and uniform
places. Thus, it will be possible to develop places with different qualities, and high diversity
and esthetic values, as well as, solutions particular to the place and its inhabitants.
121
Most of the planning and design criteria used in measuring the quality of urban places
are largely affected by the socio-cultural, economic and geographic conditions of the countries in which they have been developed. The most important point in the evaluation of these
criteria that may differ among societies and cultures is measuring how these basic criteria
have developed as objective indicators are perceived by that particular society. Therefore,
in order to ensure the development of the relationship between planning and design within
the scope of holistic plans as mentioned above, urban spatial quality measurement criteria
particular to our country should be developed in addition to the generally accepted criteria.
Thus, it could be more meaningful to compare the different settlement structures originating
from the same/similar culture. In addition to satisfaction of the internal validity of this study
specific to the chosen area through certain criteria, it also contains findings allowing deductions regarding housing patterns commonly seen in Turkey. From this aspect, the study can
set a precedent to future studies. In order to raise the urban quality of life and making of
sustainable settlement areas in Turkish cities, it is apparent that there is a need for extensive
sample area studies that will be examined within the scope of criteria particular to Turkey.
Acknowledgement: Gebze Institute of Technology Research Fund is gratefully acknowledged for supporting this study (Project number: GIT 2012-A-27).
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http://sehirrehberi.ibb.gov.tr/map.aspx
124
PROPAGATION OF HYPERCONCENTRATED FLOWS
IN PROTECTION CHANNELS AROUND URBAN AREAS:
EXPERIMENTAL INVESTIGATION
Donatella TERMINI
Alice DI LEONARDO
INTRODUCTION
Recent catastrophic events due to intense rainfalls have mobilized large amount of
sediments causing extensive damages in vast areas. These events have highlighted how
debris-flows runout estimations are of crucial importance to delineate the potentially hazardous areas and make reliable assessment of the level of risk of urban areas.
Debris flow is a motion of a mixture of water, solid materials, rocks, etc. Thus, according with Rickemann (1999), debris flows could be considered as a phenomenon intermediate between landslides or rockfalls and fluvial sediment transport. The occurrence of
debris flow is not easily predictable. One of the main uncertainties of the existing runout
estimation methods is related to the need of knowing input parameters that can be difficult
to estimate (Rickemann, 1999; Prochaska et al., 2008).
Especially in recent years, several researches have been conducted in the attempt to
define estimating methods of the most important parameters of debris-flow behavior. Experimental works as well as numerical simulations (among others Natarajan et al., 1995;
Louge & Keast, 2001; Pudasaini et al., 2005; Armanini et al., 2009) have also allowed the
assessment of the physics of the debris flows. The major part of the experimental studies has
especially analyzed the rheological characteristics of the debris flow and the basic kinematic
conditions which determine the phenomenon evolution (see as an example Armanini et al.,
2005). Furthermore, due to the complexity of the debris-flow process, numerical simulation
models of debris flows are still limited. The point is that the design of protective measures
requires the knowledge of the propagation conditions (Mizuyama, 2008).
In recent years, several debris flow phenomena have occurred in different areas of
Italy. In the present work, attention is especially devoted to the event of October 2009 occurred in Sicily (Italy). Intense precipitation event caused loss of lives and great damages
to infrastructures and housing, especially in Giampilieri, that is a small urban area included
in the territory of Messina. After this event, in the ambit of activities of reconstruction and
protection of the urban area, the Regional Authority decided to design a conveyor channel
enclosing the urban area of Giampilieri in order to prevent (or to limit) future damages.
Analysis of the performance of the conveyor channel in a laboratory physical model was
assigned to University of Palermo.
The present work addresses the issue of the experimental analysis of the effect of a
defence channel on the flow propagation, with particular reference to the designed conveyor channel in Giampilieri’s urban area. To this aim, eexperimental program has been
recently conducted at the Hydraulic laboratory of the Department of Civil, Environmental,
Aerospatial and of Materials Engineering (DICAM) – University of Palermo (Italy). The
experiments were carried out in a flume appositely constructed and were planned in order
to analyze the influence of the geometrical characteristics of the inflow confluences on the
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propagation phenomenon. In this paper, preliminary results of the analysis concerning peculiar factors (such as the slope and the bed roughness) characterizing the inflow channel
(hereafter called as “inflow confluence”) at the confluence section of the conveyor channel
are reported.
EXPERIMENTAL INSTALLATION
The experimental apparatus is shown in Figure 1 (Figure 1a reports the render and
Figure 1b reports the plane view). The apparatus is composed of two main parts: the main
channel, in which the flow is conveyed until the reaching of the downstream tank (Figure
1a), and the so-called distribution channel, which is connected to the main channel through
three inflow confluences (indicated in Figure 1b with the abbreviations “InR1”, “InR2”,
“InR3”). The main channel is 5.7 m long. The cross-section is rectangular with width of
22 cm along the reach between section 1 (see Figure 1b) and the section downstream of
the inflow confluence InR3; the width is of 17.5 cm in the remaining part of the channel.
The channel bed is of concrete with constant longitudinal slope of 15%; through a movable
system it is possible to vary the bed slope of ±5%. The side-walls are of Plexiglas strips 26
cm high. The distribution channel is composed by three sub-channels; each sub-channel is
connected to the upstream end of the corresponding inflow confluence through a small hopper. Three slice gates, located at the bottom of the upstream tank (see Figure 1) allow the
activation and regulation of the discharge in each inflow confluence, InR. The upstream tank
is located at the upstream end of the distribution channel, as shown in Figure 1.
During the experimental runs, the fluid entered on the upstream tank through the recirculating pumping system which includes a PEAD pipe (Φ 100 mm), two regulation valves
and a submerged pump inside the downstream tank located at the downstream end of the
main channel (see Figure 1).
Several runs were conducted varying the volume discharge, the sediment concentration and the geometrical configuration of the inflow confluences. In the present work attention is restricted to inflow confluence InR1. For this reason, the experimental runs considered in the following analyses have been performed by closing the slice gates upstream of
the InR2 and InR3 confluences.
Under the aforementioned conditions, two series of runs were conducted for different
values of the volume discharge. The first series of runs (hereafter denoted as “series I”) was
carried out with clear water (hereafter denoted with abbreviation CW) while the second
series of runs (hereafter denoted as “series II”) was performed with a mixture (hereafter
denoted with abbreviation “MR”) of water and sediment material and for different values
of the sediment concentration. The sediment material used in series II runs was taken from
the area of the debris flow occurred in Giampilieri on October 1, 2009. During each run, the
water depths were continuously measured both by two radar probes (Sitrans Probe LR radar
pulse technology at 5.8 GHz) and by four pressure transducers. The measures were performed at reaching of the stationary conditions. The radar probes and the pressure transducers were located at the axis of peculiar sections opportunely selected along the channel. The
pressure transducers were based on Wheatstone bridge and were connected to a small pipe
located at the bottom of the channel. The radar probes were supported by a carriage on the
channel’s side-walls, so as these probes could be moved along the channel. The position of
the pressure transducers and of the radars can be visualized in Figure 1b. Furthermore, dur126
ing each run, the longitudinal profiles of the free surface visible at the right bank were continuously recorded by a high-resolution video-camera Panasonic 3CCD (1.7 Megapixel).
Fig. 1: Experimental Apparatus: a) Render; b) Plane-view
METHODS AND EXPERIMENTAL RESULTS
Methods
The investigation aimed at verifying how the geometric configuration and the bed
roughness of the inflow confluence InR1 (see Figure 1) affect the flow pattern along the
conveyor channel. This is important to verify the performance of the conveyor channel at
different stages of the propagation phenomenon. To this aim, first, in order to identify the
127
best performing configuration, the runs of series I-CW were conducted; then, once the best
performing configuration was chosen, the fluid mixture behaviour along the channel was
examined during the runs of series II-MR.
Three geometrical configurations and four macro-roughness conditions were investigated. Figure 2 reports the plane-views and the longitudinal sections of the tested configurations. In particular, the following geometrical variations of the inflow confluence InR1
were tested (see Figure 2a): C1, which is characterized by a uniform longitudinal slope of
14 % until the reaching of the confluence section (i.e. the section at the downstream end of
inflow confluence - hereafter the confluence section is indicated with abbreviation “CS”);
C2, which differs from configuration C1 because of a lower longitudinal bed slope (slope of
around 4%) and because of the presence of two jumps (height of 5 cm) respectively at the
confluence section and at the section upstream of the InR1 reach; C3, which is characterized
by bed slope almost equal to that of configuration C2 and by the presence of three jumps
(one of height of 3 cm at the confluence section, another one of height of 5 cm at the section
upstream of the InR1 reach and another one, of height of 2 cm, at an intermediate section).
The analysis of the effect due to the presence of macro-roughness elements on the bed
has been performed by considering both the case of elements with irregular geometry and
shape (such as the stones) and the case of elements of regular geometry. In the first case,
pebbles were glued on the bed of the inflow confluence; in the second case wooden squared
parallelepipeds (of horizontal area of 1 cm2) were used. In the last case, two conditions were
examined: 1) high parallelepipeds (height of 6 cm); 2) short parallelepipeds (height of 3
cm). The macro-roughness elements were distributed in an alternating way along the InR1
confluence. Figure 2b shows the plane scheme of the distribution of the macro-roughness
elements and the longitudinal sections of each type of examined configuration (Type 1, Type
2, Type 3, and Type 4 of Figure 2b). It can be seen from this figure that each configuration
is determined by a peculiar combination of a specific geometrical configuration (as reported
in Figure 2a) and a specific macro-roughness distribution.
Table 1 reports the series of runs performed and the corresponding geometrical configuration and volume discharge, Q.
Table 1: Characteristics of the Experimental Runs
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Fig. 2: Investigated Configurations: a) geometrical variations; b) plane-view and
longitudinal section of macro-roughness combination types
As Table 1 shows, series I includes three groups of runs: runs CW1-CW4 (i.e. “series I,a”), which have been performed in order to examine the flow behavior, by using the
simplest geometrical configuration C1, for increasing values of the discharge Q; runs CW5CW6 (i.e. “series I,b”) performed in order to compare the flow behavior between different
geometrical configurations (i.e. configurations C1, C2, C3) for an almost constant value of
the volume discharge; runs CW7-CW10 (i.e. “series I,c”) performed in order to analyze the
flow behavior between different macro-roughness combinations, for almost constant volume discharge and by using the same geometrical configuration. The series II includes three
129
runs (MR1, MR2 and MR3) performed by using the geometrical configuration selected on
the basis of the results obtained during runs of series I, but varying the discharge and the
sediment concentration.
Experimental results
-Series I:
Figure 3 reports the longitudinal profiles of the free surface measured at the right bank
of the channel during runs of series I. First, in order to analyze the performance of the configuration C1 for different values of volume discharge, the series I,a have been carried out.
The longitudinal profiles of the free surface measured during the runs of series I,a are compared in Figure 3a. This figure shows that all the profiles have an increasing trend between
section 1 and section 3; close to section 3 the profiles assume a peak value and then they
have a decreasing trend. This behaviour could be related to the fact that at the confluence
exit, the fluid jet is characterized by high velocity and kinetic energy. This energy is then
dissipated by bumping into the right bank of the channel. As the volume discharge increases
(CW3 and CW4 runs), the flow depths increase too so as to determine the risk of the bank
overflowing.
An attempt to limit the aforementioned risk was made by adding either two jumps
(configuration C2 – run CW5) or three jumps (configuration C3 - run CW6). Figure 3b
shows the comparison between the longitudinal profiles measured during series I,b and the
profile obtained during CW3 run (that was carried out by using the configuration C1 and for
a value of volume discharge close to that used during CW5 and CW6 runs). From Figure 3b
it appears clear that the presence of jumps does not reduce the risk of the bank overflowing.
Among the geometrical configurations examined, C2 seems to have the best performing
behaviour. In fact, when C2 is used lower values of the flow depths at the right bank are
obtained. Furthermore, the length of the channel reach interested by the risk of bank overflowing is shorter than that observed with configurations C1 and C3.
Then, the effect related to the presence of macro-roughness elements on flow pattern
has been investigated during series I,c runs (see Table 1). In particular, by considering the
macro-roughness types of Figure 2b, the following tests have been performed: I) by using
the best performing configuration C2 (obtained as result of runs of series I,b) and varying
the typology of the macro-roughness elements (i.e., in particular, with irregular-shaped elements type 1 -run CW7-, with regular-shaped high parallelepipeds type 2 -run CW8-, with
regular-shaped short parallelepipeds type 3 -run CW9- (see Figure 2b and Table 1); II) by
using a new combination of three jumps (i.e. configuration C3) and the best performing
macro-elements chosen as result of test I (i.e. type 4 of Figure 2b). The comparison of the
longitudinal profiles measured at the right bank during CW7-CW9 runs (test I) is reported
in Figure 3c. This figure shows that after the introduction of the macro-roughness elements,
the peaks of the profiles decrease in value avoiding the risk of the bank overflowing. Furthermore, it can be seen that in CW9 run the peak values occur along a channel reach
shorter than that observed in CW7 and CW8 runs. This means that the short regular-shaped
elements represent the best performing macro-roughness typology. Thus, the short regularshaped elements have been used for test 2 and the combination type 4 of Figure 2b has been
investigated (CW10 run). The comparison between the longitudinal profiles measured during CW9 and CW10 runs are reported in Figure 3d. It should be noted that (see also Table
130
1) CW10 has been conducted with volume discharge higher than that used for CW9. It can
be observed from Figure 3d that the peaks of the longitudinal profiles reduce strongly in
value when the combination type 4 is used, even with high values of volume discharge.
Furthermore, on the contrary of that observed for CW9 run, the longitudinal profile measured during CW10 run assumes a gradual decreasing trend after section 2. The behaviour
observed by using the combination type 4 is probably related to the presence of the jump at
the upstream end of the inflow confluence, which allows the flow kinetic energy could be
partially dissipated before to reach the confluence section.
-Series II:
This series of runs have been performed in order to analyze how/if the addiction of
sediment material influences the flow pattern observed during runs of series I. To this aim,
the best performing combination (type 4), obtained as result of series I runs, has been used.
The runs of series II were performed for increasing values of volume discharge and sediment concentration. For the analysis presented in this work, the sediment concentration was
around of 4% in MR1, around of 3% in MR2 and around of 6% in MR3. Figure 4 reports the
comparison between the longitudinal profiles measured during runs MR1, MR2 and MR3.
This figure shows that the profiles assume a gradual decreasing trend until to reach section
8, as well as observed in CW10 run, with a peak value slightly lower than that obtained in
CW10 run. Furthermore no peculiar differences between the profiles determined for different sediment concentrations have been observed. This means that for the sediment concentrations investigated, the addiction of sediment material does not determine significant
changes on the flow pattern.
Fig. 3: Comparison between Measured Profiles of the free Surface: a) series I,a; b)
series I,b; c) series I,c; d) series I,d;
131
Fig. 4: Comparison between Measured Profiles of the Free Surface – series II
CONCLUSION
The present paper reports preliminary results of experimental investigation on the
effect of defence structures on debris flow propagation. In particular, the investigation was
conducted in a laboratory flume which follows the conveyor channel under construction in
Giampilieri (Sicily- Italy). In this work, the analysis concerns the influence of the geometrical characteristics of the inflow confluence on the flow pattern along the conveyor channel
and, consequently, the performance of the channel itself in regards to the bank overflowing
risk. Different configurations of the inflow confluence have been tested. These configurations have been selected in order to investigate: a) the effect due to the variation of the
longitudinal bed slope; b) the effect due to the addiction of jumps; c) the effect due to the
addiction of macro-roughness (both of irregular and regular geometry) elements on the bed;
d) the effect of the addiction of sediment material with increasing concentration. The results
have shown that the best performing configuration is given by the combination of jumps and
macro-roughness elements, opportunely distributed along the inflow confluence reach. In
fact, it has been observed that by using such a combination the high kinetic energy of flow
at the confluence section is already partially dissipated upstream of this section because of
the presence of the jumps; the macro-roughness elements, distributed alternating along the
inflow reach, allows to enlarge the flow cross-section and to further dissipate the flow energy. Furthermore, for the sediment concentrations investigated, the addiction of sediment
material does not determine significant changes on the flow pattern.
Acknowledgements: The experimental apparatus in Palermo has been supported by
the Regional Department DRPC and GC of Messina (Sicily). Authors wish to thank Ing. G.
LaPlaca for his effort and assistance during the experimental work.
132
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experimental free-surface flows of granular-liquid mixtures. Journal Fluid Mechanics, vol. 532, 296-319.
ARMANINI A., FRACCAROLLO L., ROSATTI G., (2009). Two-dimensional simulation of debris flows
in erodible channels. Computers & Geosciences, vol. 35, 993-1006.
LOUNGE M.Y., KEAST S. (2001). On dense granular flows down flat frictional inclines. Physics of Fluids.
13(5), 1213-1233.
MIZUYAMA T. (2008). Structural Countermeasures for Debris Flow Disasters. International Journal of
Erosion Control Engineering, 1(2), 38-43.
NATARAJAN V.V.R., HUNT M.L., TAYLOR E.D. (1995). Local measurements of velocity fluctuations
and diffusion coefficients for a granular material flow. Journal Fluid Mechanics, vol. 304, 1-25.
PUDASAINI S. P., WANG Y., HUTTER K. (2005). Modeling debris flows down general channels Natural
Hazards and Earth System Sciences, vol. 5, 799–819.
PROCHASKA A. B., SANTI P.M., HIGGINS J.D., CANNON S.H. (2008). Debris-flow runout predictions
based on the average channel slope (ACS). Engineering Geology, vol. 98, 29–40
RICKENMANN D., (1999). Empirical Relationships for Debris Flows. Natural Hazards. vol. 19, 47–77.
133
URBAN FORESTS AND THEIR CONTRIBUTIONS
TO URBAN SUSTAINABILITY
Atilla Atik
Bülent Yılmaz
Ezgi Taçoral
Şah İsmail Bayazıt
Miraç Kılıç
1. CITY AS A CONCEPT
It can clearly be seen when human history is taken into consideration that human’s
desire to live together has gradually gained importance beginning with the existence of
her/his protection instinct from other creatures and struggling with nature followed by the
realisation of the positive effects of cooperation on agricultural crop yield and facing the
obligation of storing and conserving their goods and products after they adopted sedentary
life style and agricultural production. In addition to the developments mentioned above, as
an instinctive fact, human’s need of socialising also played an important role in the appearance of urban concept and urban areas. Urban areas have reached today by facing a restless
development and transformation in time and turning into distinctive areas for their form,
size and population they inhabited.
The word city, which is expressed in Latin by the words “civitas” or “urbs”, represents the concept of a unit of administrative organisation (Keleş, 2012: 103). Today, the
concept of city is an inclusive term evaluated in different ways, criteria and approaches by
different occupational disciplines and there is neither one fixed and common definition for
this term nor a consensus among such definitions. It is possible to evaluate the interdisciplinary criteria and the approaches related to the definition of city under the common physical, administrative, historical, social and economic titles. Cities can be defined according to
criteria they have as follows;
•
Human population and/or human population density they inhabit,
•
Size of surface area they cover,
•
Economic activities such as the type of production and main occupational
fields urban people work in,
•
Rank of settlements in both central or local administrative hierarchy e.g.
capital city, province or district,
•
Geographic characteristics of cities e.g. climatic zone they are located in,
closeness to maritime effect, elevation from mean sea level, topographic features
such as location on plains or in valleys,
•
Social and demographic characteristics of urban people e.g. social differentiation, family size and education level,
•
Requirement for cities to shelter equipment elements to serve a certain
amount of population; equal distribution and placement of such elements in urban
organisation and well-balanced relations between the areas such equipment elements
are placed in a planning perspective (Özer, 1998: 5-21).
134
However, such criteria may vary depending on the temporal changes in cities and
social structure and technological advances. In addition to the criteria mentioned above,
following criteria can be defined to evaluate the cities.
•
Historical value resulting from the city’s historical background dating
back to very old times and density of historical buildings it shelters,
•
Socio-economic development indicators,
•
Types of local administration e.g. the municipality of metropolitan, normal – sized city or town.
Concept of city in its definitions proposed according to interdisciplinary criteria and
approaches given above may also show great variations depending on the discipline defining the concept. When considered these definitions, some interdisciplinary criteria and
approaches bear common values while others are dependent strictly on the criteria involving field specific approaches. It is then possible to make such a definition from all these
mentioned topics that a city is the combination of the complexly constructed areas where
the structures take place for people to live, house, work and perform social activities; which
have reached up to a certain level of infrastructural development and an administrative
organisation.
Common characteristics can be seen between the cities; however, the factors such
as climatic and geographic characteristics of cities and beliefs, traditions and practices of
urban dwellers are significant differentiating elements between cities.
Cities can also have the characteristics of showing alterations in time. Borders and
structure density of cities face always a consistent change in time depending on the fluctuations in human population growth, which are witnessed to be mostly in positive direction
and have mainly caused mega cities to form.
EAS
2. TEMPORAL DEMOGRAPHIC CHANGES IN URBAN AND RURAL AR-
Reflections of growing human population and technological advancement can directly
be monitored on cities. According to FAO (2012), world human population was 2.5 billion
in early 1950s while today it has reached up to nearly 7 billion and is expected to go beyond
9 billion by 2050. It can be observed when human population growth is taken into consideration from urban and rural perspectives that fluctuations in population growth in these two
areas all over the world have represented significant differences throughout the years.
Only one third of world population lived in urban areas in 1950s, but the increase in
the rate of employment possibility depending on the new technological advancements triggered the human population movements from rural to urban. As the consequence of this
movement, today urban population is larger than rural, going beyond rural population for
the first time in 2010 among the semi-decades monitored for a long time. According to a
projection proposed by FAO on world human population, growth rate in urban population
is estimated to remain larger in urban than rural by 2050 while rural population is predicted
to reduce beginning from 2025 due to the increasing rate of emigration from rural to urban
(Figure 1).
135
Figure 1. Changes in the World Urban and Rural Population
Increasing urban population density and urbanisation rate have caused serious disorders in the balance and the speed and capacity of interaction between human and nature
which began with the existence of human on the earth. Such an altered interaction has mostly shown itself as the rapid pollution of natural resources, changes in the earth climate, and
increase in the incidence of the phenomena such as erosion, flood and landslide caused by
the destruction of natural vegetation cover. Transformation of forest lands into agricultural
lands to meet nutrient needs of growing human population is not only the starting point of
this process but also the most serious natural destruction human caused throughout the his/
her history.
In addition, spatial and intensive growth of urban areas can increase the pressure on
fertile agriculture lands, wetlands and forestlands and transform these land types into land
uses such as settlement, industry, transportation etc. Rapid transformation and changes
caused by anthropogenic activities may result in narrowing living areas of other living organisms on the earth.
Consequently, the increase in urbanisation and human population is the most important threat over biodiversity in nature. Dense immigration today’s cities face in especially
the developing countries naturally results in distorted urbanisation and inefficient infrastructure.
Growing urban population and dense structuration accompanying with it in cities
make it difficult for urban people to reach nature. Urban people surrounded by indoor and
outdoor areas are obliged to live away from nature, cannot meet recreational needs and face
various physical and psychological problems.
It can be observed when urban planning characteristics of today’s modern cities are
considered that spaces have been left in their plans for people to meet their cultural and recreational needs as well as housing, commercial, industrial and transportation areas (Keleş,
2010: 193-195). It is no doubt that among such areas are urban open green space systems.
136
3. URBAN OPEN GREEN SPACE SYSTEMS
Rapid increase in human population density and structuration in today’s cities have
inevitably cased urban green space systems to be the most essential urban elements. Urban
open space systems are composed of different elements with different functions, forms and
sizes. Green spaces in cities cover not only city parks but also natural and manmade forests
around urban areas, orchards, street trees and square plants, roadside and refuge plants,
graveyards, house gardens, school yards, green roofs, yards of public and private sector
institutions and sports facilities (Konijnendijk et al., 2013: 2-7).
Benefits and contributions of urban open green spaces to urban people have been determined in several studies carried out by various authors from various disciplines. It was
stated in such studies that urban open green space systems can reduce psychological stress
and mental disorders among urban people (Annerstedt et al., 2012: 337; Ward et al., 2012:
221-229; Grahn & Stigsdotter, 2003: 1-18; Hung & Chang, 2004: 235-239; Nielsen & Hansen, 2007: 839-850; Hansmann et al., 2010: 81-89; Hussain et al., 2010: 225-230; Korpela
et al., 2010: 200-209; Fan et al., 2011: 1202-1211), have decreasing effect on obesity (Nielsen & Hansen, 2007: 839-850; Bell et al., 2008: 547; Lovasi et al., 2011: 1143-1157; Wolch
et al., 2011: 207-214; Toftager et al., 2011: 741-749), allow for physical activity (Mitchell,
2012: 1-5), contribute to protective health care (Mitchell & Popham, 2008: 1655-1660),
increase human quality of life (Maas et al., 2006: 587-592; Stigsdotter et al., 2010: 411-417)
and have direct and positive psyco – social effects on people (Tinsley et al., 2002: 199-218;
Hung & Cromption, 2006: 291-311; Fuller et al., 2007: 390-394; Gidlöf-Gunnarsson &
Öhrström, 2007: 115-126; Lafortezza et al., 2009: 97-108; Abkar et al., 2010: 5352-5361;
Lee & Maheswaran, 2011: 212-222; Stodolska et al., 2011: 103-126).
In addition, such areas were reported to have indirect effects on public health due to
their functions of noise reduction (Gidlöf-Gunnarsson & Öhrström, 2007:115-126), air pollution mitigation (González-Oreja et al., 2010: 486-492), supplying physical activity areas
for people (Yang et al., 2011: 1032-1048; Su et al., 2011: 319-328; Coombes et al., 2010:
816-822; Elmqvist et al., 2004: 308-322; Chen & Jim, 2008: 298-309; Seeland et al., 2009:
10-17; Ahmad et al., 2011: 1899-1905; Arnberger & Eder, 2011: 891-908; Arnberger &
Eder, 2012: 41-49) and increasing social interactions between people and satisfaction with
living environment (Maas et al., 2009: 586-595).
Urban open green spaces were also determined to have the capability of functioning
as carbon sinks in the studies e.g. Jo (2002: 115-126), Makhelouf (2009: 35-40), Kordowski
& Kuttler (2010: 2722-2730), Davies et al. (2011: 1125-1134) and Paoletti et al. (2011: 1016). It was also mentioned in such studies that these areas can take important parts in the
mitigation of climatic changes due to the carbon sinking effects of plants.
Lastly, aesthetical contributions of open green spaces to urban image can make the
cities more attractive for visitors and thus causing positive effects on tourism potentials of
cities (Majumdar et al., 2011: 275-280).
4. CONCEPTS OF URBAN FOREST AND URBAN FORESTRY ALL OVER
THE WORLD
The concepts of urban forest and urban forestry are generally used in the same meaning in literature. Urban forest is defined in its most extensive meaning to be the combination
of tree planted areas in parks, graveyards, public and private gardens, green belts, streets,
137
roadsides and the banks of rivers or lakes in cities and their close proximity (Grey, 1996:
9-20). As a term, urban forest can be perceived from the definition above to shelter all elements of urban open space system. Over time, the concepts of urban forest and urban forestry have been more specifically evaluated and defined in different ways.
According to Konijnendijk et al., (2006: 93-103), the term urban forestry was first
used in the USA in 1894. This term then began to be used for the management of all individual, group or set of trees interacting with people in and close proximity of urban areas
(Jorgensen, 1970: 43-51).
From a broader perspective, urban forestry can be defined as to ensure the sustainability of tree planted or forest areas in or close proximity of urban areas; to constitute new tree
planted areas; and to plan maintenance, repairing and management processes of such areas
in order to contribute to public health and social, psychological and economic prosperity
and wellbeing of urban people.
Urban forest is accepted to be forest areas planned (to be) in or accessible distance
to urban areas in order to meet recreational needs of urban people (Konijnendik, 2003:
173-186). Such forest areas bear no production functions except for health interventions.
Primary function expected from these areas is to meet recreational needs of urban people.
Urban forests can enable people to spend time in nature; get away from the noisy, stressful
and polluted atmosphere of urban environment; and perform various sportive activities.
These areas also have the educational function for they can offer the opportunity for people
from any age group to learn about nature and vaccinate the love of nature and tree.
Several of cities in a consistent change and development process face environmental
matters bearing considerably negative and difficult – to- solve problems for human health
and life. Cities can serve urban people who shape and characterize them for not only housing, feeding or satisfying their biological and physiological needs, but also providing the
facilities for transportation, telecommunication, education, health care economic, social and
cultural activities (Çanakçıoğlu, 2011: 55).
Parks are accepted to be the most important elements of green space system in today’s
cities which should ideally inhabit mean green area rate of 30 m2 per person (Çanakçıoğlu,
2011: 56). However, parks cannot perform their roles, functions, and services accurately and efficiently because of consistently increasing urban motor-vehicle traffic load and
building density. Increasing number of city parks are remaining away from performing their
main functions such as providing urban dwellers environments out of noise, visual and air
pollution by varying rates depending on their sizes and locations in cities and urban density.
Urban people feel dominantly the need of going away from cities in order to escape from
noise and stress of cities, breathe easily and recreate themselves. Such a condition causes an
increase in the demand and need for urban forests.
5. DEMOGRAPHIC CHANGES IN TURKEY, CONCEPT, DEVELOPMENT
AND SAMPLES OF URBAN FOREST
In 1950, only 24.8% of Turkey’s population (about 21.2 million) lived in the areas
accepted to be urban while in 2013, total population of the country has reached up to 74.9
million and 73.4% of this population live in urban areas. Turkey is among the developing countries facing population movement from rural to urban areas the most densely. It
is predicted from FAO (2012) population projection that present increasing trend in total
138
population will go on until 2050 by reaching 94.6 million, only 12.7% of which will be in
rural part of the country (87.3% in urban Figure 2). When considered such a situation, it is
estimated that there will be a consistent increase in the population and structure density of
Turkish cities.
Today, in especially Turkish mega cities, human population increase resulting from
emigration from rural parts of the country accompanies with infrastructure problems. Unplanned and distorted urbanisation can cause a series of inevitable problems ranging from
housing problems to deficiencies in accessibility based largely on increasing number of
vehicles and people and the formation of gecekondu areas. In spite of the continuous empowerment and improvement works in urban infrastructure, such a need in cities never ends
and local administrations cannot catch up with new demands from newly opened settlement
areas due to rapidly increasing human population. Dense structuration and increasing urban
stress factors stimulate the city dwellers’ instinct of approaching nature and cause them to
long for green. However, rapidly increasing population causes rapid and irreversible destructions due to the structuration of fertile agriculture lands and open green spaces in and
around cities.
Parks having so far undertaken the most important and active roles in the satisfaction
of city dwellers’ recreational needs cannot perform their roles, functions, and services accurately and efficiently because of consistently increasing building and population density,
urban motor-vehicle traffic load noise and air pollution.
Figure 2. Temporal Trend in Urban and Rural Population in Turkey
Urban forests accepted both in Turkey and the world to be a part of urban open green
space system are gradually being known by increasing number of people. However, in Turkey, as in other countries, the concepts of urban forests and urban forestry are conflicted and
show a nested nature being used in the place of one another. This situation has been caused
by the lack of an official definition of these concepts in legal regulations. Such a contradictory situation can be prevented largely by accepting these concepts to be successive and
complementary concepts. As in literature, whole of tree groups in and around urban areas
constitute the super-scope of urban forestry while urban forests taking place in this defini139
tion can be evaluated to be a sub-concept belonging to urban forestry.
Interest in urban forestry has been increasing in Turkey in recent last years. Reasons
for this increase can be sequenced as follows.
• Unfavourable conditions such as atmospheric pollution, noise, dust, distorted and unplanned structuration caused by urban planning and applications
based largely on rant economy across the country; continuous deterioration of urban landscape and areas; reduction in their liveability and attractiveness,
• Quality and quantity deficiencies of existent active open green spaces due
to improving life standards and increasing recreational demands,
• Provision of opportunities by urban open green spaces for people to perform various active and passive activities,
• City dwellers’ increasing desires and demands for going away from unfavourable effects of urban areas and joining and being close to nature,
• Changes in the opinions and views of local administrations about the design of open green spaces since they see such areas as a means of demonstrating
and advertising their works and activities by accepting these areas to be showcase
of cities; as a study topics and work field requiring expertise and extra and extensive care,
• Collective cultural contributions of trees and forests to urban ecology and
quality of life,
• Raising public awareness among urban people about nature and environment (Gül & Gezer, 2004: 365-382).
In addition to the terms mentioned above, works of Turkish State General Management of Forestry including the campaigns like the “foundation of an urban forest in each
province” symbolising “passage from state forest to forest of nation” can be counted among
the examples in Turkey.
Definition of urban forest in Turkish forestry can be clarified as “the man-made or
natural forest areas with predetermined borders and private entrance which are located or
constituted in or close proximity of cities; planned to have primary function of meeting
recreation needs of urban people and basic infrastructures and simple facilities to serve for
their visitors or dwellers from each age group to satisfy their excursive needs as well as offering possibilities for these people to perform various activities such as sports, relaxing and
sightseeing without destroying natural structure of forests.
Following the first constituted urban forest by Turkish State General Management of
Forestry in Ankara in 1999 on an area of 50 ha, works have been accelerated over the last 10
years to constitute urban forest in each city of Turkey. Table 1 gives the spatial distribution
of urban forests all over the country in 2013. As can be understood from the table, total number of completed or being completed urban forests by Turkish State General Management
of Forestry is 128. Surface area of urban forests has now reached up to totally 11608.462
ha. Ratio of urban forest areas to whole forest areas in Turkey, where 27.9% of country’s
140
surface area is covered with forests, is only 5‰.
It can be seen from Table 1 that the number of cities without an urban forest is 10
(Adana, Hatay, Muş, Siirt, Tekirdağ, Trabzon, Yozgat, Aksaray, Batman and Kilis) in Turkey accounting for 87.6% of all cities of Turkey. Istanbul, which shelters 8 urban forests
covering a surface area of 1703.930 ha, is in the first row among the Turkish cities for the
size and the number of urban forests. Totally 50 – ha urban forest is planned in the province
of Iğdır, which has only 161 – ha forest area. From this point of view, the ratio of urban forest area to total forest area is the largest in Turkey (310.6‰).
When the distribution of urban forests for regions is taken into consideration, Aegean
Region, the third largest region of Turkey for total forest area, shelters the largest surface
area of urban forest followed by Middle Anatolia, Marmara, Blacksea, East Anatolia, Mediterranean and Southeast Anatolia Regions (Figure 4).
Figure 3. Distribution of Urban Forests for the Cities in Turkey
Figure 4. Spatial Distribution of Urban Forests for Geographic Regions of Turkey
141
142
Table 1. Provincial Distribution of Urban Forests in Turkey (TSGMF, 2013).
143
Today, Turkey is counted among the economically, socially and culturally developing
countries. Sustainability of development is a priority in the country. Achievement of such
a goal is dependent largely on the balance of development in all fields. Improvement in the
people’s quality of life depends strictly on the refinement of living areas accompanying with
economic development. Urban open green space systems gain importance in today’s cities
and turn out to be one of the main actors developing and improving urban infrastructure.
It is thought that in near future in Turkey, one fourth of which is covered by forests, urban
forest counted among urban open green area systems will have great contributions to the
creation of more liveable cities and the increase in the public felicity when their number and
total area are increased in the country.
144
Figure 5. Views from Various Urban Forests of Turkey
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THERMAL COMFORT IN LANDSCAPE PLANNING
Mehmet TOPAY
INTRODUCTION
Natural and socio-cultural environments that are effective in creating the layout of life
have mutual interactions. Interaction of these patterns is significantly shaped by climate.
People have been forced to redirect their requirement such as sheltering, nutrition, health
issues according to climatic conditions (Figure 1). In order to develop the most healthy life
patterns people have worked to establish relationships between climates and human and
they have been developed Meteorology and Climatology as a climate science disciplines in
order to use of advantage of understanding of climatic events around us. Major advances
in technology have been made more understandable of complex nature of climatic events.
Thus, climatic data (measurement, estimation, etc.) have been achieved in extremely sensitive. So, some general rules about climate were created derived from these data. People
have formed their life cycle consist of socio-cultural and economic factors such as settlement, nutrition, housing, etc. according to these rules. In addition, one of the important
components that should be considered in ecological planning is the structure of climate due
to the one of the most important factor determine a way of life.
Figure 1. Components of Natural and Socio-Cultural Environment. Modified from
(Koçman, 1993).
WHAT IS THE THERMAL COMFORT?
A lot of research shows that weather and climate have effects on psychological and
physiological state of humans. People react to the physiological and emotional responses
depending on climatic data. Thus, people’s performances will be differentiated. In the comfortable climatic conditions, these responses are positive (Fukuoka, 1997:54-57; de Freitas,
2003: 45-54; Suminski, 2008: 189-197; Topay, 2012: 599-606). Environment in which we
live ourselves to feel comfortable climatic point of view, literally fulfil personal performance, sweating, and chills without having a comfortable way under the stress of the day
is very important to fulfil our activities. We don’t feel him comfortable in cold or hot. For
this reason, we feel ourselves unhappy and under pressure. So, bioclimatic comfort is very
important for us (Figure 2).
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Figure 2. Thermal Comfort is very important to fulfil our Activities (Dreamstime,
2014).
Bioclimatic or thermal comfort situation defined as the climatic condition in which
people feel themselves healthy and dynamic or the condition of mind which expresses satisfaction with the thermal environment and is assessed by subjective evaluation (ASHRAE, 1966; Fanger, 1970; Olgyay, 1963). In other words, it is the situation for a person to
adapt himself to the environmental condition by using the minimum energy (Olgyay, 1963;
Berköz etal, 1995; Brown&Gillespie, 1995; Altunkasa, 1987; Topay, 2007:29-36) when the
thermal comfort provided (Berköz et al., 1995):
3 Physiological reactions such as chills, sweating is guaranteed to be optimal values
3 The emotional satisfaction is provided and,
3 Personal performance reaches a maximum.
In these places, the energy balance is provided to people due to excessive heat or cold
stress does not fall over. Therefore, the climatic condition surrounding us is very important
to feel him comfortable and to do physical activities easily. The consideration of the thermal
outdoor conditions in cities become more and more important for the well being of people
and the use of open spaces.
To evaluate thermal comfort conditions, detailed information about the urban microclimate is required. Elements of the climate e.g. temperature, precipitation, humidity, solar
radiation, wind, lightning, clouds, fog, natural and man-made pollution is more effective on
human activities. The characterization of the urban climate was expressed with the domi150
nating meteorological parameters for the thermal aspect as air temperature, solar radiation,
humidity and wind speed. The results show that the microclimatic conditions influence the
use of open spaces extremely. This was mainly dominated by global radiation (sun and
shadow) and ventilation, which could be observed through the parallel measurement of
globe temperature and wind speed. A lot of research shows that the thermal comfort sensation is also influenced by the follow up of weather conditions. Temperature, relative humidity, radiation and wind speed detection and evaluation are required in order to determine of
bioclimatic comfort in any place. Addition to these basic factors, the number of hot days,
rainfall amount, diseases which is caused by weather events, air pollution and the amount
of oxygen in the atmosphere affect human comfort. All these effects taking into account all
at once “Bioclimatic Comfort” status can be determined (ASHRAE, 1966; Fanger, 1972;
Brandenburg&Arnberger, 2001; Olgyay, 1973).
Olgyay (1973) explained the bioclimatic comfort condition as a combination to values
of climatic elements to look for to ensure the bioclimatic comfort in open area that from 21
to 27.5 ° C, 30-65% relative humidity and 5 m / s wind speed. These values are used in the
evaluation of many bioclimatic evaluations (Çınar, 2004).
Bioclimatic comfort situation based on the sensed temperature condition is a subjective value and it varies from space, time, and person to person. Sensed temperature value
is calculated to interior space and determined 15-27 ° C for a person that does not move,
25 years old, no health problems, normally dressed. Outdoor conditions, these values may
be lower or higher than 5 degrees (Hensen, 1990:309-316; Houshmand&Sadat Hashemi,
2012:4740-4750; Çetin at all, 2010:83-95).
Sensed temperature evaluated depending on moisture is considered most suitable in
the summer 22.8-26.1 ° C and in the winter 20.0-23.9 ° C range. Depending on the combination of temperature and humidity sensed temperatures has been obtained laboratory tests
done on middle-aged people and it is a subjective value. Reaction of people against to the
temperature observed and in this way average sensed temperature values were determined
in experiment room (Anonymous, 2002).
According to the rules set by climatotherapy experts, the places has monthly average
temperature of 18-32 ° C, relative humidity 30% -70, the number of sunny days is 20 and
above or number of fully closed days is less than 10, and the average wind speed less than
6 m / s are considered comfortable in terms of human health (Ülker, 1994).
Olgyay (1973) reported from result of his research that, the most suitable temperature
is 19 ° C for summer season with a slight wind (0.1-0.3 m / s) and for winter season 16.5 °
C. Bedford defined comfort zone as the range 13.5-23 ° C temperature. Relative humidity is
considered to be 30-70% (Ülker, 1998).
Altunkasa (1987) was define comfortable condition combination as temperature 21-27
° C and 30-65% relative humidity when the other conditions are normal, people need temperature or radiation when the value of temperature decrease and people need shade, wind
and moister when the temperature increase.
HISTORY OF THERMAL COMFORT
As early as 400 BC, Hippocrates in his book ‘Air, water, sites’ warned physicians of
possible complications in medical surgery during weather changes. In ancient times it was
common practice with Romans and Greeks to ask the weather gods prior to political decisi151
ons and war operations. These examples show that weather and climate events, the impact
of human activities and health is known since ancient times. So people have developed a
sub branch of climate science “biometeorology” to better understand the effects of climate
on human beings (Olgyay, 1973; Çınar, 2004; Hensen, 1990:309-316; Houshmand&Sadat
Hashemi, 2012:4740-4750; Çetin at all, 2010:83-95). (Figure 3).
Figure 3. Traditional Assignment of Human Biometeorology of other Scientific Fields. Modified from (Höppe, 1997:19-23).
This branch of science that people with the most comfortable in terms of climatic
elements, i.e. values “bioclimatic comfort” values determined are provided. Over time, an
understanding of human-climate interactions and climate better utilized for health purposes is a very important natural resource as “climatic” experts has been evaluated. In fact,
human biometeorology at the intersection of physics, biology and meteorology is a very
old science which investigating of bioclimatic comfort (Höppe, 1997:19-23).
The first studies on applied urban climatology were conducted in Germany in the
1960s and 1970s (Matzarakis, 2005:4-6). In the 1980s, the Municipality of the Ruhr Area,
well-known for its urban conurbations, ordered a systematic investigation on urban climate,
as population grew and density kept increasing, in order to achieve sufficient air and climate
quality for the inhabitants ( Alcoforado et al., 2009:56-65). Project RUROS (Rediscovering the Urban Realm and Open Spaces) has provide a unique set of extensive field survey
carried out across Europe, including extensive microclimatic monitoring and modelling of
open spaces (RUROS, 2014). EU research project ECOCITY is aimed to put forward its
own vision of sustainable city of the third millennium, which should also demonstrate its
feasibility under the special conditions of the seven selected model areas in several European countries. The overall goal of the project is to develop settlement patterns for sustainable
cities (Ecocities), emphasising the implications for an environmentally compatible transport
system (ECOCITY, 2014).
THERMAL COMFORT INDEXES
Increasingly the results of biometeorological research are taken into account in official
guidelines and standards as well as in handbooks of other disciplines. Several thermal comfort indices have been set up for analysing outdoor climate. Some of these indices are based
only on meteorological parameters, lacking thermophysical relevance, whereas others also
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include models of the human energy balance (Höppe, 1993: 741-746). For evaluation of the
thermal effects outdoors as well as indoors, today almost exclusively bioclimatic indices derived from heat balance models are used. This index considers these aspects of climate and
allows them to be reflected in the results of analyses based on the index by incorporating
human physical characteristics as well as the climate parameters themselves (temperature,
humidity, radiation and wind speed) (Höppe, 1993: 741-746; Höppe, 1999: 71-75; Matzarakis at all, 1999: 76–84). Many climatic index, status of bioclimatic comfort temperature,
humidity, and wind elements together, sometimes alone, sometimes depending on the combination of all are evaluated. The most widely used criterion determining comfort condition
is “Effective Temperature” (Table 1). Thermal comfort is 80% effective in the creation of
bioclimatic comfort (Çınar, 2004; Hensen, 1990: 309-316).
Table 1. Bioclimatic Comfort Index depending on Effective Temperature Condition
(Çınar, 2004).
A lot of researches showing that the values of the lower and upper limits to bioclimatic comfort conditions were made and differ slightly values from each other were
obtained for the present day. However, Olgyay (1973)’s bioclimatic comfort approach
developed in order to determine the needs of bioclimatic comfort for all the people who
live outside the polar regions and Ecuador is very important in this regard. Olgyay (1963)
identified climatic conditions providing bioclimatic comfort with the help of a chart given
Figure 2 Bioclimatic comfort condition could be determined according to the climatic
data of any field from called “Bioclimatic Comfort Chart” (Figure 4).
One of the most prominent initiators for evaluation of the thermal effects was Fanger (1970), who with his book “Thermal Comfort” for the first time described a practical,
easily programmable heat balance model of the human body. Fanger’s comfort equation:
ƒ (M, Icl, V, tr, tdb, Ps) = 0.........................................................................(1)
where M = metabolic rate (met); Icl = cloth index (clo); V = air velocity (m/s); tr =
mean radiant temp. (oC); tdb = dry-bulb temp. (oC); Ps = water vapour pressure (kPa)
Fanger’s equation is complex but it may be transformed to comfort diagrams. It can
also be used to yield three indices (MEBS, 2013).
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Figure 4. Bioclimatic Comfort Chart (La Habitacion Roja, 2014).
3 predicted mean vote (PMV)
3 predicted percentage of dissatisfied (PPD)
3 lowest possible percentage dissatisfied (LPPD).
The comfort index PMV (Predicted Mean Vote), calculated from Fanger’s comfort
equation, and became the most internationally widespread biometeorological index for
description of the predicted mean thermal perception (Höppe, 1997: 19–23). The PMV
index predicts the mean response of a larger group of people according to the ASHRAE
thermal sensation scale (Table 2).
Another important biometeorological index is Physiologically Equivalent Temperature (PET). PET is one of the most important indexes available for developing the thermal
comfort for a region, predicated on the concept of energy balance. PET is most frequently
used derived from the effective temperature and standard effective temperature (Gagge at
all, 1986: 709-731; Oliveira & Andrade, 2007; Lin & Matzarakis, 2008: 281-290). PET is
defined as the air temperature at which, in a typical indoor setting, the heat budget of the human body is balanced with the same core and skin temperature as under the complex outdoor conditions to be assessed (Höppe, 1999: 71-75). Compared to other thermal indices, also
obtained from the human energy balance, PET has the advantage of a widely known unit
(°C). In addition PET can be used all year around and in different climates (Höppe, 1999:
71-75; Mayer, 1993: 957-963; Matzarakis at all, 2007: 323-334) (Table 3). How people find
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the thermal environment depends on clothing and activity. PET can, therefore, be regarded
only as a basis for assessment of the thermal environment that needs to be adjusted to personal characteristics such as clothing and activity (Höppe, 1999: 71-75).
Table 2. ASHRAE Thermal Sensation Scale is called PMV (The Engineering
ToolBox, 2014).
Table 3. Distribution of PET Index Values and Thermal Perception and Grade of
Physiological Stress (Matzarakis at all, 2007: 323-334; Matzarakis & Mayer, 1996).
MAPPING OF THERMAL COMFORT
Landscape is shaped by both natural and cultural factors. It exhibits balanced or unbalanced forms according to different human utilization. For this reasons, landscape planning
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aims to stabilize the relations between humans and nature (Topay, 2007; Olgyay, 1973;
Dirik, 2005).
Central purpose of planning is to create an environment suited to the needs of the
public, so climate must be the first consideration. The physical well-being of people and
their attitudes are directly affected by climate, and human requirement in turn prescribe the
planning need (Topay, 2007; Simonds, 1997; Nikolopoulou, 2001; Gajik-Capka, 2001).
In urban areas, the weather conditions can be modified through planting, grading, construction material and other systems, but this is not possible in rural areas. Hence appropriate regional selection is very important for sustainable and economic planning (de Freitas,
2003: 45-54; Topay, 2007; Svensson at all, 2003: 102-112).
Microclimatic structure should be surveyed well and participated effectively in the
planning process for the regulation of comfortable places. Because, thermal comfort is one
of the important components of being usable of landscape. Ensure the balance of energy is
one of the basic elements of a sustainable landscape design. The heating and cooling costs
to ensure the balance of energy will be less. Thus, significant gains in economic terms are
provided.
In this point, some climatic parameters have gained the significance. A lot of searchers
showed that there were six important parameters in the human bioclimatic comfort. Fourth
of these related with climatic conditions that humidity, radiation, wind and temperature
(ASHRAE, 1966; Fanger, 1970; Olgyay, 1963; Brandenburg & Arnberger, 2001).
Some negative changes like sweaty, cold happen in the human body if the region has
got out of bioclimatic comfort value. For this reason, the energy balance of human body
effects and some energy sent to adaptation of the environment. To gaining of lost energy,
people need heat or cold. Thus, the energy cost increase. But, this condition isn’t desire in
sustainable landscape planning (Topay, 2007).
Human comfort issues are important in many areas, including urban planning and
energy demand. During the last two centuries climate researchers have gathered a huge
amount of data on urban climate and knowledge about the urban climate is, today, relatively
good. Guidelines and tools for urban planning such as climatic maps have been developed
and the literature gives several examples of specific projects where climatic aspects have
successfully been incorporated in the planning process (Eliassons, 2000: 31-44).
Especially in developed countries a lot of important works are done in the climate-based planning and design issue. Thus, cities that appropriate in terms of bioclimatic comfort
are formed. To establish of thermal comfort by modifying the elements of climate such
as temperature and wind direction, water surfaces are designed or planting and grading are
done in the area. A lot of mathematics and fluid dynamics models are used to maintain bioclimatic comfort (Topay, 2012). Increasingly also spatial plots of thermal indices are produced, such as bioclimate maps with the frequency of exceeding. These maps now do exist on
different scales for cities, regions, countries. Maps showing information about local climate
features have been found to be useful tools in landscape planning as planners and practitioners are familiar with cartographic material. Developing this further and also presenting the
thermal component or bioclimate information increases the usefulness of these maps. The
spatial variation of the thermal component presented with the model provides a “comfort
distribution” and also indirect information about the energy demand (Höppe, 1999: 71-75;
Jendritzky & Nübler, 1981: 313-326).
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Bioclimate maps, comfort zones and areas can be seen from them and provide very
important data for sustainable landscape planning. These maps produce from many indices
related with thermal comfort. If these maps participate in the planning process literally, prudent ecological and economic decisions shall be taken in the planning issue such as urban
and rural planning, land use planning, recreation and tourism planning. Especially, when
taken into consideration of dimensions of urbanization, these maps will provide important
clues on the determination of tourism, recreation and residential areas (Topay, 2012).
For planners, familiar with cartographic material, and other people who have less
knowledge about bioclimate, PET might be an understandable and useful measure (Mayer,
1993: 957-963; Matzarakis at all, 2007: 323-334). PET results can be presented both graphically or as bioclimate maps (Figure 5).
Figure 5. PET (a) and Thermal Perception (b) Maps of Isparta Province according to
the PET Values in April.
LANDSCAPE PLANNING TO CREATE THERMAL COMFORT AND ENERGY EFFICIENCY
The aim of Landscape Planning is to provide detailed information about the natural
and cultural landscape values, and to implement a sustainable planning process based on
this information. One of the main landscape values is climate. Humans are situated at the
intersection of planning and climate. In this context, bioclimatic comfort, which depends on
climatic effects, is important for planning (Topay, 2007; Topay & Yılmaz, 2004).
Urban development has been mostly rapid and unplanned in developing countries in
recent past decades. As a result, the cities occurred crowd, unable to fulfil the functions, and
comfortless. This situation has created serious problems on the natural structure of urban
areas. On the climatic point of view, the local changes due to that kind of urbanization process may be considered, in general, harmful to cities, resulting as the main problems (Sad
de Assis & Barros Frota, 1999: 4135-4142; Gulyas at all, 2006: 1713-1722; Topay, 2012:
1480–1487):
3 The increase of air temperature and decrease of humidity, producing a bioclimatic stress condition that affects the human productivity and health, and the development of the urban fauna and flora,
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3 The increase of energy expenditure for artificial cooling of buildings, however without solving the problem of thermal comfort as a whole,
3 The increase of storms over the cities, resulting in social and material damages,
3 The concentration of air pollution and decrease of natural ventilation, affecting human health and damaging buildings.
In very densely built-up areas many people suffer from high temperatures and dry air
in the summer while other areas in and around the city, such as forests, open green space
and water surfaces, provide cool fresh air for the city (Topay, 2007; Matzarakis & Mayer,
1996; Gulyas at all, 2005: 102-112). In the context of open space planning there is a need for
information on microclimatic urban situation. Therefore, analyses of thermal comfort have
to consider the inhomogeneous microclimatic conditions between street canyons, courtyards and greens. Mainly wind speed and radiation fluxes have a high spatial and temporal
variation, while air temperature and vapour pressure are more homogenous. The definitions
of an ideal urban climate consider the spatial and temporal variability of the microclimatic
parameters and the use of open spaces (Panagopoulos, 2008).
The urban landscape creates a local climate different from that of the surrounding
rural landscape. The most well-documented effect is the urban heat island and studies show
urban-rural temperature differences up to 12-8 oC during clear and calm nights. Cities with
varied land use, however, often comprise a mosaic of warm and cold areas as distinct urban
land use changes; for example, the change between park and built-up area can produce intra
urban temperature differences up to 7-8 oC (Eliassons, 2000: 31-44) (Figure 6).
Figure 6. The Heat Variance across a City and Surroundings (EPA, 2013).
The urban heat island has negative impact on people. People in cities often feel too
hot in the summer due to the higher than average temperatures. This is intensified when the
air temperature is higher than 17 oC, the relative humidity is greater than 85%, the air pressure is more than 18.8 hPa and the windspeed is close to zero. This oppressiveness causes
worse thermoregulation in our bodies as it slows down evaporation of sweat. To reduce the
negative impact of the urban climate on people, we need to increase the amounts of green
spaces in cities. Green space has significant ecosystem services, which are defined as “the
benefits human population derives, directly or indirectly, from ecosystem functions” (Pana158
gopoulos, 2008).
Some uncomfortable affects like sweating and shivering occur in the human body if
the region’s climatic values are outside of the bioclimatic comfort values. For this reason,
the energy balance of the human body is affected depending on how much energy is needed
to adapt to the environment. People need heat or cool to gain the lost energy. Thus, the energy costs increase; but this is not desirable in landscape planning.
Microclimatic design requires a conceptual understanding on how microclimatic
components such as wind and solar radiation, can be significantly affected from landscape
elements (Brown & Gillespie, 1995). According to Brown and Gillespie (1995) and Torre
(1999) microclimatic design involves a precise analysis of all the elements present on the
studied site like (Brown & Gillespie, 1995; Panagopoulos, 2008).
3 Location: Geographic position, topography, position related to water masses, urban form.
3 Shape: Orientation, volume, dimension, proportion.,
3 Limits: Vertical and horizontal limits.
3 Material characteristics.
3 Vegetation: Species, age, soil, oxygen, water and mineral resources available, foliage form, colour, type (evergreen or seasonal).
3 Field measures of a typical day of the period studied (air and radiant temperature, wind speed and direction, solar radiation and relative humidity).Growth
hypothesis based on site parameters.
Improved microclimatic conditions have major implications for the development of
cities. The energy use of the surrounding buildings is affected. By controlling sources of
discomfort, sedentary activities, as well as the use of public transport cycling and walking,
will be promoted. Successful areas will attract people, which in turn will attract businesses,
workers, residents, and the area becomes economically profitable. The strong relationship
between microclimatic and comfort conditions demonstrate that careful design can allow
for the use of open spaces, balancing exposure and protection to the different climatic elements (Nikolopoulou, 2001; Topay & Akoğlu, 2010).
Green areas “filter” the air and air pollution can be lower in a park by as much as 20 to
40% in comparison with the rest of the city. They can produce oxygen, purify air and water,
regulate microclimate, reduce noise, protect soil and water, maintain biodiversity, increase
air humidity, reduce thermal stress, enhance local air circulation, and have recreational, cultural and social values and improve our quality of life (Panagopoulos, 2008) (Figure 8).
In summer, green areas decrease air temperature by shading the ground (less solar
energy reaches the ground, so less is absorbed by the surface and radiated back to the air as
heat). Different colour soils in mine areas, surface soil temperature under shadow was on
average 19.5 oC lower than bare soil temperature of the same area, same time and type of
spoil. Also studying the effect of olive trees shadow on soil temperature it was found that
during summer period soil could be 11 oC cooler under olive shadow and during winter 4 oC
warmer. As a result of shading, soil surface temperatures in a park may be 12 oC lower than
the temperature of a street surface and urban tree planting can account for a 25% reduction
in net cooling and heating energy usage in urban landscapes. Urban shade trees offer significant benefits in reducing building airconditioning demand and improving urban air quality
with associated savings up to $200 per tree (Panagopoulos, 2008).
159
Figure 8. Comparison of Green Areas and Build up Areas (Urban Climate Lab,
2014).
The street geometry is also important for the urban temperature pattern. The sky viewfactor (SVF) has been shown to be well correlated with surface temperature but not with
air temperature within the city (BaÈrring et al., 1985; Eliasson, 1992, 1994). However, the
mean SVF for a city has been shown to have a good correlation with the maximum urban
heat island (air temperature) for different cities. The thermal characteristics of the materials
in the city (asphalt, brick, glass etc.) differ from those found in the countryside (trees, grass,
bare soil etc.). In general, construction materials used in the city contribute to heat island
intensity by their greater ability to store heat. Differences in materials (i.e. thermal admittance) and structure (i.e. street geometry) are equally the two primary causes for the heatisland. Other less important factors that might cause the urban heat island are anthropogenic
heat sources, air pollution and decreased evaporation (Eliassons, 2000: 31-44).
The urban landscape influences the wind pattern and regional wind speed is usually
reduced by the city. Trees and buildings usually reduce the effect of the wind but may also
create local areas with higher windspeeds and eddy circulations. The urban wind pattern
also includes weak airflows which are induced by temperature differences in the city (Eliassons, 2000: 31-44) (Figure 9).
The design of open spaces is very important for the urban environment and an understanding of the effects influencing thermal comfort in these spaces will assist in designing spaces that encourage public use all times of the year. However, this can only be feasible if great care is taken to include microclimatic concerns at the design phase. This would
assist the design of cities and eventually the use of open spaces, by allowing for different
activities to be carried out and social interaction to take place, giving life back to the cities. Ultimately, such systematic knowledge can contribute to the sustainable development
of cities of the future (Panagopoulos, 2008).
160
During daytime the air in the city is often drier than in rural areas while the opposite
condition prevails at night. Increased amounts of water vapour combined with high levels
of air pollution in cities may promote cloud formation and subsequently precipitation over
the city (Eliassons, 2000: 31-44).
Figure 9. Providing Thermal Comfort with Planting Design (Welch, 2014).
The climate in the city is also dependent on factors such as land use, building geometry and building materials. The urban climate is thus, to a large extent, a result of human
modification of the local climate in situ. The rapid changes in temperature, wind and humidity generated by the urban landscape influences comfort and health of the people as well as
energy consumption and air quality.
CONCLUSION
The most common motive given for using information about the climate is that climate affects personal comfort. A good building environment should have `a nice climate’,
`not too windy but free from air pollutants’, `sunny but also shady’ and it should `not be
too dry or too wet’. A minority of interviewees mentioned use of information about the
climate in relation to urban ventilation and energy consumption. The results showed that
Climate Knowledge had low impact on the planning process. However, a majority of the
respondents say that they use climatic data. This contradiction depends on the fact that most
planners are very uncertain about their own knowledge of urban climate. Thus, if there is a
conflict between different interests in the end of the process, they do not have enough arguments to support the use of climatic data (Eliassons, 2000: 31-44).
There is strong public interest in the quality of open urban spaces that they can contribute to the quality of life within cities. However, there is a significant lack of information
on comfort conditions in outdoor spaces, which in effect will assist the design and planning
of such spaces (Nikolopoulou & Lykoudis, 2006: 1455–1470).
Most researchers agree on the fact that, in spite of the available knowledge about the
161
climate and some good examples of climatic design, the impact of climate in the urban
planning process in practice is usually low. If this is so and consequently why this is so are
two interesting questions, especially as the integration of climatic considerations into the
planning process has been considered important for such a long time. Transferring scientific
research into tools applicable for urban planning ought to be a great challenge for urban
climatologists. From a climatic point of view, the comprehensive planning level is very
important as it gives a good view of the interaction of the different climatic effects produced
by the city and the surrounding rural landscape. This information is important in order to
understand how changes in land use will affect the local climate (Eliassons, 2000: 31-44).
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CULTURAL HERITAGE IN
URBAN PLANNING PRACTICES
Nurhan KOÇAN
INTORODUCTION
This study aims to analyze the existing practices regarding the assessment of cultural
heritage in urban planning practices in Safranbolu and to present applicable and innovative
suggestions based on problems and potentials of the area in social, economic and ecological
terms. In line with this aim, various studies were carried out in Safranbolu between the years
2002-2012 and as a result of assessing these studies and observations, the current study was
carried out.
Two important questions that guided the study were;
- “How would you like to see the cities which have cultural heritage values
in the future?” and
- “How do the cultural heritages affect the planning process?”
The answers to these questions that guide urban landscape planning will impact the decisions about the utilization scenario and planning process discussed.
Urban planning
The most significant characteristic of landscape is the interaction between nature and
culture. Landscape can be comprehended by handling tangible and intangible values with a
holistic approach. The key concept for urban landscape analysis towards planning is “structure” (Hodder, 1991). What is meant here is more than the terminology. Social theories, the
impact of individuals and the secret faces of structures and heritages are evaluated under
this concept (Giddens, 1984). Because of structures and the city that is formed of all these
structures is the sum of tangible and intangible assets and the social structure. Therefore, a
change in social structure will change the landscape as well.
Traditional urban fabrics define cultural and spatial differences as evidence of past.
The concept of protection which has first emerged as a concept towards protecting important buildings is now accepted as introducing and maintaining the differences, continuing
the identity based on historical background, in other words, protection of the city and natural environment together (Meşhur, 1999). In modern urban planning the concept of protecting these areas as areas contributing to the regional or urban development is introduced
(Lichfield, 1988; Özkan, 2005).
The change of some elements during people’s lives is natural. However, when the size,
conditions and results of the changes are considered, it is necessary to protect sustainable
ones and ensure permanency (Beyhan and Ünügür, 2005).
Protection and planning studies should be discussed with different approaches in cities
that have cultural heritage. These are:
Integrated Conservation: It is a conservation model which considers economic, social, administrative and legal issues (Ahunbay, 1996). Within the scope of this concept,
utilization types that integrate cultural heritages with social life are projected. This approach
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has an encouraging role in the preservation, maintaining, assessment and introduction of
natural and cultural values of a city (Eke and Özcan, 1988).
Sustainable Conservation: Preservation, maintaining and transfer of the cultural heritage, which are the spatial documents of a society, is a deep-rooted concept as a universal
action or approach. Here protection emerges as a requirement of sustainability (Meşhur,
1999). Within this scope, settlements should be sustainable elements of the natural and
physical environment they are in. Structures with architectural, historical and cultural meaning should also protect the needs and traditions of the daily life.
Modernist Conservation: Urban design approach in the conservation process has
emerged as a necessity within the independent planning concept of a city. In order for the
spatial elements to integrate among them and with the environment, urban design is used
as a planning tool in the organization of open-closed areas to be built among original buildings in urban planning and in the integration of the city with the modern environment. With
its flexible rules and methods, the urban design offers technical solutions in the process of
reducing general decisions in urban planning practices down to space (Meşhur, 1999).
An interdisciplinary approach and cooperation is necessary in problem solving in urban planning (Hayden, 2004). The main difficulty here is that the stakeholders should meet
in a common approach and terminology and understand each other. The areas of interest
and the roles of the sectors should be defined well for the preservation of cultural heritage
in the planning process in which there will be various areas of expertise and stakeholders.
A common agreement depends on mutual negotiations. And this can be done by organized
studies and social planning. However, regarding the target, some institutions might have an
upper control power in certain cases (Kincheloe and McLaren, 2005).
Cultural Heritage
The traditions, way of live, thinking, arts as well as the tangible and intangible assets
formed and transferred to future generations in a society make up the cultural structure of
that society. In many countries around the World, definition and planning of cultural heritage
is considered as a national responsibility. Archeological and architectural Works with rich
content and cultural sites are considered as cultural heritages (Grete and Jerpåsen, 2008).
Such features as the height, size, color and form of buildings and the predominance
of these features in the city make up the general identity of that landscape. The hierarchy of
the buildings among themselves and with one another and their balanced position in the city
form the theme in a city and this theme makes up the harmony that makes a city unique. The
plainness in the perceptibility of a city and efficiency in the design are parallel elements in
ensuring the organization of a city. As cultural heritages these elements affect the relationship of landscape and the dimensions of real life (Groat, 1988).
Although cultural heritages are perceived as single structures, they are elements that
require more complex approaches. The most important criteria in the planning process of
cities with cultural heritages is indeed the own heritage potential of the city. Therefore, it is
necessary to know and define the cultural heritages well.
There are two main characteristics of cultural heritage;
1- Unique time-scale feature of all physical heritages: Time defines the traces that are
left after various uses in different periods. People of different periods use such traces to better learn and experience the way of life of previous generations. All of these define the role
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of cultural heritage as a source of historical information (Hodder, 1991; Tilley, 1994).
2- The relationship of cultural heritage to modern utilization: This characteristic focuses on meeting the needs of the present day and includes the interpretation of features of
cultural heritage for realizing various objectives (Graham and et al., 2000).
In order for the cultural heritage to be used efficiently in urban planning and protected,
it is necessary to identify an approach that will represent both of these features.
MATERIAL-METHOD
The main material of the study is Safranbolu district. The data obtained from face-toface interviews with planners, designers in the city, local authorities and public were used.
As a result, the knowledge, experience, opinions and comments of different people were
guiding in discussing the planning process of the city.
1/1000 scaled Safranbolu Protection Construction Plan helped to examine the open
and closed area relationships in urban protected area. In order to find out the characteristics
of the area and the historical settlement fabric of the district, environmental analysis and
observations had been carried out between 2002 and 2012 for a period of ten years. Relevant
research in the area was used for literature review and the photos taken on-site were used as
well. Visual analysis on-site is important in understanding the visual relationship between
cultural heritage and natural landscape elements.
The cultural heritage of Safranbolu was presented as a map using the Geomedia Professional 4.0 geographical information system software. Officially registered buildings, street
fabrics, pedestrian and roadway that will guide protection and development studies were
shown on the map. The study aims to analyze natural and cultural landscape, the planning
practices in the city, and interpretations of the practices and generating ideas for future.
FINDINGS
General Characteristics of Safranbolu
Safranbolu is a city of Karabük province located in the Western Black Sea region. It
has a 1032 km2 surface area and is surrounded by Karabük (Center, Ovacık, Eflani, Eskipazar and Yenice districts), Bartın (Ulus district) and Kastamonu (Araç district) (Safranbolu
Municipality, 2012). The city is defined with a physical geography in which rural, urban and
forest areas are interlaced on the basis of social, economic and ecological relations.
Figure 1. Location of Safranbolu in the Country and in the Region
Safranbolu center is settled in a rugged terrain. There are large forest areas and high-
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lands surrounding the district. The geological formation of Safranbolu created km-long
caves and deep and long canyons. Safranbolu which has 3000 years of history reached its
highest economic and cultural condition during the Ottoman Empire period. That the city
was an important stopover on Istanbul-Sinop caravan road in the 17th century enabled the
trade business in the city to grow (Kalyoncu, 2010). The population of the city in 2012 was
45.049.
Urban Characteristics of Safranbolu
Safranbolu is a sample traditional city reflecting all characteristics of Turkish social
life and a city which preserves cultural heritage in its natural fabric. Safranbolu reflects
mostly 18th and 19th century traditional Turkish culture. And with its 1.125 culture and nature assets to be protected, the city was included in 1994 World Heritage List.
Figure 2. Images from Safranbolu City
Both functionality and aesthetic features were considered in the formation of the
buildings in the city in order to design environmentally friendly buildings. The marketplace
in Safranbolu is the part where trade, accommodation, crafts, market place take place. Trade
areas are at the center of the city while markets are just around this area. Traditional crafts
such as forging, coppersmith and leather trade still exists though partially. Hand-printed
head scarves sellers, saddlers, drapers market exist from past until present day.
In the Market part of Safranbolu settlements, the narrow and sinuous streets, squaremarket-house relationships, size, shape, fitting, facade and architectural features of the
buildings are the most important elements defining the character and identity of the settlement. Plantation in the gardens of the buildings balances the open-closed space ratios in the
city. The buildings in the city form a dynamic and consistent visual area. The settlement
of urban elements combined with fabric, color and form on topography enabled fluent and
pleasing themes. With the harmony of city center with the topography and the intense forest
area around the city enabled the integration of nature and culture; and defined the historical
silhouette of the city.
The urban value of Safranbolu brought a cultural dimension to the area in time and
enabled it to be a cultural heritage. The mastery of the urban architecture carried Safranbolu
from a regional value to a universal value. With that feature, Safranbolu is a unique example
both domestically and internationally. The values that belong to Safranbolu are symbols that
are formed via their functions and the history of the society. It includes not only tangible
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assets but also intangible assets via the documents belonging to the culture and tradition of
the area. The most important reason behind the permanency of the heritage in Safranbolu is
the well-rooted and unchanging traditions of the people in the area.
Figure 3. Safranbolu Urban Protected Area and Area Utilization
EVALUATION
Studies towards Safranbolu Planning Practices
Park-Open Space-Landscaping Practices
- In order to benefit from the ecological impacts created by open spaces in the city
and to make the city look better the public open space works accelerated. The organization
works of the public gardens and open spaces in the city should continue.
- In order to ensure that the cultural heritages are perceived better and to increase
the amount of public open spaces in Safranbolu the quality and quantity of parks and recreational areas has been increased. And thus, public open places where children can play
safely and where everyone can do exercise have been created.
- Landscaping should be carried out in the gardens of the unused historical buildings
and these areas should be used via renting them. This kind of approach will improve the
level of high-quality urban open space.
- Improvement of the highways in the city is ongoing. It will be beneficial to form a
green belt system by forestation of the sides of the roads.
- Landscaping at Hıdırlık Hill and excursion terrace are important developments with
their contribution to the perception of the city. Similar works will contribute to the urban
planning practices.
- Safranbolu streets are significant factors in the socio-cultural identity of the city.
Therefore, it is necessary to continue to showing the touring routes in the city, directions to
important streets and improve such elements as the wall of the yards and pave cobblestone
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pavement.
- Recent plantation works in Safranbolu brought significant visual and physical benefits to the city. Being careful about the choice of the plants and choosing plants that is in
harmony with the historical texture and natural species in the area will increase the success
of these works.
Urban Infrastructure Practices
- Protective barriers in the geological protection sites inside the city and in the areas
where there are canyons prevented the damage of cultural heritage and natural structure.
- Utilization of idle areas in Safranbolu prevents the demand for areas for new utilizations and these areas turn into clean places serving to public. Existing idle areas should be
reconsidered for public use.
- With the natural gas system the city now has a clean heating system. Thus, the problem of heating historical residences, which are important elements of cultural heritage, is
removed and the economic contribution of the tourists who stay longer in the city increased
with the use of these areas for accommodation.
- With the building of a tourism parking lot, a place where touring cars and civic cars
can park for free is created and the parking problem has been solved. Thus, the traffic inside
the city has been reduced and the negative effects of motor vehicles on cultural heritages
have been prevented. It is necessary to continue this practice in other areas as well.
Environmental Health Practices
- Especially during the winter months, the roads in Safranbolu get muddy so the roads
are washed. This is an important practice for creating a clean environment and city.
- There are recycling boxes located to important points in the city. This practice enables the recycling of wastes back to the economy and creating a cleaner environment.
These practices are important as supporting practices that strengthen the image of the city.
Socio- Cultural Practices
- Safranbolu Municipality and Safranbolu District Governorship exhibit at various national and international tourism fairs. Not only the cultural heritage but also the traditional
handicrafts and foods in Safranbolu are introduced during these fairs.
- Trekking activities, historical city tour, best protected and renovated house contest in
the city encourage conservation and improves this awareness.
- That the city attaches importance to international relations increases tourism revenue recognition of the city and the revenue from these activities are important tools used
for the protection of the city.
- With the natural and cultural expansion project, such environmental values as antique
ruins of the city (such as Eskipazar Hadrianapolis Antique City), Yenice Forests, Yörükköy
are introduced to tourism and the cultural heritage of the city is protected together with the
values of the region.
- Within the scope of conservation of Safranbolu culture such cultural elements as
guild, ahi-community and Ramadan traditions are also conserved and thus, the sustainability of intangible assets which are the main elements that survive cultural elements is
ensured.
- Renovation works towards conservation and renovation of the architectural buildings in the city are ongoing. The facades of the buildings in the new settlement area are
170
renovated in compliance with the old fabric of the city. Stone wall works which is of great
significance in terms of urban landscape arrangements ensures that the original view of
Safranbolu is protected as well as the aesthetics.
- Water culture has existed in Safranbolu until present day. In order to conserve and
develop this concept in the city, the historical fountains have been provided with fresh water.
- Open spaces around historical buildings in Safranbolu are used as areas for cultural
activities. The garden of the historical Government Office is used for showing movies during the summer while the backyard of Historical Cinci Hamamı (Turkish bath) is used for
art-painting exhibitions. These practices improve socio-cultural development as well as the
importance attached to cultural heritage.
- Unused and registered buildings in the city should be used as conference hall, accommodation, exhibition center, museum, culture, art and training centers and thus, these
buildings should survive. Practices that have started towards this aim in the city should
continue.
Conclusion
It is well-known that planning, design and management practices towards physical,
cultural, socio-economic and ecological problems of present day can be solved with
interdisciplinary and holistic works. Because of the source of an issue in a city or region
lies behind other issues that are interconnected and complex; and the decisions taken effect
the whole country and even the world. The significance of this issue increases even more
particularly in planning activities in places where universal values such as cultural heritage
exist. Therefore, approaches that bring a total solution and carry the place to the future
become valid.
Therefore, the questions;
- “How would you like to see the cities which have cultural heritage values
in the future?” and
- “How do the cultural heritages affect the planning process?” which have
been discussed in the introduction and which guide urban planning studies are important in the decision making and implementation phases of the plans.
Open space arrangements, plantation studies, urban infrastructure works, environmental
health development practices and socio-cultural studies within the scope of urban planning
practices in Safranbolu have occurred in the form of handling holistic, sustainable and
modernist conservation approaches together. The people of the city preferred to follow daily
life without abandoning their cultural heritage. In this scope, the income generating sources
of the people is shaped by the sectors that develop with tourism activities around cultural
heritage. The result of this study shows that cultural heritage affects not only the physical
future of the environment it exists in, but also the concrete-abstract thought of the people
living in the area.
- Effective planning and management understanding by using the existing natural and
cultural potential of Safranbolu as a “city”,
- Conserving natural and cultural heritage values of Safranbolu, original, innovative
and concrete planning and design solutions (proper land use decisions, spatial strategy and
solutions) and developing operating mechanisms should be the objective of urban planning171
management studies following the existing practices in Safranbolu.
To conclude, in designing the past and future of Safranbolu, approaching problems and
potentials with different scale and content with long-term spatial plans within the scope of
“city-region-country” and in relation to “planning-design-management”; defining physical,
social, economic and ecological problems within the mobilization between scales will be
the answers to projected questions.
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BEYHAN Ş.G., ÜNÜGÜR, S.M. (2005), “Çağdaş Gereksinimler Bağlamında Sürdürülebilir Turizm ve
Kimlik, İTÜ Dergisi, 4(2), 79-87.
EKE F., ÖZCAN Ü. (1988), “Tarihi Dokunun Korunması ve Uluslar arası Deneyimler”, Mimarlık 288,
34-36.
GRAHAM, B., ASHWORTH, G.J., TUNBRİDGE, J.E. (2000), “A Geography of Heritage. Power, Culture
and Economy”, Arnold, London.
GİDDENS, A. (1984), “The Constitution of Society. Outline of the Theory of Structuration”. Cambridge.
HODDER, I. (1991), “Postprocessual Archaeology and The Current Debate”. In: PREUCEL, R.W. (Ed.),
“Processual and Post-processual Archaeologies. Multiple Ways of Knowing The Past”. Occasional Papers no. 10,
Carbondale.
KALYONCU, H. (2010), “Tarih İçinde Safranbolu”. s. 80, Özlem Yayın, İstanbul.
KİNCHELOE, J. L., MCLAREN, P. (2005), “Rethinking Critical Theory and Qualitative Research”. In:
Denzin, N.K., Lincoln, Y.S. (Eds.), “The Sage Handbook of Qualitative Research”, Sage publications, London,
pp. 303–343.
LİCHFİELD, N. (1988), “Economics in Urban Conservation”. p. 361, Cambridge University press, England.
MEŞHUR, M. Ç. (1999), “Tarihi Çevrelerin Korunması Sürecinde Yeni Yaklaşımlar, Amasya Kenti Örneği”, Selçuk Üniversitesi, Fen Bilimleri Enstitüsü, Konya.
ÖZKAN, N. E. (2005), “Koruma ve Kültür Turizmi Bağlamında İstanbul Tarihi Yarımada’da Bizans Dönemi Mimari Mirasının Değerlendirilmesi”, Yıldız Teknik Üniversitesi, Fen Bilimleri Enstitüsü, İstanbul.
Safranbolu Belediyesi, (2012), “Safranbolu”, http://www.safranbolu-bld.gov.tr
SWENSEN, G., JERPÅSEN, G. B. (2008), “Cultural Heritage in Suburban Landscape Planning: A Case
Study in Southern Norway”, Landscape and Urban Planning (87) 289–300.
TİLLEY, C. (1994), “A Phenomenology of Landscape. Places, Paths and Monuments”, Oxford/Providence,
USA, Berg.
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EXAMINATION OF THE RELATIONSHIP BETWEEN
HISTORICAL CITY FORM AND MODERN GREEN
WAY PRACTICES IN THE CASE OF BARTIN CITY
Banu BEKÇİ
Çiğdem BOGENÇ
Deryanur DİNÇER
“Cities always suppose that they are the product of thought or
coincidence; however neither thought nor coincidence is enough to
keep the city walls up. What fascinate you in a city is not the seven
wonders or seventy seven wonders of the city but the answer it gives
to a question you ask (Calvino, 2002).”
Sufficient interest and attention are not paid to the cities with a historical city identity.
And this lack of interest causes the loss of historical values in time and even to the destruction of immovable cultural assets. It is seen that in Turkey most of the historical cities are
settled along river corridors. This shows how important water has been in the course of
history. Moving from these criteria, this study discusses the river corridor in Bartın city,
which keeps its historical city features as well as rural city feature, with a user-oriented assessment. At the end of the study, the environmental quality of river corridors in historical
cities was observed and suggestions on the management of sustainable urban green roads
were proposed.
HISTORICAL CITIES IN THE PROCESS OF MODERN URBANIZATION
PROCESS
There are elements to be discovered beyond what one can see and hear in a city. Everything in a city is related to its environment. Memories of the past build a bridge between
the city and the people living in the city. The image of a city is hidden among the memories
and meanings (Lynch, 2011). Historical cities, which incorporate these memories, are the
most significant exhibition areas that help to reveal the identity and character of a nation.
The notion of city in historical and cultural environments are inherited from the past
civilizations and appears as living proofs reflecting the architecture, space use, lifestyles etc.
of a certain area. In a world of rapid change in life conditions with technology and building techniques, urban historical areas are considered as open-air museums showcasing the
environment that people lived in the past (Erdem 2007: 8). Preserving areas, where there
are a lot of historical and cultural artifacts, in their traditional form should be taken into
consideration in practices (Kuban, 1997).
Historical cities are unique and valuable cultural heritages that have hosted various
civilizations and survived until present day. Having this awareness, it is the duty of humanity to protect this heritage and transfer it to the future generations. Principles and results in
the formation of historical environment provide significant clues for the solution of recent
problems. In addition, old buildings at human-scale, streets and the urban texture these create can be adapted to modern life of present day by small restorations and renovations (Gök
173
and Kayserili, 2013).
RIVER UTILZATION IN HISTORICAL CITIES
Components of a historical city or environment could vary according to their features.
That the first settlements in the world were along river basins is an indicator of the fact that
rivers play a significant role in determining the settlement areas of cities from past until
present day. It is realized that important civilizations in history have been settled along
such rivers as Nile, Euphrates and Tigris. That rivers enable such significant utilizations as
providing water circulation, allowing transportation, agricultural activities and recreational
activities, serving as raw material source and obtaining potable water made the development around rivers accelerate (Kılıçaslan and Özkan, 2005).
Many civilizations in Turkey were settled by the rivers. Such that if the beauty created by Maritza, Tunzha (Tunca) and Arda rivers did not compete with Istanbul, the city of
Edirne (Hadrianapolis) would not be founded in between these three rivers. Bergama whose
name has remained as it is since the antique ages and which oversees Gulf of Çandarlı from
the side of Kaikos (Bakırçay) stream; Side, the strong guard of the place where Manavgat River reaches Mediterranean; Oxus and Jaxartes, which survived up until present day
since the Hittites and around which Çukurova civilizations developed; Euphrates and Tigris
which shaped Mesopotamia which bears the oldest footsteps on earth; Yeşilırmak around
which Amasya, the city of Strabon was founded and many others are the indicators that
show how rivers nurture the cultures with the fertile soil surrounding them from past until
present day (Ekinci, 1997).
The most important factor in the foundation of a city since the formation of civilizations is whether the areas they settled is in direct relation with the natural features of the area
they settled. Therefore, the characteristics of the area have a big role (Table 1). In addition
to that, the existence of water is also highly significant. Throughout history, the settlement
areas have been by side of rivers. As factors forming the basis of “Urban Ecological Corridor” streams, riverbeds are areas having social roles (Wilcock, 1992). Rivers inside a city,
which are also considered as ecological corridors, particularly have such significant roles as
creating recreational areas, protecting the urban fauna and flora and organizing urban ecology (Kılıç, 1999). In addition to enabling the survival, reproduction, nutrition, sheltering
and movement of species, river corridors filter or stop the penetration of materials, energy
and organisms (FISRWG, 1998).
Table 1. Functional, Aesthetic and Recreational Utilization of Historical Cities
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The most important objective in planning and design is “Protecting the Nature”. The
increase in pollution and unhealthy shared spaces not only affects the living things negatively but also the identity of a city. Therefore, protected areas are to be provided for plants and
animals with the formation of green areas by the side of streams and rivers. Such practices
can be met all around the world including Turkey.
Following the 1989 Revolution, Prague-Vienna green ways formed by a group of
American and Czech people supported economic development in regions surrounding rural
areas via architectural buildings and thus, prevented the degeneration in those areas (Figure
1-b). Vienna- Prague green way covers almost a 400-km route. It is a route extending from
Dyje River in South Moravia along Vitaua River in South Bohemia. There are points on this
route where people perform folk dances and music festivals. Vienna- Prague green ways is
also known as Czech green ways. This green ways had also been used for commerce for
long years (Arslan et al. 2004).
A
B
C
Figure 1. Images from Cities with a Historical City Identity (a) Amasya, b)
Prague, c) Savannah (Bekci, 2013))
In its 75-century old history Amasya hosted 13 civilizations including Hittites, Phrygian, Cimmerian, Scythian, MED, Persian, Hellenic, Roman, Byzantine, Seljuk, Ilkhanid
and Ottoman cultures; and the splendid historical urban silhouette it had during this process
made the city look like a living open-air museum (Yardım, 2004:78) (Figure 1-a).
Savannah is a small city in the United States of America which can reflect the historical background of the city that dates back to 1733s to present day. Feeling the historical
texture of the city on the river corridor surrounding the city creates a mystical environment.
When the cities having a river corridor are examined, it is seen that they contribute to the
tourist visits and businesses in the planned area.
OPEN GREEN SPACES UTILIZATIONS ON RIVER CORRIDORS IN HISTORICAL CITIES
In addition to open green areas within the city (public gardens and squares) the contribution of green spaces along the river corridors are very significant in recreational, functional and therapic terms (Ayan, 2014). According to definitions made by many scientists
(Özbilen, 1991; Bayraktar, 1973) the areas formed by such water corridors as river and
stream are assessed within open green space system.
Open and green spaces are areas which incorporate open areas, mass and partial green
areas, water surfaces within the urban texture except the architectural structures (blocks,
175
buildings, hard surfaces); which keep the growth of the city under control; which have
unifying and separating functions; which ensure the integrity of the overall city and above
all, these are systems that ensure the integrity of a city in general and above all, they bring
in certain features to a city including ecological, aesthetic, recreational and economic (Yerli
and Kesim, 2007). When the fact that these areas cover large spaces in the urban texture
and that they will form a network system in the city are considered, careful planning and
design activities to be carried out for these areas will enable that the artificial corridors to
be formed will function as part of the natural network system (Cook, 2000). As for Noss
(1987) functions of corridors were defined under six items. These are; (i) corridors help to
increase species diversity and richness by enabling their sustainability (ii) provide convenient habitats for extinct species (iii) provide genetic variations among isolated habitats (iv)
provide alternative passages for those species which need different habitats periodically (v)
bring different sheltering and hunting areas together (vi) form green spaces for the city and
thus provide recreational, visual and climatic benefits (Kupik, 2010). Moving from what
Noss has mentioned, the utilization area of river corridors can be divided into two as active
and passive area utilization (Figure 2). Thus, the utilization areas of users will be limited
and thus damage to open green spaces opening to river corridors will be prevented.
Figure 2. Active and Passive Green Area Utilization on River Corridors
Open green spaces serves both to the city and the people living in the city in many
respects. In terms of their intended use, these areas serve in many areas including relaxing,
dining, watching, walking, cycling, socializing, exercising. In addition, in ecological terms,
they form healthy environments by forming an air corridor. What is important is to bring
the river corridors providing these opportunities together with the city. Especially when the
cities with a historical city identity stay out, the developing city centers brings the concepts
of old urban pattern and new urban pattern into question (Bekci, et al., 2012). Therefore,
sustainability of old urban pattern together with the new urban pattern is highly important.
The concept of green way which should be considered at around this point is a significant
factor in terms of sustainability.
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THE POTENTIAL OF RIVER CORRIDORS TO TURN GREEN WAYS
The term green generation was first suggested in Ebenezer Howard’s garden city concept in which he designed rural life and urban life together for those random settlements in
industrialized cities. In this model, residences were located in the center of the city while
industrial and shopping areas were located around the city. In order to restrict the development of the city, meet recreation requirements and allow agricultural areas, forming a green
zone around the city was highly significant (Kurdoğlu, 2002).
Table 2. Utility of River Corridors
Green way is a natural corridor, a channel, a landscape road or a linear open space
extending through a route. These areas are kept in their natural character or organized in that
way for pedestrians or cyclers. Green ways are linear open spaces that connect green ways,
public gardens, natural areas, areas with historical or cultural features to each other and to
the settlement areas. Locally, green ways are a series of open spaces including zones or lin177
ear public gardens designed as landscape ways or green zone. Shortly, these areas should be
considered as a synthesis of natural and cultural effects in landscape planning studies (Flink
and Searns, 1993). River corridors which can be found in many cities in Turkey offer plenty
of opportunities in terms of utility. Table 2 gives the utility of river corridors.
Figure 3. A View from Bartın Stream Chosen as the Field of Study
Figure 4. Passive Utilization Areas in Bartın Stream Chosen as the Field of the Current Study
WAY
AN ANALYSIS OF THE POTENTIAL OF BARTIN RIVER TO BE A GREEN
According to Ahern (1995), rivers should be a part of the green network/ way system
which are planned, designed and managed for multi-purpose including ecological, recreational, cultural, aesthetic and other objectives (Özkan, et al., 2003). The settlements around
Porsuk stream in Eskişehir, Yeşilırmak in Amasya, Karaçomak stream in Kastamonu and
Bartın stream in Bartın are among the best examples for settlements along rivers.
This study proposes suggestions for Bartın stream to be a green way considering that
the water, which has gathered people around it throughout history, developed many civiliza178
tions and today, turned into an asset for which countries fight for due to the fact that water
resources are diminishing, can be used actively in Bartın. Bartın stream is between the 410
53 north latitudes and 320 45 east longitudes; the northern part of the stream is surrounded
with the 59-km long Black Sea coastal line and is neighboring Kastamonu on the east, Karabük on east and south, Zonguldak on the west. Bartın stream, which has an area of 2.143
km2, passes through the city center. That the plant density is excessive in the area reduces
the perception of Bartın stream (Ayan, 2014).
Figure 5. Active utilization areas in Bartın River
The most densely used areas of Bartın Stream are Gazhane Public Garden area and
Çağlayan picnic area. These areas, which are used frequently by the people of the city, are
preferred due to their close location to the city center. That accessing to these areas is easy
(Bekci, et.al., 2012) affects the utility of the area positively. The utilization of the historical
texture on the route by integrating them into the recreational activities in the area creates a
mystical effect not only on the local people but also on tourists visiting the area. The recreational activities in the area are given in Figures 4 and 5 as active and passive activities.
Recreation based areas on river corridors in some cities in Turkey (such as Eskişehir
and Amasya etc.) are the most intensely used open green spaces in Europe and the USA.
These corridors which are planned for the ecological, recreational and cultural utilizations
of the cities also bear the mission of serving as air corridors to the cities. River corridors,
the starting point of this study, are considered as neglected areas in Turkey. In other words,
they can be considered as points of discharging the waste waters of the city. Today, not using such open green spaces which are this close to the city center is a big handicap. In order
to resolve these problems, it is necessary to rehabilitate the river corridors and make them
usable.
In Figure 6 and 7, various activities that can be used in river corridors are assessed.
Some of the activities assessed are already done in the field of the study. However, as a result
of the observations and examinations carried out, it has been found that the areas allocated
for these activities are inadequate and cannot be used. For example, the walking track and
cycling tracks are together, there are no place allocated for hand-line fishing, many green
spaces are unused and do not serve for recreation activities, the fact that the other coast of
the river corridor cannot be used by the users etc. In this study, the most convenient suggestions for the utilization types determined according to the activity areas will be proposed.
179
What is important is to enable users (local people and tourists) to use these areas for longer
and to increase recreational activities.
The aim was to draw attention to the river corridor values in Turkey and ensure their
utility and sustainability. Thus, users will be provided with different alternative areas and
this will contribute to their individual rehabilitation.
Figure 6. Activities that can be used in the Practices on River Corridors (Bekci, 2013)
180
Figure 7. Activities that can be used in Practices on River Corridors (Bekci, 2013)
181
REFERENCES
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Arslan, M., Barış, M., Erdoğan, E., Dilaver, Z., 2004. Yeşil Yol Planlaması: Ankara Örneği, Ankara Üniversitesi, Bilimsel Araştırma Projeleri, Ankara.
Ayan, E., 2014. Kentsel Alanlardaki Farklı Su Koridorlarının Kullanım Olanaklarının İrdelenmesi, Bartın
Üniversitesi, Fen Bilimleri Enstitüsü, Yüksek Lisans Tezi, s:106, Bartın.
Bayraktar, A., 1973. İzmir Şehrinin İmarında Peyzaj Mimarisi ile İlgili Problemler ve Prensiplerin Tespiti,
Doktora Tezi, Birlik Matbaası, Yayın No:33, Bornova, İzmir.
Bekci, B., Cengiz, C., Cengiz, B., 2012. Evaluating urban biodiversity in terms of user preferences: Urban
residential landscapes in Bartın (Turkey), Fresenius Environmental Bulletin, Vol. 21, No. 6, 1626-1635
Bekci, B., Taşkan G., Bogenç Ç., Dinçer, D., 2013. Kentsel Boşluk Alanlarını Estetik Değeri Yüksek Ergonomik Yeşil Nefes Noktalarına Dönüştürebilir Miyiz?, 19. Ulusal Ergonomi Kongresi, s: 649-655, Balıkesir
Calvino, I., 2002. Görünmez Kentler, Yapı Kredi Yayınları
Cook, E. A., 2000. Ecological Networks in Urban Landscape, PhD Dissertation, Wageningen University, The
Netherlands
Erdem, B., 2007. Sivas kenti doğal ve kültürel değerlerinin peyzaj mimarlığı ve turizm açısından
değerlendirilmesi, Ankara Üniversitesi, Fen Bilimleri Enstitüsü, Yüksek Lisans Tezi, Ankara
Ekinci, O.,1997. Kıyılar ve Toplum Yararı, Ege Mimarlık, İzmir, (24), 36–38
Erdem, B., 2007. Sivas Kenti Doğal ve Kültürel Değerlerinin Peyzaj Mimarlığı Açısından Değerlendirilmesi,
(Yayınlanmamış Yüksek Lisans Tezi), Ankara Üniversitesi, Ankara
Gök, Y., Kayserili, A., 2013. Geleneksel Erzurum Evlerinin Kültürel Coğrafya Perspektifinden İncelenmesi,
Doğu Coğrafya Dergisi, Sayı:30, s: 175-216
FISRWG, 1998. Federal Interagency Stream Restoration Working Group, Stream Corridor Restoration: Principles, Processes, and Practices, p: 637
Flink, C., Searns, R., 1993. Greenways: A Guide to Planning. Design and Development. The Conservation
Fund. Washington
Lynch, K., 2011. Kent İmgesi (3. Basım). İş Bankası Kültür Yayınları
Noss, R. F., 1987. Corridors in Real Landscapes: A reply to Simberloff and Cox., Conservation Biology, 1(2):
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Kılıçaslan, Ç., Özkan, B., 2005. Akarsuların Kentsel Gelişme - Dönüşüm Süreci İçinde Çeşitli Kullanımlar
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Dayalı Kentsel Kıyı Gelişme Stratejileri: İstanbul Örneği, Yıldız Teknik Üniversitesi, Fen Bilimleri Enstitüsü, Doktora
Tezi, İstanbul
Kuban, D., 1997. Tarihi Çevre Korumanın Mimarlık Boyutu, Kuram ve Uygulama, YEM Yayınları., İstanbul
Kupik, M., 2010. Peyzaj Ekolojisi Kapsamında Yeşil Koridorlar: Haliç Bölgesi, Mimar Sinan Güzel Sanatlar
Üniversitesi, Fen Bilimleri Enstitüsü, Yüksek Lisans Tezi, İstanbul
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Yerli, Ö., Kesim, G., 2007. Kentsel Koridorların Estetik ve İşlevsel Yönden İrdelenmesi: Düzce Örneği, dergiler.ankara.edu.tr/dergiler/47/1037/12518
182
Urban characterization by means
of dynamic fractal parameters
Jean-François PARROT
Carolina RAMÍREZ-NÚÑEZ
The basic model of towns’ growth involves a starting point or centre with a high density that generally corresponds to the old small town. Around this inner part, waves of development are observed. The different cycles of growth first use the transportation routes that
register at this stage the maximum outer building concentration. The remaining areas are
afterwards regularly filled, especially when the demographic pressure is very high conducing then to a star-like shape. Gaps and differences are observed in this general model. Urban
space patterns can be associated to previous space conception or natural barriers resulting in
differences in density configurations’.
The present chapter characterizes the dynamic organization by means of fractal measurements applied to three different urban configurations: Bordeaux (France), Boston (United States) and Brasilia (Brasil). The inner core of Bordeaux corresponds to an old Roman
town explaining the high density of its centre. Boston is the example of an embryonic radial
concentric modern city adapted to its physical site. Finally, Brasilia represents the special
case of a recent immutable planed city centre invaded laterally by satellite cities.
The parameters used here are respectively the global fractal dimension of the building
organization, the survey of this organization by means of a moving window that measures
locally this dimension, the evolution of the density and fractal dimension of the city from
the centre calculated by means of radial and crown expansion, and the perimeter roughness
calculated by using the Hurst exponent.
Results supported by diagrams and illustrations allow explaining the urban evolution
in relation with its origin, historical development and present configuration. It is then possible to compare objectively cities that are a priori completely different and to understand
the stage of their evolution and probably their future development.
I. INTRODUCTION
The basic city planning model explained by Doxiadis (1968) considered that cities
or towns grew naturally from a centre. Other approaches classify planned cities and also
describe the alternation of both organic and planned that sometimes blurred themselves and
even dispersed (Burchfield et al., 2006; Huang et al., 2007; Kasanko et al., 2005; Neuman
2005; Schneider and Woodcock, 2008; Tsai, 2005). The complex physical shape of cities is
the result of social and economic processes taking into account spatial landscape constrains
(Morris, 1979; Eisner et al., 1993). The mixture of the two growing processes is difficult to
distinguish in the two-dimensional space and the integration of the urban surface in a three
dimensional space may offer a response to this drawback.
Nevertheless, the bi-dimensional basic model of towns’ growth involves a starting
point or centre with a high density that generally corresponds to an old small town. All
around this inner and compact part, waves of development are observed. The different cycles of growth first use the transportation routes that register at this stage the maximum
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outer building concentration. The remaining areas are afterwards regularly filled, especially
when the demographic pressure is very high conducing then to star-like shape. Gaps and differences are observed in this general model. Urban space patterns cannot only be associated
to previous space conception or natural barriers resulting in differences in spatial density
configurations’ but also to speed at which cities change, scale of development, planned or
anarchic growth but also decline and details such as the different patterns of construction in
time. The roughness of the resulting city shape depends on the irregularities whose measurement allows characterizing and understanding the city development.
As Fractal Dimension (FD) can be used to define and classify patterns into complex
assemblages characterized by their roughness, the purpose of this research is to quantify the
configuration or structure, the state of organization of a city by means of this kind of measure. Different fractal parameters characterizing urban patterns in their dynamic context are
used in this approach applied to three urban agglomerations: Bordeaux, Boston and Brasilia,
that present different historical origin, centrifuge development, social and economic characteristics, built environment and physical space.
In the first city, Bordeaux, the densely centre corresponds to an old Roman town. The
case of Boston represents an embryonic radial concentric modern city adapted to its physical characteristics (Reps, 1965). Finally, Brasilia is the special case of a recent immutable
planed city centre surrounded by satellite cities that present an accelerated densification.
II. STUDY URBAN AREAS
The urban areas studied are Bordeaux, Boston and Brasilia as they have different origin, landscape, historic development, urbanization, etc. A brief description of each of them
is provided.
The first studied city corresponds to Bordeaux. This city is located in the alluvial plain
of the Garonne River. The urban design corresponds to the roman influence from the 3rd
century B.C.; in this epoch, the main area of urbanization was the left bank of the Garonne
River. In the 3rd century A.D., the city became closed by walls to protect inhabitants from
Germanic invasions and during Middle Age walls were extended to the south as population grew. It was until the 18th century when the improvement of the city took place by
getting gardens, public promenades and new public plazas. The 19th century was the time
of industrialization as well as modernization by building new boulevards, markets, bridges,
railroads and sewer network. The urbanization effect started through the right margin of the
river. In 1968, the Caderan region, the marshes at the north and the peats from La Bastide to
La Benauge were attached to the city of Bordeaux. The new available area was designated
for housing keeping the centre protected.
Boston is a peninsular city that became an important regional centre though it was isolated from other regions such as Central and South America, the Asian continent and even
Europe. Its growth is mainly attributed to artificial acreage that started in the 17th century. In
the 1830s railroads and simple roads provided a way to expand and outlying areas became
annexed. Post-Civil War period is characterized as a period of prosperity, urban services
such as street paving, gas lights, sewage and waterworks increased. Artificial land accretion
continued, and nowadays Boston is the city with the highest artificial accretion in the world
with 770.52 ha (Kreiger & Cobb, 2001).
Finally, Brasilia is a planned city born in the 1960s. The “ideal city”, adapted to the
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Brazilian context, was conceived by the architects Costa and Niemeyer. Its principles were
the separation of functions, the incorporation of natural spaces and a plan of wide streets.
The pilot plan consisted of a cross formed by two bars intersecting at right angles; the figure
was adapted to topography so the north-south axis direction of the bar was curved. This
axis was designed for the residential area organized in quadrants with gardens, and all the
services such as shopping centers, schools, hospitals, etc. Moreover, the east-west axis contained the administrative sectors with some of the most renowned buildings from Neimeyer.
However, the original urbanization plan was surpassed by unexpected over population leading to densification of the satellite cities.
III. PRE-TREATMENTS
The data used in order to study the cities of Bordeaux, Boston and Brasilia correspond
to optical Landsat TM images with a 30 m resolution acquired for the year 2011 . The different image bands allows calculating spectral indices, pattern recognition, mathematical
morphology as well as supervised and unsupervised treatments to obtain the urbanized area.
Even if FROG_V2 (Parrot, 2014a; Parrot, 2014b) allows direct use of gray tones sequence,
FD treatments generally require binarizing the built area. The threshold is obtained by means
of unsupervised classification applied to spectral indices, local fractal calculations and fuzzy
relationships between the urban components (buildings, vegetation and bare soils).
The extraction of built-up area (Zha et al., 2003) is supposed to be obtained by using two spectral indices: the NDBI (Normalized Difference Built-up Index) and the
NDVI (Normalized Difference Vegetation Index) respectively calculated as follows:
NDBI = MIR − NIR MIR + NIR and NDVI = NIR − R NIR + R where R corresponds to the red wavelength (0.63 – 0.69 m), NIR to the Near Infra-red wavelength
(0.75 – 0.90 m) and MIR to the Mid Infra-red wavelength (1.50 – 1.70 m). This procedure would allow distinguishing the constructed areas from vegetation, but its drawback
is that ignores bare soils. Chunyang He and Dingyong Xie (2008) proposed an alternative
to resolve this problem by using a double-window flexible pace search (Chen et al., 2003).
Recently, Parrot (2013) proposed to improve this classification by means of an unsupervised
classification where the relation between Buildings, Vegetation and Soils considered the
relative weight of each parameter. Moreover, another kind of procedure (Parrot, 2003; Parrot and Ramírez-Núñez, 2013a; Parrot and Ramírez-Núñez, 2013b) sorts the different pixel
components that compose the optical satellite image. This alternative approach classifies
urban shapes observed in diverse bands (original bands or images provided by index treatments) by means of three main processes: sensu stricto segmentation, equipopulation or
threshold definition of the reflectance values reported in a histogram. Crossing possibilities
between the segments obtained in each threshold image are reported in the final resulting
image. The pixel components corresponding in this last image to the urban area are extracted by means of a binarization (Fig. 1) that provides the image on which the following
fractal treatments are applied.
IV. METHODS
The treatments used here to measure FD are the Box-Counting (Pentland, 1984; Peleg
et al., 1984 and Keller et al., 1989), the Progressive Box-Counting (Parrot, 2010) and the
Hurst Exponent (Hurst, 1951). On the other hand, specific tools were developed in order
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to obtain detailed and dynamic information about the cities by means of fractal treatments
(fractal exploration, radial expansion and crown expansion). Finally, local and global density treatments are used as they provide complementary information about the development
of the city.
IV.1. Fractal Dimension methods
IV.1.1. Box-Counting
The FD of binary built area extracted from digital images can be calculated by using
the classical Box-Counting. The Box-Counting uses a grid of size s and counts the number
of boxes (N(s)) that contain partially or completely the studied area. It is possible to measure
the FD in many interactions by changing the box size but there must be a sufficient number
of dividers that cover the entire image to avoid border effects. The FD can be derived from
the relation:
(1)
1 = N s s D or D = − log N S log (s )
where N S corresponds to the number of boxes of size (s) needed to cover the structure
studied. D value is calculated with the following formula:
log N s
D = lim
s → 0 log (1 s )
(2)
log(N (s )) = log(K )+ D(log(1 / s ))
(3)
and corresponds to the inverse of the curve slope inside the log N S log (s ) diagram.
The FD of a line is a float value between 1 and 2 (Euclidian’s values of a line and a surface,
respectively). The equation is defined as follows:
where K is a constant and (N(s)) is proportional to
(1/ s )− D (Falconer, 1990).
IV.1.2. Progressive Box-Counting
Box-Counting calculation requires choosing image dimension that provides a sufficient number of integer dividers in order to avoid bias due to a border effect. This drawback
does not exist when using the Progressive Box-Counting (Parrot, 2010) that consists to reduce gradually the total image by using a -spline function. At each step the algorithm only
counts the number of pixels of the studied item (Fig. 2). In this case, it is not necessary to
search or define a sufficient number of dividers to calculate the box sizes in the entire image
and this procedure can emphasize an eventual multi-fractal behaviour. These two different
approaches have been applied to obtain the global FD of the binary image corresponding to
the built area.
IV.1.3. Hurst Exponent
The Hurst exponent H (Hurst, 1951) is applied to identify the independence or randomness of a continuous data base. The Hurst exponent values are from 0 to 1; when H >
0.5 there is a pattern in the series and if H <0.5 there is an arbitrary pattern. If H is equals to
0.5, there is an independent phenomenon. According to the relation F
D = 2 − H (Man186
delbrot, 1989), the Hurst exponent allows to measure the roughness of a shape. Lower
values of H correspond to high roughness. Then it is possible to apply this concept to define
a “perimeter roughness coefficient” as in an image the perimeter of a shape corresponds to
a sequence composed by successive pixels. It is possible to attribute to each of those pixels
a value that can be for instance the orientation or the distance from either the gravity centre
or a point that corresponds for instance to the “business centre”.
IV.2. Treatments
The previous algorithms were used in the general FD calculation. As detailed and
dynamic data from fractal measurements are proposed, specific tools (fractal exploration,
radial and crown expansion and density measurements) were developed.
IV.2.1. Fractal Exploration
The Fractal Exploration is used to understand the repartition of texture (roughness)
in a binary or labelled image that in this case corresponds to the urban area. This procedure
is based on a complete scanning using an odd moving window of m × m size. However,
this type of window centred on the studied pixel i,j (i for the lines and j for the columns)
has only two integer dividers and this fact represents a drawback as the fractal calculation
needs more dividers. For this reason, four even windows of m-1 × m-1 size are generated
depending on the value of the window range. This range r is equals to (m-1)/2. The pixel
coordinates of the upper left corner of the first even sector will be equal to i-r, j-r; for the
lower left corner of the second sector i-r, j-r+1. The coordinates of the upper left corner in
the third sector will be i-r+1, j-r. And finally the coordinates of the pixel in the upper left
corner in the fourth sector will be equal to i-r+1, j-r+1. In this way, for a window size if 13
× 13 there are eight dividers (1, 2, 4, 5, 10, 20, 25 and 50) and for a 25 × 25 window there
will be thirteen dividers (1, 2, 3, 4, 6, 8, 10, 12, 15, 20, 30, 40 and 60) to calculate the fractal
dimension in each sector. At the end all the measurements will be averaged and registered
in the central pixel of the moving window (Fig. 3) (Parrot, 2012, 2014a, 2014b). FD will be
between 1 (for a line) and 2 (for a surface). If values lower than 1 are reported, the sum of
line segments is lower than the size of the window used. For FD image display values are
normalized in a gray tone scale being 100 equivalent to the dimension of a line and 200 the
surface dimension.
IV.2.2. Radial and crown expansion
Circle and crown are used as masks to progressively calculate the density and the FD
when these shapes increase (Fig. 4a and 4b). Both shapes have an origin of i,j coordinates
that generally corresponds to the business centre if not to the gravity centre. In the case of
the radial expansion a succession of increasing circular surfaces is used as a mask in order
to calculate either the percentage of building inside the mask or the FD calculated by means
of the Progressive Box-Counting procedure. As far as crown expansion, its surface remains
identical when the internal and external radio increases, in order to compare the distribution
of the building when moving away from the centre (Parrot, 2014).
IV.2.3. Complementary treatments
These last treatments are worth for checking and visualizing the distribution of the
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FD measurements. We used two different meaning for the expression density in reference
to general or local treatment.
IV.2.3.1. General density
This global density calculation is obtained from the relation between the number
of included pixels Pb that represent the built-up area and the total number of pixels of
the inclusive surface Ps whether a circle, crown, sector or even the surface delimited by
the perimeter of the city (Fig. 5). The resulting value of this type of density is equal to
.
Dg = (∑ Pb
∑ P )× 100
s
IV.2.3.2. Local density
The local calculation Dl uses an odd moving window of m × m size which total number
of pixels Npv is equal to m × m; when the central pixel of the moving window corresponds
to a pixel belonging to the study component, the sum Npi of all the pixels that correspond to
the binarized studied item is divided by Npv. This relation is then normalized between 0 and
100 in order to obtain a percentage. This treatment is applied here to a binary image corresponding to FD comprised between 1.5 and 2 obtained by means of the Fractal Exploration
procedure.
V. RESULTS
In order to compare the three selected cities the same image resolution (40 m) is used. In
a first step, the global fractal dimension is measured by using the traditional Box-Counting.
Even if this measurement is not only related with textural arrangement, but also with the
level of image invasion, the respective FD values of Bordeaux (1.820), Boston (1.714) and
Brasilia (1.626) seem to show that the compactness of the built-up area is related to its time
of existence, even if the FD of the city available surface defined by the urban perimeter is
quite similar in the three cases (Table 1). The following treatment (Fractal Exploration) that
concerns the FD measurement all over the neighborhoods of each city confirms the sum of
local observations of the former conclusion (Fig. 6).
Another approach realizes the same fractal calculation not only by using as formerly
a moving window that scans the different constitutive urban zones, but taking globally into
account the general evolution of the configuration of the city inside a surface (circle or
crown). Actually this calculation inside a circle tends to blur the differences and only shows
significant differences in accordance to the special configuration of the city of Brasilia
where satellite cities increase the FD (Fig. 7a). On the contrary the crown evolution is able
to differentiate obviously the distribution and configuration of the constructed zones inside
the urban surface (Fig. 7b).
For FD measured by crown expansion, the city of Bordeaux shows three main stages.
The first of them has a quickly increase from downtown with a maximum value of FD
of 1.43. In a second stage, at a radius of 6 km, there is a slightly dropped of FD (1.39)
associated to the east wine area known as “Entre Deux Mers”. In the third stage, FD value
increases once more to the previous registered profiting of free open areas behind vineyards.
In the case of Boston, there are four main picks of FD and all the declines show the presence
of rivers; the last abruptly dropped at radius of eight kilometres represents the sea surface.
Finally, the FD of Brasilia is quite heterogeneous up to a distance of 10 km. In a first stage
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downtown has a slightly higher FD from the surrounding area; the following stage has lineal
elements with gaps that represent green areas. In a third stage, FD increases as satellite
cities appear. The FD plummeted at 12 km from the centre due to westwards dominating
satellite cities development. Figure 8 explains the reason of this behavior; lower FD values
correspond to retained open spaces (green areas) inside the general plan of the city.
In relation with the fractal measurements mentioned above, the algorithm calculates at
the same time the global density of the built-up area. The results are as follow: the first type
of mask shows the general tendency (Fig. 9a) while crown expansion shows different stages
of urban development (Fig. 9b). These treatments are different but confirm the previous
results.
The same global density calculation according to crown increasing is finally applied
on 36 sectors in order to precise the configuration of the city in relation with its cardinal
directions. The advantage of this calculation is that we can identify the progressive
urbanization from downtown during time and the urban spatial tendencies towards the open
areas in the periphery. The three cities show a dense centre followed by different stages of
urban development. The differences are that Bordeaux has a higher dense area centered
on the medieval downtown (Fig. 10a) while Boston’s surroundings show the influence of
physical barriers on its configuration (Fig. 10b). Concerning Brasilia, without taking into
account the overpopulated satellite cities, the planned main axes (north-south and east-west)
remain the densest areas (Fig. 10c), confirming the recent origin of the city.
Finally, the Hurst Exponent considered as a perimeter roughness is calculated using
a Bode Diagram that corresponds to the distance from each pixel describing the perimeter
and either the gravity centre or a point corresponding to the “administrative centre”. In all
cases, it is comprised between 0.834 and 0.896 that is to say a low roughness. We must
notice that the differences between the value of the FD perimeter obtained by using the
D = 2 − H and the FD obtained by using Box-Counting are lower than 0.15,
formula F
result comparable with the same approach (Parrot, 2012) applied to the well-known Koch
snowflake characterized by the presence of a normal revolution axis. On the other hand
(Table 2), the standard deviation of the distances is respectively equal to 57.096, 66.404
and 97.992 for Bordeaux, Boston and Brasilia when taking into account the gravity centre,
and of course this difference is greater when taking into account the administrative centre
especially in the case of Brasilia that register a huge dispersion of constructions in the town
surface (66.373, 66.727 and 176.668).
VI. CONCLUSIONS
City development obeys to different rules (physical or societal) that can be revealed
by using relationships between the built-up and the surface enclosing the constructions. The
soil occupation percentages as well as the general shape defined by the urban perimeter and
the axis which direct the urban concentration are the witness of the degree of maturation of
an urban zone. It is possible to compare the new concept of open town with the European
urban development based on a slow evolution over centuries. The fractal concept considers
the urban zone as a natural assemblage whose features and configuration can be discern by
using appropriate fractal methods.
These assessments are based on the comparative study of three cities that have started
their history at different epochs. Independently of the low degree of resolution of satellite
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images used here that attempts to blur relationships between construction and roadways, it is
obvious that the concentration is higher in the case of old human settlements than for a new
establishment, even if nowadays one can register an acceleration of the urban densification.
But the density itself does not represent a criterion sufficient to distinguish the development
stage of a city. Actually, estimations concerning old medieval towns such as French or
English bastides (fortified towns from south-west of France), cities that correspond with
Arabian old town to the higher possible density (57%), show that greater concentrations are
due to the roadway smooth out when using a low resolution (i.e. 68% in the case of Boston).
However, even if this disadvantage exists, it is clear that the comparison we have done
(Table 1) shows that the global fractal dimension seems to be the more adequate criterion to
study an urban evolution according to the time of its foundation.
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INDUSTRIAL POTENTIAL OF BURDUR
Osman YILMAZ
INTRODUCTION
Industry, one of the economic activities, can be defined as operations done to produce
finished goods by processing raw or semi-processed materials. There are mostly two ways
are preferred in examination of geographical aspects of industrial activities; investigate on
an industrial sector or an industrial zone. However, another issue of the industry geographer which is needed to emphasize is investigation of the potential industry zones. As it is
known, industrial zones are emerging as a result of physical and human activities. The
location of a region, transportation, capital, raw materials, markets and labour are the basic infrastructure of industrial activities. When geographer is examining the production of
industrial activities he focuses on production’s location, type, origin and relationship with
human environment. (Tümertekin-Özgüç, 1999:441). Industrial activities have relationship
with agriculture, mining, trade, market, transport and various service sectors. Industry has
flourished especially with agricultural activities. Previously, agriculture has been done as
consumption and trade, after a while it has begun to supply raw materials to the industry
and has been the most important factor in the development of the industry. Raw materials
are produced from soil and soil beneath, are placed on the market. Then they have been
transformed into conductive to the consumption as a result of industrial activities. In the
transformation of raw materials into usable goods, so many facilities in different sizes are
used from handlooms which are the simplest form of industry, workshops or factories to
the large industrial facilities. As a facility is needed for the establishment and growth of the
industry, and it is also needed to labor and energy to handle the raw material.
After the great industrial revolution, every country on earth is making an effort to
come to the level of handle for supplying the raw material themselves. The majorities of
Western countries have completed the process of industrialization and these countries have
become economically advanced countries. Some countries like Turkey, still in the process
of industrialization and in terms of economy take place in a group of developing countries.
In recent years , % 80 of the exported products consisting of industrial products in our
country and producing as many products from food and textile industry to the various machines show that Turkey takes a considerable distance in the industrialization process.
Forming the basis of economic development, industrialization, in economic growth is
an indispensable process. Turkey has a broad manufacturing industry whose international
connects are growing and export-oriented manufacturing. Turkish manufacturing industry’s
integration within the global economy, especially developed with implementing policies
based on export in 1980s and gained importance by building Customs Union in 1996. In
Turkey industry, especially manufacturing industry has made a visible progress in the last
25 years. In recent years industrialization of our country has shown a tendency to spread to
Anatolia, especially after 1980s has gained momentum in cities such as Denizli, Manisa,
Izmir, Eskisehir and Kayseri.
Burdur forming our research issue has not completed its industrialization yet. In the
region, there are wide varieties of natural, human and economic resources, although it is
clear that they don’t benefited adequately. Therefore, the province’s economic develop192
ment is not at the desired level. In Burdur, the industry occurs with activities in which the
agricultural products are used as raw materials or products. These are produced in agriculture oriented, because of low local capital accumulation. Integrated industrial facility in
the province shows a distribution generally depends on agriculture and livestock potential.
However their scope and physical scale are limited. Such settlements are frequently seen
across our county.
The examination of geographical sight and determination their problems will provide
major benefits in the preparation of development plans. In this study, industrial potential have been studied taking into account the geographical features of Burdur. Located in
the Antalya Part of the Mediterranean Region, Burdur is one of the causeway connecting
Western Mediterranean coastal areas, Aegean Region and Central Anatolia Region. The
province of Burdur has a land area of 6887 km2 surrounded by Afyon from north, Isparta
from northeast and east, Antalya from south, Muğla from southwest and Denizli from west.
(Figure1.)
Figure 1: Map of Burdur
Located in the Lakes District, Burdur’s surface shape has the appearance of rugged
plateau and plains mostly are in the form of large and small basin floor wedged between
the mountains and the hills. This situation is caused by fold mountains called Western Taurus’ towards each other in the lakes district. Mountainous areas constitute about 61% of
the province land area. It is surrounded by Esler (2254m), Sogut (1919m) Aldag (2276m)
mountains from north, Kocas (2598m), Rahat (2298m) and Katrancik (2334m) mountains
from south. Located in the Mediterranean Region research area, is generally in the influence
area. However, emerging climate depending on the planetary factors undergoes local changes under the influence of geographical factors and prompt to emerge climatic conditions
different from Mediterranean climate seen in the coastal zone. The average annual temperature in Burdur was determined as in the central district 13,2 °C, in Bucak district 14,1 °C, in
Golhisar district 12,4°C and in Tefenni district 11,6 °C. This value is very low compared to
Antalya (18,7 °C) and Fethiye (19 °C) located in the Mediterranean coast, is slightly higher
than Central Anatolia Region stations Eskisehir (10,9 °C) and Ankara (11,7 °C).
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Analyzing average rainfall is measured as in Central district 436,7mm, in Bucak district 744mm, Golhisar district 587,2mm and Tefenni ditrict 507,4mm. Likewise, it is very
low compared to Antalya (1068mm) and Fethiye (993,5mm) located in the Mediterranean
coast and is slightly higher than Central Anatolia Region stations Eskisehir (373mm) and
Ankara (367mm). The elevation of Burdur is great (average 900m) and presence of the
mountains surrounding province reveal some differences in climatic conditions. Especially,
terrestrial feature makes itself felt in a significant way.
In general, a closed basin in Burdur hasn’t got other rivers that reach the sea except
for Dalaman Stream in southwest and Aksu Stream in southeast. When some of small rivers
like brook and stream poured to lakes, others lost in sinkholes. Flow values of rivers reach
to maximum levels in winter and spring seasons, and fall to minimum level in summer.
In Burdur Province, according to 2010 Address Based Population Registration System, 258,868 population are living in this area. According to these data, 159,508 (61,6 %)
of the total population live in cities, and 99,360 (38,4%) of population live in the rural areas.
Accordingly the urban population in the province is seen to be much more. However, all
these values are determined according to the acceptance of the district centers as cities, if
criteria of 10 thousand population is considered , urban population will fall to , According
to this data, Burdur emerges as a province whose approximately half of population (49.9%)
consists of rural population. Burdur province is divided into a total of 213 administrative
units including the central district and 11 districts and 202 villages. Located in province 51
of 202 villages are in centre, and the others -151- are distributed to districts. According to 10
thousand population criteria, from district administrative units only Bucak (37,667 people)
and Golhisar(13 555 people) can be characterized as city. According to this data, there are
only 3 settlements which can be characterized as city within the province administration
limits. The remaining 8 district centres, have town settlement features in which some urban
functions start to develop. Burdur located on the highway which connects Aegean coast
and inner parts of Central Anatolia on Mediterranean coast to Antalya and protect its importance in every period. Located in the Mediterranean Region, Burdur, is making intersection
between Western Mediterranean coastal areas, Aegean Region and Central Anatolia Region.
Also it has a railway line connected from Gümüşgün station on Izmir-Eğirdir railway. In
other words, it is connection of road and railway which connecting coast and inland. Especially, there are 4 caravanserais gained prominence during Seljuk period on the road route.
Nowadays, Incir Han and Susuz Han caravanserais remains were found on Burdur- Antalya
highway and about 30km away from Burdur, emerge as specific examples that prove transport function in the past.
Although there isn’t airport within the borders of our province, there are Suleyman
Demirel Airport established very close to Burdur City Center(25km) and Antalya Airport
located 130 km. Until recently, Suleyman Demirel Airport has been used only the period of
pilgrimage and when Antalya Airport is inadequate in tourist season, but recently it gains
importance for Burdur to starts flights on every weekday.
Agriculture and animal husbandry constitute the basic sources of livelihood of Burdur. Initially, wheat, barley and grain are the most important herbal products. Also, sugar
beet, anise, poppy, industrial crops, such as tobacco and rose are also produced. Opening
of the sugar factory in 1955, cultivation of sugar beet encouraged the cattle fattening, today especially in central district and around central district cattle fattening developed very
much. Industry basically relies on the processing of agricultural products in research field.
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The majority of industry institutions are gathered in the central district and Bucak and the
most important can be specified as sugar, cement, textiles, weapons, marble factories, forest
products, meat industrial complex, brick and tile business. Because of the low local capital
accumulation, industry generally consists of activities in which the agricultural products
are used as raw materials or produce products for agricultural sector. By the taking Burdur
in development prior provinces ambit has led to movement in investment of manufacturing
in a certain extent. However in 1980, Burdur was excluded from prior provinces ambit for
development, at least industrial investments are continued as diversified and especially from
1990s in marble sector a significant improvement was showed.
This study is produced from a research project about Burdur Province’s Industrial
Properties and Potential presented in 2009 and supported by Mehmet Akif Ersoy Universty
Research Projects Unit. The fitting remark which is the research method of geographical
studies formed the most important phase of the study. For this purpose, surveys were applied in industrial facilities with field observations in 2009-2010 and interviews were done
with factory managers. Site-directed previous studies were used in detail. Turkey Statistical
Institute, Burdur Governorship, public institutions and organizations in provinces and Burdur Chamber of Commerce and Industry’s inventories were utilized on a large scale. The
resulting data was attempted to synthesize according to the basic idea of study of geography,
distribution, connection, cause and effect and attempted to support with visual techniques
commonly used in geographical studies, map, charts and graphs.
INDUSTRIAL POTENTIAL OF BURDUR
To demonstrate the industry potential of Burdur, primarily, the factors that influence
the establishment and location decisions should be examined. Examination would be appropriate under various titles, though it is varied due to characteristics of each branch of industry, such as raw materials, energy, labor, transportation, markets, capital, climate, water
resources and individual affects.
1. RAW MATERIALS
One of the most important features of modern industry is using a large amount of raw
material because of this fact, it depends on a wide range of raw material sources. Indeed, the
raw material’s properties in terms of quality and quantity, form one of the necessary conditions of establishment of industrial enterprises (Tümertekin, 1969: 59-60). Natural status of
needed material which will be used to create a product or good is called as raw material. In
industry, raw materials can be unprocessed and semi-finished. Raw materials in Burdur can
be examined under various headings.
1.1 MINNING ASSETS
In Burdur, there aren’t significant underground resources , on the other hand, lignite
coal, chromium, manganese, iron, molybdenum, magnetite and marble can be defined as
known mineral reserves. There are coal reserves in Golhisar district Elmalıyurt and Kargalı
villages, Tefenni district and Baspınar town. Coal exploration operations were started in
Golhisar district,Elmalıyurt village Divre neighborhood by a private company in 46 hectares area with permission in 1986. However, due to lack of reserves coal extraction process was continued until 2006 in 3951 m2 area. The lignite coal reserves are estimated as
4000000 tons. This extracted from lignite pit coal annual average 8000 tons of coal were
tried to be marketed in Golhisar and surrounding districts. Because of low calories (3800
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calories), the company experienced some problems in marketing, the coal production was
stopped by the end of 2005 (Yılmaz, 2009: 153).
In terms of metallic mines, the most important mines in the province are chromium
and manganese sources. The developed chrome sources based on ophiolite are seen in Yesilova, Tefenni, Cavdır, Karamanlı and Golhisar districts. The first studies for chromium started in 1954 in Burdur, the chrome sources which is subject of extensive studies in 1962 were
operated from time to time (Karakaş, 2005: 906). Chrome sources which were in Golhisar
district, center Cukuragac and Kelelipinar were tried to extract in some periods between
1953-1992 by many enterprises. A total of 540 tons of chromium metal was removed and
sold. Nowadays, the sources where the chrome mine is not executed any more because of
the low values of chrome mine and not being rich reserve. Today two companies owned by
private sector are producing chrome in Tefenni and Yesilova. In Tefenni Distinct,113 people
are employed by Aziz Cevik Mining Company for chrome enrichment facilities. Manganese
sources are seen in Bucak, Tefenni,Cavdir, Golhisar and center districts, but today there is
no production from these sources. The most important of these sources are in Yazipinari
manganese deposits in Bucak, this field which has 9000 tons of visible reserves has operated
in the past years. At the same time iron sources has been observed in Yazipinari field and
8963 tons of visible reserves were identified.
Turf sources which occur in ebbed field of golhisar lake in Golhisar have been operated since 1995 by a private company. Turf or in other words peat, occurs as a result of plants
( mosses and swamp reeds) which grow in swamp and similar under water areas collapsing
at the bottom of water and in environment in which out of touch with air perish and crowd
and made thick sources after decreasing level of water of lakes. Because of poor nutrients,
generally with acid reaction (5.5-6.5ph), water holding capacity is high, very permeable
and loosely structured features, it is a type of organic soil which is used in greenhouses,
cultivated mushrooms and cultivation of indoor plants. Turf soil at the bottom of lake removed with dipper within the boundaries of Yamadi Village, and is brought to the factory
stated next to the Golhisar-Burdur highway. Materials brought to this factory are separated
firstly and then cleaned and packaged. The obtained product is marketed to the centres such
as Korkuteli, Antalya, Mersin,Izmir, Kocaeli and Yalova. During the winter season, unfavourable weather conditions make production difficult, but nearly 50-60 tons turf soil are
being processed per day and approximately 10 labors are working but it varies (Yılmaz,
2009: 154).
In Burdur, non-metallic mineral product’s manufacturing sector comes to the fore. In
manufacturing non-metallic mineral products, there are some sub-sectors in the foreground
such as cutting the stone of ornamental and building stones, shaping and making to be
available, manufacturing lime, manufacturing fireproof ceramic products, manufacturing
materials from baked clay, tile, bricks and construction. Burdur is quite rich in terms of
marble reserves and there are marble sources in almost all districts. Province’s most important reserves of marble are located in Bucak, Yesilova, Karamanlı and Tefenni districts.
As mentioned before, in Burdur marble production developed rapidly especially after 1990
and many quarry and marble processing company were opened. Processed from Burdur,
the marble types which are known as Burdur Coffee and Burdur Beige, because of their
properties as colorful, tough and durable, they are requested in world market and 85% of
current production is exported.
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1.2 AGRICULTURAL RAW MATERIALS
Agricultural raw materials are in the case of important element of economy and especially industrial sector. Because of creating approximately 15% of our national income and
29.5% of employment, agricultural sector, even it separately is an important source for our
country (Unal, 2010: 100). Burdur has an important raw material potential in agricultural
production in terms of quantity and variety of products due to the owned geographical structure and ecological characteristics. Province’s agricultural raw material existence can be
investigated under two headings as herbal and animal raw materials.
1.2.1 HERBAL RAW MATERIAL
Using the soil for different economic purposes or evaluating activity represent utilization of soil. In this aspect lands are classified as agriculture, pastures and meadows, forest
and areas that are not bring product. Located in Lakes Districts, Burdur’s surface shape has
an appearance of rugged plateau and plains mostly are in the form of large and small basin
floor wedged between the mountains and hills. This situation is caused by fold mountains
called Western Taurus’ towards each other in the lakes district. Mountainous areas constitute about 61% of the provincial land area and it has led to agricultural areas are relatively
limited. In fact, 45.6% of the survey area is forest in 2010 but agriculture was being done
in 209828 hectares that is 29,4% (Table 1, Figure 2).
Table 1: Situation of Used Lands in Burdur (2010).
Figure 2: Situation of Used Lands in Burdur (2010)
When the production statistics of Burdur are examined for 2010 ( Table2, figure3),
309814 tons of grains, 181405 tons of sugar beets, 197204 tons of fodder crops, 8449 tons
of anises, 3535 tons of poppies, 1182 tons of pulses and 322 tons of roses productions are
realized.
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Table 2: Herbal Production in Burdur (2010).
Figure 3: Herbal Production in Burdur (2010)
Vegetable production has the growth in terms of variety and quantity in study area
according to situation of lands in Bucak, Celtikci, Golhisar and Central District villages.
Especially vegetables such as green beans, peppers, tomatoes, cucumbers, spinach, lettuce
increase their production and cultivation area, products such as carrots and onions decrease
their production and cultivation area. When vegetable production statics are examined in
Burdur for 2010, according to the cultivation area and production quantity tomatoes and
beans are coming first. (table 3, Figure4). The reason for the growth in vegetable production
in the region is that increasingly widespread greenhouse production which requires input
costs and high income, intensive knowledge and effort.
Table 3: Major Vegetable Grown Area and Production Quantities in Burdur (2010).
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Figure 4: Major Vegetable Grown Area and Production Quantities in Burdur (2010).
According to the condition of irrigated land in Burdur, various fruit species are grown
in different areas. Peach, cherry, morello, walnut cultivation In Aglasun, Celtikci and Bucak
districts and apple cultivation in Tefenni are gained importance. According to statistics the
number of fruit trees and production, apple, pear, peach and cherry are coming first ( Table4, Figure5). In our province viticulture has been developed locally. In our province the
most produced grape varieties are Burdur Dimrit, Razaki and Isikli. These are table grape
varieties. Burdur Dimrit grows in only our province in Turkey and constitutes 60% of grape
production in the province. Viticulture traditionally is the low system and Globe Discipline
System is applied.
Table 4: Major Grown Fruit Tree Numbers and Production Quantities in Burdur
Figure 5: Major Grown Fruit Tree Numbers and Production Quantities in Burd
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1.2.2 RAW MATERIALS OF ANIMAL
In the research area, the most important source of livelihood is livestock after cultivation. Livestock is an important economic activity in high places in which agricultural land is
fragmented and inefficient and thus agricultural diversity are decreased. Livestock activity
especially income obtained from milk greatly helps the family budget in these villages in
which income obtained from the cultivation is really inadequate. Livestock is carried out
with herbal production in agricultural factories. In Burdur Province, when the presence of
animals examined in the year of 2010, the number of cattle is 143150 while the number of
small ruminants is 168230, it is seen that the number of small ruminants is more than cattle.
In the presence of small ruminants, the number of sheep (106210) is more than others (Table-5 Figure-6). According to 2010 statistics, in Burdur, 1227 tons of meat, 303758 tons of
milk 222 tons of wool were obtained. A portion of meat from animal products is processed
at sausages manufacturing facilities in Burdur, while a large number of them is marketed
through facility of Güçbirliği and Yılmaz meat industrial complex, %25 of obtained milk
is processed in milk factories that operating in downtown and county of Bucak, Gölhisar,
Tefenni, %75 of its is sent to the milk factories (Aynes, Ülker, Yörükoğlu, Pınar) outside
the province.
Table 5: Distribution due to the type of the animal grown in Burdur 2008
Figure 6: Distribution due to the type of the animal grown in Burdur 2008
Research area has very favourable conditions beekeeping activities. Approximately
% 45,6 of region, which has hilly topographic structure, is covered with forests. Besides
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the rich natural vegetation, region is rich especially the cultivated industrial plants such as
anise, fennel, poppy and black cumin’s flowers in terms of pollen and nectar and this creates
favourable conditions for beekeeping but it has not developed sufficiently in province. As
a matter of fact, in 2010 the number of hives was 46468 in province and 534 tons of honey
was obtained from these hives. As seen, Burdur has a major potential in terms of agricultural
raw materials.
1.3 FOREST ASSETS
About half of the total area of Burdur (%45.6 of its) is covered with forests and this
asset is considerably above in our country’s average (%25). Therefore, in the region forestry activities have gained importance comparatively. 80.8% of the total forest land in the
field constitutes grove area and %19,2 of its constitutes coppice areas (Table-6 Figure-7).
157766 hectare of (%48,5) grove area constitutes efficient woods and also 97309 hectare
of its (%29,9) constitutes corrupt woods. The dominant tree species of groves are larch.
Sporadically pine, juniper, cedar and oak trees are also seen. In coppice areas, shrubs and
gariga communities that consist of types of mostly broom, laden, oak, and so on generally
are seen. Thus, cause of the occurrence that half of the forest land (%51.4) consists damaged
coppice and grove area in the field, is a result of destruction of forest since hundreds of years
in the region which settlement date quite old.
Table 6: Productivity Condition of Forests in Burdur.
Figure 7: Productivity Condition of Forests in Burdur
In research, the production of forest good and afforestation activities are conducted by
department of forestry that established counties of Bucak and Gölhisar and centre depen201
ding on Isparta Regional Directorate of Forestry. Labour in the production of forest good
and transportation generally works as seasonal. The main products obtained from forests
area constitute industrial wood and firewood. Industrial wood is classified as bud used in the
manufacture of timber, fiber and shaving used in manufacture of board, mine pole evaluated
in mine, hair wire pole used in power transmission line and communication and packagable
wood used in manufacture of box and ballot box. In Burdur, depending on presence of forest, it is seen that wood products and furniture industry emerged only in centre and county
of Bucak, also in county of Gölhisar and Altınyayla, manufacturing of furniture and sawmills and joinery workshops that operated level of workshop manufacturing attract attention.
2. ENERGY
An energy source that was one of the factors of effectiveness in the establishment of
industry and selection of place is an indispensable of modern industry. In industry usage
of energy emerges in different ways. Some industries are used just to get heat and some of
them are used to run the machines.
There is no electric power generating facilities in the study area. The needed electrical
energy is acquired from the interconnected system. Therefore it can be stated that there is no
effect of energy sources on the location of industrial facilities in the province. In organized
industrial zone, installed electric power of facilities which is active is 5000 kWh, the total
electricity consumption is approximately 20 000 000 kWh in 2006.
Natural gas has reached to Burdur in 2006 and first natural gas has been given to the
Organized Industrial Zone in Central County. Burdur Organized Industrial Zone Built Natural gas connection and distribution lines construction job has been completed on 13.06.2005
and with the contract with the Botas, gas distribution has been done on 08.06.2005 and gas
has been distributed to companies that transforming indoor plumbing. Operation, maintenance and repairing of natural gas are carried out by the director of the organized industrial
zone. In Bucak, natural gas has been reached in 2010 and natural gas has been distributed to
companies that made interior plumbing conversion since 2011.
Our country has a significant potential in terms of renewable energy sources. Turkey
receives 80 billion TEP (tons of oil equivalent) solar energy in a year. In our country, it is
estimated that total solar energy are thirty-twice as much of known solid fossil fuels of
reserves and 2200 times as much of oil reserves. But Turkey cannot benefit so much from
this huge energy potential unfortunately, because its technology hasn’t developed (Karabulut, 2000: 118). With the purpose of generating electricity from solar energy, in order to
implement their projects that named Solar Field, a group of investors came to Burdur from
Germany. They have done feasibility studies to establish solar energy panels in 125 square
meters in town of Büğdüz depending on the county. If this project can be put into operation,
a significant advantage in terms of renewable energy sources will be provided for Burdur
3. LABOUR
Despite the mechanization of industry and development of technology, labour is still
an indispensable important factor in modern industry. Burdur has young and dynamic population structure, therefore, the rate of the working age population increase in total population and so this is perceived as significant resources for industrialization.
The wide range age grouping of population of Burdur has a great importance in terms
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of detection in active and dependent population. In this grouping, group of 15-64 is accepted that active and working population, group of 0-14 population of children and group of
old population over the age 65 is accepted dependent population. When Burdur examined
due to the data of ADBKS in 2010, in total population of province, 19.3% of its is 0-14
age group, 68.2% of its is 15-64 age group and 12.5% of its is 65 age and more age group.
(table7, figure8). Within these age groups, male population is more in 0-14 and 14-64 age
groups, female population in 65 and more age groups. Turkey’s 2010 rates in the general
population was recorded as the group of 0-14 age is 25.6%, group of 15-64 age is 67,1%,
group of 65 and more age is 7,3% (TUIK 2010). When these values compare with the Burdur, they show that 0-14 age group of the population is less than 6.3% from throughout the
country and this shows that birth rates are lower. In contrast, population ratio of the 15-64
age group that considered to be as active population is seen as 1,1% more than the country
rates and the 65 and more age group is seen as 5,2% higher than throughout country. These
ratios show that apportionment of the young population in total population is quite high.
Table 7: Wide Range Age Grouping of Burdur’s population.
Figure 8: Wide Range Age Grouping of Burdur’s population in 2010.
In Burdur, contribution of industrial sector is very low to employment. According to
2009 data, industrial employment in the province was 13.9%. Lack of the opportunities of
employment in the province leads to be unemployed of a part of the growing population.
As a result of this migration occurs to the outside from the Burdur. When the number of
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applications to ISKUR is examined due to level of education, it is seen that the most intense
application was made by graduates of primary education (53.2%). The number of applications of master’s and doctoral graduates (0.1%) is quite low. When unemployment data is
examined due to age groups in Burdur, it is seen that the more unemployed people are in
the 25-34 age groups (38 000 people). When analyzed in terms of educational level, it is
observed that the highest unemployed (16,3%) rate is from the general high school, vocational high school and college graduates(12,1%). The presence of the qualified workforce
population is an indispensable factor firstly in industry and also in service sector.
4. TRANSPORT
Transport activities have a huge impact on the establishment and development of modern industrial activity. In industry that its purpose is to sell the produced good, location
selection of industry is an important factor for delivering of produced good to consumer
as well as transportation of raw materials to the factory, providing round-trip of workers
to facilities, providing communication with raw materials and market field. Technological
developments provide both accessing of raw material to industry and accessing of manufactured good to the consumer more easier while ensuring the construction moderns means of
transport. Initially, the desire to reduce of distance has started not to be so much important
when one or more of the effective factors of location choice of industrialization. (Ünal,
2010: 109).
Due to the topographical features of the region, Burdur is on the highway that connecting Aegean coast and inner part of Anatolia to Antalya on the Mediterranean coast and maintaining its importance in every period. Burdur that located in Mediterranean Region, is the
intersection between the Western Mediterranean coastal areas and Central Anatolia Region.
Also it has a railway line that linked from the railway station of Gumusgun is on the railway
of the Smyrna-Egirdir. In other words, it is connection of road and rail that connect coastal
and inner parts. There are four caravanserais on the road route that particularly gained the
importance during the Seljuk period. Nowadays Incir Han and Susuz Han caravanserais that
were found remains on the highway of Burdur-Antalya and were about 30km from Burdur,
emerge as specific examples that prove transport function in the past. In addition, port of
Antalya provides an important advantage for industrial facilities in Burdur. Working of Istanbul-Antalya speed rail and highways, which department of transportation tries to operate
out from on the Burdur until 2023, continues. When these projects are put into operation,
the distance between Istanbul and Antalya will be diminished from the Burdur and it is no
doubt that in this case will be a large impact on establishment and development of industrial
activities in Burdur because of providing a great advantage of both accessing to market and
accessing port of Antalya.
Although there isn’t an airport within the boundaries of our city, Suleyman Demirel
Airport that established very close to the city centre of Burdur and Antalya Airport that is
130km, are located. Suleyman Demirel Airport, while until recently is used only the period
of pilgrimage and in tourist season when Antalya Airport is inadequate in the year, today has
gained importance for Burdur with starting of flights every day of the week.
5. CAPITAL
Due to the fact that industrial facilities have both getting larger capacity and more me204
chanized industrial organizations, today’s industrial companies have become undertakings
that wanting more funds when compared to formers. Therefore, capital has gained importance day by day as a requisite of establishment of industrial activities. In contrast, their effect
on facility location is reduced due to a mobile factor such as elements of working. Studies
of today reveal that the industrialization hence one of the most critical elements of economic
growth creates the accumulation of capital. Capital can be divided into as financial capital
and physical capital. Although monetary capital is quite moving, factories, machines and
physical capital consisting from buildings are fixed. Modern large industrial organizations
need to markets of capital and consumption increasingly. Because, industry organizations
require both marketing goods and following raw materials and technological innovations.
Covering required capital for establishment of modern industry creates major problem in
developing country such as Turkey. Against all these difficulties, industry of Burdur has
been established by using public investment and local capital before 1990. In this period,
it is observed that the local capital benefits from both agriculture and capital accumulation
that occurs in trade sector. Modern industry that showing development in Burdur after 1990,
has been opened to alongside local capital, to inland even in recent years foreign markets
with foreign capital (Junior, Eurdrip, BASF).
6. MARKET
The importance of market increases in location selection in industry day by day. Before everything in this diversification of consumer goods and proliferation of consumption
fields by strengthening has an important role. But as well as this, as mentioned when examining transportation, development of transportation of both raw material and product are effective in turning to marketing to the establishment of the industrial activities. For processed
materials, it must be a certain level above the sales area. In particular, in agricultural countries those purchasing powers is low and have limited consumption, not suiting of market
conditions play major role in not developing of parts of many industries(Tümertekin, 1982:
201). Firstly, crowded areas that have high purchasing power have created very powerful
drafting zone for industrial facilities. Also, in addition to the size of the market in the nature
of industrial facilities plays an influential role in location selection. Indeed, an industrial
facility which manufactures durable consumer goods, doesn’t need to be established in the
market area. Whereas, the food industry is seen to be mostly dependent on the market.
Today, to be improved of transportation facilities, the industrial facilities have reduced the
impact of market factors in the location selection. However, due to the fact that the presence
of a large population that purchasing power is high, and handling charges in a short time will
encourage a limited marketing activities, industrialist generally prefer to invest in densely
populated areas(Güner and others, 2001: 167).
In Turkey, Antalya that is a regional-scale commercial center and Isparta that shows
development in recent years are an important market for industrial facilities in Burdur. Indeed, as stated in parts of industries previously, Antalya and Isparta are the most important
market for processed marble, brick, cement, furniture, farm equipment, construction chemicals and the goods in food industries.
Today, the effects of globalization are experiencing very significant, and countries tended to world markets that except for in their borders marketing conditions. Today, countries
such as the EU countries, Middle East countries, USA, Russia, Ukraine, China constitute
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the major markets in industries of marble, construction chemicals, cement, agricultural machines, textile and food for Burdur.
CONCLUSION
It is seen that Burdur has wide variety of natural, human and economic resources but
these aren’t used enough. Therefore, the province’s economic development is not at the desired level and industrialization has not yet completed. Integrated industrial facilities in the
province generally depend on agriculture and livestock potential. But, their fields of activity
and physical scales are limited. Of industrial sector, old technology and showing more and
more decreasing of capital accumulation is caused to decreasing of production capacity
utilization rates (30-40%). Burdur didn’t benefit to the extent necessary from investment
incentives due to not take place in priority provinces. For this reason, Burdur should benefit
more from industrial incentives taking in the scope of priority provinces. Thus, both will be
taken more added values and will be provided more employment.
Due to being insufficient of Organized Industrial Zone and in order to meet the needs
of organized industrial zone, studies of setting up second organized industrial zones were
began in 1998 and it wasn’t activate still although its location was finalized approving by
Ministry of Industry and Trade in 2009. Bucak Organized Industrial Region was established
on 85 hectares of land on Burdur-Bucak highway and all 76 plots were allocated to 76 companies. For this reason, location selection about additional 100 hectares of land in Burdur
Organized Industrial Zone was finalized in 2009 and expropriator action must be activated
completing quickly. On the edge of Denizli-Antalya highway in Cavdır, New Organized Industrial Zone that will serve to Golhisar, Cavdır, Tefenni, Karamanli and Altinyayla should
be provided established on the field which a significiant portion of treasury land. In Karamanlı, Cavdır and Tefenni, marble facilities that began to settle in a disorganized manner
and harmful to environment with treatment facilities should bring together and take under
control in organized industrial zones established.
As well as Organized industrial Zones, artisans and small business should be provided to manufacture in an organized manner establising small industrial estates in province.
Given to small industrial estate finance, education and technology development support
should be increased. 50 business that mostly are founded for auto repair and car wash in the
Burdur Centre named old industrial area and blacksmiths in fiery arts bazaar still operate
within the city today. Continuing industrial activities within the city is thought provoking
when standing small industrial sites that is more appropriate of industrial activity aspect of
infrastructure and location.Blacksmiths that are located in both industry workshop and art
site, are required to move to small industry site in short time.
Weaving, carpet weaving, copper that began to disappear should support and contribute to the local economy. For this purpose, initiatives should be supported for the family
business. The export of handicrafts and souvenirs can contribute significantly to the national
economy and it will contribute promotion of culture of countries and revival of tourism.
In a province that produces about 600 tons of milk per day, the absence of sufficient
number and capacity of business that handing these products is noteworthy. While 25% of
obtained milk operates in milk factory that functioned in centre, Bucak, Golhisar,Tefenni,
75% of its is sent to the milk factory outside the province(Aynes, Yorukoglu, Pinar, Ulker). After infrastructure works are made for the protection of the environment, industrial
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facilities based on milk production should be increased to assess the potential of milk and
milk goods in the region. Any step taken in this direction will further improve to livestock
activities and hence the province’s economy.
About half of the total area of Burdur (45.6% of) is covered with forests, this value
is considerably above of our country’s average (25%). Therefore forestry activities in the
region have gained more importance. Wood products and furniture industries that emerged
in only centre and counties of Bucak are seen based on presence of forest in Burdur and
manifacturing of furniture and sawmills and joinery of workshop that operating level of
manufacturing workshop, attract the attention. Evaulating this potential in Burdur, industry
facilities that made hardwood production can be realized. Hardwood production can be
realized evaulating this potential in Burdur. In addition to this, in Burdur that has a chance
to marketing woodworking tools, investments of hotel and motel furniture, wooden chairs
and sun beds, doors, windows and woodwork can be encouraged. Because of being close
to the market that can sell forest products such as Antalya, Mugla and Denizli is the most
important advantage.
In county of Cavdir of town of Bayir, before manufacturing of gun that made for hand
embroidery has left its place manufacturing of shotgun. Manufacturers began to give more
importance to manufacturing of components of weapons than production of complete weapons in recent years. While in the 1970s, 40 weapons workshop was operated in the town of
Bayir, then their numbers have decreased because they couldn’t adapt to technology and in
2010 there are 8 workshops that worked 25 people. In these workshops, parts such as barrel
of rifle, butt, swadle are produced and assembly operations are performed to especially Factory of Yıldız Silah in the central district of Burdur and other factories of weapons in other
provinces. These manufacturer are brought under one roof of small industrial sites, both in
quality and increase in production can be provided and will provide a major contribution to
the local economy if any support is provided about the information and technology issues
by KOSGEP.
In Altinyayla limestone that derived from available limestone resources are converted to powder by conventional methods and this is damaging to the environment. 300 tons
production of lime is made in the 30 lime kiln operating in 2010. Lime production facilities
should be established in terms of more efficient use of existing resources, and to obtain
quenced and bagged lime in Altinyayla.
Marble processing business is noteworthy because of rapid increase in marble quarry
in the province in the last 20 years, especially in Bucak, in center and other centre of county
and even in some villages. 4250 people are employed in business and marble quarry in Burdur that contains approximately 90 operating marble quarries and 60 marble factories today. In the region, marble quarries and marble operations have created employment for the
public especially in rural settlements. But the most important problem in such an important
sector is the lack of skilled labor. In order to solve this problem, in the vocational high school, departments of marble technology need to be opened. At the same time, AR-GE works
should be taken into consideration in order to increase product diversity. Marble plates and
finished marble goods which have high added value should be given more importance, too,
for export products. Developments in production technology should be monitored and lagging technology of business should be renewed.
Also, in wood products, furniture sectors and in the food industry, the most impor207
tant problem is the lack of qualified personnel. The solution of this problem is to educate
students via opening departments of food technology, furniture and decoration in both high
schools and universities.
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Coğrafya Dergisi, Sayı: 5, Konya, s. 159-191
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Sayı: 2, Ankara, s. 87-104
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TÜMERTEKİN, E.,ÖZGÜÇ, N., 1999, Ekonomik Coğrafya Küreselleşme ve Kalkınma, Çantay Kitabevi,
İstanbul.
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Yay. No: 985, Kazım Karabekir Eğitim Fak. Yay. No: 127, Araştırma Serisi No: 52, Erzurum.
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YAZICI, H., ÇETİN, B., 2005, Sanayi Coğrafyası Açısından Bir Araştırma; Burdur Tarım Alet ve Makineleri İmalat Sanayi. I. Burdur Sempozyumu (16-19 Kasım 2005), M. Akif Ersoy Üniversitesi, Cilt 2, Burdur,
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Sayı: 1, Ankara, s. 57-72.
YILMAZ, O., 2002, Burdur İli’nde Nüfus Hareketleri. Burdur Eğitim Fakültesi Dergisi, Sayı:3, s:162-180
Burdur.
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http://www.burdur.gov.tr/detay.asp?id=165
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URBAN CULTURE, URBAN IDENTITY
AND LIVABLE URBAN PLACES
Erkan POLAT
INTRODUCTION
In this century, there is already an expectation of going through a much faster and
stronger process of change and transformation than the one in the past. Leading powers of
‘globalization’, which is seen as inevitable , bring about the concept of ‘region’ beyond the
national borders, which necessitates not the separation but the integration of the market as
well as the concealment of the local characteristics’, which aims at protecting their own
identities, characters and cultures.
In this process which is called as ‘glocalization’ (Robertson, 1995), it is expected to
view substantial changes in the social and spatial structures of ‘competing cities’, which
are struggling to take place in the system. Gabardi (2000:33-34) defined glocalization as
follows:
“[Glocalization is marked by the] development of diverse, overlapping fields of globallocal linkages ... [creating] a condition of globalized panlocality....what anthropologist
Arjun Appadurai calls deterritorialized, global spatial ‘scapes’ (ethnoscapes, technoscapes,
finanscapes, mediascapes, and ideoscapes).... This condition of glocalization… represents
a shift from a more territorialized learning process bound up with the nation-state society
to one more fluid and translocal. Culture has become much more mobile, human software
employed to mix elements from diverse contexts. With cultural forms and practices more
separate from geographic, institutional, and ascriptive embeddenness, we are witnessing
what Jan Nederveen Pieterse refers to as postmodern ‘hybridization’.”
In fact, because of the economic gains needed to be attained, it is necessary to put up
with the social costs of these so called changes in today’s cities. In this respect, the emphasis
is on the fact that, apart from there is social decomposition among social classes in cities,
there is the problem of disappearance of traditional cultural values due to the pressure caused
by structural change. Yet, there is another problem of ‘identity crisis’, which is encountered
by the loss of cultural continuity coming from the past and going on to the future.
The main concern is to what extent support this concept of transformation and change,
which does not take into account the traditional values and measures in present pattern of
cities in order to form prestigious districts and sell privileged city regions (for example,
gentrification, etc.) and the image of the city, and which brings about rise and density. How
can this concept of decomposition through separating the city into ‘privileged’ and ‘more
underdeveloped’ regions and its consequence of concurrence in terms of time and space be
united?
‘Urban places that are no longer livable’ frequently appear as a result of the gradual
destruction of ‘the sense of urban identity’ and the relation of time and place, in other
words, the collaboration of place-memory-identity to gain interest in a narrow sense and to
demonstrate power or to establish authority through means which is called ‘planning’ today.
At this point not being aware of what is being lost by the application of urban transformations
and change stem from not being able to read or to misinterpret ‘the background story of the
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place’ (Jackson, 1994; Burgess, 2000).
THE FACT OF CONTINUOUS URBAN CHANGE AND THE PROBLEM OF
NOT BECOMING A CITIZEN
There has been the fact of migration from the East to the West, from the North to the
South, from the underdeveloped regions to the relatively developed ones, from the rural
areas to the urban ones in Turkey for the last fifty years. Although its direction, rhythm,
quality and causes have gradually changed through time, this concept of urbanization
without becoming adequate citizens goes on to be the cause of substantial changes in social
and as a result physical structures of cities.
Masses, who want to experience the privileges of the city and to take advantage of its
facilities, have settled on the borders of the city in all the possible directions in a disorderly
way covering up the environmental sources fast and taking their habits and rural culture to
the new regions of the city which they cannot get integrated and united.
As this formation goes on in the outer parts of the city, the historical center and the
settled structure, and nearby settlement areas, which have completed their developments
long ago, are going through the process of becoming high, dense and new through getting
knocked down due to the decisions of plans mainly made in this respect and the increasing
pressure by the demand of transformation for higher and denser uses. Because of the
transformation and change pressure created on the settled region of the city, the traditional
environments and the culture heritance have been left neglected and unprotected and have
taken their share from this transformation through getting old, outmoded, ruined and
abandoned.
‘Plan’ has caused a scattered inhabitation pattern growing with unoccupied parts in
any direction as it registers structural and functional changes in the areas with dense and
insufficient, grey and stone settled areas, in other words unhealthy structure for the sake of
‘internal renovation’ and dispatches and scatters new housing areas, which are in bigger
sizes than the ones needed in the future, in all directions with a relative access for the sake
of the generalization of demand in the neighborhood.
In the process of this scattered enlargement, towns, which have seen the city moving
towards them by growing outwards, also, have started to plan new neighborhoods, more
than necessary, taking the risk of undertaking more than their internal structures and thus,
they have caught up with the system of contributing to the development of the city and
taking share in land market.
Instead of approaching general settlement problems of cities with high level regional
and national policies and development strategies, preferring partial planning approaches
tending to ‘more rent’ in a restricted narrow place from time to time leads to problems,
which cause enormous disasters in urban peripherals, which gradually become unhealthy,
inadequate, high and dense and stony. It is now known that urbanized peripherals, which
have high density, disorderly and uncontrolled structure, giant size and which cannot be
urbanized in its real terms have great effects on the dimensions of losses even they stem
from a natural disaster.
Another problem rising from the concept of this stony and inadequate peripherals
because of continuous changes in urban place is ‘identity crisis’ and ‘alienation’. An
interesting indicator of this concept is the original names of places, which the old city has
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had from the past to the present. These names of places have become meaningless as they
no longer have their definitions in the memory of the society due to the fact that they have
gone through a total physical change in their structured peripherals and thus, in their social
structures.
However, in societies with established cultural values, cities maintain an identity,
which represent their existence in the present time through their spatial characteristics. This
concept, in fact, means a cultural continuity with its historical and spatial dimensions in
‘the transfer of memories of the past to the future as a hope’, in other words ‘forming a
cultural bridge’. And this is another unarguable and substantial concept of ‘urbanization’
and ‘livability’. (Connerton, 1989; Boyer, 1996; Harvey, 1997).
THE CULTURE OF CITIES AND CITIZENS – CULTURAL IDENTITY
Although confused and faceless, the world of globalization has its physical limits
which cannot be completely vanquished by modern technologies. Nevertheless, the genuine,
multiple nature of the city and its new character(s) can be discovered through numerous
terms that describe it as a:
• Informational City (Castells, 1991)
• Telematics City (Hepworth, 1990)
• Network City (Batten, 1995)
• Dual City (Castells, 1991; Mollenkopf & Castells, 1992)
• Intelligent City (Graham & Marvin, 2002; Hepworth, 1990)
• Divided City (Fainstein at al., 1992)
• City Of Collective Memory (Boyer, 1996)
• City Of Spectacle (Short & Kim, 1999)
• Entrepreneurial City (Short & Kim, 1999)
• Diffuse/Compact City ... Etc.
Thus, it is noticeable that the city at the beginning of the 3rd millennium is continuously
excited by internal and external economical, cultural, political, historical, social and
ethnical stimulations that are the result of its new technological infrastructure and evolving
identities.
While on this development and changing will be continuity, cities are increasingly
complex and confusing places. However, so that we may interact at a functional level, we
seek order in and attach meanings to the environment (Walmsley, 1988). According to
Norberg-Schulz (1979), the identity or the character of a city is one of the important parts of
its existence and mechanism. It is the physical properties of a city which, first of all, forms
its urban character. These properties are conceived as matter, structure, color and pattern
(Relph, 1976; Tuan, 1977; Norberg-Schulz, 1979).
In other words, the character of an urban place, which demonstrates its identity, gains
meaning and definition by its structural and materialistic qualities. In this perspective, ‘identity’
and ‘meaning’ are closely related concepts and ‘indefiniteness’ and ‘meaninglessness’ are
synonyms with ‘unidentification’, that is having no identity.
The presentation of identity of a ‘place’ can only be achieved by a viewer-commentator
mentality. And this is realized by ‘perceiving’ (Rowe and Koetter, 1978). A number of
relativities related to time, place and individual can be mentioned in the definition and
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determination of qualities of an urban place. Actually, it is inevitable for the individual to
be driven by his past experiences along with external stimulus and his value judgments and
expectations; evaluation will appear after such a comparison.
Consequently, it can be said that the evaluation of the urban place with its specific
qualities, the acquisition of a specific cultural identity, definition and meaning by the place
can only be possible by the citizens who have intellectual capacity to represent ‘citizenship
culture’, who have reached the consciousness of fellow citizen.
The thesis that can be put forward is that there is a mutual relationship, whose existence
can be viewed, between the social cultural transmission and structural environment and
these two systems continually interact and put each other into shape (Burgess, 2000).
The main hypothesis which can be developed is that, in the process of mutual
interaction, forming healthy urban environments can be attained through urban culture by
means of conscious individuals and by improving urban environment and keeping it in a
good shape can help conscious citizens and urban culture to be formed (Bilsel, et al., 1994).
The formation which can be viewed in cities today is, in fact, the differences in the ways of
reflection of different life philosophies to the place. This concept is understandable because
the citizens, who use the whole urban place together, give ‘the urban culture’ different
meanings and concepts.
In the historical developments of cities, different and recognizable settlement and
structure styles, one layer on the other or one next to the other, in the reflection of ideologies
to the place, is a known formation style. However, today, the interesting thing is that
these urban styles forming next to each other are concurrent. These styles are, in fact, the
expressions of the same socio-economic system in different ways (Bilsel et. al., 1994).
The discussion goes on to the topic of what the specific urban culture, in fact, which
is defined as ‘a fact of structured complexity’ is; what the identity, which is presented by
the urban management and reflected to the place, should be, as an outcome of the cultural
mix defining a transferable and dominant or the possibility of uniting with an upper-identity
(Rowe and Koetter, 1978; Montgomery, 1998).
TOWARDS AN IDENTITY CRISIS AND BREAKDOWN PROCESS
The city, when it is defined as an artificial physical environment, where an organization
more than natural and primitive life mechanisms are settled and represented, the history of
civilization and all the admirable facts, if it is the history of urban life, can be said to have
been designed in the city. As a matter of fact, there is no great culture which has not created
cities (Kuban, 1994).
On the one hand, in today’s cities which are gradually becoming overpopulated,
extremely big, dense, stony, inefficient the loss of natural and cultural values, in other words
urban inheritance; on the other hand, the gradual destruction of place, environment and
quality of life is explained by the theory of ‘collapse’ (Polat and Bilsel, 2006). According
to Kuban (1994), the enlargement of a city as a livable place is a function of the rational
component of the social culture living there. The existence of a city in which you cannot
live in a civilized way or which does not produce civilization is now, just an abstract
determination, a verbal habit.
It can be said that there are the relations gradually becoming weaker between the urban
societies and the culture and the disappearance of urban civilization (civitas) underlying
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urban diseases. The historical cities of the Old World are societies which have succeeded
in uniting the politic power with science, humanity, religion and such fields and they have
been able to relate these with cultural ideals. Nevertheless, at present, the fact of metropolis,
which is a product of civilization, stems from mere functionalism and social rationalism.
Contemporary metropolises do not take into consideration any hierarchical order but
market mechanism, the superiority of financial power (ignoring moral values because of
social welfare) and consuming and destructing powers1. Even if a post-modern city tries to
run away from the routines of mass production tending to variable structural differences,
there will always be contrasting values between culture cities and metropolises which
externalize them. What is more, today’s cities are not much aware of this (Schroth, 2000).
Actually, when the identities of societies or citizens are in danger, the problem of
‘cultural identity’ turns out to be a more discussed topic. Historical patterns in the settled
regions of the city are specific parts which contribute substantially to the quality of the
urban environment as long as they are kept alive by protection and they keep being unit in
harmony with the city. Cities can protect cultural inheritance and identity by both a spatial
continuality and a historical one, which comes from the past and goes on to the future.
Yet, as it is seen in many settlement regions in Turkey, cities enlarging in an unhealthy
way become dense and wide and fails in protecting their established culture values (Polat
and Bilsel, 2006). These regions turn out to be unidentified places, which, as time goes on,
change the meanings of quality, measure, scale due to the loss of specific identities and their
readability. In fast growing cities such as Istanbul, the issue of urban identity and culture
and their implications are increasingly complex and multi-dimensional. If we define ‘place’
with its relations, history and identity then a place without relations, history and a specific
identity will be a ‘non-existent’ one with the meaning of ‘nowhere’ (Auge, 1995).
According to Arefi (1999) as the place presents diversity, multiple meaning, livability
and spontaneousness, urban places which are defined as nowhere having mono meaning and
mono direction. Apart from the concept of losing meaning through scale, size and aim, there
is the concept of ‘difference’ or ‘nowhere’, which appears with the loss of relations among
places. And this leads to an identity crisis directly related to the place.
This relationship between place and identity should not be necessarily established
through conscious processes (Stokols & Jacobi, 1990; Dixon and Durrheim, 2000), as
follows: The traditional referents of the built environment, rather than promoting a constant
awareness of historical links, instead carry important meanings that can be assessed by group
members as needed. The physical manifestations of the traditional compose a repository of
latent meanings1 that group members draw upon to reaffirm links with past or place (Stokols
& Jacobi, 1990).
For Harvey (1989), the development of ‘place-identity’ is a characteristics feature of
the postmodern city. He compares the dramatic increase in the pace of change, the surge
of ‘space-time compression’, with the impact of rapid modernization at the beginning
of the 20th century. Similar reactions can be observed, ranging from enthusiasm for the
excitement, stimulus and potential for change, to “the search for solid moorings in a shifting
world” (Harvey, 1989).
Place is something to which urban identity or culture can be attached and where is a
At the beginning of the last century, in 1920s, a number of futurist films like Fritz Lang’s Metropolis predicted
the possible effects of globalization and tried to inform people about them in a graphic way.
1
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demand for those qualities which make places distinctive and give them a unique symbolic
value. For many, this leads “to a reversion to images of a lost past” (Harvey, 1989), a desire
for symbols of continuity and stability. Since there is a limited supply of the ‘authentic past’,
this demand is met through what Baudrillard has called ‘simulacra’ (Poster, 2001).
THE DILEMMA OF NEW AND OLD IN URBAN PATTERNS – THE PROBLEM
OF ARTICULATION
Creating a link between past and present leads to bridge the gap between technology
and culture, change and tradition, the universal and the regional. It strives to create
meaningful, comprehensible and engaging urban areas, which are not ordered by professional
mannerisms.
The problem in historical cities, where traditional settled pattern features have not
been lost yet, is the image of the city presented by parted structure formed by new and old
urban patterns and a not easily readable urban pattern. One reason why this formation occurs
is that: There is disharmony and contrast between the new geometric urban pattern which
was developed by plan in the last century’s modernist structuralism and the traditional city
pattern of the past which was formed organically (Bilsel & Bilsel, 2001: 24).
As a matter of fact, there is the new grid or radial road pattern placed near or in
many places on the organic settlement pattern in a way that is inappropriate to the settled
traditional pattern features in historical Turkish cities and there are broad boulevards with
high buildings on them which have been constructed with no aim of supplying sufficient
transportation capacity.
These are all the features of modernist period which aims in acquiring a contemporary
urban image and a western identity. Such a formation is also monitored in modernist
structures of western cities which use the ‘Cartesian’ frame of modernism as a design
principle. Mainly 20th Century western cities fail in uniting with the former traditional
historical environments.
Since 1940s, planners in the west have followed the rules of geometric edging and
uniting which they have invented by the help of complicated system theory. The main
mistake in it was the notion that the urban geometry would lead the functional difference. As
a result of this, there is no relation between the modern city and the old one as the modern
city has consciously been separated from the old one and the urban regions have been put
apart and abstracted. From this point of view, the twentieth century planning, in a way, is
regarded as ‘urban place erosion’ (Salingaros, 2000; Miles, 2001).
CULTURAL CONTINUITY AND THE CONCEPT OF LIVEABLE URBAN
PLACE
The memory of the city, in other words, ‘social memory’ is viewed as ‘changes which
occur in time in the city related to the place and the society and the total impressions of
them on citizens’. As a matter of fact, these impressions are important inheritance of the city
which are, mainly, verbally, but not visually transferred from one generation to another and
they are in a way documentary records.
The fact that a number of spatial and structural elements in the documentary mentality
of the city are more visible as they differ from their environment is important in the formation
of cultural identity in that city. In fact, all these distinctive elements together form ‘the city
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image’.
According to Lynch methodology, the formation of the city image in other words
‘the existence of a perceivable, readable urban structured environment is dependent on the
gathering of, mainly, three features, identity, structure and meaning’. Although identity and
structure can be explained by the features of usual urban patterns and architectural language,
the third feature, meaningful urban place defines different contents according to outsiders
and insiders (Lynch, 1960; Ford, 1999).
There is a specific identity and thus a ‘cultural continuity’ formed by historic
individuals, events and magnificent monuments, by the morphological features forming
the city’s own natural and structured environment and by the values presented by today’s
citizens. Contrary to the pressure directing to change and transformation, ‘cities which
are able to preserve their cultural identities and which have been able to maintain their
traditional features, qualities and relations from the past to the present also have a ‘well
readable city form’. And these cities consist of ‘places of exchange and meetings’ where
there are a lot of activities (Montgomery, 1998; Knox, 2005).
From this point of view, if ‘spaces’ which are specific places of social life and which
supply ‘urbanization and livability’, in other words ‘livable urban places’, apart from their
meanings and structure should contain a number of activities, we can utter the formation of
places where urbanization is viewed as a life style or a method of living (modus vivendi)
and different social groups live in and communicate with each other.
‘COMMENTING ON THE STORY OF A PLACE WELL’ IN FORMING A
CULTURAL STRATEGY
In the process of globalization, experiencing a number of new changes and
transformations in social structures and places in cities seem inevitable and natural due to
gradually developing competitive environment between cities struggling to join the system.
In this respect, ‘the visual shape of extraordinary consumption, which citizens are proud to
present, and which is represented in the place, leads to an unusual new city image and view
(Boyer, 1996; Gieryn, 2000).
It is viewed that internationally, ‘the contemporary job of architecture and planning is
selling the city by reorganizing it for groups with high incomes, turning huge urban areas
into luxurious places of consumption by raising their social statuses. ‘Rent towers, which
are built despite the city’, in this respect, are topics of contemporary debates and changing
‘life styles’, livability and habitability are put on the agenda again (Boyer, 1996).
There are debates on the resistance of nature, natural and urban structured environment
and, in general, humans to materialism and on the possibilities of environmental destruction
as a result of so-called formations and its giving people harm (Sternberg, 2000). In the
globalization model, whose aim is to prevent corruption and destruction as well as social
separation and spatial parting in the urban place, social matters are more emphasized. In this
model, the protection of local features by emphasizing on them is put forward and in order
to achieve this it is suggested to form an ‘urban identity’, a ‘character’ with its distinctive
properties (Bartu, 2000).
The problem to be dealt with first gets complicated in who, what for and how the
protection will be realized when it is needed to take advantage of historical values and
cultural inheritance again in terms of above mentioned goal and in the subject of how
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different phases of the past will be reshaped in today’s policies. In fact, the contemporary
debate on cultural inheritance and the methods of efficient protection stems from the fact
that ‘the past of the place is differently perceived by related opponents.
From a point of view, even if the cultural identity is important as ‘capital’ in a material
and symbolic way in the contemporary race among cities this identity will along with
history and culture be far away from being ‘determinable‘ due to the effect of contemporary
policies (Bartu, 2000).
It is important to improve ‘a cultural strategy’ with respect to efficient protection and
refreshment to keep the traditional structural pattern and place in historical terms. In this
strategy, which means exploring the identity of place by setting up a kind of time bridge
and reading the past story of the city well, and maintaining cultural continuity in a historical
and spatial sense through restoration without losing its identity, what is aimed at is a new
way of urban life and defining life quality (Gharai, 1998; Wansborough and Mageean, 2000;
Carmona, et al., 2012).
CONCLUSIONS
Identity is the relationship between people and cities, the ways they see them and
meanings they attach to them. Identity does not mean blind copying from the past, but
requires a thorough research and investigation of its principles. To set up strong links
between the past and present we should ensure the continuity of local characteristics in the
city. The past is a part of the present and both will be a part of the future (Polat and Bilsel,
2006).
Now, at the beginning of the 21st century, it seems inevitable for cities to gradually
become wider, more widespread and more difficult to design. Despite today’s features of
forming which appear as a result of modernist city planning approaches developed through
rational philosophy, in changing planning approaches and changing mental structure, there
is the fact that the city is now ‘unreadable’ and ‘uncontrolled’ (Schwarzer, 2000; Graham
and Marvin, 2001).
Today, there is ‘the city of differences’ formed by a number of contradictions,
ambiguities and continuous oppositions. Under such circumstances, apart from interactions
at a high level, there is the rapid moveability of capital, physical borders gradually
becoming uncertain, architectural and urban formations and city-selling processes which
seem disagreeable (Polat, 2006, 2009; Polat and Bilsel, 2006). Another important thing
on this, for interpreting urban changing and transformation process, urban locating, ‘the
place’ (connected with human beings and physical factors), human being-city-environment
interaction and movement or accessibility can be defined on the urban scale (Polat, 2006).
Cities with their dimensions and qualities today are man-made structures whose
developments can be just a little controlled. In approaches developed in the west according
to city theory and design theory, it was started to develop ideas on the concept and fiction of
city approximately 20-30 years after abandoning the modern theory of architecture. Despite
functional based and technology oriented approach of modern theory, cities in today’s
planning, this time, are handled in ‘image-based’ ‘diversity-based’ and ‘mixed-based’
approaches.
Cities in Turkey have experienced fundamental social, cultural and economic
transformations in recent decades (Polat, 2009). The ongoing migration process from rural
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to urban areas in increasing concentration of people in big cities has accelerated sociocultural and spatial differentiation and diversity (Polat, et al., 2011). The fact of today’s
‘Turkish City’ which represents an interesting mix of social, functional and spatial meanings
and where the traditional and the contemporary disagree with each other needed to be topic
of discussion.
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BURGESS, P (2000) “Discovering Hidden Histories: The Identity of Place and Time”, Journal of Urban
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CARMONA, M, HEATH, T, OC., T, and TIESDALL, S (2012) Public Places Urban Spaces: The Dimensions
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CASTELLS, M (1991) The Information City: Information Technology, Economic Restructuring and the
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CONNERTON, P (1989) How Societies Remember. Cambridge University Press, Cambridge.
DIXON, J and DURRHEIM, K (2000) “Displacing Place-Identity: A Discursive Approach to Locating Self
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GABARDI, W (2000) Negotiating Postmodernism. U Minnesota P, Minneapolis.
GHARAI, F (1998) The Value of Neighbourhoods: A Cultural Approach to Urban Design. The University
of Sheffield, Sheffield.
GIERYN, T F (2000) “A Space for Place in Sociology”, Annual Review of Sociology 26, 463-496.
GRAHAM, S and MARVIN S (2001) The City as a Sociotechnical Process. Splintering Urbanism:
Networked Infrastructures, Technological Mobilities and the Urban Condition. Routledge, London.
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218
AN ANALYTICAL APPROACH IN THE CONTEXT
OF CONSISTENCY OF PROVINCIAL AND REGIONAL
BOUNDARIES WITH CATCHMENT BASIN BOUNDARIES
Ufuk Fatih KÜÇÜKALİ
INTRODUCTION
Any or a combination of geographical, economical, historical, cultural, administrative
and environmental criteria is used to describe the classical approach to planning in the determination of provincial and regional boundaries in Turkey. Whilst socioeconomic data and
administrative organizations are evaluated in the first place in determining such boundaries,
geographical-physical and environmental limitations are evaluated in the second place, or
are not considered at all.
Because natural areas that have emerged under the control of natural conditions, socioeconomic areas that have occurred functionally subject to human activity (functional
areas) and geographical areas that have been defined through a synthesis of the first two
differ in terms of scope and characteristics, they are also examined and evaluated differently when it comes to planning. It is hard to carry out planning according to geographical
areas due to the inconsistency between civil administration areas (provinces, counties) and
geographical areas whose boundaries are disputed and for which healthy statistical data do
not exist (Ozcaglar, 2003: 14).
Defining the geographical dimension by only terrestrial parameters such as accessibility, proximity, latitude and longitude is an approach that inherently carries many deficits.
While geographical location and proximity-vicinity factors are appropriate only in the sense
of physical planning and administrative simplicity, these factors are inadequate in the context of sustainability of socioeconomic development.
Here, geographical dimension/space must be evaluated in the context of natural thresholds, and these ecological thresholds and natural structure parameters should be accorded
top priority when determining provincial and regional boundaries.
In the determination of natural thresholds, the boundary that sets the specific physiography of a natural structure is watersheds. The unit whose boundaries are drawn by these
watersheds is called a “catchment basin”.
In our language, the word basin may bring to mind a river basin or a stream basin as
well as a mining area. (For example, Kızılırmak Basin, Göksu Stream Basin, Zonguldak
Coal Basin etc.) However, in the English language, the word ‘watershed’ can give the exact
meaning. Again, the English language includes concepts to describe water basins of different sizes, though not in exact terms, and offers “catchment” or “watershed” for small basins
and “drainage basin” for bigger basins. However, we do not yet have appropriate words in
Turkish for such distinctions.
A catchment basin is defined as a hydrological and topographic unit of land which
discharges all precipitation to a certain watercourse and which is separated from adjacent
basins by ridges of land called watersheds. Brooks et al. (1996: 128) define catchment
basin as a topographic area drained by a river system, a hydrological unit on a stream or
river, or the entire area where all water drains to a watercourse.
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Atabay defines a catchment basin in her book as follows; “A catchment basin is a surface unit characterized by a whole set of natural resources presented by the physiographic
structure of a region where they have physical, biologic and ecologic relationships and
interactions with each other (Atabay, 1998: 9).
Another definition describes catchment basin as a geomorphologic, hydrological,
topographical, biological and ecological piece of surface which is characterized by a set of
ecological relations formed jointly by the intrinsic physical-biologic and ecologic characteristics of each natural resource within the catchment basin and the associated environmental
and anthropogenic effects, and which interacts with other ecosystems in its vicinity in the
macro-micro scales. A catchment basin reflects the geomorphologic, lithological, limnological, meteorological and biologic characteristics of its geographical region in the macro
and micro scales.
As catchment basins are connected, via biologic-ecologic relations and interactions, to
other catchment basins, remote or close, which have different characteristics, it is important
to analyze physical-biological and ecological characteristics, sensitivities and relations of
the resources in order to achieve sustainability of catchment basins as potential resources
(Atabay, 2001:12). Sustainable development is not only dependent upon economic and
social development, but also protection of ecologic values and integration of an environmentally-sensitive planning approach into the planning practice of the country.
Natural elements that form a catchment basin are geographical location, topography,
geologic structure, hydrologic structure, soil structure, climatic characteristics, flora and
fauna, agricultural land, forests, bushes, grasslands and meadows, watercourses, lakes,
dams, sea shores, wetlands, reed fields, swamps, dunes, rocky-stony areas. The importance
of the physical, spatial and biologic relations of these natural resource elements that form a
catchment basin are demonstrated in Atabay’s definition of a catchment basin.
Table 1. Sustainable development and planning (Atabay, 2003:8-9 )
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The catchment basin is not a closed system whose area of influence is described by
absolute boundaries due to its intrinsic natural structural mosaics and mechanisms of interaction. However, it is the natural structure which establishes its boundaries and is thus recognized as the right scale by the developed countries of the world for an efficient operation
of the planning department as well as management and administration mechanisms.
In planning zones that are determined on a catchment scale, mutual interaction between terrestrial, aquatic and diverse (underground/surface/coastal) ecosystems and the
human activities can be considered with an integrated environmental management in the
framework of the “sustainability principle”, and this approach might create the atmosphere
where a single management authority can carry out “monitoring-inspection of and timely
response to” the impact (Küçükali, 2009:86). For an integrated environmental management,
a catchment management model should be created (Loomis, 2000: 48).
The catchment management model covers watersheds created by the topographic status and climatologic conditions, particularly in a region that accommodates water sources
and underground and surface waters that feed such sources, and soil, air, flora and fauna, all
natural sources and the sensitive ecosystems within that region. The model is based on the
natural renewal and regeneration process of natural sources, and aims to achieve the most
appropriate and balanced use of each source and to determine the balance between preservation and use. In line with this aim, catchment management models are created, and taking
into account socio-economic sectoral developments, infrastructural investments and use of
other sources as well as environmental conditions, and , decentralization, where notably
sources of finance are created, and planning, inspection, monitoring and other services are
offered (Atalık & Gezici, 1994:48).
To the extent we use natural sources and hence ecosystems in a balanced fashion and
preserve them, we can guarantee “sustainability”. Then, it appears to be a more meaningful approach in terms of preserving natural balance in particular to carry out zone planning
studies in the scale of a “catchment basin” whose natural boundaries do not change than in
the scale of zones whose boundaries change subject to socio-economic and technological
developments (Atabay, 1996:12). A catchment-scale planning will enable to observe, manage and inspect, in an integrated approach, the use of production/consumption activities on
natural resources in excess of their capacity. In the context of ensuring sustainability of
socio-economic development, it must be remembered that it is imperative to achieve sustainability of natural sources which are the basis of socio-economic development. For this
reason, rather than protecting sources individually, considering and analyzing all natural
sources that have an ecologic relationship on a geographical level is necessary, and demonstrates the importance of ecologic planning.
Socio-economic plans that are the basis of development (development plans) are plans
where a purpose is established on a nation - state scale, targets are identified, basic developments, goals and strategies and use and weight of natural and artificial sources are shaped.
Zone plans are necessary instruments for rational use of country sources and minimizing
socio-economic imbalance as well as reducing socio-economic targets to a setting. Zone
plans which constitute the most important step in reflecting targets on a national level to an
individual setting are a vital deficit of the planning practice in Turkey. The physical plans in
detail will remain fragmented and far from an integrated purpose unless a rationale descending from the whole down to one piece is followed.
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When incorporating the principle of sustainable use of natural sources into development plans, the plan should be realized on a zone planning scale through the analysis of
authentic, natural and artificial sources of a zone, the synthesis of usage sensitivities and the
roles assumed in the division of work towards national targets in coordination with other
zones. In today’s world, the word zone which is referred to here transcends nation-state
borders in the context of cross-border planning due to the recognition of natural and economic inseparability, and plan zones which are located within the borders of more than one
country and constitute a whole may be subject to planning around shared benefits. In this
connection, sustainability of socio-economic structure also gains importance, and should be
kept in mind in all planning decisions.
In Turkey, the planning process has been defined in the Zoning Law Nr. 3194 to include a zone plan, environmental plan, master development plan and finalized development
plan. In this ranking, zone plan and environmental plan constitute upper scale plans. In
Turkey, a zone plan is prepared in order to reflect socio-economic decisions to a setting.
However, a zone planning approach that covers and considers ecologic and biologic characteristics of natural sources besides socio-economic decisions has not yet become mature
in the planning practice in Turkey. Plans that take only socio-economic decisions into account give rise to destruction of natural sources and environmental pollution. Upper scale
planning offers an opportunity to protect sources, but the existing plan definitions do not set
out any natural criteria, such as a catchment, for ecologic parameters that would constitute
a basis for the plans.
In addition, the fact that in the legal context zone planning is not compulsory causes
planning staging to disappear in practice. It has been only very recently that environmental plans have been started to be prepared widely on a country scale. The potential which
the inclusion of the environmental plan, as an upper scale plan, in the planning practice of
Turkey carries in the context of comprehending ecologic integrities is insufficient, and it is
clear that preparation of these plans taking province boundaries into account gives rise to
environmental problems. In Turkey, the planning action is carried out on an urban scale
with master and finalized development plans in the absence of upper scale plans such as
environmental plans, and no such staging is carried out in the nature, scope and staging
mentioned above, and plans fail to cover sufficient ecological examinations. Similarly,
in the master development plan and finalized development plans of the lower scale, physical and ecologic characteristics of natural sources, and potentials of natural sources are not
revealed. It is clearly necessary to produce an Ecologic Master Plan prior to the above
mentioned zone plan for catchment areas which bear importance for natural reasons and to
underline preservation – usage characteristics of natural resources in the plan.
In other words, there is no hierarchy between plans in terms of ecologic integrity
since upper scale plan boundaries do not overlap with catchment boundaries in the current
planning process. Below a planning hierarchy has been proposed in stages from development plans to detail plans, setting out also its relationship with EIA that assesses ecologic
sensitivities.
Aside from these, because each plan stage is handled by a different institution (State
Planning Organization, Environmental and Urban Planning Ministry, TOKI, DSI, local governments, regional agencies, etc.) and there is lack of coordination between these institutions a confusion of authority occurs in terms of management, and deficiencies are observed
in resulting products. On the basis of the principle of an ecosystem operating as a whole,
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an inter-disciplinary study is necessary in order to plan catchments according to physicalecologic-biologic characteristics. For example, an ecologic catchment planning can be
achieved when all natural source analyses are carried out on a catchment scale by a team of
experts including town planners, eco-planners, ecologists, biologists, zoologists, geologists,
agrologists, climatologists, etc.
Table 2. Proposed planning hierarchy and EIA (Atabay, 2003:8-9 )
The current state of natural sources is identified in zone plans, catchment plans and
local area plans, but physical-biologic-ecologic characteristics of various natural sources
in different geographies are not duly analyzed and not reflected in decisions dealing with
use of land. In order to include such data in the planning process, first of all, an inventory
of natural sources on a country basis must be established with regards to natural elements
that have an ecologic value. At the same time, ecologic value should be subject to ongoing
monitoring, and all changes in these values, whether positive or negative, must be included
in the planning process.
In order to incorporate geographical – physical structure and ecologic characteristics
of catchments into the planning decisions in the planning of catchments, it is necessary to
develop accordingly the legislation that guides and supports planning and to activate also
international agreements. Because the protection measures in the current laws and legislation dealing with watersheds (environmental law, zoning law, earth preservation and land
usage law, water pollution control directive, directive on protection of water sources, directive on protection of watersheds, environmental impact assessment directive, and others)
are insufficient, protection measures relating to pollution should be created and applied
separately for each catchment which has individual ecologic conditions and potential as a
natural source. For instance, the legislation dealing with watersheds in Turkey defines
prototypes for surface waters (300 m), short (700 m), medium (1000 m – 2000 m) and
long-distance protection (> 2000 m) areas. Since the geomorphologic structure, geological
characteristics, soil structure, and climatic conditions of each catchment is different, it is
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necessary to form protection strips which are determined according to the individual physical - biologic - ecologic characteristics of each watershed.
The report entitled “Achieving Regional Balances” published in the scope of the Seventh Five-year Development Plan says, “Zone and sub-zone definitions should be made
for regional plans and regional physical plans.” In the reports relating to research projects
supported by TUBITAK, entitled “Planning of Urban Systems in terms of Protection and
Maintenance of Ecologic Balance” (Atalık et al. 1994:78) and “Environmentally-Sensitive
Planning for Local Governments” (Atalık et al. 1993: 156), the necessity to adopt catchment scale as the principal scale in the scope of sustainable regional development has been
proven and emphasized. In this framework, it is a conceptual and operational imperative
that potential regional development programs rely on the catchment scale in zone / subzone definitions.
In the studies carried out by the State Planning Organization and Turkish Statistics
Institute, rather civil administration regions have been relied upon. State service zones
which are created by dealing with individually or grouping provincial areas are not
consistent with the geographical regions. In this connection, there is no clear and
accurate statistical data in Turkey on a geographical region, geographical section,
geographical area basis.
In regions defined by other criteria than administrative
division, it is likely that the administrative boundaries of the defined zone (operational
zone, catchment, etc.), i.e. provincial boundaries, may overlap with the service area
boundaries of certain public institutions.
As a result, the planning carried out to make best use of natural and human resources
of Turkey should be performed according to zones which have been geographically and administratively integrated. Since legal arrangements have not been made on time, administrative units have not been harmonized with geographical regions. For this reason, regional
distinctions have been made according to the need during the planning studies.
In the light of this information, the problematic of harmonizing provincial, regional
and catchment boundaries should be evaluated as an issue that requires urgent solution
on the basis of the fact that the criteria regarding determination of provincial and regional
boundaries have not been clarified and catchment boundaries have not been used in any
study carried out to date.
For such harmonization efforts, as a first step, planning studies with different scales
and areas of influence prepared by different authorities (Ministry of Environment and Urban Planning, Ministry of Forestry and Hydraulic Works, Ministry of Food, Agriculture
and Stockbreeding, Ministry of Culture and Tourism, State Planning Organization, Ministry
of Development, İller Bank, State Hydraulic Works, Directorate-General of Rural Services, and local authorities) should be superposed with an appropriate staging and hierarchy
(McHarg, 1982: 13-17). By setting up a working commission involving specialists from
natural sciences and social sciences, 26 catchments in Turkey should be evaluated and reviewed in terms of typology, natural structure, and social structure, and this review should
be submitted to all the relevant authorities for approval. In addition, social support and
participation should be taken into consideration in such resulting documents.
In this framework, Turkey’s particular conditions should be involved in the evaluation, taking into account the criteria set by developed countries of the world. A new application, involving also establishment of Regional Development Agencies, has been launched
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in order to benefit from incentive forms offered by EU to member states and to harmonize
regional policies with those of EU for the purpose of achieving regional development of
Turkey in her process of accession to EU. Whilst EU regional policy consists of regulations
and vehicles aimed at eliminating regional development differences within EU, candidate
countries that are expected to become a member of the union in near future are also seen to
be within this structure.
Regional Development Agencies have been established world-wide since 1930s.
There are several Regional Development Agencies, but a great majority of them are located in Europe. These agencies have been established as semi-autonomous entities or in
partnership with the private sector to set an example for the governance approach in AngloSaxon countries like USA and UK. In countries such as Japan and France, structures similar
to GAP Administration are institutions dealing with problems related not only to economic
criteria but also to social criteria and unemployment in regions where bureaucracy and public institutions are dominant. In most European Countries, Regional Development Agencies have been founded to foster, organize and improve economy on a regional scale since
1950s and 1960s (Calt, 2005: 45).
In the scope of goals and efforts for European Union membership, the basic purposes and policies of the Eight Five-Year Development Plan (2001-2005) include consistency of Turkey’s regional development policies with the regional policies of the European Union, acceleration of Turkey’s efforts in this area, and intensification of efforts
towards the collaboration initiated with the European Union with regard to regional
policies (DPT, 2000: 146).
On the other hand, targets and efforts to become a member of the European Union
require compliance with the acquis applied by the Union on a regional level. The European
Union attaches great importance to regional development policies in addition to national development levels. For this purpose, very wide financial resources are offered to minimize
regional development differences and improve regional welfare in member states.
In this framework, the Nomenclature of Units for Territorial Statistics (NUTS) required by EU from our country and included in our National Program has been completed
under the coordination of State Planning Organization and with the contribution of Turkish
Statistics Institute. Statistical Territorial Units defined in this study are 12 in Level 1, 26
in Level 3 and 81 in level 3 (provinces), and the Decree of the Council of Ministers Nr.
2002/4720 was published in the Official Gazette dated September 22, 2002.
Comparative statistical data were needed in order to activate Regional Development
Agencies and a NUTS classification was prepared under the guidance of EU. NUTS classification aims to demonstrate basic indicators that would contribute to the collection and
improvement of regional statistics, socio-economic analyses of regions, determination of
the framework for regional policies, and creation of a comparable statistical database that
suits European Union Territorial Statistic System.
In the European Union harmonization process, Turkey was categorized in NUTS 2
level in 2006 to create a national databank and integrated with the NUTS system adopted
by EU and to create also comparable statistical data. It may not be said that the criteria
used by EU were used literally in the determination of such regions. Efforts must be used
in order to operate the NUTS system in Turkey, which offers an important chance that we
should benefit from in the process of integration with EU.
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Since the definition of a territory has not been clarified in Turkey and taking into account the inevitable effect of political decisions on the planning process, the success of zoning established in the framework of administrative boundaries is a matter of dispute.
The basic factors used by the State Planning Organization in the definition of statistical territorial units include:
• Population
• Regional Development Plan
• Socio-economic Development Index for Provinces
• Basic Statistical Indicators
• Geography
There are still gaps as to the decisiveness of these basic factors. Turkey is under the
influence of migration, a phenomenon experienced by developing countries. As a result
of employment opportunities posed by metropolises and their socio-economic reflections,
Turkey has an imbalanced distribution of population, and carrying out a zoning according
to population means to carry out a planning according to a factor which has not yet been
taken under control.
Likewise, Regional Development Plans which cannot be shaped and managed exactly
as desired and socio-economic development index factors of the provinces appear as secondary factors rather than determinant factors.
For this reason, it is necessary to plan and manage all ecologically interacting natural
sources as a geographical setting rather than protecting sources individually. In sustainable regional development, without performing a NUTS zoning in which catchment scale
is taken as the basic scale, it is not possible to have a sustainable management of natural
sources which influence each other beyond administrative boundaries.
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POWER- IDENTITY AND CITY SQUARES:
A SOCIOPOLITIC GEOGRAPHY ANALYSIS
Where there is progress, or
elimination of any type of injustice,
this is thanks to protesting citizens,
not politicians (Noam Chomsky, 2013).
Nurettin ÖZGEN
INTRODUCTION
Over half of the world population lives in cities. City population ratio increases in
developed countries (e.g. it’s over 90% in Belgium and 80% in England). This makes
the city management and utilities, hence, the presence of a common representation area
inevitable. Common representation areas in cities have made squares, where political,
social and cultural rituals are performed, popular. In this context, squares are important
places where such demonstrations of the multicultural structure, economic value, politic protests, and occasionally military show forces are done and different identity values
towards all these are attributed. In different places of the world, especially in developed
and developing countries city squares serve for various missions. These missions become
places where the public make use to make their voice heard by the rulers or the “power”
for various reasons such as administrative system, belief culture, economic development
level, and the education and law system. Similarly, they are the places in which the power
makers show their force. Therefore, it is logical to define them not just as physical areas
but places to which the masses and the individuals attribute different meanings and importance. These places where many social activities are performed are affective, intellectual,
and kinetic sharing areas in which the masses carry out protests and activities. Squares,
thus, are not just for protests, but for celebrating national and religious festivals as well
as being places where people meet, negotiate, and chat. In addition to all of these, almost
all squares of the worlds have been the areas that have made themselves heard with “numerous situations and protests”. For instance, Mahabad Square where the executions by
the regime were performed in Iran; Red Square in Russia, where military demonstrations
become a show of force; Taksim Square in Istanbul, in which the laborers were slaughtered on the labor day of 1st of May, 1977; Place de la Concorde in Paris or Times Square in
New York, which are famous meeting areas. It’s possible to increase the number of such
examples. The place, meaning and the importance of these squares in public memory are
different from each other. In addition to their aforementioned features, they are defined as
the addresses and tools of the changes and transformations in the public.
There are many factors playing a role in the change and transformation of today’s
societies. Economic and political systems (like liberal and neoliberal ones), technological
improvements (internet, social media, and other innovative developments), multinational sociocultural structures (fashion, music, etc.) stemming from immigrations and other
supranational interactions lead and force the world to change. The young population of
the 21st century is a typical example of this. This young population tracking the world via
social media with their multifunctional smart phones in their hands plays a pioneer role in
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canalizing their society to global protests and situations. Hence, for the first time, a society
-leading young generation- being effective in societies’ traditional hierarchic structure and
management philosophy- has occurred. This generation can be effective in political systems, fashion, and music, injustice towards women and children, environmental problems
and can raise an important awareness in the society by getting into action as a pioneering
power. The most important characteristics of this generation is their being libertarian and
getting into various actions by shouting out the negatives happening all around the world.
Student movements in Chile protesting the paid education, public rebellions in Middle
East, which are also called as Arab Spring, protesting the authoritative regimes or organizing for Gezi Park in Istanbul (Taksim Square) all met in squares. These masses’ being
“libertarians” and “demanding” some vital requests can be defined as the identity of this
“network society”.
Developing of the communication network has led to the evolution of the physical
features of the city squares; in other words, it has led them to gain different missions and
images. Therefore, defining the conscious and global movements in Taksim and Times
squares as “Libertarian and Sensitive Network Society” (LSNS) is possible. It is also requisite to express the difference between “Demanding” and “Sensitive” network societies.
While (LSNS) appears as social protests organization which is usually created by developed societies, “Libertarian and Demanding Network Society” (LDNS) is more of a protest
organization in undeveloped societies. In other words, “sensibility protest” is done by
the masses in developed countries towards a negative in their own society or any place in
the world because there are not many serious deficiencies that can be demanded from the
power in such countries. Such conditions are guaranteed by official legislations. However,
the thing that leads the oppressed class or public in undeveloped countries is “demanding
protest”. This is because of a lack of nomocratic structure and a fair official legislation.
What makes these two different protest types come together is the informatics network and
the technological development of the 21st century.
Blended with innovations and adapted easily to change, this LSNS or LNDS generation, pushes the formal traditions out of the vital boundaries and have difficulty in meeting
the traditional culture. To define the process that this generation lives through by expressing the concept of globalization in terms of protest-effect and transformational structure
is either inappropriate or insufficient. As Bonefeld (2007:7) stated, globalization was such
a loose term. Using this term as a multifunctional slogan shows that the criticism of the
ideology turns into ideology itself. Discussion of globalization is based on the view that
the capital indicates a channeler dynamic, which is only internal for itself. Therefore, it
reveals an abstract generalization claiming the market is the superior hegemon (Bonefeld
2007:282). However; although the global economy is one of the most important spatial
aspects of the society (though the economic interaction triggers many social activities, it
is impossible for it to be complementary), it is easily seen that it does not fully express the
social-cultural and political systems’ other vital aspects. Thus, the revolutionary social acts
of this century have been a process which, rather than the concept of globalization, fronts
the distances between political and belief structures via technological networks as well as
continents and countries. This is also a process, through which the “sensitive” and “demanding” masses consciously and collectively protest against the autocratic-totalitarian
powers, injustices, and inequalities and, in which the digital youth of the 21st century are
active. As it has always been the case, the most important places and addresses of these
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masses to declare their civil unrest against the authority and make themselves heard are
“city squares”.
Today’s society is regarded as a new sociopolitical world society or a collective structure that acquires various data on informatics network, researches, defends social order
and justice as well as individual rights and values. The new generation of these collective
protests (defined as Millennium, Digital, or Y generation) has been discussed by many
authors and researchers since it is a remarkable theme in social sciences (see: Horovitz
and Bruce, 2012; Shapira, 2008; James, Bibb, Walker, 2008; Huntley, 2006; Howe and
Strauss, 2000). This generation prompted by the informatics network has been observed in
the evolution of the society. Being effective in the re-construction of the society and in this
concept, “strengthening of the middle class” forcing the center, increasing of sensitivity
on “ecological problems”, “awareness of women” who are exposed to an old injustice
in social representation, “spreading of the network and Y generation adapting to this”,
are considered as the most important elements of social acts of the 21st century (Figure
1). The most important one of these developments, without doubt, is the multifunctional
communication and informatics network providing the flow of information and uniting
the masses by making the all sides of the world closer. Today’s world society’s “getting
informed via informatics-communication network and applying enforcements towards the
power by getting consciously stronger”, more importantly, demanding rights and freedom
have triggered the studies based on different social and cultural geographic themes. Certainly, the orientation of these social acts to public protests and transformations is a result
of public-place relation.
Figure 1. The Basic Dynamics of the 21st Century Society and Spatial Patterns.
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Handling, especially, the social acts/protests with a perspective of public-place relation is the basic approach of social geography. As is known, social geography, as a division
of human geography, deals with social relations and themes such as identities and inequalities and consists of the themes related to public and place. Social geography differs from
sociology in its principal approach. While the public is the focus in sociology studies,
public and place relation gain importance in social geography (Hopkins, 2013). Therefore,
defining the social geography as the examination of the relation between social processes
and spatial changes with a geographic approach seems possible.
PURPOSE
In this study, the sociopolitical geography analysis of the squares that have been
the place of social oppositions in recent tears and the masses who fill in those squares
have been done. City squares, whose complementary elements are the developing of the
informatics network, social media, and Y generation, have a different historic and spatial
image. The similarities and the differences of the public wills reflected in squares in three
countries were questioned, and in this context, the social movements in Brazil, Turkey and
Egypt were examined as examples. Besides, by interpreting these square movements in
terms of economic, the background of the social freedom, cultural and juridical concepts,
and social protests in three countries were analyzed with a sociopolitical geography perspective.
CITY SQUARES AND THEIR SOCIAL CHAOTIC MANIFESTATION
Özgen (2010; 2011) defined the geography as people’s effort to control the place
and space. This management and control effort appears as different regimes in various
regions/countries of the world or can be shaped with different production, management
and administration relations. For instance, converting pasture areas into agriculture fields,
controlling the water by building huge dams, building transportation networks that connects continents and oceans and producing transportation vehicles, pouring artificial snow in
dry winters and increasing demand for winter tourism, conducting interregional trade and
colonial acts, form only a few of the acts that the human power rules the physical place.
The concept of the human power ruling, for sure, does not only consist of physical places.
Beyond the concept of the physical place, there are numerous identity and value patterns
(beliefs, languages, values, economic development, sociocultural rituals, art and political
approaches) that are effective in building of the public or state. Spatial differences built on
these identities and value patterns also cause dialectic between individuals, societies, and
states, and as a result of this, they bring a competitive culture and generates an inter-state
chaos (See: Özgen, 2014a, 2014b). The force and enforcement experiences of this chaotic
environment bring upon spatial production and power conflict. Here, all these settlements
and processes are some of the problems occurring with the re-design of the Social Geography theme with another expression.
Although the efforts towards controlling and managing the places are carried out
with different purposes and methods (military coup, democratic structuring, theological
and political evolution), the ultimate aim is the power(s)’ wish to provide maximum benefit/profit from the current place and clinch their power upon this force.
The reflections of Arab Revolution in Egypt, protests in Taksim (Gezi Park) in Tur231
key, and protests in Brazil are based on different reasons. To express simply, imperialist
powers’ designing Egypt, the demand in Turkey to transform into representative democracy from parliamentary democracy, a square movement based on social state understanding
and economic reasons in Brazil occurred. The most important and common feature of the
protests done in those three countries is the presence of a protest done against the power
having the public authority and the difference in reaction levels that the governments have
showed. This situation is closely related to the regime, socioeconomic and cultural development levels in such different countries as Turkey, Egypt, and Brazil (Table 1).
Table 1. Some Socioeconomic Characteristics of Brazil, Turkey and Egypt (2010- 2011).
TURKEY: MOBILIZED NETWORK SOCIETY & GEZI PARK EXAMPLE
Turkey is a country, which connects the Asia, Europe and Africa continents, has a
population of over 75 million, has a 9.8% unemployment rate, 10,576 GDP, and 98.6%
literacy rate by the year 2012, is 75th in the human development index rank, and has the
17th biggest economy in the world. Having the remnants of Ottoman Empire, Republic of
Turkey was founded in 1923 and transformed into nation-state system from an empire. In
Turkey, where many revolutions (constitutional and institutional), military coups (1960,
1971, 1980, etc.), and lots of chaos (burning of Izmir in 1922, 1934 Thracian upheavals,
chaos of 1955, 1977 Taksim tragedy, 1990-1995 Southeast Anatolia chaos, 28 February
post-modern coup, 2007 e-memorandum) occurred in its 90 years of history, the society
occasionally rebelled, organized collective marches, and protested the power against the
injustices. Although the number of protests decreased in the period of military coups due
to the high pressures, the places, where the masses demanded their democratic rights and
protested the governments in civil ruling periods, have been the “squares”. One of those
squares in which the collective reactions have been done, without doubt, is Taksim Square.
This square, where “the acts reflecting the conscious of libertarian, sensitive and demanding network society” have taken place, has been the place of the public to show a common
political culture and attitude. This common political culture has brought another meaning
to the physical place and been conceived with a sense and meaning beyond what’s seen.
This situation has a cultural, ideological, and political holiness quality that is attributed to
a physical place; just as 1977 Taksim upheavals occurred as one of the primary arenas of
the chaos and destroying policies of the cold war period or the protests done by thousands
of protesters opposing the transformation of the Gezi Park into huge structure and gathered
in Taksim Square on 30th May, 2013. These protests, beyond not belonging to any political
party or ideological group, are the action of the awareness consisting of various class, ethnicity, and belief groups oriented to protect a park (the place with different dimensions)
against its capitalist transformation.
The urban young generation, which is the “driving force” of those protests and has
played an active role during Taksim-Gezi Park upheavals, is quite remarkable; e.g. nearly
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70% of the protestors being between the ages of 16-30 and 40% of them being between 1624 (Çandar, 2013) bear the traces of a new social generation. Demanding and libertarian
attitude of this digital generation, which is called apolitical, appeared as the leading power
of a post-modern reaction. Digital generation, in other words 90s generation (those born
in 1990s), forms the most dynamic and even the fastest section of the society in terms of
their thought and spatial activities derived on time scale. This generation, which rejects
the tradition of “parens patriae”, questions the executive, legislative, and juridical powers
of the state or the government, observes the global changes, performs these types of evolutions rapidly in their lives by making use of these developments, has developed a postmodern “square” culture. As Çandar stated (2013) this generation, which grew in the most
prosperous and steady period of the country and achieved almost everything they wanted,
demonstrated firstly to their families, and then to the government that they would not fit
into all kind of identities or patterns built on them and would refuse any kind of attempts
oriented to their lives. Such approaches as patriarchal, conservator, prototyping, patronizing, rejecting pluralism, not tolerating the criticisms, wishes to treat the individual based
on their identities have been proven to not to be valid in new-generation Turkey. After the
Kurds, mostly the children of the secular section of the society, so to speak, of the “White
Turks” who are constantly in shopping malls and cafes have met the police violence and
tear gas and experienced serious losses and trauma as a result of their protests against the
building of a shopping mall and Military barracks in Gezi Park. Besides, insufficient and
biased coverage of the events by the media was also protested by this generation. This
generation, which protested the Turkish Media, TV Channels, and newspapers and made
themselves heard over social media (Facebook-Twitter), showed that the pressure and censor on ideas were not useful in this era.
The government defined Gezi Park and Taksim upheavals as a rebellion against
their power rather than protecting the physical dimension of the place and the environment
and expressed that the actions of the law enforcers were legitimate. The protesting groups,
however, explained that they refused the antidemocratic attempts (zoning of Gezi park for
constructing) and enforcements (The Law of Hydroelectric Power Plant) of the government with a sense of responsible society. These two approaches indicate that the spatial
understanding and power struggle between the two sides have occurred in different ways.
Therefore, the only truth of this chaotic situation is the separation of the power and the
crisis of representation. Hence, Taksim Square, rather than a physical place, is evaluated
on power realization such as the “castle of the government” or “the flag of the power”
planned to be planted on that castle. Thus, almost all the governments (except the developed Western Countries) wished the society to obey their laws and political arrangements
without questioning. The most important issue here is that whether those laws and political
arrangements are fair or not. Whereas in such countries, where the law system is built successfully, squares are attributed with culture, art, recreation, music, and tourism activities;
in societies where unsuccessful law systems are in force, squares are on the agenda with
rebellions, protests, and chaotic actions. Hence, squares in social geography are addresses
that have many important and spatial dimensions and witness lots of historical events in
terms government-public and power relation.
During Gezi Park protest, the question of “Are the coups of 12th September, 27th
th
May, 12 March re-occurring?” inevitably came to the mind of the government. The severe
intervention of the police forces to the protestors tensed all of Turkey, primarily Istanbul,
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and caused worry. This situation turned into a reaction chain called as Gezi phenomenon
as a reflection of the public’s anger (Chomsky, 2013) stemming from being ignored against the injustices oriented to them. The government’s not having sufficient administrative
sense “as a competent power” towards Y generation (digital generation, millennium generation), who are the active and leading power of the society, led the chaos spread and
increase. The government expressed that they would build a new structure-investment and
employment area with the projects for Gezi Park (Istanbul); however, getting into action without considering the city silhouette, historic fabric, urban green areas, and beyond
these, without consulting the residents in the neighborhood caused unexpected reactions
against the government.
EGYPT: TAHRIR SQUARE AND ITS LASTING GUESTS
Egypt is known as one of the most ancient civilizations of the world. It became a
part of Ottoman Empire after the decisive Ottoman victory in the Battle of Ridaniya of
Yavuz Sultan Selim in 1517. After the invasion of The English in 1882, it became independent in 1922 and King Fuat took the throne. Because of the civil strife in the country,
the army took the power with the “Movement of Free Officers” in 1953 and they declared
the republic. The regimes which took the power later continued the kingdom under the
regime of republic, but the wishes of the people weren’t able to reach the power. Thus,
the street demonstrations, protests and activities which have been going on since January
2011 and encourage people to rebel against the power are a civil disorder movement of the
unrepresented people against the power. After these protests, a general election was held
and the party based on Ihvan-ı Muslim (Freedom and Justice Party) acceded to the power.
However, this power took the control after the ultimatum of the supporters of the former
power and the army protecting it and this brought up the chaos of coup. According to the
army and the supporters of the coup who led the overthrow of the power by the military
coup in 2013, the coup was done based on some justifications like the police violence,
state of emergency, the plans to minimize the minimum wage job workers, lack of shelters, shortage of food, corruptions, restriction of freedom of speech and bad life conditions
(Zayan, 2013).
21st century has been a period when the people or the classes who have been oppressed, downtrodden and marginalized all around the world have become conscious and demanded their democratic rights against the antidemocratic implementations thanks to the
proliferation of the information network. One of the regions where such kinds of social demand and protests occurred is Middle East. These protests also happened in the countries
in North Africa and were called as civil disorder movements. The common point of these
civil commotions starting in Tunisia then spreading to almost all regions, especially Egypt,
Libya, Bahrain, Yemen and Syria is that people wish a democratic society and fair sharing.
After a year of chaos and conflict in Egypt where these wishes were declared loudly, the
movement of Ihvan-ı Muslim (Muslim Brothers) acceded to the power after the election
in May 2012. Although it was getting ready to set a new course of Egypt, it stayed as the
power for only a year. Secularist and especially Salafi groups opposing the Muslim Brothers overthrew the president Muhammed Moursi by a military coup with the help of the
army and external supports (especially Saudi Arabia, UAE and USA). This antidemocratic
implementation was also a show of force. As Poggi (2011:4-5) stated, the political powers
which were based on having the opportunity to use the physical violence as a means of
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implementation were strictly the force using powers. In the countries where the policy of
using force exists, the power holder’s imposing their power to the weak has always caused
chaotic situations and protests, as in Middle East and Egypt (Baradat, 2012: 181)
Egypt is one of the rare countries where there are a deep history and rooted traditions. Besides Islamic traditions, the population of Copts (Christian) which is 10% of the
country population is located in the triangle of Europe-Africa and Middle East and this
contributes to the cultural mosaic of the country. Muslim Brothers, Salafis, Seculars, Liberals and Copts (Christian Population) can be listed as the important political groups of the
country. According to the statistics of 2010, unemployment is 9,4% (women 20%), GDP is
$ 2,922, literacy rate is 72% in the population of 83 million. However, Egypt is ranked as
123rd according to the human development index.
Hüsnü Mubarek had to leave the power to the army which he had had since 1981 after
the Arab revolution. After the transition period, Freedom and Justice Party of Muslim Brothers acceded to the power in the first democratic elections in May 2012 and Muhammed
Moursi was the first president of the republic who was elected by an election. According to
the West, Moursi would build the country on Islamic values and redesign the society with
constitutional regulations, not with a system that the west would adopt and that was clear
from many examples. Another important point is that the fund that the army has in Egypt
and structuring directed to the protection of the power are supported and continued by the
west. This social picture in Egypt summarizes best the relation between power-army and
the west (the power organizing the region). The power creating this hierarchical relation
shows its control over others’ minds, life conditions and beliefs (Peet, 2011:13) because
the dominant classes’ thoughts have always kept their existence in every age. Dominant
social class with financial power is also dominant moral power (Marx and Engels, 2011a;
2011b). Prompting the thoughts which design, legalize and support the social rules by the
government which is the representation force of the power and its bureaucratic instruments
aims the consistency of social hierarchy. The army’s having the direct control of the legal
regulations and about 25-40% of the economic production for social conditions to provide
safety and consistency in Egypt shows the regulative effect of dominant power on economical and social structure.
Anti Muslim Brothers, who encouraged the movement against the army with the
protests in Tahrir Square in Egypt and overthrew Moursi and acceded to the power, had
some reasons to rise up against the government. They explained that: Mursi, who had all
the power (Shabi, 2013), couldn’t meet the expectations, couldn’t make the necessary services and reforms and led the country to poverty in terms of economy (Sly and Al-Houran,
2013). However, Mursi couldn’t stay in the power for even a year. During the power of
Mursi, with the suspension of the financial support by USA and with the spread of various
protests and activities against the government with the help of Seculars, Liberals and the
army besides Saudi Arabia, UAE and Salafis supported by Koweit, the government was
demanded to leave the power and Moursi was overthrown by a military coup in 3rd July,
2013.
The primary question was the following: Why did the people rise up against a government which couldn’t even complete a year? How is it possible to measure such kinds
of developments in such a short time although there are various opinions about the power’s
being unsuccessful and antidemocratic? Of course as an answer, the political movement,
which gathered the groups opposing the Muslim Brothers, the army, Salafis supported by
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Saudi Arabia and UAE to win the game of power and decide on the power in Egypt over
the gulf countries, has got stronger with the support of the USA. Thus, the attitude of
Obama (The President of USA), 1,5 billion$ military assistance to the country to settle in
Egypt easily and to be active in the region and selling F-16 jets (Shabi, 2013) support this
argument. The control of de facto on 87% of the land of the country (Acun, 2013) shows
the activity of the army.
BRAZIL: OPPOSITION TO URBAN POLICIES IN SQUARES
It is a country which has the biggest economy and population of Latin America and
where more than 180 local languages are spoken. The official and common language is
Portuguese. The country with the population of 200 million covers the half of South America continent (47%) with its square measure. Brazil, a member of BRICS (five countries
with developed economy), has 86% literacy rate and is ranked as last in the continent
(Briney, 2013). With the world’s 7th most developed economy, Brazil has 12.917$ GDP
and 6,1% unemployment rate. It is ranked in 75 among world countries according to the
human development index.
As in almost all countries in Latin America, the dominant ideology in Brazil is left
wing. For example, there is only one right wing party among 10 political parties which
have the most member numbers and consequently the representation power. The European
origin political, social and economic relations have a big impact on this political structure.
Brazil moved from empire to republic in 1889 and was named as Brazil United States Republic. With the starting of chaos among the states, federal republic was interrupted
and military junta took the power. A civil government took the power between 1930 and
1964. However, the military junta took the power again between 1964 and 1985 based
on the various chaotic tensions and social unrest throughout the country. The democratic
parliamentary system was rebuilt in 1985 and was made official. It is significant that Brazil, with the feature of its structure, has similarities to Turkey in terms of government and
power relations (the coups of 27th May, 1960, 12nd March, 1971, 12nd September, 1980).
The countries which had the monopoly of the economic power and the capital were aware
that they could restrain the activities of low and middle class in the country. Thus, it was a
clear sign that the country was controlled by military junta.
The number of workers in the city rose after the foreign capital investments and IMF
implementations in Brazil in 1960s. In this period, the unions and working class organizations were downgraded by military coups and pressures. Since 1970s, union fights started
to rise again and the strikes increased the uprise of the workers in metal and automotive
sectors to transnational companies’ exploitation. Although these events caused unions to
be outlawed, Labor Party declared its foundation by making use of the strikes and took the
support of not only workers in the unions but also Landless Workers (MST) who started
an independent organization and took part in the organization of land invasions (Erdoğan,
2013). The biggest development that helped Social Democracy Party and Labor Party
which represented a left wing and center left political structure to accede to the power in
the last 20 years was the investments of former powers directed to especially middle and
lower groups.
According to a survey related to the protesters in the protests; 53% of the protesters
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were under 26 and 73% of them were in a protest for the first time. 77% were university
students and 22% were students in secondary education. Most of the teenagers in the protests (84%) in Brazil (as in Turkey) stated that they weren’t a member of any political party
and that didn’t have any political preference. As the reason of the protests, 56% of the
people in the survey claimed that it was ticket price rise, 40% stated it was corruptions and
31% told it was police violence (DHA, 2013). A member of BRICS, Brazil is a country
where 45% of the settlements didn’t have developed water and sewer system (infrastructure), where murder and death trials have been going on in 11% of them and where illnesses
and tedious situations create long lists (Marques, 2013).
The protests which happened almost simultaneously in Brazil and Turkey in 2013
were initially against the ticket price rise when the cost of living increased. However, the
protest became more than just protesting the increased ticket prices. Firstly, the police
violence on the protesters and the reaction to the military forces prompted large numbers
of people. Moreover, as the protests got stronger, different groups in Brazil (political or
nonpolitical) felt that they had the chance to express their demands. In these protests,
demands like better health service, more quality education system and ending corruptions
were put forward (Marcou, 2013). Although Brazil had the world’s 7th biggest economy,
the lack of investments in education, health and transportation (Watts, 2013; Duffy, 2013),
corruptions, favoritism, high taxes the poor pay (Carneiro, 2013), the claims about the fact
that necessary credits for the expenses of The World Cup were taken from the big companies which had close relations via National Development Bank by getting into debt (The
Economist, 2013) caused people to hit the streets. That means the politicians stole and
exploited the work of the people. The ironic shout of thousands of protesters filling streets
and squares of Brazil which says “Cut bus fares and send the bill to FIFA” summarizes
the situation.
CONCLUSIONS AND DISCUSSIONS
The actualization of social justice and freedom demands is hidden in the balance mechanism between the center and the periphery or the government and the demanding social
group. It is known as one of the most effective ways that the periphery walks against the
center, in other words, people against governments (as in many civil disorder examples in
history) to change the management mentality of governments which they conduct despite
people and their depressive policies which lack freedom. The reason of this is that it is not
possible for governments which have all the power in their hands despite people and use
this power not for the people but for themselves to stand against the people’s demands
of justice and freedom. There are a lot of examples of oppressive governments which
have been beaten up by people. That is why protests are a part of global rage throughout
the world which shakes the systems (Zizek, 2013). These protests which are against the
governments which make policies despite the people and attempt implementations also
prepare the basis to create a new social structure and show that it is possible to build a new
management agreement and system.
The Muslim Brothers’ taking the power and getting stronger in Egypt and the spread
and cooperation of Turkey and Iran in the region were thought as progresses which weren’t
in accordance with the West and especially the USA. Because of that, the West and the
USA established their authority in Egypt over gulf countries and secular, liberal and salafi
237
groups by putting the army in front and the people were led to Tahrir Square. According to
Lagendijk (2013), it was because the USA did not want to lose its power of pressure in this
country that the government of the USA avoided the word “coup”, they made millions of
military assistance to Egypt and forgave the debts. They watched the coup quietly as they
thought that the Muslim Brothers weren’t a good partner in the chaos of Middle East. As
Dinucci stated (2013), the military hierarchy stages in Egypt were in real terms the power
holders who peeked the benefits of the western countries and the USA. This definition
shows the real reason of the protests in the squares.
By the strengthening of the middle class in Turkey, and their ability to make themselves heard, spreading of the informatics network, developing of the cognitive level of
the society, they demand a life in the standards of a Western country and security of their
rights from the government. The Y generation (digital generation, millennium generation)
which is the leading power in these developments, does not want to live want to what the
government exposes or suggests to them, just the opposite, they want to live their preferences via global network. Consequently, controlling and managing this generation as a
competent power by force does not correspond to the truths of the century.
The events are interpreted as the lack of infrastructure and high cost of living in
Brazil, and as capitalist reorganization of the city by the public. In these two protests, the
actions gained a symbolic dimension, thus the protests continued in the squares. The demand for free public transportation has long been on the agenda (since 2005) but has never
triggered such a big revolutionary movement (Marcou, 2013).
The protests in Turkey appear as an outcome of the reaction of the opponents to the
government against the need of the capital to increase its profit in a politically tense environment. When we divide this detection into three, the need of the capital to increase its
profit is based on an obligation, the politically tense environment is based on the conjuncture, the reaction against 11-year Justice and Development Party regime has a relationally
that cannot be explained only with “a unique tree issue” (Shulze, 2013). In this context,
the loyalty to the state cannot easily be achieved or maintaining the loyalty that has been
achieved is not easy (Fellman, A. Getis ve J. Getis, 2007:433). It is a general political situation that the governments that oppose the biased and incorrect actions of the state, one
day become the state itself without realizing the mistake that the state did.
The two main reasons of the upheavals in Brazil are the reactions health and education systems, whereas in Turkey, for those who are the strongest opponents of the government, these two areas are the topics on which government is effective. Hence, the
similarity here should not be exaggerated. The basic starting point of the protests in Brazil
and Turkey was the unsatisfactory responses of the government towards the existence
requests, demands and needs (though these are different from each other in Brazil and
Turkey) of the citizens (Marcou, 2013).
Each country has a political system, economic structure and cultural life form based
on its historic experiences. These vital experiences can vary according to societies’ geographic locations and spatial characteristics and trigger lots of factors related to each other.
However, the main factor socioeconomic structure, cultural life and political systems define the ultimate main forms of the societies. In this context, it is observed that countries
such as Turkey, Egypt and Brazil have different cultural structures and the enforcements
and affirmations (in the sense of the government and its opponents) towards these diffe238
rences are represented with various cultural acts. As Habermas (2012:120) stated, equality
struggles in societies did not consist of unique acts; different stimulations were observed.
On the one hand, they depend on how and why the struggle is done -whether with the identity awareness of the minority coming from the same race or with the appearance of new
minorities as a result of migrations-, on the other hand, they depend on how sensitive the
states that see themselves as a migration country due to their history and political cultures
or that need to be appropriate for the integration of the foreign countries- are about this
topic. Hence, many protests based on various reasons are carried out in many parts of the
world. For Turkey, Taksim upheavals are defined as the address of a reaction against the
government or, with government’s saying, as a game to knock the government selected
by the public down. However, gathering of two opponent groups (Muslim Brothers and
western-aided ones) in Adawiyah and Tahrir Squares and their effort to make themselves
heard, was a resistance to “grab the power”. The reactions in Brazil are, however, a stance
against injustice and representation rather than the regime or political system.
In conclusion, while economy and social justice policies are the focus of street and
square movements in Brazil, in the protests in Turkey the demand for the freedom, democracy, and respect for fundamental rights are in the forefront. In Egypt, Tahrir and
Adawiyah squares are defined as the addresses of the existential political arenas based
on power struggle. Shortly, squares are spaces that represent (chaos, complexity, meeting
place, peace, festival, recreation, artistic activities and other existential actions etc) different cognitive and affective manners. Because, these acts which are represented by itself
indicate that community’s sociopolitical quality and development level between the world
communities. So, city squares describe and represent with different space perceptions in
terms of communities’ development level and quality.
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241
SEISMIC MONITORING AND
EARLY WARNING SYSTEMS FOR SMALL-SIZED CITIES.
PERNIK CASE STUDY, BULGARIA
Boyko Ranguelov
INTRODUCTION
The seismic early warning systems (SEWS) are the product of the last and most modern achievements of the recent practical Earth’s science. Heavy earthquakes occurred in
Japan (2011), Sumatra (2004), Chile (2010), the Solomon Islands, etc. These earthquakes
demonstrated the needs of such systems. All known SEWS are based on the fundamental
physical property of the seismic waves propagation: the P-waves (with lower amplitudes
and smaller destructive potential) travel approximately 1.71 times faster then the S-waves
(with several times larger amplitudes and much more destructive potential due to the medium particles movement perpendicular to the wave ray propagation). Currently, only Japan
has a fully operative and effective SEWS introduced in operation in 2007. Its efficiency was
demonstrated in the M9 earthquake on 11th March, 2011.
The systems have an important peculiarity – they are acting in most cases in the high
time deficit. In case of SEWS, the time deficit is expressed in the time interval of 1–2 minutes. This means that during that time the warning issue must be done.
Over the last years SEWS have been on focus in Bulgaria. The SEWS have been developed for two typical cases – Vrancea and Pernik seismic sources.
The range of the Vs and Vp according the theory is 2-1/2
The equation
Vp/Vs = 2-1/2
(1)
is the fundamental relationship underlying the functioning of kinematic SEWS. This
relationship always exists in the solid ideal body and is an immanent property of any ideal
elastic medium. Frequently in the earth crust this relationship shows smaller value due the
not ideal elasticity of the Earth’s strata. The travel time function F (d, tp,s) presents the relationship between the travel times of the different wave phases (S,P,Sg,Pg,Sb,Pb, etc.) and
the distance to the seismic source. The function in the coordinate system (d,t) is usually a
straight line, depending of the velocity of the seismic waves in the respective layer. The
travel time function is the main relationship, which is used to calculate the kinematic models of the time-deficit EWS. The main principle of the SEWS requires longer time propagation from the seismic source to the threatened territory, which means longer distance. This
time (tp-ts) is called “warning time” and presents the difference between the P and S waves
arrivals to the threatened object.
EARLY WARNING SYSTEMS AND INFORMATION TRANSFER
The data and information transfer may use some recent high effective facilities and
technologies: space satellites, radio links, cell networks, telephone lines, etc. The data used
242
by the early warning systems usually are signals generated by the sensors in the 0.001–100
Hz frequency diapason. The high dynamic range is around 120 dB. These signals could
be transferred by analog or digital channel. Usually the analog signal (former EWS) is
low-amplitude and needs some measures and devices to ensure its reliable transfer, like
magnifiers, filters and compensators, etc. There are cable networks in use to transfer the data
into the information centers for data processing. The disadvantages of such networks are the
high price of the transfer and the greater losses of the useful part of the signals. There are
also transfer networks using the telephone cables. They need a modular frequency (500 to
2500Hz) to modulate the signal. These networks have also some disadvantages – high noise
ratio, vulnerability to different construction works, high-price cables, etc. All analogue
channels have one great advantage − they allow the real-time analog signals transfer. The
digital networks (even the most sophisticated ones) work in the near real time mode. Digital
technology is rapidly introduced in all recent systems. The advantages of this technology
are much more – digital signals are reliable in terms of noise protection, data transfer and
processing are much easier using the recent computer technologies, data storage is much
more effective. The low prices and the wide use of the digital technologies make them leaders
in the recent early warning systems. In many cases the analog channels are eliminated by the
high-density information channels compressed even in a single cable doublet. The telephone
companies introduce the digital technology and increase the security and reliability levels
of their transferred signals. The recent cellular networks are also suitable for the signal and
information transfer. Such type transfer networks are related to the radio links. The price
is lower, but the special regime of use needs greater administration and formalities, like
retranslations, heavy problems connected with the sharp topography, etc. A variant of the
radio links is the satellite connection. After the big number of geostationary satellites have
been launched to orbit, they build up a network which is largely used about telemetry of
geophysical and meteorological data. The satellites on Low Earth Orbit (700–1400 km) are
called LEO, on the medium (10,000–15,000 km) – MEO and on the Geostationary (36,000
km) – GEO. All these satellite systems form the global communication ring, which is under
operation for different purposes. To use it as an element of the early warning systems is the
main challenge of the recent times.
The differences between the recent and the time-deficit early warning systems are the
two sophisticated and slower blocks: the processed information transfer and the end users’
and decision maker’s solutions. They can be eliminated by the simplest, but most powerful
software and hardware able to decrease the false alarms by using triggering mechanism and
intelligent sensors, which may provide more reliable information and make decisions about
the early warning dissemination automatically. The philosophy about the recent and the
near-future systems shows that it could be possible to eliminate the slower and less effective
blocks related to the transfer of the processed information and the end users’ and decision
maker’s sdecision whether the early warning to be issued. This task could be performed by
a more sophisticated software, supperfast computing abilities and “smart” location of the
sensors.
Near-real-time early warning systems are in use up to now about (Ranguelov, 2011):
Meteorological events (for hurricanes, tornadoes, other meteorological events), Tsunamis
(PTEWS), Volcanoes (for example, Hawaii, Vesuvius, Reunion, Azores networks, etc.) and
show relatively reliable exploitation.
The use of “smart” sensors, which are able to “make and perform ” the decision,
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the sophisticated software, which is able to prove the reliability of the warning issue and
the fastest recent digital technologies are the main elements which can ensure the highest
reliability of the effective early warning systems. The main problem in this competition
is to save time. The fastest communications can win against the velocity of the natural
hazards. This can be achieved by up-to-date technologies and an improved software. The
effectiveness of the early warnings in a time-deficit domain is the most important parameter
taken into consideration. The main parameters defining the effectiveness are the velocity of
the hazardous process, the velocity of the data and information transfer, the organization of
the early warning issue and the transfer of the reliable information to the public. Two options
are currently under consideration. The established EWS operating nowadays, and newly
established and near future EWS. (Ranguelov et al., 2012). The use of the recent technologies
in all aspects of the information collection, processing transfer and dissemination appears
essential. The possibility to save time thanks to the latest technologies for information
collection, data transfer and warning issues is considered the main issue. The combination
between EWS projects and smart EWS devices – smart sensors and “smart” communications is the essential way to increase the effectiveness of the recent time deficit EWS. The
role of the remote sensing and satellite communications is very important although they are
able to provide smart recent technologies for the fast and safe information transfer. The use
of cell phones, smart phones and i-phones is in fact the latest efficient opportunity to disseminate the early warnings (both, time deficit EWS and TWS) not only to decision makers
but also to the public.
METHODOLOGY AND DEVELOPMENT OF THE SEISMIC EARLY
WARNING SYSTEMS (SEWS) IN BULGARIA
In the last years several projects related to time-deficit SEWS have been implemented (DACEA, SIMORA – still active, etc.). The Bulgarian kinematic model for SEWS
is developed in Ranguelov, 2013. For the development of such kinematic model several
seismic sources are outlined (these are coinciding with the approximate locations of the
real earthquake sources in Bulgarian territory) – Table 1.
,
Table 1
Then the kinematic model used the travel times of S and P waves and their differences – Figure. 4. Isochrone diagrams are made dependent on the distances in order to model
244
the coverage of each wave phase – Figure.1. The implementation of the methodology related to the main Bulgarian seismic sources shows the time intervals (the “warning times”)
between 5 and 20 seconds according to the selected seismic source – Figure. 2.
Figure 1. An example of the different S, P travel times differences and their phases
in terms of distance
Figure 2. Modeled isochrones versus distance-coverage of the knots. In the model
they represent the seismic sensors
The Vrancea case
The Vrancea case shows the application of the methodology to several smaller cities
in the territory of Bulgaria. The methodology described for the whole country, including
all local seismic sources, is applied for the Vrancea source as well as. The Vrancea seismic
source (located in Romania) is rather specific and has several peculiarities: very clear fixed
245
Figure 3. The ts-tp isochrones of each seismic source at the levels of 5.3 (dark red),
7.6 (light orange), 8.6 (red), 14,5 (orange) 15 (light green) and 20,2 (green) seconds, covered almost the entire territory of Bulgaria
position in space (location and depth), well-defined P and S phases of the direct body seismic waves and due to these specifics it could be easily accepted as a point source – Table
2.
Table 2
246
Figure 4. Distances from the Vrancea seismic sources to the respective cities in Bulgaria
Figure 5. The travel times ts-tp (Vrancea source) show the time for reaction (the
“warning time”) after the early warning is issued
Due to the model and the results obtained, the Vrancea seismic source model shows
the pretty reliable and high effective SEWS. The minimum tp of the seismic waves reaching Bulgarian territory is about 50 seconds (Figure 4) and the Ts-Tp – about 40 seconds
(Figure 5). This time is rather effective about the EW issue for such a limited territory. The
247
time response is easy to be transferred into measures – for example – shut down the reactors of the NPP, close gas and oil pipes, stop electricity, shut down the dangerous production activities, etc. Of course the evacuation time for the population is rather short, but in
case of a good preparation and effective awareness campaign about the correct behavior in
case of a strong seismic event, the individual reactions can save many lives thanks to the
widely disseminated messages via the modern lines of communication – SMS, alarm signals broadcasted by TV or radio channels, Internet fast lines, etc.
Pernik Case Study
Pernik City – 30 kilometers SW of Sofia (the capital of Bulgaria) has been shocked
by an earthquake (M5.8) on 22nd May, 2012 (3AM local time). The seismic event
generated massive damages in the city of Pernik and surrounding villages. More then
8,000 homes, structures and public buildings were affected. Fortunately, no human victims
were reported. The seismic event evoked panic and rumors spread among the population.
There are several peculiarities focusing the public attention to this case:
-The activated source was not considered as so powerful as demonstrated
- The generated ground strong motions registered relatively far (more then
30 km away) from The source have been with a wide spectrum (not very usual
phenomena in such cases)
-There wasn’t any seismic instrumentation in the area of the city.
All these specifics revealed the needs of a new-technology based approach to
seismic monitoring and possible creation of a modern seismic warning system. Intensive
scientific research is performed to explain the strange behavior of this seismic event – its
mechanism, its wide spectrum, its damaging potential, its geophysical characteristics. The
results of this research and the technical execution of the establishment of the monitoring
and early warning system for the city of Pernik are mostly presented in this chapter. A
special targeted project SIMORA, funded by the National Scientific Fund, was created to
study thoroughly the possibility to establish a signaling system for the local seismic source
which generated the relatively strong event on 22nd May, 2014.
Project SIMORA – System of Monitoring and Seismic Early Warning about
Pernik City
General objective: To create a strong motion monitoring system in the area affected
by a moderate earthquake – M5.8 – 22nd May, 2012 and to provide local authorities with
reliable quantitative information about the level of strong ground motions.
Specific objectives:
To investigate the local seismogenic source and relationships with the local geology, tectonics and geophysical fields
To focus on the establishment of key-core elements of a quasi EWS targeted to the industrial facilities and the nearby dam.
To provide models about strong ground motions and their influence to the
population, facilities and underground mining galleries.
To help the population with the education about correct behavior before,
during and after a strong earthquake
To provide expertise to other local seismic active regions
To achieve these objectives wide complex geophysical investigations have been per248
formed:
Gravity and magnetic fields investigations in the area of the Pernik earthquake – Figure 6 and Figure 7
Seismological investigations of the past seismicity, recent seismotectonics and ground effects
Aftershock activity – study of space and time developments of the aftershock sequences to define more precisely the seismotectonic model of the seismic
source. Figures….
Local site conditions prospecting of the candidate sites for future instrumentation deployment – Figure…
Kinematic models development to establish the efficiency of the signaling system.
The results of all these investigations have been presented in many papers, reports
and presentations before the scientific society for discussions and clarifications.
Figurе 6. Gravity field (Bouger anomaly) in the investigated region
Figure 7. Map of the magnetic field (delta Z )in the investigated region
249
Aftershocks activity – indicator about the space-time development of the seismic
process
Figure 8. Space distribution of the aftershock activity from 22nd to 31st May, 2012
Figure 9 Geographic position of the main shock, aftershocks and topography DEM
The black ellipses define the approximate size of the main shock source (the western,
larger one – with dimensions 18 х 10 х 15 km) and the size of the so-called far-field aftershocks ( the east smaller one with approximate dimensions 12 х 5 х 12 km.
Figure 10. Time-dependence of the number of seismic events to 31st May
250
Figure 11. Depth–time distribution of the aftershock activity up to 31st May
Figure 12. Space development of the stress distribution due to the aftershock activity
– magnitude dependence
Figure 13. Magnitude–intensity relationship between the felt aftershocks
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As a result of the complex geophysical investigations a geodynamic model of the
seismic source has been created (Ranguelov et al, 2013) – Figure 14.
Figure 14. A seismotectonic model of the Pernik 22nd May 2012 earthquake:
1 – extension; 2 – downward movements of the subsided block; 3 – listric asymmetric faulting; 4 – direction of the subsidence; 5 – areas of destruction during the
main shock (and aftershocks) – considered as source of high frequencies; 6 – lowest
part of the subsided block – considered as source of the low frequencies
A Kinematic model of the MEWS around Pernik City
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Figure.15 Distances around Pernik city to the villages expected to be shocked during the next seismic event (a model). The diamonds present the positions of the middle
point and the end points of the seismogenic fault.
Figure 16. tp travel times to the main villages around Pernik City
253
Figure 17. ts travel times to the main villages around Pernik.
Many candidate sites for the seismic stations monitoring network have been explored.
According to the kinematics model – Figure 19. (Ranguelov and Iliev, 2013), the intended
quasi SEWS could expect low efficiency due to the short epicenter distances and only seconds (3 to 7) of the ts-tp travel times for the EW issue (Figure 18).
Figure 18. ts-tp travel times to the main villages around Pernik
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Figure 19. Investigated candidate sites for installation of the equipment of the monitoring and early warning seismic system around Pernik City
Acknowledgments:
This work is supported by the SIMORA (DFNI T01/0003) contract.
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ISBN 978-954-332-419-7, 327 pp.
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Geophysics, p. 177-182.
Ranguelov B., G. Mardirossian, N. Marinova, E. Spassov, 2012. Early warning systems – EWS (earthquakes and tsunamis) and their effectiveness., S e v e n t h S c i e n t i f i c C o n f e r e n c e , S E S 2 0 1 1 , 29th
November – 1st December 2011, Sofia, Bulgaria, p. 307-312.
Rаnguelov B., Paskaleva I, Radichev R, Dimovsky S, Tzankov Ch, Kisiov A,
Yankova M, Iliev T, Margarita V., 2013. Complex geophysical investigation for development of seismic
monitoring and quasi EWS around Pernik city., Proc. 7th Balkan Geophysical Congress., Tirana, 7-10th October,
2013 (on CD).
Ranguelov B., Iliev T., 2013. A kinematical model of the Seismic Early Warning System (SEWS).,
Proc. 7th Balkan Geophysical Congress., Tirana, 7-10th October, 2013 (on CD).
255
THE SIGNIFICANCE OF URBAN TRANSFORMATION IN
ADANA IN TERMS OF URBAN GEOGRAPHY
Tülay ÖCAL
INTRODUCTION
Cities have maintained their dynamic characteristic since the day they have been
founded and have constantly undergone change since the past together with population
increase. Functions and settlement populations should be dealt with together in the differentiation of cities (Tümertekin, 1973: 42-43). Such cities have a high population density
and have high populations (Göney, 1994: 5). Here, there is a close relation between the
existence and diversity of urban functions and the population in settlements (Aliağaoğlu,
Uğur, 2010: 4). The intense population increase in cities is due to industrialization movements. Urbanization has accelerated together with the industrial revolution and has become
a phenomenon addressing the entire world today. While it was acquiring a different form
and pace only in developed countries, today it is mostly continuing in developing countries.
As a matter of fact, when the urbanization rates of countries are examined, it is observed
that these rates are not only limited to the regions of Western Europe and North America and
developed countries like Australia and Japan, but also high in developing countries (Çetin,
2012).
As a developing country, urbanization started to appear after 1950 and proceeded with
a rapid pace. The gradual increase of the number of cities together with the share of the urban population in the total population is the primary indicators of this transformation. The
slowly progressing increase between 1927 and 1950 accelerated after 1950. In 1927 only
24% of the population lived in 66 cities with a population of more than 10 thousand. This
rate only exceeded 25% in 1950. Urbanization was limited to the natural population growth
and the number of people living in cities between censuses was around 300-400 thousand
(Çetin, 2012). According to studies, while the urbanization rate of our country during this
period was around 18%, the rate of industrialization was only around 7%. The evident difference (11%) led to the accumulation of populations in cities (Çelik, 2007). It accelerated
especially with migration from villages to cities at the beginning of the 1950s and it still
exists today. During this migration process oriented at especially industrialized cities, local
administrations have been unable to address the demand for land and make infrastructure
investments basically due to the lack of budget. This has especially led to the construction
of slums in large cities (Yomralıoğlu and Çete, 2005). This urbanization was largely limited
to the Marmara and Aegean Regions. The eastern and central Anatolian regions were under the country average. The Black Sea Region has the lowest rate of urbanization (Çetin,
2012).
The distribution of urbanization in Turkey entered a partial change process in the period between1960-1965. New cities formed around Istanbul and Izmir and with the effect of
military and administrative functions; there was a shift to the Central and Eastern Anatolian
Regions (Çetin, 2012). In parallel to the increases in the characteristic and volume of economic actions in the 1960-1970 period, it was a boom period in terms of urban development
(Çalışkan and Akbulut, 20109). Zone and urban plans prepared for these conditions have
lost their validity and there were difficulties in presenting housing due to the lack of land.
256
Due to the groups without economic means for living in the existing residential areas in
the city constructing low quality housing on unzoned and illegal lands, the establishment
of slums started to accelerate (Çalışkan and Akbulut, 2010). Due to the urban population in
Turkey exceeding 50% in the 1980-1985 period, this period is a milestone in the urbanization process. Some studies in this field have suggested that some administrative changes
after 1980 have been influential in this area. Especially the inclusion of settlements near
city centers into the population of the city is effective in the increase of the urban population
( Çetin. 2012).
Today the urban population is around 75% and urbanization is an ongoing process
with varying dimensions. Urban zones have formed in the Marmara region, around Izmir,
between Mersin- Adana – Iskenderun, and on the Black Sea shore. Istanbul is a mega city,
Ankara is a national metropolis, and Izmir, Bursa, and Adana are regional metropolises (
Çetin, 2012). These metropolitan cities are spreading over fertile lands and causing problems. The inappropriate use of agricultural lands is among the top problems in Turkey. Zoning of agricultural lands as urban land means the non-agricultural use of the land. In order
to prevent the deterioration of environmental resources, land utilization and environmental
plans should be prepared on a regional and basin basis and utilization not conforming to
the plans should not be permitted (Çelik, 2007). When the topic is examined in terms of
urban planning, you have to agree with these two expressions: the best urban plans are the
ones that can keep the land value at the lowest probable levels and the conflict between plan
decisions and land prices render the implementation of the plan impossible most of the time
(Eke, 2000). Both expressions point out the importance of land value in urban planning
(Çelik, 2007). Investments in land as a production factor in order to contribute to production
and investments in real estate in order to generate personal or company gains for purposes
other than production are two different things. Investments for speculative purposes do not
have contributions to the economy of the country and they have a delaying and preventing
effect (Keleş, 2002).
Investments in land in cities have become a means of earnings for individuals as the
populations of cities increased. Together with overpopulation, plains have become means
of livelihood and opened to development in time. The settlement of industry together with
other structures has created land misuse problems. As Yalçınlar (1967) put it, hundreds of
cities have occupied the plains never to leave. This leads to great losses in the economy of
the country and a strategic planning error. Surveys should be performed in order to utilize
land in the most efficient manner in urban planning (Özdemir and Kardoğan, 1996). Developed countries place great importance on land surveys and geographers for such works
in the management of the land of the country, however, there is no such approach in Turkey
(Özçağlar, 2005). Local administrations and especially municipalities are authorized and
responsible for the local services of the residents of the city (Pektaş, 2008). Even though
there are interruptions in the planning and the provision of services in Turkish cities, the
cities have continued to grow. Bursa is one of these cities. When the amount of increase of
industry and settlement obtained through maps derived from the master plan of the entire
city and its surroundings is examined, it can easily be understood that there was a rapid
urbanization period from 1960 to 1976 and this trend continued in 1995 (Aksoy and Özsoy,
2007). Urbanization is rapidly continuing today and agricultural lands are being destroyed.
When the land utilization map of the province of Yalova obtained through controlled classification is observed, the most evident change is the substantial expansion of settlements
257
(Özdemir and Bahadır, 2010 ). It would be appropriate to support the expansion of the city
of Denizli towards settlements such as Başkarcı, Hallaçlar, and Şirinköy, which are close
to the city and suitable in terms of land utilization ( Pilevne, 1999: 8). Unfertile lands that
are not suitable for agriculture will be utilized economically this way. While performing
urban planning, it is necessary that an approach synthesizing the natural geographic feature
of settlements and socioeconomic characteristics is adopted (Özçağlar, 2004). Failure to
utilize such a synthesis, has led to problems concerning settlement in Denizli just like in
other settlements (Kara, 2010).
Planning and infrastructure problems due to unplanned urbanization, and the increase
in the establishment of slums are the most important problems of the mega cities of today
(Keçeli, Karakuyu, Kocaman, Kara, 2008). As the population increases rapidly in these
mega cities, people coming from rural areas have constructed their own homes and increased the slums in the cities. As is known, slums are a form of settlement established on
the outskirts of cities and dependant on the center of the cities in social and economic terms.
These homes are generally constructed illegally. As the homes are built on government
lands or personal lands without notice, they do not have any guarantee. Another feature of
the slums are the fact that they are structures below standards, because, they have been constructed in the shortest period with the cheapest items (Yalçın and Çetin, 2004).
Slums started appearing for the first time with the industrialization movement after the
Second World War. Slums demonstrate the extent of the incorrect course of urbanization
in Turkey. Another indicator of the incorrect urbanization with slums is the accumulation
of 70% of all slums in the four large provinces (Istanbul, Ankara, Izmir, and Adana). Slums
were perceived to be a temporary case in the 1950s (Yalçın and Çetin, 2004). Failure of
municipalities to develop adequate zoning plans and their perception of slums as a temporary incident have been effective in the increase of slums. Due to a lack of resources, lack of
equipment and instruments, organizational deficiencies, inadequate personnel, corruption,
and political reasons in municipalities, building inspections were performed inadequately or
not performed at all and these led to the increase of illegal structures and slums ( Akdemir,
1998: 45). Slum areas have been supported by politicians prior to elections by granting licenses to illegal structures, connecting electricity and water, issuing title deeds or building
permit amnesties. This has supported illegal constriction in some way (İnceoğlu, 1999: 106;
Kara, 2010).
Elimination of illegal constructions is only possible through the implementation of
plans in legislation regulating building activities in our country. Association of technical
and social data is of importance especially in the preparation of infrastructures of planning
efforts in urban areas (Üstündağ and Şengün, 2011: 1). Urban transformation approaches
are encountered in projects conducted on urban and public areas. There are many examples
of urban transformation in the world. The Les Halles district in France, the Dockland Industrial Zone in Britain (Aykal, Murt, Korkmaz, Acar, 2007), the “Hiroshima-Danbara Urban
Reconstruction Project” for the construction of the completely destroyed city of Hiroshima
in 1945, and the “Bellenden Renewal Scheme” applied in 1990 for the purpose of renewing
the existing building stock in the Bellenden region of Britain are some urban transformation
projects (Mommaas, 2004: Uzun and Çete, 2005: Karadağ and Miroğlu, 2012). The “Rio
Urban Slum Reinforcement Project” initiated in 1994 in the Brazilian city of Rio is a good
example of rehabilitation efforts of slum districts in cities (Karadağ and Miroğlu, 2012).
There are examples of such transformation in especially large cities in our country. Kızılay258
Yüksel Street in Ankara, Istanbul Taksim, Bakırköy, and Kadıköy are prominent examples.
Changing urban dynamics and the transformation in the utilization of urban public spaces
are important factors in urban design (Aykal, Murt, Korkmaz, Acar, 2007). After 2000 in
Turkey, the government and municipalities started preparing urban transformation projects
which have been accepted as urban design. With the expression of “Metropolitan municipalities provincial and district municipalities within their borders, and municipalities with
a population exceeding 50,000 can apply urban transformation or development projects in
order to reconstruct and restore old city quarters in line with the development of the city,
create residential, industrial, and commercial areas, technology parks and social facilities,
take measures against earthquake risks or to conserve the historic and cultural fabric of the
city” in article 73 on urban transformation and development areas in the Municipal Law
No. 5393 of 2005, the power to implement urban transformation was vested in local administrations (URL 1). Reaching an agreement is essential in the vacation, demolition, and
expropriation of buildings in urban transformation and development zones under the scope
of this law. In the event that an agreement cannot be reached, property owned by real or
legal entities can be expropriated by the relevant municipalities. The disposal and exercising of rights and privileges pertaining to report acquired by municipalities during and as a
result of implementation in urban transformation and development areas shall be performed
within the framework of the Turkish Civil Code and other relevant legislation (URL 2:
Karadağ and Miroğlu, 2012). This covers especially the reorganization of slum zones and
the construction of new buildings within the scope of urban transformation. In face of the
rapid increase of the urban population, high-rise buildings are constructed in slum zones and
this ensures that higher populations reside in closer distances, prevents the loss of land, and
improves the appearance of the city. According to Tomas (2003) urban transformation is an
extensive vision and act attempting to provide a permanent solution for the physical, social,
and environmental conditions of a region undergoing change and for urban problems. According to Turok (2004: 63) they are planning efforts advocating the participation of the
government and private sectors and the public and attempting to improve impoverished
areas-convert city centers to a character suiting the life of today and aiming to improve the
economy through commerce and industry in addition to improve the living opportunities of
the public (Demirkıran, 2008: 5; Bulut and Ceylan. 20013:2409).
Urban transformation does not only cover physical elements in a section of or the entire city, but also deals with the improvement of social elements. On the other hand, urban
renewal is defined as receiving engineering services for buildings in a certain area inside a
city within the framework of a plan and ensuring they have a certain quality standard. Interventions to such urban sites appear in the form of the addition of profitable spaces into urban
areas, rather than adding new spaces to cities (Kurtuluş, 2005: 62-63). Most of the time, this
is explained with the concept of urban transformation (Ayık, Avcı, 2013: 398-399). After
the year 2000, this has become both an issue on the agenda and a problem for all cities in
Turkey. The Izmir Bayraklı Urban Transformation Project, the Istanbul Fikirtepe Urban
Transformation Project, and the Niğde Efendibey Urban Transformation Project are a few
examples in our country. It is possible to come across such urban transformation projects in
all our cities. Adana is a city that is a metropolis candidate and the Seyhan district Fatih, 200
Evler, Ziyapaşa, and Göl Quarters and Yüreğir district Sinanpaşa and Köprülü Quarters Urban Transformation Projects are a few of these. New ones are expected to be added to these
in future years, because Adana is a city that has experienced excessive slum expansion.
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1. PURPOSE-METHOD
Adana is Turkey’s fifth largest city and one of the cities with the most slums. The most
important factors concerning this are the migration from surrounding provinces and the city
being located on one of Turkey’s largest alluvial plains and the large demand for agricultural
workers. The population coming to the city from surrounding provinces as seasonal workers
ends up settling around Adana and causes an increase in the population. The construction
of slums accompanies this. Promises made during elections in our country and the building
license amnesties are the most important reasons of such slum construction. This becomes
a problem troubling the government and municipalities and has led to the urban transformation projects of today. The purpose in this study is the examination of urban transformation
projects in Adana and determining whether or not the housing to be constructed can address
the needs of people living in slums. Furthermore, the study aims to determine whether or not
spaces and buildings will be constructed relevant to the income of people that will not live
in the homes and why these spaces and quarters have been selected, while there are many
slums in all the districts and quarters of the city.
Scientific resources concerned with urban transformation and similar resources have
been examined in the study and zoning plans developed for Adana have been obtained. The
direction of development and expansion of the city over the years was examined on the
city zoning map and examinations have been performed especially in slum districts of the
city. Plans prepared by the municipality for urban transformation sites have been examined
and they have been compared one-by-one on-site. Together with the migration received
by the city to date, population increase data was obtained from necessary resources and
the Turkish statistics Institute (TÜİK) and the development and increase of the population
over the years have been examined. After the literature review was performed and necessary resources were obtained, photos were taken and interviews were made with people
during the field visit-observations performed on urban transformation sites in the city and
their opinions on urban transformation were asked. After population development and urban
transformation data was received, they were interpreted.
2. FINDINGS AND DISCUSSION
2. 1. Location and Natural Features of Adana
Adana is located in the south of Turkey between the Middle Toros and Amanos Mountain Ranges, on the banks of the Seyhan River at the center of Çukurova, which is the Eastern Mediterranean Basin’s largest base level plain, at altitude grades of 15-130m. Mersin
is located to the west, Osmaniye and Kahramanmaraş are located to the east, the Mediterranean Sea is located to the south, Hatay is located to southeast, and the mountainous and
high massifs such as the Bolkar and Aladağlar are located to the north. At the same time,
the city is located at the southern exit of the Gülek Pass, which connects Central Anatolia
with the Middle East, Mediterranean, and Southeastern Anatolia with highway and railroad
connections (Figure 1). The city of Adana is located within the administrative borders of the
central districts of Çukurova, Sarıçam, Seyhan, Yüreğir, and Karaisalı (Figure 2). The city
center is located at a site not far from the hills at the locality of Seyhan called Köprü Başı.
The site was selected probably because it is the last point suitable for a bridge crossing before the plain descends and the river expands and widens and it is suitable to build a fortress.
There are intense agricultural activities in the plain and this has led to the development of
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crucial industry and commerce in the city. The city has a frequent and busy transportation
network.
Figure 1. Adana City Location map.
Figure 2. Central Districts of Adana.
2. 2. Population Development of Adana Over the years
Settlement in Adana dates back to the subneolithic (Göney, 1976: 65-66) and then
it remained under the rule of the Hittites, Assyrians, Persians, Seleucides, and the Roman
Empire for a long time. It was then conquered by the Umayyads and it experienced TurkishIslamic settlement in the Abbasid Era (Hallaçoğlu, 2000: 11-12). In the yearbook of Adana
pertaining to 1872 it is reported that there are 30,024 inhabitants. In the same yearbook it
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was determined that 70,665 people lived there in 1891. In statistics conducted by the French
in 1918 the population of the Adana district was indicated to be 102,492 (Hallaçoğlu, 1998:
351; Sönmez, 2012).
In the Republic Era census of 1927 the total population of the city of Adana was
72,652. The population of the city increased slightly in 1935 to 76,473. The conscription
of the majority of males between the years of 1935-1945 had a negative impact on the
population increase. The population of Adana was 88,100 in 1940 and 100,780 in 1945. The
population increase rate proceeded very slowly in Adana and reached 117,642 in 1950 and
then reached 168,628 in 1955. The construction of the Seyhan irrigation and hydroelectric
dam was influential in this. The rural population, whose lands were covered with water
in the construction, migrated to the city and was effective in the population increase. After this, the population increased rapidly and the population reached 231,548 in 1960 and
289,919 in 1965 (Sönmez, 2012). In the following years it reached 347,454 in 1970 and
475.348 in 1975. The increase was over 100,000 in the period between 1970 and 1975. In
1980 it increased to 574,515 and 777,544 in 1985. The city population reached 916,150 in
1990 and 1,130,710 in 2000. There was a great increase in the population in Adana after
1980 due to developments in the textiles industry and this is the period with the most slum
constructions. The building license amnesties of municipalities in this period have caused a
boom in slum construction. The population of Adana was 1,591,518 in 2010 and this was an
increase in parallel to that across Turkey. However, it was among the cities with the most
slum development. It can be observed that the population increased to 1,617,284 in 2012
and 1,636,229 in 2013 (Table 1).
Table 1. Population increase in the city of Adana over the years.
2. 3. Zoning Plan Efforts in Adana Since the Proclamation of the Republic
At the time Adana was conquered by the Turks in 1360, the population and development
was located around the Adana Castle adjacent to the Taşköprü and the neighborhoods of
Tepebağ, Kayalıbağ, Ulucami, and Karasoku around the castle. The actual development and
expansion of Adana occurred in the Ottoman Era. After Adana was taken under Ottoman
rule in 1516, it spread out of the center to the west of the Seyhan River and expanded to
the north, south, and west. New neighborhoods were established. Adana continued growing
throughout the XVII century. By 1700 the number of neighborhoods had increased to 37
(AŞS. 2; AŞS. 101: 28). In the first half of the XVIII century, the number of neighborhoods
continued to increase due to the expansion of the city. With no neighborhoods lost in the
past century and the addition of 13 new neighborhoods in this last half a century, the number
of neighborhoods in Adana increased to 47 (AŞS. 28: 55) (Yörük, 2012) (Figure 3).
While these developments were occurring, especially in the 1800s cotton cultivation
was encouraged by the French. Adana started receiving migration due to cotton production
and the city started to expand and develop. Furthermore, the construction of the AdanaMersin railroad in 1886 and the establishment of the first spinning factory in 1887 were
262
influential in the development of the city (Sandal, Tıraş, 2012). After the proclamation of
the Republic, the city of Adana started to expand and develop together with Turkey. This has
led to the need for a zoning plan for the city.
Figure 3. Expansion Process of Adana in the XV-XVIII Centuries (Yörük, 2012).
The first zoning plan was developed by Hermann Jansen for Adana in 1940 and it
covered an area of 560 ha with scales of 1/ 2 000 and 1/5 000 for the city center. Following the first plan of the city, the zoning plan prepared in 1948 covered an area of 183 ha
and architectural elements with national value were used in the two-storey buildings with
gardens. The zoning plans of the General Command of Mapping covering an area 17000 ha
developed in 1961 using the orthophotograph system and current maps was a more realistic
zoning plan (Say, Yücel, Ökten, 2012) ( Figure 4).
Figure 4. Jansen’s final Adana plan of 1940 (Source: TU Berlin Architekturmuseum,
Inv. Nr. 23367, 23368 and 23369; Ökesli, 2010)
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Environmental plans of Adana with a scale of 1/20 000 and covering an area of 34,000
ha for a population of 1,500,000 were prepared in the years of 1965-66. The next zoning
plan of the city covered an area of 7.048 ha and was approved and put into force by the
Ministry of Public Works and Housing in 1969. There is another plan prepared for the
Çukurova Region. This plan was published in 1970 as the ‘Çukurova Regional Development, Urbanization, and Settlement Plan’ (Adana Metropolitan Municipality, 2008). A local
zoning plan with a scale of 1/1 000 was prepared in 1980 for the western districts of the
city with the passage of the motorway to the north. This plan was prepared according to the
Master Development Plan with a scale of 1/5 000. These plans covered an area of 21000 ha.
In 1987, the Yeni Adana (New Adana) Plan was prepared for an area of 3,000 ha anticipating a population of 1 million (Say, Yücel, Ökten, 2012).
Housing demands reached a climax during the years of high migration. This was a
plan for moving the city northwards. Building heights and building densities were at a
maximum level in this plan. While the unplanned nature in the zoning history of the city
continued, a tender was made for the revised master development plan with a scale of 1 /5
000 in 1992 (this plan covering an area of 13,500 ha was approved in the form of 3 stages).
Phases I and II of the master development plan were approved by the Metropolitan Municipality in 1995 and phase III was approved in 1996. In the Adana Yüreğir University
and Surroundings Additional Revision Master Development Plan approved in 1992, green
spaces were withdrawn from inside the city and the fairground, university and urban green
spaces were proposed to the north. The Revision and Tender Master Development Plan of
1994-1995 was developed for an area of 20,000 ha and a population of 4,000,000. There
was high-rise and dense construction in this plan. The plan of 1998 was prepared for an area
of 4000 ha beyond the university campus to the northeast. An area of 2500 ha was allocated
for two-storey villas around the lake for the high income group. The plan approved in July
of 2001 was in the form of low level buildings on an area of 620 ha (Adana Metropolitan
Municipality, 2008). The additional revised master development plan was prepared in the
form of 7 phases in 2008. This is the final plan prepared by the Adana Metropolitan Municipality and covers a total area of 32,500 ha. When the changes in the plan decisions are
taken into consideration and as specified in the final statement of the “Symposium on the
Urban Problems of Adana” organized by TMMOB (Union of Chambers of Turkish Engineers and Architects) on 8-10 May 2008, Adana is gradually drifting away from being a
safe, sound, and livable city due to illegal constructions and building license amnesties. The
development periods of the Adana urban zoning plans are as pre 1950, between 1950 and
1970, between 1970 and 1980, between 1980 and 2000, and post-2000. The city started expanding in a northwest direction after the 1980s. Topographic maps of the city with a scale
of 1/25.000 were prepared in the plans. Current urban fabric of the city has been prepared
utilizing the current maps of the Metropolitan Municipality and satellite images of 2008. As
it can be observed in the figure, a large area next to the current urban fabric has been opened
to development (Say, Yücel, Ökten, 2012) (Figure 5).
Adana is known to be a place, where fertile lands have been given up for short term
gains, since the proclamation of the Republic. The misuse of agricultural lands for unplanned urbanization and industrialization has increased in previous years.
2. 4. Urban Transformation Plans in Adana
Adana is Turkey’s fifth largest city and one of the cities with the most slums. Slum
development in Adana had a slow pace in the 1950s, 1960s, and 1970s and reached a peak
264
after 1980 and became unpreventable. The building license amnesties of municipalities became effective here and a chain of slums appeared in Adana. In order to prevent the excessive loss of lands in the city, some housing projects were implemented. However, this could
not prevent the expansion of slums. These are the 100.yıl Evleri, Belediye Evleri, and 2000
Evler housing projects. However, these have ended up becoming insufficient in time. The
apartments constructed around Baraj Yolu, Mahfesığmaz, Kurttepe, Turgut Özal Boulevard,
and Kenan Evren Boulevard by private contractors was unable to prevent the spreading of
slums. This is because; Adana is one of the cities with the highest housing prices in Turkey.
Adana and Mersin are at the top of the list in the increase in housing and they are followed
by Istanbul, Ankara, and Izmir.
Figure 5. Urban Fabric of Adana pertaining to 1995 and 2008 (Say, Yücel, Ökten,
2012).
This has been effective in the increase of slums. Slums expanded in the city during
the 1990s and 2000s in this manner. Just like in all of Turkey, after 2000, urban transformation was perceived to be the solution for slum expansion in Adana. Urban transformation
accelerated after 2006. The assembly of the Adana Metropolitan Municipality discussed
urban transformation in the first months of 2006 and determined various areas for application to this end. Adana is a city that is a metropolis candidate and the Seyhan district Fatih,
200 Evler, Ziyapaşa, and Göl Quarters and Yüreğir district Sinanpaşa and Köprülü Quarters
Urban Transformation Projects are a few such examples (Figure 6).
265
Figure 6. Urban Transformation Sites on the Adana City Map (http://www.adanabld.gov.tr/proje-13.html).
An order of priority was determined among these projects afterwards and the sites
that urban transformation would be performed first were determined. For the purpose of
receiving the financial and technical support of the Housing Development Administration
(TOKİ), separate protocols were signed between TOKI and the Metropolitan Municipality
for the 3 selected sites. The following are the Urban Renewal (Slum Transformation) Projects selected for implementation in Adana:
Seyhan District Fatih Quarter: The 9.6 ha area was selected and the number of detached sections in this area was determined to be 310. Furthermore, an area of 3 ha was
determined for mass housing (Çopuroğlu, 2006). This area consisted of one-storey slums
on shared title deeds on the outskirts of the city when it was constructed and now has three
to four-storey buildings and is in the center of the city. The Urban Transformation tender
concerning the Fatih Quarter has been performed and the company that has been awarded
the tender is continuing surveys, mapping, field work, project drawings, and other procedures (Photo 1,2).
Seyhan District Göl Quarter: The Göl Quarter Urban Transformation Site has an area
of 20 ha (202.000 m2) and is located at the Çukurova District, Karalar locality (Göl). There
are a total of 390 detached sections belonging to 417 title holders in the area (34 businesses
356 homes) and 286 (24 businesses 262 homes) of these detached sections appear to be occupied by squatters. The urban transformation tender concerning the site has been finalized
and the company awarded the tender is continuing surveys, mapping, field works, project
development, and other procedures. This second area selected for Urban Transformation
consists of illegal structures built in the 1980s on land belonging to the treasury and violating the border of the lake shore (Çopuroğlu, 2006). As this area is new compared to other
unzoned areas in Adana, it does not have most of the developments acquired in time in
terms of homes and environment. Furthermore, it is located far away from the city center
and due to its scenery and micro climate features, it has become a popular spot for luxurious
housing and leisure facilities in recent years (Photo 3,4).
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Photo 1. Satellite Image of the Fatih Quarter Urban Transformation (http://www.
adana-bld.gov.tr/proje-13.html).
Photo 2. Fatih Quarter Urban Transformation Site Boundary (http://www.adanabld.gov.tr/proje-13.html).
Photo 3. Satellite Image of the Göl Quarter Urban Transformation (http://www.
adana-bld.gov.tr/proje-13.html).
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Photo 4. Göl Quarter Urban Transformation Site (http://www.adana-bld.gov.tr/proje13.html).
The Sinanpaşa Quarter Urban Transformation Site is located on an area of 13 ha
(130.330 m2) at the Yüreğir District, Karşıyaka (a proportion of Sinanpaşa Quarter and
Yavuzlar Quarter) Quarter. The said site was separated into 2 phases with a protocol signed
and negotiations with 906 title holders of approximately 558 detached sections have been finalized. Furthermore, with the resolution of the assembly of the Metropolitan Municipality
dated 15.03.2012 and numbered 48, the borders of the new urban transformation site were
determined. This area covers the area to east of the current site and some proportions of the
Akıncılar Quarter. Together with these determined areas, the boundaries of the Sinanpaşa
Quarter Urban Transformation Site reached an area of 56 ha (559.500 m2) (http://www.
adana-bld.gov.tr/proje-13.html.). The Yüreğir Municipality has divided this urban transformation site into 8 areas on a quarter basis. These are as follows: Kışla District II (Çamlıca)
( 12 ha), Cumhuriyet (A disaster risk area) (22ha) Akıncılar (5,7 ha) Başak (22,5 ha) Kışla
(6ha) Yavuzlar (5,5 ha) Serinevler (6,5 ha) Karacaoğlan (5,5 ha) and Kışla District III (60
ha). The selected area was also mainly constructed in the 1960s and it was located on the
other side of the Seyhan River causing difficulties in transportation. It was constructed on
uznoned shared lots of land. It is the first urban transformation project initiated in Adana
in 2014 (Photo 5,6).
Photo 5. Satellite Image of the Sinanpaşa Quarter Urban Transformation (http://
www.adana-bld.gov.tr/proje-13.html).
268
Photo 6. Sinanpaşa Quarter Urban Transformation Site (http://www.adana-bld.gov.
tr/proje-13.html).
The Köprülü Quarter Urban Transformation Site is located in the Yüreğir District,
Köprülü Quarter on an area of 29 ha (29.000 m2). The area within the limits of the Köprülü
Quarter whose, boundaries and coordinates have been specified in the annexed map and
list has been declared an area under risk upon the letter of the Ministry of Environment and
Urbanization dated 26/7/2013 and numbered 4537 and with the resolution of the Council
of Ministers dated 5/8/2013 according to Article 2 of Law no: 6306 on the Restructuring of
Areas Under the Risk of Natural Disasters. (Photo 7).
Photo 7. Satellite Image of the Köprülü Quarter Urban Transformation (http://www.
adana-bld.gov.tr/proje-13.html).
The İkibinevler Quarter urban Transformation Site is located in the Seyhan District on
an area of 30.6 ha (30,600 m2) (Photo 8).
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Photo 8. Satellite Image of the İkibinevler Urban Transformation (http://www.
adana-bld.gov.tr/proje-13.html).
The Ziyapaşa Urban Transformation Site in the Seyhan District of Adana is a neighborhood that developed after 1970 and is now located at an important point in the center
of the city. The urban transformation site covers an area of 20.8 ha. The project is in the
development phase and has not been tendered yet (Photo 9).
Photo 9. Satellite Image of the Ziyapaşa Quarter Urban Transformation (http://www.
adana-bld.gov.tr/proje-13.html).
Urban transformation projects in Adana appear to be continuing without being limited
to these, because Adana is one of the cities with the most slums in Turkey. The resolution
of the Council of Ministers on “The Declaration of the Area within the Boundaries of the
Adana province, Seyhan district, Barbaros and Bey Quarters as an Urban Transformation
and Development Project Site’ was promulgated in the Official Gazette and with the letter dated 28 February 2013 it was resolved by the Council of Ministers on 11 March 2013
270
(http://www.byegm.gov.tr/turkce/haber/kentsel-dnm-alanlari-belrlend/36015). The Adana
Seyhan District Belediye Evleri Urban Transformation Project has not become official and
its infrastructure is being prepared. In meetings conducted in the city, it was determined that
one-on-one negotiations were in progress with title holders for the urban transformation in
Belediye Evleri.
3. CONCLUSION AND RECOMMENDATIONS
Adana is on the path to becoming an important metropolis in Turkey; however it is
one of the cities with the most slums. It is the result of it becoming one of Turkey’s textiles
centers after 1980. Other reasons for the expansion of slums are shared title deeds and the
building license amnesties of municipalities prior to elections. Today, slums are located
in important parts of the city, however, unplanned urbanization can be observed in these
areas. These places are neighborhoods with two to three-storey homes with inadequate infrastructure and the most social problems in the city. It is a metropolis candidate and also it
is Turkey’s slum causing visual pollution on fertile alluvial lands. The lack of land and high
prices of flats has caused an increase in the construction of slums.
The solution of the problem of slums is a priority for a developing country after the
year 2000. The Adana Metropolitan Municipality and district municipalities have initiated
urban transformation efforts after 2000 to solve this problem. These efforts have been projected and initiated in a short period of time and have caused many problems. Even though
the Adana Metropolitan Municipality and district municipalities have stated that there are
no problems in the projects and they have been developed in line with the demands of the
public, interviews we have conducted with people on the urban transformation site have revealed something different. This is because, more than half of Adana is covered with slums.
The sites selected for urban transformation are areas in the centre of Adana and consists of
places with scenery on the banks of the Seyhan River or irrigation canals. These are the
Seyhan district Fatih, 200 Evler, Ziyapaşa, and Göl Quarters and Yüreğir district Sinanpaşa
and Köprülü Quarters Urban Transformation Projects.
It is necessary that there is earthquake resistant housing and technical infrastructure
on these urban transformation sites and their transportation plans are rehabilitated.
The urban transformation sites should not be covered with housing blocks lacking
aesthetic elements and should be planned and projected by taking natural characteristics
such as topography and the social structure into consideration.
Urban transformation within the framework of law should not be carried out on fertile
vacant lands and slum districts with highly unplanned buildings should be preferred.
As the people living in the slums in urban transformation sites do not have a good economic status, new housing should be in a price range suiting these persons. However, while
the housing problem of such citizens should be solved this way, they should be provided
social areas through increased green space, infrastructure, educational, and social facilities.
Planning for these should be guaranteed by law.
Slum neighborhoods have social control and solidarity that has formed in a long period of time. These should not be destroyed with urban transformation and permanent mistakes that can damage the city’s social structure should be avoided. Instead of high-rise
uniform blocks, there should be horizontal structures with a social environment enabling the
conservation of the neighborhood culture. Urban transformation should be initiated through
271
the analysis of house owners and performed in a manner maintaining social relations, urban
lifestyles, customs, tradition, and culture.
In order to prevent urban transformation, which appears to be the solution for Adana,
from becoming a serious problem, problem analyses and socioeconomic research should be
performed by taking the needs and expectations of the public into consideration.
In order to convert urban transformation into an opportunity for Adana, it is necessary
to plan both banks of the Seyhan River as a whole. Instead of numerous urban transformation plans, a master urban transformation plan conforming to the master development plan
of the city should be prepared. Priorities of project areas should be determined. Instead of
building high-rise blocks for profit purposes in the projects, views of those living in slums
should be taken into consideration. The Sinanpaşa Quarter Urban Transformation Plan has
started to be implemented and the construction has initiated. Its outcomes shall start to appear in the months to come.
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CITY AND URBANIZATION: URBAN
CULTURE OF IZMIR IN THE PROCESS OF MIGRATION
Nevzat GÜMÜŞ
Nalan ALTAY
INTRODUCTION
All the notions and works of art that belong to a society form the culture of this society.
Culture is a product of aggregate experiences that a society gained throughout generations.
Culture of a society generates the memory of this society. Culture can change in time, and
it also differs among societies. It is a reason for social cooperation and harmony, as well as
the source of social conflicts. Moreover, it is an area which makes those visible (Erol, 1994:
344). It is a sophisticated collection that is originated from information, belief, art, morality,
law, custom, and all other abilities and habits. In one sense it individualizes the individual,
makes the action, attitude and behaviour of people “expectable” and “comprehensible” for
the other members of the society. On the other hand, it contributes to the social integration
by generating the emotion of collectivism to the individualized person (Erdoğan, 1991: 9).
In 1950s when urbanization movement gained momentum, it was thought that individuals who moved from rural areas to cities would urbanize. However, when the speed
of urbanization exceeded the expectations, the social institutions had become incapable
of helping migrating people urbanize. Considering the sociological structure of the families who have migrated to cities, the combination of the characteristics of rural families
and urban families leads to a uniqueness (Yasa 1970: 10). Urban families were compared
with families living in the slums, and in those comparisons, topics like family population,
number of children, style of clothing, the number of floors and rooms in houses, hygiene
and eating habits were taken into consideration in the studies, where the urbanization level
of the families that migrated in this period was analysed. Therefore, the integrity level of
immigrants to the city has been provided by this way. On the other hand, “urban culture” is
considered as going to the cinema and theatre, habit of reading newspaper, dressing modern
clothes and going to the concerts and those who perform these activities are considered as
the urbanite.
Since 1980s the social structure of the cities has been significantly changed by the
immigrants who had already migrated to those areas until this period. The families whose
origin was rural knew about city life via their “fellow countrymen” who had migrated to
the cities before them. These families also had providence about city and city life through
media. Thus the cities of Turkey adapted a new socio-cultural structure.
Urbanization
Urbanization is a cultural accumulation that is gained within the urban life experience. It is possible to mention two dimensions of the urbanization; urbanization in terms of
economy emerges in terms of the individual’s ability to make ends meet by an occupation
related to the urban life or by working completely within the urban area. Urbanization in
terms of social framework includes acceptance of attitudes and behaviours, cultural and
social norms and values of the urban culture by the rural people (Kartal, 1983: s94). Urbanization is both working in a job related to the city and developing social behaviors related
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to the city. Basically, being an urbanite means the process of changing, considering the values, relations and behaviors of individual through social change along with the process of
urbanization (Kartal, 1982: 268; Keleş, 1980: 50). Urbanization creates changes in human
attitudes and behaviors. People who migrated to the cities absorb the city culture, and they
live the city life. All of these factors constitute the process of being an urbanite (Bayhan
1997: 178). In short, the meaning of being an urbanite is the process of being an element
of the city through developing new relations which are proper for new conditions (Erkan,
2002: 20).
Urbanization as a cultural change and social adaptation is a change which involves the
utilization of opportunities of the city by migrations (Güçlü, 2002: 14). It is related to being
open to social liveliness and tending to be more active in life (Tatlıdil, 1982: 58). Because
urbanites need a lot of people to fulfil their vital needs, and they cooperate with lots of organized groups. Therefore, the relations that are established in the cities are personal, temporal
and segmental (Wirth, 2002: 90-91).
Urban Culture
In the process of urbanization the people that move from rural areas to urban areas
because of the expectations concerning a better social life and a better economic income
cannot exactly find what they searched for within the unavailable socioeconomic infrastructure. However, it can be seen that compared to the place where they have come from there
is a progress concerning their living conditions. Also, the individuals migrating to the city
cannot separate themselves from the village at once. On one hand, they try to adapt to the
city, and on the other hand they keep their relations with the village.
Today the most distinct characteristic of modern society is the working of skilled individuals who have become experts in a certain area in the industry and in the service sector
through division of labor. In other words, rural population work in agriculture unlike urban
population. Urban population work in industry, trade, technical service units, administration
and other jobs except for agriculture.
In the urban life social differentiation and social stratification are more intense and
sophisticated. The western cities that are heterogeneous gather people from different cultures and different groups. This establishes a ground for new ways of thinking and new values
(Ayata & Ayata, 1996: 111).
In the urban family, education and specialization take place outdoors. Educational
institutions guide individuals through equipping them with information relevant to different
job types. Besides, the individual’s relations and interactions with other people outside his/
her family lead to different behaviors within the family. It is because the individual spends
his time outside more than the time in home. The relations providing continuity in the society, and the cultural transmission has transformed to the mass communication tools. Among
the most obvious characteristics of the contemporary urban society is, compared to the rural
society, it is open to universal interactions and changes. It is much more open minded, and
it is far less dependent on the traditions. Urbanites adapt to changes and new ideas more
quickly (Tatlıdil, 1992: 58).
Informal education is effective in rural areas. The subsystems of politics which include
political parties, syndicates, and associations cannot be organized (Kızılçelik, 1999: 126). In
the urban lifestyle, the characteristics of a community is exhibited, and there is stratification,
increasing division of labor, secondary relationships, a heterogenous population structre,
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and the feeling of individuality rather than collectivism (Bayhan, 1996: 91). In rural environment the relations are face to face as well as being mostly dependent on kindredship, the
technology is simple and the economic structure is differentiated (Gökçe, 1993: 9).
With the process of urbanization, the structure of community is replaced by the structure of fellowship. In the social structure of “community”, people tend to have conflicts
concerning democracy, region, creed, cult, feodality, tribe, ethnical group, and ideology.
The reason is, the party and the ideology are perceived as a creed or a tribe, and this situation does not make it possible to solve the social problems by making rational agreements
and to function the democratic mechanism. In the social structure of “fellowship”, the
values such as region, creed, cult, ethnical group, and ideology, are conserved in a different
way and style, and these are dependent on each other with the support of social and cultural
activities. The individuals work in bureaus, syndicates, occupational organizations, local
administrations, social welfare centers, arts and sports organizations, and political parties (Akyol, 1997: 199-200). Democratic and non-governmental organizations that function
based on the concepts of plurality, transparency, and participation are the places where the
individuals expresses themselves. The civil society, developing based on urbanization and
civilization, is the backbone of urban culture.
In our country, rapid urbanization causes an over-urbanization in some of the city
centers. Today’s cities, which are heterogeneous in structure, are the settlements where different cultures coexist. Alongside the problems in these centers such as dwelling, employment, infrastructure, imbalance between industries, there is also the emergence social
layers and groups in different levels of urbanization. Each group living in the cities exhibit a
different lifestyle, behavior and relationship (Özen, 1996: 12). Therefore, each urban group/
individual have a different way of perceiving the city. Urbanization is the emergence of
an urban culture that benefits from the different opportunities in the urban area dominated by the pluralism, difference and diversity (Güçlü, 2002: 15). This process includes the
individual’s way of perceiving and protecting the city, his/her being sensitive to the city’s
problems, and his/her sense of belonging to the city where he/she lives. The urbanite is the
person that is shaped, educated, and employed by the organizations and that uses his/her
leisure time efficiently.
Sensitive to the problems of the city, the urbanite adopts and embraces the urban
lifestyle, participates in the decision making mechanisms about the city, and has the sense
of belonging to the city. For urbanite, urbanization means benefiting from labor, health,
education, settlement, transportation, communication and culture of the city. Therefore,
when mentioning urbanization, it is required to define it as the individual’s participation
to the urban functions (Eke, 1982: 229) rather than the migrating individual’s adoption to
the urban life by accepting that the cities stay the same and by taking into account whether
the individual exhibits urban behavior or not. In this process the only thing the individual
can do is becoming integrated into the city. Besides, it should be noted that the process of
urbanization can differentiate for every city (Bal, 2006: 70).
Being an urbanite is taking place within and benefiting from the organized social
fabric of the city including education, health, politics, economic, judiciary and artistic organizations. Urban culture forms a complicated structure emerging from the lifestyles of different individuals. However, the cities, being accepted as the places where the social change
emerges in its fastest pace, can as well be accepted as the settlement units where the political
participation, pluralism, tolerance, coexistence of different cultures, freedom of religious
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and artistic expression is observed, and where the science and objectivity can be developed.
Non-governmental organizations such as associations and syndicates, as well as the artistic
and cultural activities are developed in the cities. Another indicator of the urban culture is
the participation to the administration through these type of foundations.
Urbanite distinguishes and acknowledges himself/herself as the urbanite. The main
indicator of urbanization is the individual’s sense of belongingness to the city (Peker, Önen
& Balkız, 1997: 93). Urbanites are sensitive to the problems of the city where they belong,
and they even participate in the process of searching for solutions. A democratic society is
formed by the participation of its citizens and the cities of such a society is formed in the
same way (Bumin, 1990: 149).
URBANIZATION OF MIGRATING POPULATION AND THE URBAN CULTURE IN İZMİR
The Relation Between Gender and Urban Culture
In order to determine whether the urban culture of the population of İzmir migrants
differ within the framework of gender, Arithmetic Mean and Standard Deviations were calculated, and t test was made in order to determine whether the difference between the arithmetic means is important or not. It was observed that the level of urban culture was less in
women (x=41.78) then men (x=42.07). In the results of the t test, made in order to determine
whether the differences between arithmetic means is important or not, the difference can be
observed for men, concerning the level of urban culture (Table:1).
Table 1: The Relation between Urban Culture and Gender
Relation Between Migration Year and Urban Culture
In order to determine whether there is a difference in the process of adopting the urban
culture (in terms of migration years) by the participants chosen from İzmir’s some of the
most migrated areas, a series of computations were made, and the arithmetic means and
standart deviations of these computations were calculated. Single factor Variance Analysis
was made in order to determine whether the difference between arithmetic means was important or not. According to this, the participant group which adopts the urban culture most
and establishes relations with fellow townsmen least, consists of the people who migrated
to İzmir 37 years ago and before (x=45.93). Among all the groups, the one that migrated
to İzmir earliest was the group that adopted the urban culture most. There is a proportional
relation between the year of migration and urban culture. For example, the group that migrated to İzmir latest (between 1-6 years) is the group of which level of urban culture is the
least (X=40.64). According to the results of the analysis, there is a significant difference
between the year of migration, urban culture, and relations with fellow countrymen.
As a result of the standart deviations, it can be observed that the people migrating 1-6
years ago (ss=8.89), and people migrating 37 ago and more (ss=10.51) exhibit homogeneous characteristics (Table:2).
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Table 2: Arithmetic means and standart deviations in terms of migration years in
urban culture
Table 3: Variance analysis results in terms of migration years in urban culture
In order to determine whether the difference between arithmetic means calculated in
terms of migration years is important, Variance Analysis was made and it can be observed
that the urban culture is significantly different in terms of migration year.
According to the table below it can be seen that the difference between the arithmetic
means of the participants migrating 37 years ago and before; 36-27 years before; 26-17
years before; 16-7 years before; and 1-6 years before is significant (Table 4).
Table 4: Scheffè Test Results in terms of migration year in urban culture
The Relation Between Being of Rural-Urban origin and Urban Culture
A series of computations were made in order to determine whether there was a difference concerning the participants’ adoption of urban culture in terms of rural-urban origin,
and arithmetic means and standart deviations of these computations were calculated in terms
of rural-urban origins, and variance analysis was made in order to reveal the importance
of the difference between arithmetic means. As seen in the table, the arithmetic means of
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the measurements related to the rural-urban origins is as follows; county originated people
x=42.63; city originated people x=42.37. According to this it can be observed that the urban
culture level of the county-town and urban originated people is higher while the people with
rural origins have a lower level of urban culture.
According to the standart deviation results, it can be observed that village(SS=9.49)
and county (SS=10.35) originated people are homogenous groups (Table 5).
Table 5: Arithmetic mean and standart deviation in terms of the origin in urban culture
According to the results of the variance analysis made in order to determine whether
the difference between the arithmetic means (which were calculated as a result of a series
of calculations concerning the origins of participants in terms of village-city) is important,
it was revealed that there was no significant difference between origin and urban culture.
(Table 6).
Table 6: Variance Analysis Results In Terms of Origins in Urban Culture
Relation Between Geographical Region Origin and Urban Culture
The table above shows the measurements made in order to determine whether there
is a difference concerning the level of participants’ adoption to the urban culture in terms
of geographical regions. As seen on the table, the participants whose birthplace is AegeanAntalya and Southern Marmara Sections (X=46.52) have the highest level of urban culture
considering the arithmetic mean of measures related to the geographical regions. This group
that contains the cities of Balıkesir, Manisa, Aydın, Muğla, Denizli, Antalya, Isparta, Burdur, Bursa, Çanakkale, Bilecik have the highest level of urban awareness.
Another group that has a high level of urban culture is the group of which participants’
birthplace is Uşak, Kütahya, and Afyon cities, in this group X = 48.85.
The lowest level of urban culture contains the group of which participants’ birthplace
is Hakkari and Şırnak cities (X=34.19). Also, participants born in the cities of Kahramanmaraş, Adıyaman, Şanlıurfa have a low level of urban culture (X=37.80).
According to the results of standart deviation the group of which participants were
born in Konya Section and Middle Kızılırmak section (SS=8.05) and the group of which
participants
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were born in the Middle Fırat Section and Adana Section (SS=9.53) are homogenous
(Table 7).
Table 7: Arithmetic Mean and Standart Deviation In Terms of birthplace in Urban Culture
Table 8: Variance Analysis in terms of Region in Urban Culture
In order to compare the effects of geographical origin on the urban culture, the difference between arithmetic means is analysed. Variance Analysis is made in order to understand whether the difference between arithmetic means in terms of geographical origin is
important or not, and shown on the table above. As a result of the analysis, it can be seen
that there is a significant difference among participants concerning urban culture in terms of
geographical origin. In order to point out the source of difference emerging as a result of the
variance analysis Schffé test was conducted and the results were shown in Table 8. It can be
seen that the difference between the arithmetic means of the following sections in terms of
urban culture is important:
• Participants whose geographical origin is located in Erzurum Kars Section and participants whose geographical origin is located in Upper Fırat, HakkariDicle Section; Middle Fırat-Adana Section; Konya-Middle Kızılırmak section; Inner Western Anatolian Section and Aegean-Antalya-Southern Marmara Section;
• Participants whose birthplace is located in Upper Murat-Van Section and
the participants of whom birthplace is located in Hakkari-Dicle Section; Middle
Fırat-Adana Section; Konya-Middle Kızılırmak Section; Inner Western Anatolian
Section and Aegean-Antalya-Southern Marmara Section;
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• Participants whose geographical origin is located in Western
Karadeniz(Black Sea)-Upper Sakarya-Ergene-Yıldız-Çatalca-Kocaeli and participants whose geographical origin is located in Fırat; Hakkari-Dicle Section; Middle
Fırat-Adana Section;
• Participants whose birthplace is located in Middle Karadeniz (Black Sea)
counties and participants of whom birthplace is located in Hakkari-Dicle Section;
Middle Fırat-Adana Section; Participants of whom birthplace is located in Eastern Karadeniz countries and Hakkari-Dicle Section; Middle Fırat-Adana Section;
Participants of whom geographical origin is located in Upper Fırat Section and
Hakkari-Dicle Section; Middle Fırat-Adana Section; Konya-Middle Kızılırmak
Section; Inner Western Anatolian Section and Aegean-Antalya-Southern Marmara
Section.
• Participants of whom geographical origin is located in Hakkari-Dicle Section and Middle Fırat-Adana Section; Konya-Middle Kızılırmak Section; Inner
Western Anatolian Section and Aegean-Antalya-Southern Marmara Section.
Relation Between Education and Urban Culture
A series of computations were made in order to determine whether the participants’
level of adopting urban culture in terms of educational level differed or not, and arithmetic
means and standart deviations of these computations were calculated, and variance analysis
was made in order to reveal the importance of difference between the arithmetic means, and
the following findings were obtained:
As seen on the table, it can be observed that the participating group obtaining the university and above education (X=48.07) has the highest rate in terms of urban culture. The
measurement was made by calculating the arithmetic means of the computations related to
the educational levels of participants in terms of urban culture. Therefore, the participants
taking place in this group is the group with the highest urban culture level. As the education
level increases, so does the level of urban culture. The group containing illiterate members
has the lowest value ( X=36.05). This group is the one with the lowest urban culture.
According to the Standart Deviation results, the university graduates (SS=8.03) and
literate participatory groups (SS=9.63) consist of the homogenous groups within the other
groups in terms of education (Table: 9 )
Table 9: Arithmetic Mean and Standart Deviation in terms of the Education Level in
Urban Culture
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Table 10: Variance Analysis in terms of Education Level in Urban Culture
The difference between arithmetic means was observed in order to compare the effects
of education level on urban culture and countrymanship relations. Variance analysis was
made and shown on the table below in order to reveal the importance of difference between
the arithmetic means. According to the results of the analysis, it can be seen that there is a
significant difference between countrymanship relations-urban culture in terms of education. According to the Schffé test result made in order to point out the source of difference
emerging as a result of Variance Analysis (Table 10), in terms of education level, there is a
significant difference among:
The illiterate -- primary school, secondary school, high school and equivalent, academy and university graduate groups;
Literate – primary school, secondary school, high school and equivalent, and university graduates
Primary School graduates – high school and equivalent, and university graduates
Secondary School graduates – high school equivalent graduates and university graduates
Academy graduates—university graduates (Table 11)
Table 11: Scheffè Test Results in terms of Education in Urban Culture
Relation Between Urban Culture and the Age of Migrating Population
A series of computations were made in order to determine whether there was a difference concerning the participants’ level of adopting the urban culture in terms of age groups,
and arithmetic means and standart deviations of these computations were calculated. When
one analyses these calculations, he/she can see that the arithmetic means of the computations show that the ages between 18-24 has the highest level of urban culture (x=43.85).
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Therefore, it can be clearly said that the participants in this group have the highest level of
urban culture. Within this framework, the lowest level of urban culture can be revealed as
being between the ages 55-64 (x=41.11). This situation validates the result that the people
who have migrated to cities in young ages are more participatory in terms of adoption to
the urban culture.
According to the Standart Deviation results the groups having homogenous characteristics are the 55-64 age group (ss=11) and the 18-24 (ss=9.10) age group (Table 12).
Table 13: Variance Analysis Results in terms of Age Groups in Urban Culture
Relation between Occupation and Urban Culture
A series of computations were made in order to determine whether there was a difference concerning the participants’ level of adopting the urban culture in terms of occupational groups, and arithmetic means and standart deviations of these computations were
calculated. When one analyses these calculations, he/she can see that the arithmetic means
of the computations show that the public servants have the highest level of urban culture in
terms of occupational groups (x=46.33).
The lowest level of urban culture is represented by the group of the unemployed
(39.11). According to the Standart Deviation results the groups exhibiting homogenous
characteristics are the unemployed-temporarily employed people (ss=10.57) and the housewives (ss=9.20) (Table 14).
Table 14: Arithmetic Mean and Standart Deviation in terms of Occupational Groups
in Urban Culture
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Table 15: Variance Analysis Results in terms of Occupational Groups in Urban Culture
It can be seen that there is a significant difference between occupational groups and
urban culture. The following results can be revealed by looking at the table that provides
the source of this difference:
Among the occupational groups, there is a significant difference between;
• Unemployed-temporarily employed people – workers, public servants,
tradesmen, self-employed people, retired people
• Housewives – public servant, tradesmen, self-employed people, retired
people
• Marginals – public servants, retired people
• Public servants – tradesmen (Table 16)
Table 16: Scheffè Test Results in terms of Occupational Groups in Urban Culture
The Relation Between Status and Urban Culture
A series of computations were made in order to determine whether there was a difference concerning the participants’ level of adopting the urban culture in terms of occupational status, and arithmetic means and standart deviations of these computations were
calculated. By looking at the arithmetic means and standart deviations, these results can be
revealed: The arithmetic means of the computations concerning the statuses of participants
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show that the people with the highest level of urban culture are those working in family-owned businesses (x=42.68). The participants in this group have a high level of urbanization.
From this perspective, the group with the lowest level of urban culture is the unemployed
people (x=41.16). According to the Standart Deviation Results, one can say that the unemployed (SS=9.27) and the employer (ss=10.93) are the groups exhibiting homogenous characteristics (Table 17).
Table 17: Arithmetic Mean and Standart Deviation in terms of Status in Urban Culture
There is no significant difference between the urban culture level and occupational
status (Table 18).
Table 18: Variance Analysis Results in terms of Status in Urban Culture
Relation Between House Ownership and Urban Culture
When the fellow countryman relations are analysed in terms of house ownership, it
can be seen that the group which does not pay rent for a house owned by one of relatives, is
high in urban culture level (x=43.01). The chart also includes tenants who have the lowest
level of urban culture (x=41.17). (Table 19).
Table 19: Arithmetical Mean and Standart Deviation in terms of House Ownership
in Urban Culture
It can be seen that the level of urban culture does not significantly change considering
the type of house ownership (Table 20).
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Table 20: Variance Analysis in terms of House Ownership in Urban Culture
A series of computations were made in order to determine whether the urban culture
differed in terms of the frequency of hometown arrival, and arithmetic means and standart
deviations of these computations were calculated. When one observes these, he/she can see
that the arithmetic mean of the computations show that the group that goes hometown once
in 5-10 years has the highest level in terms of urban culture (Table 21).
Table 21: Arithmetic Mean and Standart Deviation in terms of the frequency of hometown arrival in urban culture
It can be seen that there is no significant relation between the level of urban culture
and the frequency of hometown arrival (Table 22).
Table 22: Variance Analysis in terms of the Frequency of Hometown Arrival in Urban Culture
Relation between Income and Urban Culture
By looking at the arithmetic means and standart deviation analyses related to the income levels of the participants, the highest level of urban culture can be seen in the group
with an income between 1001-1500 YTL (44.92). Income affects urban culture positively.
The group with the lowest income which is 500 YTL, has the lowest level of urbanisation
(X=39.67). The decrease of urbanization affects the urban integrity and urban adaptation
negatively (Table 23).
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Table 23: Arithmetic Mean and Standart Deviation in terms of Monthly Incomes in
Urban Culture
The most homogeneous groups are the ones that have less than 500 TL income and the
group that has 1501-2000 TL income (Table 24).
Table 24: Variance Analysis of the Amount of Income in Urban Culture
It is seen that the difference between urban culture and total income is significant. It
can be seen that the relationship between the group that has less than 500 YTL income and
the groups that have 501-1000YTL; 1001-1500YTL; 1501-2000YTL, 20001 YTL and the
group that have more than those; the participant group that has 501-1000YTL and the group
that has income among 1001-1500 and 1501-2000YTL is important (Table 25).
Table 25: The results of Scheffè Test in terms of monthly income (TL) in urban culture
The Relationship Between Frequency of Meeting With Fellow Townsmen and
Urban Culture
The group that never meets with its fellow countrymen is the group that has the participants with the highest arithmetic means (X=44.76). The frequency to meet with countrymen has a parallel progress with the urban culture; as the frequency of meeting decreases,
the urban culture increases. The group that has the lowest means in terms of the level of ur287
ban culture is the group that meets with fellow countrymen once a week or more (x=40.59)
(Table 26).
Table 26: Arithmetic Mean and Standart Deviation in terms of the frequency of meeting with the fellow countrymen in urban culture
It can be seen that the level of urban culture depends significantly on the frequency of
meeting with countrymen (Table 27).
Table 27: Variance analysis of meeting with townsmen in the urban culture
There is a significant difference between the group that never meets the townsmen
and the group that meets with them once a week and more; the group that meets with the
countrymen once a week and more and the group that meets with the countrymen several
times a week, the ones who meet several times a year and the ones who meet in religious
holidays (Table: 28).
Table 28: The Scheffè Test results of the frequency of meeting with townsmen
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THE SOUND OF STREET IS CRACKED
Seher KEÇE TÜRKER
INTRODUCTION
Music can not only be performed with tools. Children’s healty, childish voice is like
music. In our time the natural musical sounds of the street, the district and the city have disappeared; whereas a set of sounds, most of forked, derived. Once upon a time, the children
created the natural voices of the street first. Afterwards the sound of our customs, traditions
would come. The sounds of Azan, friday time, death, childbirth, poet, candle days, hadji’s
farewell-welcome, bride to take, the soldiers escorting, the feast not only for the poor, Hidrellez, the milkman, yogurt seller, junkman, boza seller, flugger and shoddy rugger were
heard. And the sounds of drum, barking, roaster, bird, nightman’s whistle, postman, pipe
and herd from far away would come. The voices have humanistic side; they belong to us,
that’s why they were attractive, not speechifying and all of them are inhiding chid voices.
Children were the symbols of the streets, sometimes the city was asked of them.
While taking a nap in the armchair in your house on the street, child voices are also
measuring the period of life in which you are. According to some, these voices are the voices irritating in the youth age, pleasing in the middle age, untolerable in the old age. Sounds
of the street remind our childhood at the same time. To remember our friends, games, happinesses make us feel how the life passes rapidly.
Between birds sound; voice of child saying “Mom”, damage chain sound of another
child’s bicycle, may be bell sound, ball sound, “Sobe, dalya, ebee” sound of the games and
“simitçiii” voice of pretzel seller, “Sweet halvah” voice of Halvah seller who are watching
around with a smile from the corner of the street, and the smile of a foundling with a head
in the two hands who pushed to the streets are the natural sounds of the street. The voice of
the foundling is in hiding that “I am with you, too. Maybe I am dirty, my apparels ar erip but
this is not my fault. Do you even like me?” Sometimes, the voice of an elderly neighbour
who is trying to stab the escaped ball to the garden, broken glass neighbour’s “Your father
pays in the evening” saying are also added these sounds.
In the middle of the game “Ayşe, your mom is calling” news can come. “Mom please
five minutes more” words can get mix to mother’s “Ali, your father will come, come home
now”. “Good evening”, “Homeowner to home, villager to village, homeless to the rat hole”
are the sounds that are giving notice of children has time out to the games while the sun is
going to light the other side of the world.
One day, somebody saying “Kilimci”(rag collecter) is walking around the streets. He
has nothing but a big sack. Old clothes cut like longish and sew endwise then they will be
given to rag collecter as a ball shape. Rag collecter take them and go away. After a period
of time, he brings them bag as a rug. Household find a part of themselves on the colorful
striped rugs and all the memories come alive in every eye contact. I bought one of this kind
of rug from the local market but no voice like “I belong to you” come out of it.
In the bright and long game nights of the summer days, there were resonant child
voices among the streets. I think my and my friends voices that belong to the pasta re stil
resounding around the firmanent. In the Candle day and night there was a fun of saying
words “Yağ parası (Oil Money), mum parası (Candle Money)/Akşam oldu kandil parası(In
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the evening candle Money)”, door to door in the form of chorus.
Child voices in the street were accompanied by the sounds of doors and Windows.
Now on district was started tos mile and the sound of the guard’s whistle was heard.
“Grandma, Grandpa Azan” voice of a child, who hear the call to prayer time, was
echoed. If your house close to the mosque, footsteps of the people who were coming to pry
was heard. During “Sela”, opening Windows and wondering “Who’s dead?” was an important voice of the streets. This worry contains solidarity and to be a partner of suffering.
Getting the bride besidse the sounds of drums and clarions, the bride’s bye with parents and
İmam’s prying voice are unforgettable. To visit a neighbour, lying on his deathbed, also has
a sound and silence. Afterwards, the neighbours prying sounds of those who heeded to the
request of one in the front of the house that brought from the house forever were important.
“Be halal, be halal, be halal”.
A mother makes the birth alone but everyone feels her condition in the street, may be
in the district. Postpartum visits had a taste of pink coudle. When birth mevlut was done the
children in the neighborhood takes the candies with Turkish delight in the cone, are fused
with each other. The taste of dental wheat hidden in the walls of some streets, the cutting
sound of fob chain(baby’s first step ceremony) are stil being felt.
The sendoff the people who called for holy land visit from our district, with pryers and
gifts has a special sound, but welcome has more enthusiastic tone. This sound is different
from the horn of the buses with flags.
Once upon a time, we met crying kids in the bazaar. Nowadays it is impossible. Maybe
they need nothing or they get everything without any trouble or don’t live childish, demands
and expectations have changed.
Don’t ask, will the sound of the street vendors be missed?; I miss. I am missing the
voice of street vendor who was selling colorful plastics with his wheelbarrow. In the wheelbarrow I miss the six centimeter mica baby which has moving legs and arms. And I miss
the tears for getting it.
Years later, while waiting next to the junk bike, I want to pause the time and to take
back the copper, changed with nylons, from the junkman, in other words antique dealer of
our time. I miss the voice of the seller of cotton halvah which wraped around the stick as
a riot of colors and the voice of paste candy seller. I am looking fort he sellers of frogrant
tomato and cucumber. And also I miss the smell of cutted tomato and peeled cucumber.
I hear the voice of “Hallaç”(who fluffs the wool and cotton). I miss waking up rested
between the wool bed and comforter. I miss seasonably the Hallaç’s voice we were looking
forward to. I know how they fluff the wool and cotton by beating and miss the sound and
smell of them.
The porters would pass on the street and they would carry wood and coal to woodshed.
I miss the smell of wood and coal.
Sometimes from an open window a sound of radio singing Turkish music or one of his
violin playing spread around the street. And an emotion like to shout out as “Increase the
volume a little bit more” come from within. I missed those sounds and emotions.
The street, the neighborhood, the city had the sound of greeting words “Selamunaleyküm, hello, Aleykümselam”. Now we don’t have street already and you don’t see people in
the market will greet. Where are they? The streets are empty and helpless.
There are also wars disgrace of the century. The voice of the children, who was born
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in the streets full of war cries, are not heard because their musical voices are disappeared.
Desperate people let them lost in the blind wells. Among the ruins, they watch the children
who are playing head cutting and captured witk Tekbir. They close the ears to the children’s
voices who hide between the hospital walls. Their mothers, fathers and health were stolen.
Their homes, schools and hope were also stolen. They broket he games and make children
forget the streets.
Here no death mourning and silence. Death is desperate and coming towards the children with cries. We remember our street’s children smiling and having fun; Tanpınar said
“Except on the Scene” in his novel, “Fortunately there is a street. Street is the only assistant
of the children. In everywhere and in each generation the street adjusts the child to the life.
Adults seem different and natural on the streets. Everyone is in itself on the street. There is
a hot life such as bread. Now we don’t have the streets in the past and don’t have the same
understanding. Children have no streets of recognizing themselves. Children have no brother. Once upon a time a mother of seven child looked after her babies very happily in the
small houses. Now it is forbidden to born in big and multi room homes, it is forbidden to
play in the street and forbidden to scream for games. Life does not accept spaces; Harmful
sounds take place instead of children’s voices. I don’t want to mention about drugs, mafia,
harmful food and toy vendors, punters and drunks who pollutes the streets by their images
and sounds.
It was seen violin, piano, akordeon, guitar players on the streets, at the metro stations,
on the beaches and in the parks. There is a handkerchief or hat in front. It is apleasent sound
for a moment but nothing reminds when you just turn the corner. I saw an elementary school
student in the walk fluting school songs with a handkerchief in front. Imitate, moreover the
handkerchief is full of coin. Whereas his playing screams should be heard instead. The thin
voice of the child handkerchief vendor sadden the people. What we call “Beautiful”, actually it is worthless without child voice. It was said “Music is the food of the soul.” Children
voices are the food of the cities and game screams prepare them fort he future.
RESULT
We want the children to laugh on the street cheered the music sounds. Why do you
always play with toys made by others?Why they’re prisoners of internet games? They don’t
know why the street games? Why, the snow melts and the line they won’t play hopscotch?
Stone castles and they don’t match? Dressing up mothers sewing dresses , hand-stitched
cloth dolls, small frying pan, pots, marbles, nuts, soda lids, colorful pebbles, stones, jumping rope, hopscotch game, making time to escape to the neighboring gates of bells and
mischief, teacher, doctor, with khalid tembe turn, tornete ride, why we took? Our children,
apartment, on their way to being a mama’s boy or a computer game. On the streets of the
fast car, brake, horn sounds, walks with the principle thrown up. Does not accept spaces
in the streets.Streets children find themselves on the streets, ring out with the voices of the
children, they must have to laugh the streets. Why the streets don’t lough? Why are the kids
alone drifting?We must question.
The bottom line; We want to hear the screams of children playing in the street twitter
installed. We want to see the smiley faces of the school kids that running the smell of his
mother’s hot cake,invite neighbour friend for dinner and taking the pie,plate in the hand for
neighbour. I miss the music voice streets ; from the balcony, looking out the window, asking
292
for the sake of your neighbors, the voice of calling for coffee.
Children of the streets were bent at the neck. People forget that you love; as the poet
said, “the past that imaginary world value...”
Across the street, the neighborhood, the city’s natural singing voice back, I say; What
do you think?
I AM THE VOICE OF THE STREET
Why playing ball banned?
Why no running?
When
Cycling on side ?
Guess ice cream,
Paper candy eating,
Time?
It’s like I’m myself,
Why adults don’t know
How’s being a kid?
REFERENCES
ATAMAN, Sadi Yaver, Anadolu Halk Sazları, Yerli Musikiciler ve Halk Musiki (Müzik) Karakterleri, İstanbul 1938, Burhaneddin Matbaası,
AYVERDİ, İlhan, Misalli Büyük Türkçe Sözlük, İstanbul, 2005
BATUTA, İbni, İbni Batuta Seyahatnamesinden Seçmeler, Hazırlayan, İsmet Parmaksızoğlu, Milli Eğitim
Basımevi, İstanbul 1971
ÇELEBİ, Evliya, Hazırlayan Kahraman, Seyit Ali, Günümüz Türkçesiyle Evliya Çelebi Seyahatnamesi,
YKY, 2010
ERHAT, Azra Mitoloji Sözlüğü, Remzi Kitabevi, İstanbul,1996
GAZİMİHAL, Mahmut Ragıp, Türk Ötkü Çalgıları, Kültür Bakanlığı Milli Folklor Araştırma Dairesi Yayınları 12, Ankara1975,Ankara Üniversitesi Basımevi.
HACİP, Has Yusuf, Kutadgu Bilig, Çeviri Reşit Rahmeti Arat, Türk Tarih Kurumu Basımevi, Ankara,
2003
HASOL, Doğan, Ansiklopedik Mimarlık Sözlük, Yapı Endüstri Yayınları 5. Baskı, İstanbul, 1993 Hazırlayan,
SAMİ, Şemseddin, Kamus-1 Türki (Osmanlıca), Şifa Yayınları 2012
MAHMUT, Kaşgarlı, Divân-ı Lügat-it-Türk, Çeviri, Atalay, Besim, tdk, 5. Baskı, Ankara, 2006
TÜRKER, Keçe Seher, Büyülü Gözlüğümü Çıkarınca, Seyahatname, Cinius Yayınları, 2010, İstanbul
TÜRKER, Keçe Seher, Geçmişin Aralığından Geleceğe süzülen Işık, Kocaeli Büyükşehir Belediyesi Kültür Yayınları, Kocaeli, 2007,
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A RESEARCH IN TERMS OF POPULATION GEOGRAPHY:
BÜYÜKÇEKMECE
Kaan KAPAN
LOCATION AND GENERAL FEATURES
Büyükçekmece, one of the district out of 23 districts affiliated to Istanbul is located in
western part of Istanbul, close to Marmara Sea.
The district whose vast area is 181,89 square kilometers is surrounded by Silivri on
western, Beylikdüzü on southern, Çatalca and Arnavutköy on northern, and Esenyurt on
easternI. The district takes up 3,33% percent of İstanbul’s total area. The district has 23
neighborhoods. Some of these neighborhoods (Dizdariye, Fatih, Marmaristan, Ulus, Hürriyet) are the main parts of the district, some parts (Pınartepe, Atatürk, Batıköy, Güzlce,
Bahçelievler, Yenimahalle, Kumburgar, Kamiloba) developed after 1990 as a result of
tourism activities and some part (Celaliye, Muratbey, Ahmediye, Karaağaç, Alkent 2000,
Çakmaklı, Cumhuriyet, 19 Mayıs, Türkoba and Muratçeşme) have developed under the
influence of the rapid population growth.
As a source Erginoz (2011) is used.
Map I: Location Of Büyükçekmece
First settlement area took place through the coastal promenade between Büyükçekmece Lake and Devebağırtan Hill, on the east coast of the lake. From past to present, the
road passing through the city divides the city into two parts. Yet, settlement has started on
the north part of the road primarily. (Akgün, 1996:3 ) It is observed that the district has
social, cultural, economic alterations and developments during the process since the beginning of settlement. There is no doubt that natural environment of area or land’s relationship
with nature has a significant role. Relationship with environment extends from climatic conditions and water facilities to natural wealth of the area, as well as site or situation of city. At
least, natural richness such as sea, lake, and river and forest which provides opportunities to
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the cities in establishment stage need to be added to natural sources (Timor, 1993:63-64).
The settlement in Büyükçekmece expands continually thanks to the reasons like presence of
fertile soil for agriculture and major roads passing through the city. As a result of these developments, while Büyükçekmece had been a sub-district connected to Çatalca since 1987,
it became a district at that date.
Examining the climate of Büyükçekmece and its surrounding, effectiveness of Mediterranean Climate switching between Black Sea climate and Mediterranean Climate is observed as seen in general parts of Istanbul. Because of being exposed to north winds winters
are relatively harsh, cold and rainy. Yet, in summer, amount of precipitation lessens dramatically and the temperature rises. In the district whose annual average temperature is 13, 7 ˚C,
the hottest month is July and the coldest month is January. Because of being slight elevation
difference in Büyükçekmece, temperature rate represent equal distribution. Annual average
rainfall is 637,2 mm. The rainiest month is December, while the least rainy one is July.
Distribution of vegetation covers and the features of existing vegetation in Büyükçekmece and its surrounding are determined by some factors like soil types, topography conditions and human. Owing to being exposed to Mediterranean climate, the vegetation of
the district is scrub. In the district, oaks are prevailed among more often than members of
Mediterranean vegetation. Except for the oak, varieties like hornbeam and scatchpine are
also seen. In our days, the district has poor vegetation. Because of disruptions of lakes, vegetation in district and quick urban developments, natural vegetation habitat has narrowed.
POPULATION BEFORE REPUBLIC
As a result of investigations carried out at the edge of delta formed by rivers located in
eastern part of Büyükçekmece, there is an area settled which has been located since 7th B.
C. is found out. That first settlers were Atyyra, one of the important colonies of Hellene has
been determinedII. After Attyra, Attilla, Great Hun Emperor, firstly passed through Çatalca
and conquer Büyükçekmece with his army, and later tributing to Byzantine and returned
after Attyrus in 447 B. C. After then, Avars (616), Bulgarians (813) and Patzinaks (1090)
coming through Balkan started to live in Büyükçekmece (Table II). The Turks firstly settled
at Thrace in 1357, yet, they continued to stay in Büyükçekmece district under the Byzantine
rule. When we continued to investigate development of the district, conquering the castles
of Çimbi and Galipoli , settlement of Turks at Thrace region was ensured . At the end of the
14th century at the time of Yildirim Beyazit’s enveloping İstanbul twice, Silivri had been
conquered, Büyükçekmece got into action and maybe last preparations had been finished
there. The defeat in Ankara War (1402) caused those castles taken by Byzantine, however,
during İstanbul siege in 1422 by II. Murat, city and castles were seized again. Despite the
district has been taken over many times, with Vize Yoruks’s being settled to the surroundings of Çatalca, Silivri and Büyükçekmece, Turkish population has increased continuously
(M. T. Gökbilin, 1957).
With the conquest of Istanbul, districts gained the features of “menzil settlementIII.
Since districts was on the transition areas, public houses, baths, caravansaray and administration building were constructed. With this feature, factors that make district a city and the
population increased in number. After conquest, Büyükçekmece began to expand and grow
from the area east of the channel connecting sea and lake to each other to the route of highway (Mimar Sinan, Atatürk, İstanbul Streets in our days) in that period (Akgün, 1996:50).
295
In addition, between the 15th- 18th centuries, architectural constructions attracting
populations were built. Architectural structures such as caravanserais, mosques, fontains
and bridges built by Mimar Sinan are first and foremost. On the other hand, Fatih Sultan
Mehmet Mosque, the Imaret mosque, Sokulu Mehmet Pasha Mosque, Sokullu Public Bath,
Shopping Areas and the administrative center were built in this term. All of these constructions have contributed to improvement of urban identity of district considerably much.
Table I: Büyükçekmece And Dominating States And Civilizations Around It
In Ottoman Empire, the first census in a real sense was conducted by II. Mahmut,
in 1831. In this census, the main purpose was to detect the men at the draft age and taxable
population. According to results of 1831 census only considering male population, population of Çekmece-i Kebir was composed of only 464 persons in cadastral record books (At
the 18th centuries, these district was known as Çekmece-i Kebir in cadastral record books).
Estimated population was also 2320 (Karpat 2010, Şahin, 2012).
In 19th century, with the starting of collapse of Ottoman Empire, urban development
progress has slowed down as well. However, on account of establishing military base in this
district, there has been no decrease in population. As it is seen, from past to present, many
states and civilizations reigned Büyükçekmece. Yet, due to lack of desired quality of available data related to population of pre-republican period, we can say that it is very difficult
to give exact information.
POPULATION AFTER THE REPUBLIC
The subject of people’s dispersing in earth in what manner constitutes one of the
most fundamental and important aspects of human geography. Differences between populations from one place to another reflect lifestyle of settler plentiful things. At the same time,
information about distribution of population reflects diversity about how people used the
earth (Tümertekin and Özgüç, 2011). Human existence and the activities frames creates observable dispersion. Humans should be investigated in these dispersions and relationships
(Tümertekin and Özgüç, 2013). When we investigated population of Büyükçekmece at the
Republic period in terms of human dispersions and relations; the fact that it was a small
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rural accommodation in the first years of Republic and there wasn’t an official census make
difficult to comment about population. However, in those years although exact numbers are
unknown, exchange had started and migrates brought with a ship named Gülcemal, the biggest ship of that day in 1924, and distributed around villages was got off at the Kalikratilya
(Mimar Sinan Neighborhood depending on Büyükçekmece in today). After that date, the
population has grown rapidly.
Table II: Process Of Population Growth In Büyükçekmece (1935-2013)
Today’s the most certain population data belonging Büyükçekmece could be reached
undoubtedly via census. We experienced that the population of Büyükçekmece is 1366 according to the first census. Population has been grown since the first census continuously
(Except for 1945-1950) (Chart 1).
Chart I: Process of Population Growth in Büyükçekmece
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When population of Büyükçekmece was investigated according to census years, there
was a slight increase between the years of 1935-1940. There was slight rate of increase
Between the years of 1965-1970, population of district has increased approximately at the
rate of % 72 because of the rural-urban and tourism-based migration movement. So, tourism
(resort places) became a different branch of economic activity. After 1970s, using of automobiles and as a result of intense migration from rural areas to İstanbul, border of the city
expands Bostancı-Maltepe-Kartal-Pendik and Gebze on the eastern side and through E-5
highway, Avcılar-Büyükçekmece on western side (Tümertekin, Özgüç, 2013). Therefore,
the population increased % 32 percent in 1975. Later on, resort-based feature preponderated
after 1980s. Accordingly, the district was overpopulated in summer, diverse functions awakened and with this aspect, the district was seen like a city (Akgün H, 1996:105). However,
after 1980s, the population returning to Büyükçekmece caused a serious dense population.
Business and employment demand carried by this dense population and at the same time
low-price areas makes this district center of attraction for industrial enterprise (Keçeli and
Karakuyu, 2007). Later on, the district continued to grow; in the year of 1980 its population increased %56 percent and in 1985, with a %32,9 percent rising rate according to previous census, the district consisted of 11.310 people and passed the critical threshold value to
become a city (Table II). In 1990, population of the district increased % 980 as remaining
within urban dissemination of İstanbul metropolitan. Thereafter, with % 407 population
growth, the second biggest population growth in its history happened in 2000-2010. Thus,
Büyükçekmece has gained the qualifications which are essential to become a city both from
demographical aspect and branches of economic activity aspect.
Büyükçekmece has been a demanded district all the time because of the reasons like
geographical location in terms of settlement, locating at the region between the transition
point, having appropriate land price. Parallel to this, its population has increased continuously from past to present and according to the result of The Address Based Population
Registration System, population of district became 211.000.
RECENT STRUCTURE OF POPULATION
Age group of population in a settlement has a great importance in planning efforts to
determine the vocational dependence and gender aspects (Educational Health and Service
Planning). Half of the population is composed of males in Büyükçekmece, and the other
part is females.
When population in Büyükçekmece is examined according to age groups, it can be
seen that population has a young and dynamic structure. It can be realized that the 15-64 age
group of population in the province, in other words, adult compromise the %79.9 percent of
the population. The children population which is 0-14 aged, has the %22.68 percent of the
total. The elder population which is over 65 compromise the %6.39 percent of the population. In the light of these information, it can be understood that people in Büyükçekmece,
who are between 15-65, have gained the bigger part of the population. This dense population can be said to have a huge force potential that can enrich the production. Besides, there
is a balance, except for 75 age and older population when examined in the aspect of malefemale population, female density exceeds the males. By this respect, women may be said
to live longer in older ages.
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Chart II: Population Distribution by Age Groups in Büyükçekmece
Source: Tüik, 2013
SOCIAL AND CULTURAL ASPECTS OF POPULATION
Population of the district is varied thanks to the improvements of transport, tourism
and industrial activities. When the settlers in Büyükçekmece are examined according to registered province, it can be observed that there are migrants from almost every province of
Turkey according to migration records. Besides this, as it is seen in related graphics, people
born in Tokat, Trabzon, Erzurum, Ordu, Sinop and Sivas whose number is over 5000 take
attention. The people from Şırnak, Burdur and Hakkari are the smallest part. With the help
of these data, it is easy to tell that the province has been affected from the migration from
Blacksea Region to İstanbul, excessively. But indeed, both the outcomer migrants and the
geological location of the city made the population gain a cosmopolitan nature (Table IV).
When the male-female population is examined, it can be seen that population is always increasing and male population is much more than female one (Diagram II). The district faces
with this situation because of being immigrant-receiver district. However, the situation has
changed recently and population of male and females is 105.500 which means equal.
When educational background of population is examined, it can be understood that
literate rate of Büyükçekmece is quite high. In 2013, this number is about %98 percent of
people over six. This rate is about %98 percent for males, whereas it is about %96 percent
level for females. When it is examined according to the schools they graduated, it can be
found that %22 percent of them graduated from high schools, %22 percent of them graduated from primary school, %16 percent of them are literate but not graduated from any school,
%11 percent of them graduated from faculty and university, and %1 have master’s degree
or doctorate, composes the population. There has been an increase in number of university
graduates thanks to the newly opened universities like Beykent and Fatih in province. Examining the educational level according to gender, it is concluded that women have a lower
rate of legitimacy. For instance, women form %84 percent of the illiterate population (Table
V). Education level is one of the most essential factors in the formation and shaping of a
settlement. It can be said that Büyükçekmece has a well-educated population which can
uplift itself in our day.
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Table III: Population Distribution by Neighborhood
Table VI: Distribution of Population According to Registered Province in
Büyükçekmece
300
POPULATION DISTRIBUTION AND DENSITY
İstanbul, to which Büyükçekmece is affiliated, is the most populated province with
2666 people for per square kilometers in Turkey. In Büyükçekmece, average population
density is 1337 people for per square kilometers but population hasn’t been distributed
equally in district. Most of the population preferred to settle around historical area on the
edge of E-5 highway and areas near the seaside.
When it is examined in the aspect of neighborhoods, although Atatürk, Fatih and Hürriyet neighborhoods are densely populated Ahmediye, Karaağaç and Yenimahalle neighborhoods are lower populated is realized. Especially the factor influencing on neigborhood
density is migrations after 1990 (There is an incerease in population around % 980 between
1990-2000 and %407 between 2000-2010).
It is known that holiday spending activities has started to go resort or summer house
rather than going to accommodation facilities in our country. Especially on the coast, such
settlement and housing, developing as house ownership, show up firstly on coasts near metropolis provinces like İzmir and İstanbul (Doldur, 2014). Since 1990, owing to transportation becoming easier to Büyükçekmece, the number of house for resorting has raised in the
neighborhoods near Coast of Marmarian Sea. So, these areas have turned into overpopulated neighborhoods. Especially, density of secondary housing in some neighbourhoods like
Fatih, Atatürk, Pınartepe, Hürriyet, Batıköy, Ulus, Türkoba and Muratçeşme is really high.
Population density in the neighborhoods outside of the center which are adjacent to Çatalca,
Silivri and Arnavutköy, density of population is low.
Table V: The population in Büyükçekmece according to Educational Level and Gender
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Map II: Population Density of Neighborhood in Büyükçekmece
RESULT
History of settlement has started with Helens on delta edges with the purpose of agriculture, in the shape of rural settlement. In following years, in addition to agriculture,
development of floating trade and fishing outputs, attraction of the settlement increased. In
2 B.C., the district was under the influence of Roman Emperor and “Via Egnatia”, one of
the most important roads of period, was built. With this road, settlement stuck in the center of the area and sometimes it became to accommodation point, summer house area and
sometimes became defensive protection area. With the settlement of Turks at the district,
settlement function was changed; the district took a military function role like a fiefdoms
on the end. In Büyükçekmece, there was a vanguard in all the time against the possible attacks of Balkan in Ottoman Empire period. It kept up that role until the Ottoman Empire
was collapsed.
Since the proclamation of the republic, the district has renewed itself continuously in
the aspect of economic activities. In the aspect of urban, major factor to gain its urban identity is E-5 highway. Along with the highway construction, communication with Istanbul has
increased and this factor has led to improvement of district. Especially it has been affected
from migration movement in 1990s just because after these years the district has stuck in
the central distribution axle and its population has risen. After 1990’s the effective factors to
development and promotion are increase in automobile uses and the resort areas to escape
302
from stressful life of İstanbul and take a holiday after 1990’s. Especially, annual vacation is
an important term in modern society, which causes millions of people’s migrating to seaside
every year. This action, which is named as a new migration by Wolfe, causes a huge migration movement and creation of a new industry and appearance of lots of new settlement and
improvement of the settlement existing before (Wolfe 1966, Özgüç 1977, Timor 2004). In
these years, besides agriculture and industry in Büyükçekmece, tourism activities has the
biggest influence of improving the district and its population has grown up continuously
since the day.
In our days, Büyükçekmece is a worthy district with various factors like historical
places priory (Mimar Sinan Bridge, Caravanserais and Mosquitos etc.), laybys, fests, tradeshows (Tüyap), Shopping centers (Atirus etc.) and picnic places etc. While it’s economic
structure was based on agriculture and fishing, it has gained the power and renewal with the
improvements of tourism, industry, educational areas especially in the last twenty five years.
In this renewal, it has been getting popular rapidly among preferred locations for mainly
one-day visitors and activities.
REFERENCES
AKGÜN Hasan, 1996, “Kentsel Gelişme Sürecinde Büyükçekmece”, İ.Ü. Deniz Bilimleri ve İşletmeciliği Enstitüsü, Basılmamış Doktora Tezi, İstanbul.
“Büyükçekmece Belediyesi Yayınları”, 2014
“Büyükçekmece Kaymakamlığı Yayınları”, 2014
DOLDUR, Hüsniye, 2014, “Burhaniye Bir Zeytincilik ve Sayfiye Yerleşmesi”, İstanbul, Çantay Kitapevi.
ERGİNOZ, Murat, 2011, Dıagnostic territorial del’arrondissement de Büyükçekmece, ISTANBUL
GÖKBİLİN M.T, 1957, “Rumeli’de Yörükleri Tatarlar ve Evlad-ı Fatihan”, İstanbul Üniversitesi, Edebiyat Fakültesi Yay. No: 748, İstanbul.
http://www.bcekmece.bel.tr/tr-tr/Sayfalar/default.aspx
http://www. lozanmübadeleri.com.tr
http://www.istanbul kültür turizm.gov.tr/TR,71471/büyükçekmece.html
http://www.meteor.gov.tr/
http://tr.wikipedia.org/wiki/
KARAKUYU VD., 2012, “Kentleşmenin Büyükçekmece Gölü Havzasındaki Arazi Kullanım Değişimleri Üzerindeki Etkisinin Zamansal Analizi”, Marmara Coğrafya Dergisi, Sayı 26, S 42-54, İstanbul
KARPAT, Kemal, 2010,Osmanlı nüfusu(1830-1914), çev: Bahar Tırnakçı, Timaş yayınları, İstanbul,
s.225.
KEÇELİ, A. VD., 2007, “Büyükçekmece ve Küçükçekmece Gölleri Arasındaki Sahanın Arazi Kullanım
Değişimlerinin Şehir Planlaması Açısından Değerlendirilmesi”, Marmara Üniversitesi, Marmara Coğrafya Dergisi, Sayı: 17, Sayfa 140-155, Kültür Bakanlığı ve Tarih Vakfı (1994): “Dünden Bugüne İstanbul Ansiklopedisi”,
Cilt.2, İstanbul, s.355.
ÖZGÜÇ, Nazmiye, 2013, “Turizm Coğrafyası”, Çantay Kitapevi, İstanbul.
ÖZGÜÇ, Nazmiye, 1977, “Sayfiye Yerleşmeleri: Gelişme ve Başlıca Özellikleri”, İstanbul Üniversitesi
Coğrafya Enstitüsü Dergisi, Sayı 22, s.142-162, İstanbul.
ŞAHİN, Yasin, 2012: 19.Yy Büyükçekmece’sinin Temettuat Defterlerine Göre Sosyo-Ekonomik Durumu.
TİMOR, Ayşe Nur, 1993, “Orta Büyüklükteki Şehirler ve Lüleburgaz Örneği”, İ.Ü. Sosyal Bilimler Enstitüsü, Basılmamış Doktora Tezi, İstanbul.
TİMOR, Ayşe Nur, 2004, “Ayvalık Bir Sayfiye Yerleşmesinin Gelişme Süreci”, Çantay Kitapevi.
TÜMERTEKİN Erol, ÖZGÜÇ Nazmiye, 2013, “Beşeri Coğrafya: İnsan-Kültür-Mekân”, İstanbul, Çantay
Kitapevi.
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s,1-14.
Türkiye İstatistik Kurumu, 2013 ve 2014 Verileri.
WOLFE, R.I , 1966: “Recreational Travael: The New Migration” Canadian Geographer, Vol.X, No 1,
It is the total number o Büyükçekmece Lake (24,17 km2 ) and Büyükçekmece Land Field (157,72 km2)
Büyükçekmece was founded on the eastern side of Büyükçekmece Lake, where the lake drained to
Marmora Sea. The settlement was named firstly as “Atira” or “Atirus” on Byzantine resources and started to be
called as Büyükçekmece, which is the name of lake.
III
It is the settlement which are constructed to provide communication center with administration unit ,
where acccomandation units are located. The highway which help it become a range is the road between İstanbul
and Belgrade.
I
II
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Littoralization and rural-urban divide
in the Italian region of the Marches
Gian Luigi CORINTO
1. INTRODUCTION
It is a matter of evidence that Italy is a single nation state and a national community, and
indeed with long cultural traditions, divided into 20 administrative units, namely Regions.
Nevertheless, any further examination of its internal social characteristics can reveal that
beyond the abstract definition of nationhood, there are many ‘Italies’, with large internal
differences generating pressures for social differences and political fragmentation (Galasso,
1989; Posner, 1977). An important driver that blows the internal differences is contrasts in
economic performance (Brandolini & Saraceno, 2007; Dunford & Greco, 2005). Today the
major territorial divide is still visible that separates the South from the rest of the Italian
territory, in its turn divided in at least three areas: the North-West, the North-East and
the Centre, unequally developed and featuring different industrial models (Felice, 2007,
Signorini, 2000; Tagliacarne, 1963).
The region of the Marches is geographically located in the Center of Italy, and has
been economically placed in the so called ‘Third Italy’ (Bagnasco, 1977) composed by
the NEC (North-East-Center) regions. In the overall framework of Italy the Marches are–
near perfectly–in the middle, being spatially in the center but even showing average socioeconomic patterns.
As shown in fig. n. 1, even an internal divide separates the North and the South of the
region, e.g. the Provinces of Ancona and Pesaro-Urbino (grey = 100 - 125) from those of
Macerata, Fermo and Ascoli Piceno, being these last less rich in average GDP (pale grey =
75 - 100).
Moreover, the Marches show an evident spatial concentration of activities and
residents along the Adriatic Sea coast. The administrative Capital City, Ancona, is a big
city-port which has stronger linkages to the sea––and a long lasting vocation for looking at
the East coast of the Adriatic and Ionian sea––rather than to the interior geographical areas.
Furthermore, it has a traditional weak political control on the backward territory (Sori,
2004). Factually, the five Provinces currently demonstrate a strong willingness in economic
and territorial self-governance (Fondazione Censis, 2002) and, on a spatial perspective, the
‘real’ capital is to be considered the urban area diffused along the whole coastline, for its
economic strong power and concentration of inhabitants and activities (Alba, 1999).
With no doubt, even in the Marches there are strong links between the physical
environment and human activities, not only in the sense of advantages/disadvantages to the
economic development, but also in influencing the human behavior itself. Indeed, it has been
considered obvious that the morphological features of a territory are always a determinant of
the spatial distribution of human settlements, activities and industries (Landes 2002; Polèse
2009). The history of the economic development of the region has been bounded by this
general rule, being many aspects of the territorial spreading of industries and settlements
conditioned by the ‘geography’ of the region. Nevertheless, as goods and services are not
perfectly mobile and transport and communication cost always in effort and time (Hoover
& Giarratani, 1984) the actual explanation of littoralization and urban-rural divide in the
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Marches could be a little bit more complex, as the name littoralization stresses the negative
features of crowding people and industries near only the coastline, with the subsequent
danger of a desertification for the inner areas of the region.
Fig. 1: Italy and the Marches (white borders). Gross domestic product (GDP) per
inhabitant, in purchasing power standard (PPS), by NUTS 3 regions, 2010 (% of the EU27 average, EU-27= 100).
Source: Processing from European Commission (2013), Statistical Atlas - Eurostat Regional
Yearbook 2013.
The chapter describes the current situation of spatial diffusion of the economic
activities, analyzing the overall regional rural-urban divide between the coast and the inner
areas of the territory. It mainly considers relations between agriculture and other industries,
e.g. the capabilities of agriculture in integrating the local economy and producing flexible
relations within the territory, being still fundamental in shaping the landscape, even not in
producing high rates of employment and revenues. As the chapter aims at giving a rationale
of the actual urban-rural divide in the region, the research questions for this study were:
1. Which are the spatial features of the urban-rural divide in the marches?
2. Does agriculture interact with other industries in littoral and inner areas
in some different ways depending on zoning, so that one can survey diverse local
socio-economic patterns in rural and urban areas?
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Subsequent paragraphs are dedicated to general backgrounds, literature on the
Marches’ Industrial Districts, materials and method, results, and discussion. Final
considerations are made in order to give some brief suggestions for the eventual
better governance of land use in a more sustainable and unified perspective.
2. BACKGROUNDS
2.1. Overall features of the Marches
In the regional territory there is a lack of a main urban center, locating a ‘recognized’
political center of power and capable of coordinating centralized policies and the governance
of land use (Sori, 2004). The capital city of Ancona has only the near 6,7 percent of the
regional population, and each of the Provinces has at least two urban poles of attraction. This
duality sees the confrontation between important cities located in the same province, e.g.
Pesaro and Urbino, Macerata and Civitanova Marche, Ascoli-Piceno and Fermo (Calafati &
Mazzoni, 2006) and the establishment of a spatial mixed contiguity between industry and
farming and urban and rural situations (Anselmi, 1990; Conti, 1996).
Geography. Geographically the Marches region is bordered to the West by the
Apennine Mountains, which slopes down to the sea. Thus, in the region, proceeding from
West to East, the following areas can be distinguished:
- the Apennines or western mountains;
the pre-Apennine or central hills;
the coastal or eastern flats or coasts.
The agricultural landscape has been shaped by the sharecropping farming and is still a
distinctive element of cultural identification. The territory consists of mountains for the 31%
and hill for near the 70%, while there are no real plains. All in all, the territorial landscape
is sweet with low and rounded hills.
The coast extends for about 180 kilometers, from the promontory of Gabicce Mare to
the mouth of the river Tronto, and has large, smooth beaches, shallow and sandy, with the
exception of the Monte Conero, which is the highest point of the maritime side.
The regional rivers, mostly in torrential regime, descending from the mountains form
deep valleys, perpendicularly to the coast, where they tend to widen forming flat spaces,
figuring a well visible ‘comb-shaped’ figure. This pattern characterizes the region and has
substantially determined the spatial localization of traffic and transport (motor and rail
roads) infrastructures (see Fig. 2).
Population and Surface: With 1.55 million people in 2012, the Marches accounts for
the 2.6% of the Italian population, ranking in the 13th place among Italian regions in terms
of population. Females are the 51.6% of the population, young people (up to 14 years) the
13.4%, while the elderly (more than 64 years) constitute the 22.9%. Foreigners in 2012 were
140 thousand, of whom 24% minors, near the 9% of residents (6th position in the ranking
of the Italian regions). The life expectancy at birth for men is 80.4 years, and 85.5 for
women and the demographic balance in 2012 was active for 4 thousand units, due mainly to
immigration, seeing that 17 thousand people died and 13 thousand borne.
The surface of the Marches is 9,400 km2, being the 3.1% of the Italian total area. The
population density of 164 persons per km2 places the region at the 10th place in Italy. The
Marches region is divided into 239 municipalities, of which the 20.1% with no more than
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1,000 inhabitants, and 6.7% with more than 20 thousand residents. As said, the capital city
of Ancona has few units more than 100 thousands inhabitants (Regione Marche, 2013).
Fig. 2: The Marches. Littoralization of urban areas and roads. The ‘comb-shaped’
figure.
Source: Processing from Regione Marche, (2009), Piano Paesistico Regionale, Struttura
dell’insediamento, Ancona: Regione Marche.
Economy: On an economic sketch, the entrepreneurial fabric is composed by 177
thousand registered companies in 2012 collecting the 2.9% of Italian firms and ranking in
11th place among the Italian regions. The 23% of these companies are from the commercial
sector, and 14% from the building activity. Manufacturers are the 13.5 % and the 17.9% form
the agricultural sector. The handicraft companies are 50 thousand and the proprietorships
103 thousand (Regione Marche, 2013). The local community of entrepreneurs shows a
high vivacity, being 6.6% the birth rate of enterprises, slightly higher than the mortality
rate (6.59 %). The small and medium enterprises (SMEs) are absolutely prevalent, and are
predominantly owned and managed by single families. Indeed, the local units with 50 or
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more employees are 797 in 2010, employing 100 thousand workers, being the total local
units 142 thousand, with 508 thousand employees (Unioncamere, 2013). The region is
strongly characterized by the presence of several industrial districts, specialized in fashion
and shoes, furniture and mechanics, located in the more accessible zones, near the coast, in
hilly zones close to the sea, but also in the inner zones. Important industries are located even
in the inner zones, such the so called ‘white goods industry’ of appliances in Fabriano1.
The average age of active enterprises is of 13.84 years in 2010, while companies
formed since 2000 are the 48, 64 %. There are 3,954 tourist accommodations in the region,
offering 193 thousands beds and placing the region in the 12th place in Italy in 2012 (Regione
Marche, 2013). These structures allowed 11 million days of tourist presences (13th region in
Italy), of which 1.8 million foreign tourists in 2011 (Unioncamere, 2013).
The labor market accounts 646 thousands workers in 2012, the 2.8% of total employed
Italians, ranking the 10th position in Italy. The 35.9% of these workers is employed in
industry and the 2.5% in agriculture, the remaining in services. The waged workers are 485
thousands and 161 thousand are self-employed. The rate of unemployment in 2012 was the
9.1% of the labor force (12th place among Italian regions with higher unemployment). On
the contrary the rate of employment (the ratio employees/population 15-64 years) is pair to
62.6%, the 9th place among the Italian regions.
The Marches produced in 2010 euro 35.9 billion of value added, which represents
the 2.6% national feature, in the 11th place in Italy. The added value per capita is € 23,350,
actually equal to the national average Italian of euro 23.240. Of this result, industry produces
the 22.5%, building the 5.3% and agriculture the 1.8%, being the rest originating form
services (Unioncamere Marche, 2013).
2.2. Literature on the Marches’ Industrial Districts
Many scholars have over years focused on the particular form of industrialization in
the Marches, generally identified with ‘industrial districts’, intended as the spatial concentration of large numbers of small firms clustered together in a small region, all manufacturing the same type of product, with strong, but varying, links between them.
After the already mentioned author Bagnasco (1977), who put the Marches in the
so called NEC model, and the international specific interest of Piore & Sabel (1984), Fuà
& Zacchia (1983) did interpret the local industrial model on a series of well identified
local features: urban polycentrism, rural and handicraft traditions, role of the family in the
economy and society, large diffusion of small industries. In addition, these authors stated
the ‘external’ importance of the reduction of farming labor demand, innovation in transport,
explosion of the consuming demand ant its differentiation (Fuà & Zacchia, 1983).
Definitively, all the cited scholars stressed the importance of the socio cultural
characters in the spatial diffusion of development and in the peculiar model of the Marches.
In this line, a specific motor of local development has been identified, and differently named,
as urbanized countryside, system areas and industrial districts, where small production units,
civil residences, daily life of people, interfere in a complex system of social relationships
and where contiguity is a determinant for innovation and development (Camagni, 1991).
The ‘light industrialization’ of the territory, and the spatially diffused presence
1
Today, the industry in Fabriano is facing a deep economic crisis, with delocalization of industrial plants and heavy
social problems due to high rate of dismissal and unemployment (Vergnano, 2014, April 23).
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of systems of small enterprises, has been best described by the renewed concept of the
Marshallian industrial district (Becattini, 1979, 1987; 1990). Becattini stated an industrial
district as a territorial agglomeration of small enterprises, specialized in a product and/or
in distinct production phases, gathered by interpersonal linkages, common social culture,
shared by workers, entrepreneurs and politicians as well, all immersed in an industrial
atmosphere. The circulation of knowledge in the local social network helps the continuous
training of workers, diffusion of innovation, producing positive externalities to the firms
which, actually, are ‘internal’ to the territory. The combination of knowledge spillovers,
decreasing transaction costs, and skilled labor do create strong competitive advantages of
being located in an industrial district (Becattini, 1989). Notwithstanding some exceptions,
the Marches’ economy is still generally based on these features and the inheritance of sharecropping in agriculture is even today the root of the industrialized society (Musotti, 2000,
Corinto & Musotti, 2012).
3. MATERIALS AND METHODS
In order to answer the research questions posed in the introduction, the 239
Municipalities of the region (ISTAT, 2013b) have been considered as statistical units,
grouping them in two categorical spatial areas: 1) Littoral Municipalities (n. 142 units); 2)
Inner Municipalities (n. 97). Within the first category the very littoral Municipalities and
first and second grade conterminous ones were included (see fig. 3).
Fig. 3. The Marches. Littoral (pale grey) and Inner (grey) Municipalities.
Source: Processing form Google Earth with QGIS (http://www.qgis.org/it/site/)
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For each unity, selected socio-economic data (tab. 1, appendix), as possible determinants
of urban/rural features identification and interaction, have been collected and elaborated in
order to understand and interpret the territorial patterns of integration between agriculture
and not agricultural industries. The ex-ante hypotheses are that in the more urbanized areas
(e.g. the littoral ones) the major density of population and buildings would have stronger
linkages with industrial employment and activities and weaker ones with farming, and that
there is a real territorial divide in rate of employment, farming labor supply and demand,
farming entrepreneurial density, farming labor intensity, rate of pluriactivity, average farm
surface and number or farms. Furthermore, one can hypothesize agriculture has capabilities
of interacting with the rest of economy to produce different forms of revenue integration
and patterns of entrepreneurial behavior.
First, the statistical Z-test for the two areas has been calculated in order to assess
significant differences within the selected indicators, and then correlation matrixes have
been used for the interpretation of relations amongst the same indicators (tables 3a-3b and
4a-4b in appendix).
4. RESULTS
The littoral and the inner areas of the Marches, as above defined, after the quantitative
analysis shown significant differences for all the selected indicators (tab. 2, appendix).
Population and buildings are significantly more concentrated in the sea coast of the region,
and even the concentration of non-agricultural industries is higher in the coast than in the
inner areas, as well as the non-agricultural employment of workers. The rates of farming
labor demand and supply are higher in the inner area as well as the density of farming
entrepreneurs, the average farm surface and their spatial diffusion and the rate of pluriactivity.
The latter indicates the opportunity and capacity to integrate the household revenue with
non-farming labor, i.e. the capability of agriculture to interact in the local labor market
and perform a territorial (extra-farm) allocation of workforce. On the contrary, even not
surprisingly, the faming labor intensity is bigger in the littoral zone, due to the cultivation
of less labor intensive crops in the inner area, such as cereals. Even if the cultivation of
wheat is largely diffused all over the regional territory, it is actually more specific and
‘pervasive’ in the inner hilly areas––and some of the mountains––of the Marches. Thus
lower labor intensity in these latter areas is likely due to this crop. The major labor intensity
of agriculture showed within the littoral area is surely due to the presence of intensive
crops, such as horticulture and nurseries, which both benefit of the contiguity to cities (close
markets) and roads for eventual long distance transportations (access to far markets). The
same interpretation, based on less cropping intensity, is possible for the greater average
dimension of farms detected in the inner area in comparison to the littoral one.
Moreover, the correlation matrices and the related tests of significance (tab. 3a-3b;
4a-4b, appendix), show an interesting result, mainly because the two areas actually showed
very similar features. The correlation indexes are, in fact, not so much different in value
and sign, less than for some few indicators. This indicate a quite similar type of territorial
relations between agriculture and other industries, that is people in rural and in urbanized
conditions never miss to integrate agricultural activity with other industries, the first sector
still remaining important in both the situations, even finding different forms of integrations
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within the specific locality.
The two areas have shown different correlations only for few indicators, thus needing
a more articulated interpretation. In the littoral area the rate of farming labor supply is
correlated with the density of population and buildings, differently than in the inner area.
And, in this last, the rate of farming work demand is correlated with the rate of pluriactivity,
differently than in the littoral area. The explaining hypothesis could be that in the more
crowded littoral area people offer their work to an intensive model of economy, including
an intensive agriculture. In the inner area, the farming labor demand faces workers living
in a general weaker economic framework, where they have to allocate labor in different
industries in order to integrate the household’s revenue. And this confirms the hypothesis
agriculture is capable to act as a territorial integrator in dissimilar situations.
5. DISCUSSION AND CONCLUSIONS
The quantitative analysis performed in the Marches, using Municipality as a spatial
statistical unit, confirmed some results of preceding literature and empirical main evidences.
The Marches are actually divided in a littoral area and an inner one, the first crowded by
inhabitants, buildings and transport infrastructures, the second less accessible, populated
and infrastructured. So the ‘rurality’ and the ‘urbanity’ of the two zones could have easily
been defined and detected at a glance. Nevertheless, some distinctions, and a deeper
interpretation, were a little more intriguing. In fact, even if the rough definition of rural/
urban relations is possible and the quantitative assessment of differences confirmed it, the
second step of analysis gave clue of a more complex situation. Searching possible different
correlation among the selected indicators in the two zones, the analysis gave a picture of a
substantial homogeneity. The possible meaning is, then, that in the both littoral and inner
areas, the model of organizing relations between agriculture and ‘the rest of economy’
(industries and residencies) appears substantially the same, as indicators showed near
similar correlations. And, one can argue, the distinction between ‘rural’ and ‘urban’ in not
so strict, and it would be actually better interpreted in term of ‘more or less rural’ and ‘more
or less urban’, being the marchigian life style, and the way to make business, substantially
the same in the territory and derived from a long lasting rural culture.
Anyway, a deeper future spatial analysis will be necessary in order to better account
a different duality of the region, considering, besides the division between the littoral and
inner areas, also the division between the valleys, inserting the territory form the sea to the
mountains––through which industry and ‘urbanity’ go inward––and the hilly and mountain
zones.
The entire society of the Marches is very economically and entrepreneurially feverish,
oriented to spare money and invest and work in the family firms, still conserving a common
root of origin, surely based on the past socioeconomic organization of sharecropping in
agriculture, and mainly managing SMEs. Thus, it is not surprising to find households
composing the annual work calendar with activities pertaining to different industries in all
the regional territory, so that the ‘urban’ and the ‘rural’ are in reality mixed. These results
are interesting because showed a territory within with an urban-rural divide does exist, but
has very specific features and different from the usual stereotype of a trivial duality between
urban/advantaged and rurality/lagging societies.
Nevertheless, littoralization of infrastructures is an evident matter in terms of landscape
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shaping. The coast has only near the 10% of the total line not yet invaded by buildings. This
wouldn’t be a problem for industries or inhabitants––used to live in such a condition––
but could be a problem for the future tourism sustainability and its competitiveness, if the
traditional tourists’ behavior will change in search of more ‘natural’ destinations.
Eventually giving some suggestions to eventually better govern the land use, it is
important to stress the opportunity to stop land consumption in the coastal line and
in the hilly zones, this latter actually endangered by further urbanization and industrial
infrastructuration, where lots of industrial and commercial sheds have been built, being
not yet used probably due not only to the national and global economic crisis, but for an
excessive over-building scheme.
An interesting topic for future research is the industrial localization in the narrow flats
along the river valley in the inner rural areas. The further crowding of easily accessible areas
will occupy fertile farming soils and endangered the territorial order with potential floods
and landscape degradation.
The land use policy and rural and agricultural policies, intended in a territorial
perspective, have to maintain the goal of contrasting the further divide between urban and
the inner areas of the region, the hills and mountains, where the danger of depopulation is
actually current. These zones could play an important role in de-crowding ‘sea, sand and
sun’ tourism, attracting tourists to the inner rural areas, and in maintaining the ‘food and
wine’ local traditions and a rural and trustable general aptitude in social behavior.
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dell’agricoltura italiana in età contemporanea, vol. II, Venezia: Marsilio, pp. 201-259.
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Becattini, G., Bellandi, M., Dei Ottati, G., and Sforzi, F., (2003), From industrial districts
to local development: an itinerary of research, Cheltenham: Edward Elgar Publishing.
Calafati, A.G., Mazzoni, F., (2006), “Sviluppo locale e sviluppo regionale: il caso delle Marche”,
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Brandolini, A., Saraceno, C., (a c.), (2007), Povertà e benessere. Una geografia delle
disuguaglianze in Italia, Bologna: Il Mulino.
Camagni, R., ed. (1991), Innovation networks: spatial perspectives, London: Belhaven-Pinter.
Conti, G., (1996), “Metropolizzazione delle aree rurali: ambiti, ambiente e aspetti valutativi”, Atti
26° Incontro Ce.S.E.T., Firenze: Fupress, pp. 95-116.
Corinto, G.L., Musotti, F., (2012), “Il turismo countryside delle Marche: caratteristiche territoriali
e comunicazione on-line”, Agricoltura Istituzioni Mercati, pp. 151-166.
Dunford, M., Greco, L., (2005), After the Three Italies: Wealth, Inequality and Industrial Change,
Oxford (UK): Wiley-Blackwell.
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Fondazione Censis, (2002), Rappresentare il Policentrismo, Rapporto finale, Roma: Censis.
Fuà’, G., Zacchia, C., (a c.), (1983), Industrializzazione senza fratture, Bologna: Il Mulino.
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M., Dei Ottati G. and Sforzi F., (Eds.), Il Caleidoscopio dello sviluppo locale, pp. 93-116, Torino: Rosemberg
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Appendix. Stats Tables.
Tab. 1. Possible indicators for assessment of Urban-rural Divide in the Marches
[1] ISTAT, (2001), Censimento della popolazione e delle abitazioni 2001, Roma;
[2] ISTAT (2012), 6° Censimento dell’agricoltura, 2010, Roma;
[3] ISTAT (2013a), Censimento dell’industria e dei servizi 2011, Roma;
[4]; Regione Marche, (2912), Superficie, densità, zona altimetrica, altitudine, definizione litoranea o
montana dei comuni della Marche al 31.12.2010, Sistema Informativo Statistico Ancona: Regione Marche;
[5] Regione Marche, (2012), Popolazione residente al 1° gennaio 2012 per singolo anno d’età e comune,
Sistema Informativo Statistico, Ancona: Regione Marche.
Tab. 2. Inner and Littoral areas. Z-test for Indicators
Tab. 3a. Inner Municipalities. Correlation matrix
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Tab. 3b. Inner Municipalities. Test t-student n-2 degree of freedom
Tab. 4a. Littoral Municipalities. Correlation matrix
Tab. 4b. Littoral Municipalities. Test t-student n-2 degree of freedom
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USING ANACRONISM FOR THE IDENTIFICATION
OF CHARACTERS IN ANECDOTES:
ISTANBUL AND BEKRİ MUSTAFA
Abdulkadir EMEKSİZ
INTRODUCTION
An anecdote, classified as an oral narrative, is a literary genre which has its own
characteristic form and content (Yıldırım, 1999: 1). Some Turkish anecdote characters are
considerably valued, i.e. Nasreddin Hodja, who is a Turkish anecdote character1 and has a
global reputation, and Bekri Mustafa and İncili Çavuş, and Bektaşi with a fair popularity
among Turkic countries and across the world. Moreover, these characters are known to represent a certain community in the society.
Of these literary characters, Bekri Mustafa, who lived in Istanbul in the Ottoman period under the reign of Murad IV (1623 - 1640), is a Turkish anecdote character, noteworthy
of his capability of representativeness, reputation and social influence.
Bekri Mustafa is classified among “the individual figures able to represent a shared
identity”2.
Debated issues concerning Turkish anecdotes, its classification in particular, is out
of the scope of this study; but it is intended to reveal anachronic markers in Bekri Mustafa
narratives and to evaluate the effect of these markers on its classification and representative
capacity.
In Bekri Mustafa narratives, temporal data are not recorded with dates, but there is a
considerable amount of data to estimate the period when the incidents take place. The incidents in these narratives are often times traced back to a single period, i.e. that of Murad
IV.
Be it whether the narrative in which Bekri Mustafa and Murad IV are cited at the
same age or Bekri Mustafa calls Murad IV “son”, these two incidents are dated to the same
period. As a matter of fact, any anecdote in which Bekri Mustafa is cited are dated to the
period of Murad IV, which lasted from 1623 to 1640.
In some narratives, Murad IV is explicitly featured in and/or the incident time is expressly given. Himmetzâde (Kırımlı Süleyman Sûdî Bey), the first to compile and edit the
narratives on Bekri Mustafa, writes in the inner cover as follows; “This book contains the
humorous tales of the famous, comic, good-natured, and witty Bekri Mustafa Agha, among
the courtiers of the period of the Late Sultan Murad Khan IV”, which dates the pieces in
the book to the period of Murad IV (1623 - 1640). The related period can also be identified
in the Bekri Mustafa narratives on thanks to the statements “… Sultan Murad the Fourth,
the then Ruler)” (no: 92), “As His Highness Sultan Murad IV sets out on a campaign to
Baghdad” (no: 33), “One day, Sultan Murad IV calls Bekri Mustafa into his royal presence”
(no: 35), “… Murat IV was out for a walk in the city” (no: 62), “ While Sultan Murad was
walking around in disguise” (no: 117), “Bekri Mustafa was doing boating for a living at
Uskudar Dock, one day… with Sultan Murad” (no: 126), “Bekri was called into the presence of Sultan Murad” ( no: 127).
Murad the Fourth is also referred to as “padishah (sultan)” or “padishah of the period”:
317
(no: 28, 30, 39, 42, 83, 111). Following are some of the references to the period: “On those
days” (no: 32), “Then” (no: 12, 81, 83), “At that time” (no: 29, 43), “In that period” (no: 16,
19, 20, 27, 31, 32, 42, 49). All these examples clearly show that the narration time and the
incident time are different from each other.
Bekri Mustafa is a hero of a period when the prohibitive measures on alcoholic drinks
were the tightest. Whatever the excuse was, being out after the midnight was forbidden.
The severity of the measures is unprecedented. More than one thousand men were killed in
Istanbul in 8-10 years (Özyalçıner, 1997: 112). Coffee houses (then like bistros) which were
shut down by Murad III (1574 - 1595) and Ahmet I (1603 – 1617) were closed down all
over the empire by Murad IV (Çabuk, 2005: 60 - 61). Sultan Murad prohibited the alcoholic
beverages by a decree. Wine and alcoholic beverage drinkers should be executed just like
the ones drinking coffee and smoking tobacco and opium (Özyalçıner, 1997: 121).
Despite the prohibition, the fact his survival depending on drinking and narration of
the related incidents help Bekri Mustafa live as an anecdote character for centuries. The
presence and the violation of prohibitions make Bekri Mustafa a hero, and thus he has lived
on as a part of an oral and written culture for centuries in the narratives on the incidents
that he faced. Humour characters who are divergent and, to put it more prudently, deviant
from a rigid social behavioural form, share a commonality, be it famous Eş’eb of Medina in
the early Islamic period; Nasreddin Hoca, Bektaşi and Bekri Mustafa of Turkish culture, or
Lenny Bruce of America, which is their ability to go beyond and twist the limits imposed
on them, whatever the causes of the limits are. Hence, they are able to easily manoeuvre at
legal, spatial and temporal level.4
ANACHRONISM IN BEKRİ MUSTAFA NARRATIVES
In any narrative about Bekri Mustafa, one cannot always find temporal elements to
date the incidents. Despite the textual references to the difference between incident time and
narration time and to the period of Murad IV, there might also be some temporal references
to the post-Murad IV period, which results in “anachronism”. Based on this fact, it can be
suggested that incident time contains stable temporal references, while narration time contains volatile markers.
Although the word “daytime” is used for four times in the narratives on Bekri Mustafa, the actual time is mostly not the daytime. As a matter of fact, in three of these four
narratives, the actual time is “night time” and the word “daytime” is used not to refer to the
time as in the following examples: “… please see it in daylight” (no: 6), “it is like daytime”
(no: 39) and “…I never go home in day time” (no: 103) (Emeksiz, 2010: 32). The examples
to be discussed are indirect informative facts rather than temporal markers.
In the following, the paper tries to reveal the temporal differences on the basis of
such examples as historical and literary figures, security institutions, architectural elements,
transportation vehicles.
A. HISTORICAL AND LITERARY FIGURES
I. HISTORICAL FIGURES
The above-mentioned Murad IV constitutes the focus of the Bekri Mustafa narratives.
The period of Murad IV (1623 - 1640) is when the narration time and incident time are almost synchronic. Apart from that, in an anecdote, Bekri Mustafa is called into the presence
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of Mustafa III (1757 - 1774) (Ermiş, 1999: 14).
In another anecdote, he is depicted as the courtier of Mustafa IV (1807 - 1808) (Ermiş,
1999: 53). As a result, In the Bekri Mustafa narratives, one can observe historical figures
who lived in a period from the first half of the 17th century to the first quarter of the 19th
century.
II. LITERARY FIGURES: NEDÎM (1681 - 1730)
In a narrative, Bekri Mustafa is told to overhear people talking in a public house.
The song from the public house goes as follows:
“This House! How gloomy it looks from outside,
But hides the charm inside…” (Cimcoz, 2000: 206)
“This House! How gloomy it looks from outside,
But hides the comfort and the charm inside…” (Mazıoğlu, 1988: 164)
The couplet above was penned by Nedîm, among the pioneers of localization movement, who lived in the 18th century and depicted the joyful life in his works with his own
characteristic style (Macit, 2006: 511). This signifies that Bekri Mustafa overhears a fragment of the upcoming century in this narrative.
B. SECURITY INSTITUTIONS
I. SELİMİYE BARRACKS
“THIS IS HOW HE UNDERSTANDS IT”
As Bekri Mustafa, dead drunk, walks across the Edirnekapı Cemetery, stops by the
grave of an old fellow, who used to drink with him. He lets a yell out.
A couple of janissaries run in the cemetery. They detain Bekri and put him before the
Kolbaşı [a kind of judge]. He glares at Mustafa for a while, and asks:
What business do you have by a grave at the midst of the night?
I was praying for the poor soul of my old friend.
Shame on you. Is this how you pray? Shouting?
Not indeed, but this is how the deceased understands it.
The Kolbaşı understands that the man lying in the grave was a drunkard, too; therefore, he is delighted with the answer, and lets Mustafa go” (Erksan, 1947: 9).
In another version of this story, the Edirnekapı Cemetery is replaced by the Karacaahmet Cemetery. Because Karacaahmet is on the Anatolian side of Istanbul, not on the European side like Edirnekapı, Bekri is taken to Selimiye Barracks upon his detention. The story
goes as follows: “Bekri Mustafa was walking across the Karacaahmet cemetery. Drunk and
wasted. Actually he was both walking and yelling. Patrolling soldiers heard his yell and ran
in to seize him. They took him to the Selimiye Barracks right away” ( Derin, 1965: 7 ).
The construction of the Selimiye Barracks was launched in 1215/1800. By the decree
of Selim III (1789 - 1807), the barracks were built in the area where Kavak Sarayı (in Uskudar) was erected.
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In the early years, the barracks were not given a name; that is, it was not called “Selimiye Barracks”. Later on, it came to be known as “Uskudar Barracks” in 1805 and “the
Barracks of Muallem Bostani Soldiers” in 1807. However, it is not until 1830 that it was
referred to as “the Selimiye Barracks”5.
II. KARAKOL (POLICE) BUILDINGS
The term “Karakol” (Police station) was used to refer to watch, guard and scout posts
between the 16th and 19th century. This term is also used in Bekri Mustafa narratives (no:
8, 12, 37, 57, 79, 116). In the anecdote titled “Bekri Mustafa at Karakol”, the term is used
to refer to a building, a security institution of the state:
“… Bekri is taken to a karakol in the middle of the night, and put before the agha [a
kind of judge].” (no: 57)
Karakols (Police stations) were first built in 1831 at locations far from the barracks
and named “karakolhane” (Police Building). It can be observed that the westernization process which started in the period of Mahmud II (1808 – 1839) is very influential in the texture
of these buildings.6
III. ZAPTİYE (CONSTABULARY)
“Bekri Mustafa and his two friends are caught red-handed in a clandestinely working
public house. Policemen apprehend and take them to the leader of the Janissaries.” (no:
78)
Actually, policemen take them not only from one place to another but also across
time. This is because zaptiye organization was established as per the regulation dated 03
Rebiülevvel7 1286/18698 to take over the duties previously carried out by the janissary agha
(leader), captain pasha, bostancı (royal guards). The term is used to signify the military
organization offering public security services. Such services were delivered by the janissary
agha (leader), captain pasha, bostancı (royal guards) in Istanbul, while by “Beylerbeyi”s
(governor of a state), “sancakbey’s (governor of a sanjak) and ‘Mütesellim’s (deputy of
a Beylerbeyi or Sancakbeyi) in the peripheral governments of the empire. But later, police organization was established as required by the regulation dated 03 Rebiülevvel 1286
(1869, the Gregorian calendar) after the Reformation (Pakalın, 1993: 644 ) to take over the
jurisdiction of abovementioned authorities.
IV. MUKHTAR9
“I SEE THEM IN MY DREAM”
“The mukhtar of the neighborhood crosses Bekri Mustafa’s path:
Bekri, your household complained about you. They say you keep coming
home all wasted, and make your day outside together with beautiful women.
Mustafa is petrified, but says:
They lie. I never go home in daytime but at night when they are asleep. And I
see beautiful ladies only in my dreams (no: 103)”.
Despite the fact that Bekri Mustafa is the character of the period when “life at neighbourhood” was a prevailing local pattern, at that time “mukhtars” did not exist.
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Before the foundation of “mukhtar’s office”, the intermediary people in villages and
neighbourhoods between the folk and the state were called kethüda (a janissary soldier
second in command) or ihtiyar (the elders). Mukhtar’s office of a neighbourhood as the
smallest administrational unit of a city was first established in İstanbul, then in the rest of
the empire in the period of Mahmut II (1808 - 1839) (Bayartan, 2005: 106; Ercoşkun, 2012:
132).
C. ARCHITECTURAL ELEMENTS
KONSOL (COMMODE)
“… when the nature calls and cannot postpone it even for a minute, he sees the Saxonian pot (toilet) with a lid on the commode”. “At the third call, he spends a while on the
ceramic vase with a lid on the commode” (no: 25). In the narrative titled “Whose Fault?”,
incident time is unknown, but there is a “commode” being used at the narration time.
A commode is a kind of wooden chest of drawers. Its top is generally capped with a
marble plate, but there are also some samples completely made of wood. This piece of furniture which used to stand on four legs was named after “s” shape supports, i.e. “console”,
used to buttress the projecting parts of a building, such as balcony, oriel and the like. These
parts originally come from European architecture, and are evident in the Ottoman structures
inspired from the western architecture10. Consoles as architectural elements came to be used
to name pieces of furniture with parts resembling consoles which are used outside. Konsol
(Commode) which can be defined as a chest of drawers standing against a wall and supported by legs were widely used in the 17th and 18th centuries. It is known that the term
“konsol” was coined when Nicolar Pineau for the first time used console-like engraved
pieces for interior design in 1700s. The term became popular in the 19th century, when
the author Robert Southey, in his Letters from England, queried the meaning of the term
“console-tables”.11
D. TRANSPORTATION VEHICLE
A CARRIAGE FOR RENT
“Bekri Mustafa is caught in a heavy rain on his way back home. He takes shelter under
an eave, and waits for a carriage for rent. But he waits hours. Eventually he gives a sigh
and says:
- In this mortal world, anything, even the hasty time, passes by, but not a car to take
me home” (Koz, 1982: 33)
If just a carrier was the case - because people used them even centuries before Bekri
Mustafa -, the carriers would not be a matter of discussion here. But the vehicle in question is a carrier for rent. The first vehicles used as rental cars were carts, but the rental car
service was first offered in the period of Sultan Abdulaziz ( 1861 - 1876 ). In other words, in
consideration of the first rental car, there are centuries between the time Bekri Mustafa lived
and the time when the first rental carrier was introduced.
CONCLUSION
The study tried to reveal the anachronic references, i.e. before or after the incident
time, in Bekri Mustafa narratives, which shows that Bekri Mustafa is not stuck to a limited
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period of time, but transcends that particular time limit. In the narratives, the time gap between incident and narration time may amount to centuries. This is significant to prove that
his reputation has lived on for centuries.
It can be asserted that he is among the anecdote characters who transcend the time and
space he lived in – not a representative of a group, but a member thereof. The researcher
is of the opinion that it is important to take into account the explicit and implicit temporal
references in oral and written narratives to classify and analyze anecdotes. In analytical
studies, any element, particularly character, time and space, can and should be considered
in terms of their mutual interrelations.
In conclusion, it is necessary to focus on a thorough comparative analysis of temporal
markers on the basis of characters in order to describe and ascertain the differences between
national and local anecdote characters and on the reasons why they are considered national
or local.
FOOTNOTES
(Endnotes)
1 “Anecdote character” is the main character entitled by the people of a community
to represent them. Turkish people have a large corpus of anecdotes with numerous characters
who are locally and globally famous. An anecdote character never represents an individual
identity, but a commonality resulting from shared values of a community. For more, please
see Dursun Yıldırım (1999), Türk Edebiyatında Bektaşi Fıkraları [Bektasi Anecdotes in
Turkish Literature], Ankara: Akçağ, 18-24.
2 The outline of Dursun Yıldırım’s classification of Turkish anecdote characters
is as follows: 1. Individuals representing a shared identity, 2. A character representing a
certain community 3. A character representing a minority, 4. Regional and local characters,
5. Foreign characters, 6. Everyday man, and 7. Fashion characters. For the complete
classification, please see Dursun Yıldırım, op. cit, 25-32.
3
Number-based references, Dr. Abdulkadir Emeksiz (2010), Bir İstanbul
Kahramanı Bekri Mustafa (İnceleme – Metin) [An Istanbul Hero: Bekri Mustafa (Analysis
– Text)], İstanbul
4 For more, please see Dr. Abdulkadir Emeksiz, op.cit., 48. For an example of
the repercussions of the character Nasreddin Hodja in virtual cultural environment, please
see Ferhat Aslan (2011), “Sanal Kültür Ortamında Güncellenen Nasreddin Hoca Fıkraları
[Updated Nasreddin Hodja Jokes on Virtual Cultural Environment]”, Turkish Studies International Periodical For The Languages, Literature and History of Turkish or Turkic
Volume 6/4 Fall, 39-60.
5 For more, please see Afife Batur (1994), “Selimiye Kışlası [The Selimiye Barracks]”, Dünden Bugüne İstanbul Ansiklopedisi, İstanbul: Kültür Bakanlığı ve Tarih
Vakfı, V. 6, 515-516.
6 For more, please see Aynur Çiftçi (2001), “Karakol Binaları [Karakol Buildings]”,
Türkiye Diyanet Vakfı İslâm Ansiklopedisi, İstanbul: Türkiye Diyanet Vakfı, V. 24, 431434; Abdulkadir Özcan (2001), “Karakol”, Türkiye Diyanet Vakfı İslâm Ansiklopedisi,
İstanbul:Türkiye Diyanet Vakfı, C: 24, 430- 431.
322
7 The third month of the Mohammedan Calendar
8 For the establishment of Police Marshalry, the implementation of the Police
Regulations in 1846 and organization structure of police, please see Ali Sönmez (2006),
“Zaptiye Teşkilatının Düzenlenmesi [Arrangement of Constabulary] (1840-1869)”, Tarih
Araştırmaları Dergisi, , sayı: 39, Ankara: Ankara Üniversitesi Dil ve Tarih Coğrafya
Fakültesi Tarih Bölümü, 199- 219.
9 The headman of a village or neighbourhood
10 Please see “Konsol [Commode]”, Eczacıbaşı Sanat Ansiklopedisi (1997),
İstanbul:Yapı Endüstrisi Merkezi Yayınları, 1040.
11 For more, please see Celâl Esad Arseven (1966), Sanat Ansiklopedisi, 2. Baskı,
İstanbul: Milli Eğitim Basımevi, C: 3, 1117- 1118.
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ASLAN, Ferhat (2011), “Sanal Kültür Ortamında Güncellenen Nasreddin Hoca Fıkraları”, Turkish Studies
- International Periodical For The Languages, Literature and History of Turkish or Turkic, Volume 6/4, 39-60.
BATUR, Afife (1994), “Selimiye Kışlası”, Dünden Bugüne İstanbul Ansiklopedisi, İstanbul: Kültür
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BAYARTAN, Mehmet ( 2005), “Osmanlı Şehrinde Bir İdari Birim: Mahalle” An Administrative Unit in
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Gözlemler”, Bilig, Sayı: 60, 131- 154.
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GÜLERSOY, Çelik (1981), Eski İstanbul Arabaları, İstanbul: Türkiye Turing ve Otomobil Kurumu.
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Vakfı, C: 32, 510-513.
MAZIOĞLU, Prof. Dr. Hasibe (1988), Nedim, Ankara: Kültür ve Turizm Bakanlığı.
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İstanbul: Selis Kitaplar.
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THE URBANIZATION PERCEPTIONS
OF THE EIGHT GRADE STUDENTS
Bahadır KILCAN
Turhan ÇETIN
Bülent AKSOY
INTRODUCTION
Urbanization has taken place rapidly in the world. Turkey is one of the primary fastchanging countries. Urbanization can be defined as a population growth process that leads
to organization, work-sharing, and specialization in the social structure, and creates urban
differences in human behaviors and relations as the number of cities increases and urban life
emerges through industrialization and economic development (Keleş, 2002).
In developed countries, urbanization emerged as a result of technological innovations
allowing continuous growth in production, trade, and services, and caused population to
accumulate in cities (Emiroğlu, 1981; Avcı,1993; Keleş, 2002; Erkan, 2010). In underdeveloped or developing countries, however, urbanization has some different demographic,
economic, and social characteristics. In such countries, urbanization develops more rapidly
than industrialization, and firstly service sector develops. In these countries, cities are associated with the concept of urbanization only in terms of population.
From a quantitative and qualitative perspective, the definitions of urbanization taking
into account economic, ecological, and demographic structures call the cultural dimension
of the social structure emerging as a result of urbanization as urbanization culture (Sezal,
1992). Urbanization culture is a process where the social change resulting from urbanization brings about changes in people’s behavior, relations, value judgments, and physical and
spiritual life styles (Keleş, 1998: 80).
Urbanization has gained momentum as of the mid-20th century in Turkey, as in many
developing countries. Thus, more than 91% of Turkey’s population lives in areas with an
urban character. That is considered positive on one hand, but on the other hand it has led
to many physical, social, economic, and political problems in cities as it has not developed
in parallel with industrialization and caused rural population to move to cities through uncontrolled internal migrations (Yücel, 1961; Kartal, 1978; Tümertekin, 1973; İspir, 1991;
Keleş, 2002; Işık, 2005).
In Turkey, areas with a population of less than 10,000 are referred to as rural settlements. The population held in such settlements is called rural population. Areas with
a population of over 10,000 are referred to as urban settlements (Özçağlar, 1997; 2011;
Yüceşahin et al., 2004; Doğanay, 2011). The population of these settlements is called urban
population. However, the Turkish Statistical Institute (TURKSTAT) regards the population
inhabiting all settlements that are provincial centers or
district centers as urban population. The urban population and rural population ratios
in Turkey in some selected years are provided below.
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Table 1: The Urban Population and Rural Population Ratios of Turkey in Selected Years
In 1927’s Turkey, while 24.2% of the population lived in urban areas, 75.8% lived in
rural areas. According to the table 1, the ratio of urban population in Turkey rose to 31.9%
in 1960, to 64.9% in 2000, and to 77.3% in 2012. This ratio reached 91.3% in 2013. The
reason for such sharp increase in urban population between 2012 and 2013 is that the Act on
Local Governments introduced in 2013 included the entire population within the boundaries
of metropolises in urban population. According to these data, 91.3% of Turkey’s population
lives in urban areas, and 8.7% lives in rural areas. As can be understood from the abovementioned data, Turkey has experienced a rapid urbanization process. Both births and migrations from rural areas to urban areas have affected this process.
The fact that Turkey is becoming a more and more urbanized country reveals the importance of the concept of “urbanization”. Curricula implemented in schools play a big role
in handing down this concept (as all other concepts) to next generations in the developing
and changing world order. In this regard, urbanization is one of the concepts intended to
be introduced to students within the Social Sciences Course 6th and 7th Grades Curriculum
and Guide (MEB, 2005). The determination of the perceptions of students regarding the
concepts to be taught in schools may make the teaching of such concepts more effective and
successful (Çepni, 2013). In this context, the determination of the perceptions of students
regarding the concept of urbanization during the planning of teaching of this concept may
provide information in regard to how to teach the concept (i.e. strategy, technique etc. to be
implemented).
METHOD
This study employed such qualitative research techniques as collecting data via metaphors and document analysis together in order to determine the perceptions of the eight
grade students regarding the concept of urbanization included in the Social Sciences 6th
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and 7th Grades Curriculum and Guide (MEB, 2005). In this regard, the present study was
suitable for triangulation. According to Guion (2002), triangulation involves the collective
use of different methods. One example of triangulation is the collective use of interview,
observation, and document analysis for determining a change.
RESEARCH DESIGN
The present study was based on qualitative research design, and employed the survey
model. The survey model is a research approach that aims at determining the characteristics
of a group or describing a past or present state as it was/is. In this model, an attempt is made
to describe the event, individual, or object that is subject to research in its own conditions
and as it is. Here, no effort is exerted to change or affect the event, individual, or object in
any way. There is one thing intended to be known, and it is there. What matters is observing
and determining it properly (Büyüköztürk, et al., 2010: 16; Karasar, 2010).
STUDY GROUP
The study group consisted of 171 (82 females and 89 males) eight grade students from
three middle schools selected randomly from the areas with an upper socio-economic level,
a middle socio-economic level, and a lower socio-economic level located in the central
districts of Ankara Province through convenience sampling, a purposeful sampling method,
in the 2013 – 2014 academic year. Of these students, 63 (28 females and 35 males) were
from upper socio-economic level, 57 (29 females and 28 males) were from middle socioeconomic level, and 51 were from lower socio-economic level (25 females and 26 males)
based on the socio-economic level data provided by the Turkish Statistical Institute (2012).
These students were included in the present study in order to collect data from them via
metaphors.
DATA COLLECTION TOOLS
Attempting to describe the meanings attributed by the eighth grade students to the
concept of “urbanization” in a detailed manner and as they were, the present study employed the below-mentioned data collection tools;
1. Form for collecting data via metaphors: The form for collecting data via metaphors,
which had previously been used by many researchers (Saban, 2004; 2008a; 2008b; 2009;
Öztürk, 2007; Güven & Güven, 2009; Aydın, 2010; Aksoy, 2013; Kılcan, 2013), was used
for determining the metaphors concerning the meanings attributed by the students to the
concept of urbanization included in the Social Sciences 6th and 7th Grades Curriculum and
Guide. A metaphor is defined as a component of human reasoning applied for considering
something in relation to another and understanding concepts
better (Lakoff & Johnson, 2010), and regarded as a mental image used by an individual for explaining a highly abstract and complex phenomenon (Yob, 2003; Saban, 2004).
2. Document Analysis: The participants were asked to draw pictures/cartoons in regard to the concept of “urbanization”, about which they also created metaphors. The images
drawn by the participants were used as another data collection tool. According to Yıldırım
and Şimşek (2006), not only written materials but also visual materials are included in
document analysis within the scope of qualitative research, and can be used in qualitative
research. These kinds of materials can be used either as a data source on their own or as an
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additional data source along with such data collection methods as observation, interview,
and document analysis.
DATA ANALYSIS
Content analysis and document analysis were used for analyzing the collected data.
Content analysis is a technique which allows working on human behaviors indirectly, and is
used in the field of social sciences frequently (Büyüköztürk, et al., 2010). Content analysis
is not only a tool or technique of description. To the contrary, it is a method searching certain
dimensions of social reality through inference. Thus, it can be said that content analysis is a
selective, classifying, and quantifying method (Gökçe, 2006).
DATA COLLECTION AND EVALUTION
A form containing the sentence, “Urbanization is like …….. This is because; ……”
and a blank sheet of paper were given to every participant in order to determine their
perceptions regarding the concept of “urbanization”. The participants were firstly asked to
fill in the blanks in the sentence, “Urbanization is like ……… This is because; ……” Then
they were requested to draw a cartoon/picture about the concept of urbanization on the
blank sheet of paper provided. One course hour was granted to the participants for them to
create a metaphor about the concept of urbanization and to draw a picture/carton about the
metaphor they had created. Since drawing a picture/cartoon required skill, it was told to the
participants that they were free to draw or not to draw a picture/cartoon.
The analysis and interpretation stages of the metaphors created by the participants
were arranged by considering some studies (Saban, 2009; Kılcan, 2013). The data were
analyzed and interpreted at the following five stages;
Coding and Eliminating Stage: At this stage, firstly the metaphors created by the
participants were arranged in an alphabetical order via Office, thereby producing a list of
metaphors. It was examined whether or not the metaphors had been expressed clearly in the
papers of the participants. The metaphors expressed by the participants in the forms were
enumerated and coded. The participants did not leave the forms about urbanization given
to them blank. Although the forms contained metaphors about urbanization, they did not
indicate the reasons for the selection of such metaphors. The forms in which the concept
of urbanization was defined were marked. Due to the above-mentioned reasons, the forms
involving statements like “Urbanization is like a snake. This is because; it looks like a
long snake (108)” put forward by 84 participants, and the forms involving statements like
“Urbanization is like recreating. This is because; ....... (119)” put forward by 31 participants
were eliminated and left out of the study.
In addition, the pictures/cartoons drawn by the participants in regard to the metaphors
they had created were subjected to elimination in terms of clarity and reflecting the metaphor
developed and the relevant reason.
Sample Metaphor Compilation Stage: At this stage, each metaphor was broken into
pieces through “metaphor analysis” (Saban, 2009) and “content analysis” (Yıldırım &
Şimşek, 2005). The metaphors written by the participants were read again and reviewed,
and (1) the thing resembling, (2) the thing it is considered to resemble, and (3) the relation
between the thing resembling and the thing it is considered to resemble were analyzed in
each metaphor. After the forms containing weak mental images were eliminated, a total of
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50 valid metaphors were obtained from 56 participants.
Category Development Stage: At this stage, each metaphor developed by the
participants in regard to the concept of “urbanization” was categorized based on the reason
for the creation of such metaphor. In this way, the metaphors developed by the participants
in regard to the concept of urbanization were divided into 7 different categories by their
reasons.
Validity and Reliability Stage: Expert opinion was taken to determine whether
the metaphors included in 7 conceptual categories reached in the study represented such
categories in order to ensure the reliability of the study. The lists of metaphors formed by
the researchers and the lists containing the above-mentioned conceptual categories were
examined by the expert. Then the matches of the expert and the categories produced by the
researchers were compared. The reliability of the study was calculated through Miles and
Huberman’s (1994) formula (i.e. number of agreements / total number of agreements plus
disagreements) by determining the number of agreements and the number of disagreements
in comparisons.
In qualitative research, the desired level of reliability is achieved when the concordance
between the evaluations of expert and researcher is not less than 90% (Saban, 2009). In the
present study, the consulted expert matched 3 metaphors (growing fruit tree and a girl’s
pencil case – 7th category; and picture created with colors – 3rd category) with different
categories, and thus a reliability (concordance) of 94% (Reliability = 50 / (50 + 3) = 0.94)
was obtained.
Data Transfer into Computer Environment Stage: After 50 metaphors created by
the participants were divided into 7 categories, all data were transferred into computer
environment. After these procedures were completed, the number (f) and percentage (%) of
the participants representing 50 metaphors and 7 categories were calculated. To explain the
metaphor categories produced along with these calculation tables, the statements indicating
the reasons for the creation of relevant metaphors by the participants were placed in the
section of findings exactly as they were. The codes belonging to the participants (e.g. 36,
117, etc.) were used in such placement. Then 14 pictures/cartoons drawn by the participants
and subjected to elimination beforehand were also placed in the section of findings in
order to support both the metaphors created by the participants and the reasons for such
metaphors.
FINDINGS
This section presents the metaphors produced by the participants in regard to the concept of “urbanization” and the metaphor categories formed based on such metaphors.
According to the table 2, the participants produced 50 metaphors in regard to the concept of “urbanization”. Almost each metaphor (52) is represented by only one participant.
The remaining 4 metaphors are represented by 2 to 3 participants. The average number of
participants per metaphor is approximately 1.1. The frequency distribution of the metaphors
related to urbanization shows that the most frequently used metaphors are “tree” (f:3), “virus” (f:3), “modernization” (f:2), and “rubbish dump” (f:2).
329
Table 2: The Metaphors Produced by the Participants Regarding the Concept of “Urbanization”
330
Table 3: The Categories of Metaphors Held by the Participants Regarding Urbanization
According to the table 3, the metaphors produced by the participants in regard to the
concept of “urbanization” were divided into 7 conceptual categories by their common features. Each metaphor was categorized based on the reason for producing it that was stated
by the participants.
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Category 1: Having an Increasing and Continuous Detrimental Effect on Natural Environment
According to the table 3, the category 1 consists of 18 metaphors and 21 participants
(11.76%). The frequency distribution of the metaphors included in this category demonstrates that the most frequently used metaphors are “virus” (f:3) and “rubbish dump” (f:2).
The reasons of the participants for producing the metaphors constituting the category of
“having an increasing and continuous detrimental effect on natural environment” and the
picture / cartoon drawn by them are provided below.
“Urbanization is like a virus. This is because; the virus spreads through the entire
body. It covers the entire body. Likewise, urbanization covers the entire world. It proliferates and reproduces in the course of time. It kills trees and whatever is useful just as a virus
kills useful proteins in the body.” (109)
Picture 1: The Image Drawn by the Participant Likening Urbanization to Virus
“Urbanization is like a rubbish dump. This is because; the world becomes like a
rubbish dump as it urbanizes. Trees are cut. Living beings are killed. Living spaces are
limited. That is what a rubbish dump does: limiting living spaces.” (117)
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Picture 2: The Image Drawn by the Participant Likening Urbanization to Rubbish Dump
“Urbanization is like flu. This is because; when flu is caught by a person, it spreads
among everyone. Urbanization spreads rapidly as flu does. It leads to problems.” (62)
Picture 3: The Image Drawn by the Participant Likening Urbanization to Flu
“Urbanization is like committing a suicide. This is because; as people urbanize,
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they cut flowers and trees that produce oxygen for them. As a result, they get out of breath.
People get out of breath when they commit a suicide, too. Both of them mean killing oneself.” (169)
Picture 4: The Image Drawn by the Participant Likening Urbanization to Committing a Suicide
Category 2: Continuously Improving and Beautifying
According to the table 3, the category 2 consists of 13 metaphors and 16 participants
(8.96%). The frequency distribution of the metaphors in this category indicates that the
most frequently used ones are “tree” (f:3) and “modernization” (f:2). The reasons of the participants for producing the metaphors constituting the category of “continuously improving
and beautifying” and the picture / cartoon drawn by them are provided below.
“Urbanization is like a tree. This is because; both tree and urbanization grow. Both
of them develop gradually. The three has new branches, and the urbanization has new
buildings in the course of time...” (87)
Picture 5: The Image Drawn by the Participant Likening Urbanization to a Tree
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“Urbanization is like modernization. This is because; worn out buildings are demolished and quitted, and new buildings are constructed instead of them in urbanization. By
this means, valueless places become valuable. Modernization involves quitting the old,
too.” (42)
Picture 6: The Image Drawn by the Participant Likening Urbanization to Modernization
“Urbanization is like the number of geniuses in the world. This is because; as the
number of geniuses in the world increases, innovations and urbanization increase rapidly.
Increased information will have a positive contribution to urbanization. Innovation will
be desired and supported all the time. Urbanization will spread thanks to the ideas of
geniuses. All these results are positive.” (36)
Picture 7: The Image Drawn by the Participant Likening Urbanization to the Number of
Genuises in the World
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Category 3: Containing Differences in Itself
According to the table 3, the category 3 consists of 6 metaphors and 6 participants
(3.36%). The frequency distribution of the metaphors in this category shows that every
metaphor is represented by one participant. The reasons of the participants for producing
the metaphors constituting the category of “containing differences in itself” and the picture
/ cartoon drawn by them are provided below.
“Urbanization is like human body. This is because; when a society develops and
starts to urbanize, it links and interlocks like a body soon even if it incorporates different
ideas...” (168)
Picture 8: The Image Drawn by the Participant Likening Urbanization to Human Body
“Urbanization is like a fruit basket. This is because; if we regard all the fruits in a
fruit basket as a community, various fruits represent various people. We can consider urbanization as the gathering of various people...” (59)
Picture 9: The Image Drawn by the Participant Likening Urbanization to a Fruit Basket
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Category 4: Losing Its Naturalness in the Course of Time
According to the table 3, the category 4 consists of 4 metaphors and 4 participants
(2.24%). The frequency distribution of the metaphors in this category demonstrates that every metaphor is represented by one participant. The reasons of the participants for producing the metaphors constituting the category of “losing its naturalness in the course of time”
and the picture / cartoon drawn by them are provided below.
“Urbanization is like a rotten fruit. This is because; we cannot prevent urbanization. When a fruit starts to rot, nobody can prevent it from rodding. Urbanization spreads
everywhere in the course of time as a rotten fruit does. Just as a fruit goes bad in taste
and shape when it rots, urbanization disrupts the appearance and naturalness of nature...”
(43)
Picture 10: The Image Drawn by the Participant Likening Urbanization to a Rotten Fruit
“Urbanization is like a body. This is because; the body is a whole. When one of the
organs goes bad, it affects another one. That continues increasingly in this way. A rusty
organ rusts other organs in the course of time. The problem gets bigger gradually.” (61)
Picture 11: The Image Drawn by the Participant Likening Urbanization to a Body
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Category 5: Attractive
According to the table 3, the category 5 consists of 3 metaphors and 3 participants
(1.68%). The frequency distribution of the metaphors in this category indicates that every
metaphor is represented by one participant. The reasons of the participants for producing
the metaphors constituting the category of “attractive” and the picture / cartoon drawn by
them are provided below.
“Urbanization is like a fruitful tree. This is because; the more fruitful a tree is, the
more people concentrate on it. However, people stay away if there is no fruit. For example,
let’s compare Istanbul and Bartın. Istanbul is like a fruitful tree, but Bartın is an unfruitful
one...” (6)
Picture 12: The Image Drawn by the Participant Likening Urbanization to a Fruitful Tree
Category 6: Demanding
According to the table 3, the category 6 consists of 3 metaphors and 3 participants
(1.68%). The frequency distribution of the metaphors in this category demonstrates that
every metaphor is represented by one participant. The reasons of the participants for producing the metaphors constituting the category of “demanding” and the picture / cartoon
drawn by them are provided below.
“Urbanization is like a tetris game. This is because; if put a piece in wrong places in a
tetris game, the following pieces cannot be placed properly. As a result, the first piece stays
alone. However, if we succeed in placing properly, it starts to get better. Urbanization is
like that. When there are wrong life styles in wrong regions, such wrongness deprives many
people living there of their rights until a solution is found.” (63)
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Picture 13: The Image Drawn by the Participant Likening Urbanization to a Tetris Game
Category 7: Negativity Resulting from Proliferation
According to the table 3, the category 7 consists of 3 metaphors and 3 participants
(1.68%). The frequency distribution of the metaphors in this category shows that every
metaphor is represented by one participant. The reasons of the participants for producing
the metaphors constituting the category of “negativity resulting from proliferation” and the
picture / cartoon drawn by them are provided below.
“Urbanization is like a girl’s pencil case. This is because; everything is messy
in a girl’s pencil case. Everything gets messy in urbanization as the number of houses increases.” (46)
Picture 14: The Image Drawn by the Participant Likening Urbanization to a Girl’s Pencil
Case
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CONCLUSION AND DISCUSSION
The results obtained based on the findings of the present study conducting a qualitative
examination of the perceptions of the eight grade students regarding urbanization are
presented below.
People are affected by urbanization directly or indirectly. Due to such effect,
urbanization may be considered beneficial or harmful. In short, the perceptions of people
regarding urbanization vary by the way urbanization affects them.
According to data obtained in the present study, the participants produced 50 different
metaphors in regard to the concept of urbanization. The examination of such metaphor
categories as “Having an Increasing and Continuous Detrimental Effect on Natural
Environment”, “Losing Its Naturalness in the Course of Time”, and “Negativity Resulting
from Proliferation” created based on the metaphors produced by the participants showed
that it was generally perceived that urbanization got harmful and lost its naturalness as a
result of proliferation and the effect of time.
The examination of the metaphors produced by the participants in the category of
“Having an Increasing and Continuous Detrimental Effect on Natural Environment”
containing the biggest number of metaphors indicated that the metaphors with the highest
frequency were “virus” and “rubbish dump”. Such metaphors as “virus”, “rubbish dump”,
and “flu” produced by the participants in regard to the concept of urbanization and the
images drawn by them concerning such metaphors (109, 117, 62) may imply that these
students perceived that urbanization spread rapidly, but such spread did not bring benefit.
On the other hand, the participants’ perception that urbanization spread rapidly, and such
spread would continue by bringing damage is obvious in the metaphors constituting the
categories of “Losing Its Naturalness in the Course of Time a” and “Negativity Resulting
from Proliferation” (rotten fruit, body, and a girl’s pencil case) and in the images drawn
in regard to these metaphors (43, 61, 46). The above-mentioned mental images of the
participants reflecting their perceptions regarding the concept of urbanization support
Tüfekçi (2003: 17) that argues that cities increasing as a result of migration from rural areas
will experience such problems as unhealthy urbanization, basic infrastructure deficiencies,
transportation, and environmental pollution, and these problems will be inextricable if they
are not overcome.
Additionally, the examination of such metaphor categories created based on the metaphors produced by the participants as “Continuously Improving and Beautifying”, “Containing Differences in Itself”, and “Attractive” demonstrated that it was perceived that urbanization improved and beautified settlements and made them centers of attraction, and the
facilities in the urban life contributed to the creation of an environment where people having
different cultures could live together.
“Tree” and “modernization” are the metaphors having highest frequency among the
metaphors included in the category of “Continuously Improving and Beautifying”, the second
biggest category in terms of the number of metaphors included. Such metaphors as “tree”,
“modernization”, and “the number of geniuses in the world” produced by the participants
in regard to the concept of urbanization and the images drawn by them concerning such
metaphors (87, 42, 36) may imply that they perceived that urbanization would enable
societies to reach the modern welfare level, and more contribution would be made to such
welfare every passing day.
340
Another perception of the students about the concept of urbanization is that it is
demanding. Such metaphors as “brain surgery”, “cosmetic surgery”, and “tetris game”
(included in the category of “demanding”) produced by the participants in regard to the
concept of urbanization and the image drawn by one participant (63) may imply that they
perceived that urbanization required precision and a big effort. As it can be understood from
the statement of the participant who likened urbanization to a tetris game and drew an image about it, it was perceived that urbanization required attention, and it would bring order
if such attention was given, but would have bad results if such attention was not paid. As
a matter of fact, the report of the Commission on Awareness of Urbanization, Culture, and
Education of the Republic of Turkey Ministry of Public Works and Settlement (2009: 114)
states that well-arranged urban spaces (i.e. the urban spaces to which special importance is
attached) contribute to peace and happiness in the emotional perceptions of people. That
is consistent with the results of the present study. Moreover, Karakuş (2013) reported two
different views: (1) the participants thought that increase in the number of buildings led to
various problems including but not limited to air pollution; (2) urbanization gave rise to a
more livable environment by offering new opportunities. That may stand as a proof that
urbanization may be welcomed by people if it develops in a well-arranged and ordered manner, and does not threat the lives of living beings.
Finally, the participants of the present study had both positive and negative perceptions
in regard to the concept of urbanization. In this regard, the present study shows parallelism
with Tezcan & Kara (2014) concentrating on the perceptions of participants regarding the
concept of city. Tezcan & Kara (2014) reported that although the participants mentioned both
positive and negative perceptions concerning the concept of city, they put more emphasis on
the negative ones. The present study also found out that the participants had more negative
perceptions regarding the concept of urbanization in comparison to the positive ones.
The present study put forwards clues regarding how students perceive the concept of
“urbanization”. Metaphors and pictures/cartoons may be used as a strong research tool for
determining and explaining the perceptions of individuals regarding urbanization. Similar
studies may be carried out with regard to the teaching of phenomena similar to urbanization
which almost everybody is exposed to at the present time.
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342
CHANGE OF LAND USE
WITHIN THE CITY OF PRISHTINA
Florim ISUFI
Riza MURSELI
LAND USE (1970)
In the last years of the last century the city of Pristina was part of the autonomous province of Kosovo within the Yugoslav Federation, which was a state with its internal socialist
organization. Socio economy and other economic development and environmental policies
were in accordance with the state, where cities were more compact and urban development
was in relation to the degree of industrialization in provincial and federal level. Urban land
was governed by spatial plans and general urban plans, plans that used to predict and plan
conditions and future land use for a certain space or habitat.
If we analyze the General Urban Plan of Prishtina (1984-2000), we will observe
some basic concepts and orientations developments relating to land use, which are closely
intertwined with the development of concentric spatial concepts based on the degree of
industrialization of the country, maintaining green corridors and spaces especially along
watercourses. To be more specific we will give some clues as to how the use and urban
spatial structures were within the city in 1970. In 1970 within the city under the first level of
classification of land use, agricultural land dominates with 67.77 % ( 2094.23 ha ) , and the
share of urban land is 24.05 % ( 745.15ha ) , while smaller participatory forest land is 7.71
% ( 238.29ha ) and aquatic spaces with 0.48 % ( 14.72ha ) .
In the second level of the hierarchy of land use classification, agricultural land dominates with 67.77 % ( 2072.20ha ), residing 13.45 % ( 415.73ha ) , high forests dense and
4.72 % ( 145.78ha ) , transport 3.84 % ( 118.57ha ), institutions 16.3 % ( 97.58ha ), free
space and recreation 17.1 % ( 36.02ha ) and other participatory under 1 % .
Housing is the most dominant class within the urban land, which consists mainly of
individual residential housing versus 15.11 % to 2.21 % residential lots. Land used for housing is very compact and concentrated, mainly the northern and eastern parts are dominated
by individual housing, where the old city core is, while residential housing (with multiple
apartments) we find it in its invasive way in the south with a small turnout. By cartographic
data it is understood that most subjected part to changes in the land conversion occurs in
the southeast, south and southwest of the city of Pristina, mainly oriented by industrial and
commercial core of the city, followed by various institutions.
The agricultural land is surrounding urban land everywhere and lies mainly in the
suburbs, while forests are mainly concentrated in the southern and northeastern suburbs of
the city. Area under water consist mainly of rivers, where the river largest river is Prishtevka
of which has several sub main branch as Velusha and Matiçani. Rivers are with their natural
and surface bed where they constitute only 0.48 % (14.72ha) of land use within the city.
343
344
Table 1 Classes and Sub Classes of Land Use within the City in 1970
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Figure 1 Land Use in Prishtina (1970)
LAND USE (2000)
In 2000 we had a different socio - economic situation in Kosovo and Pristina as its
capital. Socio - economic belonged to an ex socialist country and newly emerged from the
war, which was overwhelming in all aspects. First, ten years of the Yugoslav state repression
associated with an economy sanctioned by major regional and global economies, and the
second from a fierce battle with many implications for the future, and the third a place under the administration United Nations. Crushed economically, organizationally and legally
vulnerable, urban development and land use was in complete anarchy, so this is a profile of
Kosovo in 2000. Regarding land use in 2000 within the city by first level the classification
of land use and urban land dominates 47.81 % ( 1477.55ha ), while the share of agricultural land is 45.70 % ( 1412.29ha ) , the lower participation is for forest land with 24.6 % (
192.93ha ) and water space 0.25 % ( 7.62ha ) .
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In the second level of the hierarchy of land use classification, agricultural land dominates with 44.85 % ( 1386.06ha ), residing 26.10 % ( 806.74ha ), transport 6.93 % (
214.22ha ), institutions 6.33% ( 195.69ha ), high forests 3.30 % ( 102.02 ha ) , low forests
and bushes 2.46 % ( 7.01 % ) , 2.36 % ( 72.91ha ), free space and recreation 1.98 % (
61.07ha ) , industries 1.55 % ( 47.94ha ), and the other under 1 % share .
Housing is the most dominant class within the urban land, which consists mainly of
individual housing with 22.24 % (687.30ha) compared with 3.63 % multi family dwelling
(112.19ha). Land used for housing has broken compact stage in development. Along the
main roads we have development of residential areas, especially in the north, east and south.
It is observed the beginning of an urban ‘conurbanation’ between Pristina and its neighborhoods in the north and east (Vranjevc), which is enabled by developments along the main
road arteries. By comparing the land use map of 1970 and 2000, it is understood that most
subjected area to the changes in land conversion occurs in northern, eastern and southern
part, while few in the western part, mainly oriented along the main arteries that connect the
city with other urban centers and suburban settlements of Pristina, which is followed by the
use of business content.
Example of coverage of Prishtevka River is another bad example of how a natural
category of land can be used badly and converted, where the river segments of Velusha and
Prishtevka are covered by buildings during the period of 30 years.
From 1970 to 2000, i.e. for 30 years we had an urban land invasion, with particular
emphasis on the contents of residential, business and roads. 30 years of change in the first
class of the land use is like this: urban land is increased with 734.40ha and other contents
are reduced as follows: 681.94ha agriculture land, forestland for 45.36ha and 7.10ha for
aquatic space.
347
348
Table 2 Classes and Sub Classes of Land Use within the City in 2000
Figure 2 Land Use in Prishtina (2000)
349
LAND USE (2013)
Despite urban anarchy which spread over in the first years after the war, local authorities through various legal mechanisms including sectorial strategies, mainly through general
plans and regulatory plans, different rules, strategies in the field of environment and agriculture, were trying to give an orientation to future developments and put them under control,
although the degree of management and control still remains fragile. While once the basis
of industrial development determined urban development, now due to socio- economic orientation and defects in the process of privatization of state economic assets, the economic
base of the country and the city is fragile and mostly based on tertiary and quartiary services
related to trade and other quartiary services. The most noticed things in bad land use in
the past 13 years are: destruction of rivers and their green belt by cementing and covering
completely and turning into sewage collectors and not to transform into free spaces and
recreational areas. Then it has increased the rate of building density by increasing the scale
of utilization and plantar plot for construction. In this way very unfavorable conditions have
been created in terms of urban environmental aspects associated with sun and cold draft
prevention. Another negative phenomenon in the dimension of land use is not adhering to
the distance from the corridors of movement (transport and mobility) and other detailed
elements dealing with urban architecture of the city. While how they have been developed
certain classes of land use quantitatively from 2000 to 2013 will elaborate below.
In 2013 within the city under the first level of classification of land use, urban land
dominates 64.71 % (1999.90ha), while the share of agricultural land is 29.42 % (909.30ha).
Forest land is 5.67 % (175.30ha) and aquatic spaces with 0.19 % (5.89ha).
In the second level of the hierarchy of classification dominates residential land use
with 35.62 % (1100.65ha), fields and meadows 28.63 % (884.89ha), transport 9.27 %
(286.48ha), institutions 7.68 % (237.31ha), business 3.90 % (120.54ha), other urban land
3.94 % (121.63ha), low forest and bush 2.72 % (83.97ha), high and dense forests 2.47 %
(76.25ha), free and recreational spaces 1.93 % (59.54ha), industries 1.36 % (42.01ha) and
other participatory under 1 % .
Housing is the most dominant class within the urban land, which consists mainly of
individual residential 28.68 % (886.38ha) compared with 6.72 % multifamily dwellings
(207.52ha). Land used for housing is not compact. It is a condition of the extension of buildings everywhere, with emphasis that on the periphery is more anarchic constructions with
irregular distribution and without a plan. Along the main roads we have development of residential areas in all directions. Within our research area we can see the most crucial stages
of urban ‘konurbacion’ towards closing the trailer and the formation of the city as entirely.
Suburban neighborhoods like Vranjevc, Sofalia , and Warriors Hill are already part of the
united urban structure of the city . Along main north artery of the city from 2000 to 2013 it
is formed a mixed -use corridor which consists of low buildings ( mainly up to three levels
) to residential and business use, mostly vertical , where 1 to 2 spots are used for business
purposes . Concentration of land use for business is more pronounced along the main national roads entering the city from three main arteries, southern, western and northern.
Trend of rivers coverage continues even now. Now we have two segments of watercourses that are covered in great length of Prishtevka River and the first it left branch
Matiçani. Rivers and their surrounding areas, such as areas with wood vegetation are disappeared due to construction in significant segments of watercourses. Also it is noted that is
350
not applied buffer zones of rivers, but rivers are buried, actions that have turned Pristina in
a city without river.
From 2000 to 2013, i.e. for 13 years we had an urban land invasion, with special emphasis on residential contents, business and roads. Changes in the last 13 years in the first level of land use are as follow: Urban land has increased with 522.35ha, while other contents
are reduced as follows: agricultural land 502.99 ha, forest 17.63ha, water areas 1.73ha.
351
Table 3 Classes and Sub Classes of Land Use within the City in 2013
352
Figure 3 Land Use in Prishtina (2013)
REFERENCES
A Standard Classification System for the Mapping of Land Use and Land Cover, State of North Carolina
Governor’s Office of State Planning Center for Geographic Information and Analysis. January 1994, USA
BRIASSOULIS H. (2000). “Analysis of Land Use Change: Theoretical and Modeling Approaches”,
Theselanc Greece
MÖLDERS N. (2012). “Land-Useand Land-Cover Changes: Impact on Climate and Air Quality”, New
York USA;
JAMES R. ANDERSON; ERNEST E. HARDY; JOHN T. ROACH; RICHARD E. WITMER. (1976). “A
Land Use and Land Cover Classification System for Use with Remote Sensor Data”, Washington DC USA
XINHAO W.; HOFE R. (2007). “Research Methods in Urban and Regional Planning”, Berlin Germany
PAUL A. LONGLEY; MICHAEL F. GOODCHILD; DAVID J. MAGUIRE; DAVID W. RHIND. (2005).
“Geographic Information Systems and Science”, England
Topographic map of Prishtina in scale 25,000 (1970)
KCA. (2000), Orthophoto of Prishtina,
Satelite Images from Google Earth 2013
Startegic Urban Plan of Prishtina, 2004
353
THE POPULATION DISTRIBUTION IN ÜSKÜDAR
Adem YULU
INTRODUCTION
Üsküdar, one of the oldest settlements of İstanbul, is situated in the west of the Asian
side. Ümraniye is located to its east; Ataşehir to its south-east; Beykoz to its north; the counties of Kadıköy to its south and the Sea of Marmara to its west and north-west.
According to historical resources, the reason why Üsküdar, which has witnessed settlement since 675 BC and has been settled since old times is its climatic conditions, the
advantage created by the Bosporus as well as appropriate relief.
Different suggestions about where the name “Üsküdar” comes from have been made.
It is stated that its name comes from khrysopolisten meaning “Golden City”, or from scutariondan being the place where the guardians of empire using leather shields settled. These
shields were called “scutari” in the period of Roman domination. Furthermore, it is associated with the word “esküdar” in Persian that means “menzilhane, stagecoach, dispatch rider,
the bag in which a dispatch rider put letters” (Bostan,2012:364). The name “Scutari” was
replaced with the word “Üsküdar” during the Ottoman era.
Üsküdar, which at first was a sanjak in the Ottoman era, became a county of Istanbul
with “Law on Territorial Organization” in 1926 (Gökçen:1981:9). Üsküdar has become an
integral part of Istanbul with its traditional neighbourhood life, religious institutions and
historical structures over the course of time.
THE POPULATION FEATURES IN THE PAST
Üsküdar was built by the Bithynians in 675 BC (Konyalı, 1976:6). It is thought that
the first settlement in the region was on the coasts of Bülbüldere and Çavuşdere which run
from both sides of Üsküdar. The area especially continued to develop as a significant location from the conquest of İstanbul (Eyice, 2004:17). Üsküdar is a region that Roman armies
coming to Asia as well as Byzantine and Ottoman armies campaigning determined to be
a place of accommodation (Ortaylı, 2012:96). In 1384 the area was added to the Ottoman
Empire. It rapidly developed with the conquest of Istanbul in 1453 (Şahin & Şahin 2005:
319).
It became one of the most important regions of Istanbul, growing particularly due to
the immigration directed to the region by the Armenians and Gypsies in the 18th Century
in addition to immigrants that Üsküdar let in from different parts of the empire at various
times.
Üsküdar’s population was 95.667 at the end of the 19th Century (Shaw,1979:410).
The population in the region continued to increase in the course of time and at the beginning of the 20th Century, it increased to 118.447 (Karpat, 2003: 208). The best census data
belonging to Üsküdar was attained in the republic period in 1923. Whereas Üsküdar’s
population was 40.893 in the census of 1935, it became 59.632 in 1940 and it increased to
64.280 in 1945.
Üsküdar’s population also continued to increase in the following censuses; the population that was 69.477 in 1950 became 88.087 in 1955, 111.821 in 1960, 135.056 in 1965
354
and it increased to 171.267 in 1970.
The region attracted one part of the immigration that was from Anatolia to Istanbul
with the increase of various industrial institutions, commercial and business areas both in
Üsküdar and its immediate surroundings. With the immigrations, its population that was
171.267 in 1970 increased to 490.185, a 186 per cent increase in 1985 (Graph 1).
Graph 1: The Population in the Course of Development in Üsküdar (TÜİK, 2013)
Ümraniye was separated from Üsküdar, which it was attached to, in 1987 and became
a separate county. As a result, Üsküdar’s population declined to 395.623 in 1990. Moreover,
the population in the region went on increasing and the population size that was 501.804 in
2000 went up to 534.636 in 2013.
THE PRESENT DAY POPULATION STRUCTURE
Besides the amount of the population in a region, the characteristics like age, structure, family type, birth, death, migration, gender structure and the active population are
significant in terms of giving information about the population of the region.
According to the results of “Population Registration System Based on Address”, the
population of Üsküdar was 534.636 in 2013. While females occupy 50.7 per cent (271.271),
49.3 per cent (263.365) is made up of males (TÜİK, 2013).
When the population in Üsküdar is examined according to age groups, it draws attention to the fact that the population is quite young. Thus, children aged between 0 and 14,
occupy 18.7 per cent. The rate of adult population between the ages 15 to 64 is 73.2 per cent.
The population stated as “old population” occupies 8.1 per cent of the total population.
These people are 65 years old or older. On the other hand; Üsküdar’s literacy rate is quite
high, at 98 per cent.
THE DISTRIBUTION OF POPULATION
The center of Üsküdar is the area between the Sultantepe and Salacak districts (Map
1). Üsküdar gradually developed around this historical core area.
355
Map 1: The First Settlement in Üsküdar, (It has been prepared by adapting the map of
Selçuk Mülayim in his report on “Üsküdar in 19th century”, 2005)
From the 18th Century on, sultans and some statesmen built the dwellings in the areas
of natural recreation such as garden and woodland in coastal areas and inland. It caused new
neighbourhoods to spring up. The structures such as Selimiye Barracks whose construction
was started in the early 19th Century, the Kavak Palace and the Selimiye Mosque caused
the formation of new settlements (Mülayim, 2005:139-140). In the late 19th Century, the
settlement boundaries in Üsküdar went beyond the region called the “historical core”. In
this period, the settlement boundaries extended to Kuzguncuk in the north; Selimiye in the
south; Çamlıca and Karacaahmet regions in the northeast and east (Ertuğrul, 2011:44).
Inhabited areas progressed from the coast to the inland thanks to the population intake
until 1926 when Üsküdar became one of İstanbul counties.
The population intensified more with the immigration into Üsküdar’s central part
between 1965 and 1975 (Tümertekin,1979:21). After this time, the areas lying towards Kadıköy from Üsküdar mostly turned into residential areas to accommodate the population
growth.
With the opening of the Bosphorus Bridge, the emergence of new transport routes and
the increase in the region of the industrial institutions, the new residential units also consisted, or the settlements that earlier were little villages grew and united with other ones near
them. Waves of immigration directed to the urban areas from the rural areas also had a great
effect on the rapid increase of the new residential units. Along with these developments, the
settlements in coastal areas and inland united. Moreover, as a consequence of the intensive
immigration, slum housing occurred in many parts of Üsküdar, mainly on Çamlıca Hill.
While the coastal areas were rapidly inhabited, many villages that were located in the
356
east of Üsküdar and that earlier connected with Üsküdar grew (Ümraniye, Dudulu, Sarıgazi,
Çekmeköy, Alemdar). These villages whose population increased and that attained urban facilities also grew to the same extent. The process of this growth resulted in a number of new
administrative regulations along with it. As a consequence, Umraniye in 1987 and Ataşehir
in 2008 were turned into distinct counties by being separated from Üsküdar. Furthermore,
some neighborhoods in Üsküdar were united in 2008 and the Fetih, Örnek, Esatpaşa neighborhoods were also connected to Ataşehir. In this way, the number of neighborhoods that
earlier had been 54, then decreased.
The population distribution in Üsküdar, one of the oldest residential districts of Istanbul is unequal. It is possible to attribute this inequality to natural factors such as climatic
conditions in addition to the fact that the region consisted of different topographic units (hills, steep slopes, valleys) and human factors such as historical factors, as well as some areas
being situated in protected areas, social and economic organization are also a cause.
Üsküdar now consists of 33 neighborhoods. A significant portion of these neighborhoods came out with the immigration directed to Üsküdar and its immediate surroundings
especially after 1970. Thanks to this immigration, Üsküdar has grown both vertically and
horizontally. With this growth, the areas that had agricultural and different functions until
recent times have become important neighborhoods such as Yavuztürk, Ünalan, Bulgurlu,
Cumhuriyet, Acıbadem. The population has not been equally distributed in these neighborhoods. Some have as much population as a town whereas some have as much as a county.
For instance, while the population of Yavuztürk, a neighborhood that has recently grown, is
34.787, that of Kandilli, which has historical importance is only 1.565 (Table 1).
Table 1: The Population Distribution in Üsküdar by Neighborhood.
357
The environmental factors such
as grove, shrubbery
and steep slopes
along the coastal
part lying to Kuzguncuk from Kandilli has the effect
of restricting the
settlements. So, the
population size is
quite little. Moreover, these areas are
“natural and historic
conservation areas”
and separate from
the sections of Üsküdar that get intense immigration. As
a result of these, the
population size in
these areas is small.
Population size is
quite high in the neighborhoods beginning from Küçüksu,
located in the north
of Üsküdar and continuing southwards
with Bahçelievler,
Yavuztürk, Mehmet
Akif Ersoy, KısıkMap 2: The Population Density in Üsküdar according to Neighborho- lı, Ferah, Bulgurlu,
Cumhuriyet, Ünalan
od (TUIK,2013)
and Acıbadem. There are no topographic units such as steep slopes, narrow valleys and hills to block the physical development of
these neighborhoods which grew within the wave of intense immigration after 1970. Also,
the presence of intensive industry and various commercial fields around Üsküdar – Ümraniye and the settlements of residents living in the neighborhoods who moved away from urban
renewal in some counties in the Asian side to these neighborhoods had an effect.
The population density stated as “arithmetic density” is the criterion showing the population size per unit area (Tümertekin & Özgüç, 2009:321). Population density is a criterion for density quite often used in order to evaluate the degree of aggregation for population
in certain areas and in comparing one location with another.
In 2013, the population density in Üsküdar was 15.102 people per km². It was unequ358
ally distributed based on neighborhoods (Map 2).
The population density is higher in old neighborhoods of Üsküdar. It is 54.882 people
in Valide-i Atik, 48.775 in Ahmediye, 32.847 in Zeynep Kamil, 35.136 in İcadiye, 32.537
in Selamiali, 31.440 in Aziz Mahmut Hüdai, 24.850 in Salacak and 23.068 in Sultantepe.
There are many reasons why the population density in these neighborhoods stated as its
historical core is high. These districts that have a long historical past have hosted settlement
since the past. Therefore they have become the center of the economic and social organization within the region. Moreover, the acreages of these neighborhoods are relatively smaller
than the newer ones. It is another significant factor that influences the population density.
Immigrations have had a great effect on the density and distribution of the population
in Üsküdar. The population size is quite high per area in Cumhuriyet, Bulgurlu, Ünalan and
Yavuztürk neighborhoods that are situated east and south-east of Üsküdar and that have
grown in the wave of immigration in recent years. The population density per km2 is 38.592
people in Cumhuriyet, 34.241 in Bulgurlu, 22.766 in Ünalan and 20.462 in Yavuztürk.
After all, there is the opposite situation in some neighborhoods of Üsküdar. Both natural population growth is low and they are not subject to much immigration in proportion to
other neighborhoods of Üsküdar, this is most noticeable in the neighborhoods that lie along
the coast: Kuleli, Çengelköy, Beylerbeyi and Kuzguncuk from Kandilli. So, the population
density here is low. For instance, density per km2 is 8.492 people in Çengelköy, 4.978 in
Kuleli, 4.841 in Beylerbeyi, 3.023 in Kuzguncuk and 1.304 in Kandilli. The region is located far from the commercial region and it is a “natural and historical protected area” in addition to the fact that natural environmental factors such as grove, shrubbery and steep slopes
restrict the settlement. All of these have a great effect on the low population density.
Other neighborhoods in Üsküdar that have low population density are Küçük Çamlıca, Altunizade and Selimiye. Population density per km2 is 7.981 people in Altunizade,
5.048 in Selimiye and 3.793 in Çamlıca. The reason why the density is low in these neighborhoods is the low population and the greatness of acreage. Furthermore, there are other
factors affecting the low population density. Küçük Çamlıca is located in a “natural and urban protected area”. There are a lot of military areas and green belts in Selimiye. Education,
health and large-scale commercial enterprises are prevalent in Altunizade.
CONCLUSİON
Üsküdar’s historical core is the area between Sultantepe and Salacak and its establishment extends back to 675 BC. Through long historical periods, Üsküdar remained under
the sovereignties of different states and became part of the Ottoman Empire’s territories in
1384. Especially after the conquest of Istanbul in 1453, it grew extensively.
Üsküdar has grown around the center that it was founded on and this growth occurred
along the coast that lies in a north-south direction.
At the beginning of the 19th Century, the direction of growth in Üsküdar was towards
Kadıköy with the construction of Selimiye Barracks and a number of different institutions.
At the end of the 19th Century, the boundaries of the settlement in Üsküdar went beyond the
area which was characterized as the historic core. Thanks to the opening of the Bosphorus
Bridge, the construction of the freeway, the intensity of industrial activities in the region
and the immigration coming along these, Üsküdar’s population has rapidly increased. Along
with these developments, the areas between coastal areas and inland areas, which were re359
cently described as uninhabited, were populated.
Population distribution has been dependent on population growth and immigration
in Üsküdar. As a natural consequence of these developments, a number of administrative
arrangements have been made. At the head of these arrangements are the separations of
Ümraniye and Ataşehir from Üsküdar, the conversion into a separate new county, the unity
of some neighborhoods in Üsküdar and the connection of some neighborhoods to Ateşehir.
Üsküdar, one of Istanbul’s important counties, is composed of 33 districts. The population size and density of these neighborhoods whose boundaries are determined according
to administrative and geographical criteria show great differences from one another.
The densely populated areas in Üsküdar are the neighborhoods that include the region between Sultantepe and Salacak characterized as the historical core and the immediate
surroundings of this region. Yavuztürk, Bulgurlu, Cumhuriyet and Ünalan districts that are
located in the east of Üsküdar has rapidly grown due to great immigration in recent years
and become residential units that have high population density. Kandilli, situated at the point of the northern coast of Üsküdar, is one of the districts that has low population density.
The neighborhoods from the Kandilli to Kuleli, Beylerbeyi, Kuzguncuk, Altunizade and
Küçük Çamlıca are also the ones that have low population density.
The districts starting with Küçüksu, situated in the north of Üsküdar, continuing
towards the south Bahçelievler, Yavuztürk, Kısıklı, Ferah, Bulgurlu, Cumhuriyet, Ünalan
and Acıbadem have high population density. Furthermore, the population density is quite
low along the coastal areas from Kandilli to Kuzguncak.
REFERENCES
BOSTAN, M, Hanefi, 2012, “Üsküdar”, Diyanet Vakfı İslâm Ansiklopedisi, Türkiye Diyanet Vakfı, sf.364,
İstanbul.
ERTUĞRUL, Alidost, 2011, “XlX. Yüzyıl İstanbul Kentsel Dönüşümü’nde Üsküdar ve Koruma Sorunları”, İstanbul Teknik Üniversitesi, Fen Bilimleri Enstitüsü, sf.44, İstanbul.
EYİCE, Semavi, 2004,“Fetihten Önceki Üsküdar”, Üsküdar Sempozyumu I Bildiriler Cilt 1, Üsküdar Belediye Başkanlığı Üsküdar Araştırmaları Merkezi Yayın No: 10, sf.17. İstanbul.
GÖKÇEN, R, 1981, “Üsküdar, Özyürek Yayınları, sf.9, İstanbul.
http://tuikapp.tuik.gov.tr/adnksdagitapp/adnks.zul Erişim Tarihi, 13.03.2014.
KARPAT, K, H, 2003, “Osmanlı Nüfusu (1830-1914) Demografik ve Sosyal Özellikleri”, Türkiye Ekonomik ve Toplumsal Tarih Vakfı Yayını, sf.208, İstanbul.
KONYALI, İbrahim Hakkı, 1976, “Abideleri ve Kitabeleriyle Üsküdar Tarihi”, Cilt 1, Ahmet Sait Matbaası, sf.6, İstanbul.
MÜLAYİM, Selçuk, 2005, “19 Yüzyılda Üsküdar”, Üsküdar Sempozyumu II Bildiriler Cilt 1, Üsküdar
Belediye Başkanlığı Üsküdar Araştırmaları Merkezi Yayın No: 10. Sf.139-140, İstanbul.
ORTAYLI, İlber, 2012,“Şehir ve Kültür: İstanbul”, Profil Yayıncılık,sf,96. İstanbul.
SHAW, Standford, 1979, “The Population of Istanbul in The Nıneteenth Century, İ.Ü. Edebiyat Fakültesi,
Tarih Dergisi Sayı 32, sf.410, İstanbul.
ŞAHİN, Naci & Şahin, Meral, 2005,“Osmanlı Arşiv Belgelerine ve Seyyahlara Göre Üsküdar’da SosyoEkonomik Yapı Özellikleri”, Üsküdar Sempozyumu II Bildiriler Cilt 1, Üsküdar Belediye Başkanlığı Üsküdar
Araştırmaları Merkezi Yayın No: 10. Sf.319, İstanbul.
TÜMERTEKİN, Erol & ÖZGÜÇ, Nazmiye, 2009,“Beşeri Coğrafya, İstanbul, İnsan-Kültür-Mekan”, Çantay Kitabevi, sf.321, İstanbul.
TÜMERTEKİN, Erol, 1979, “İstanbul’da Nüfus Dağılışı”, İstanbul Üniversitesi Yayını, sf.21, İstanbul
360
SOCIO-ECONOMIC SITUATION OF ARMUTLU
IN THE MIDST OF THE 19TH CENTURY (1844)
Mehmet BAYARTAN
Research on Ottoman Empire has gained importance as a result of the increasing use
of the documents and data about the Ottoman period. The Ottoman geography, each period of which has its own research characteristics, includes significant cases which offer
important information and widen the horizon for studies in different research fields. One
of the most prominent changes that took place in the Reformation (Tanzimat) Period is the
regulations in the taxation system. The intended regulations in this system are based on a
basic principle that tax is levied on each individual according to his/her income. Therefore,
between 1840 and 1845 real estates, lands, animals and properties were put into inventories,
which was called “income (property) counting”, and the roll in which these counts were
recorded was called “income rolls”. Income rolls in the Ottoman Archives of the General
Directorate of State Archives are the basic sources of this study
Map 1: The Map of the Armutlu Penunsula in the 19th Century (Source: www.
yafem.org.tr)
An income roll is a registry system based on the householders in villages and neighbourhoods. These sources include names, nicknames, professions, properties, animals, taxes, and crops of the householder. Therefore, these rolls offer important information about
the economic and social life then. The administrative organization of that particular period
was considered in their classification and arrangement1. The rolls were alphabetically divided into states in consideration of the contained information. Then, each state was divided
into sub-districts2.
Ankara, August, 1995, p.395.
OSMANLI ARŞİVİ REHBERİ, 2010, T.C. Başbakanlık Devlet Arşivleri Genel Müdürlüğü Osmanlı Arşivi Daire
Başkanlığı, Başbakanlık Basımevi, p. 248, İstanbul.
2
361
The Central Sanjak of Armutlu Hüdavendigar Province which was a village in the
middle of 19th century is a part of Gemlik Kaza. It is located in the southeastern part of Marmara region, in the southwestern part of the peninsula which was named after this unique
settlement in the west of Gemlik and Yalova.
Armutlu is located in the southwestern part of the southern stretch of the Samanlı
Mountains. It is plain in the southwest and rough and uneven towards the north and east. Besides, the plane created by Armutlu Stream passing through Armutlu is the most important
and fertile land piece that makes Armutlu flourish. Moreover, its favourable climate plays an
important part in the emergence and development of agriculture in Armutlu.
Map 2: Armutlu and its Vicinity (Source: Geçmişten Bugüne Tirilye (Zeytinbağı)3
Armutlu’s geographical properties suggest that it is located in both an advantageous
and disadvantageous region. Although established at an important location, its development
has remained quite limited due to its geographical properties. It can be observed in the
chronology of Armutlu’s administrative organization. Evliya Çelebi, who visited Armutlu
in the 17th century, mentions Armutlu as a district in his Seyahatname. However, both in income rolls and Ottoman provincial annuals (yearroll), and during the war of independence,
Armutlu was called “a village”. In addition, according to Prof. Dr. Süha Güney, although
it is not the biggest settlement of this region, interestingly the peninsula was named after
Armutlu, but not the names of the other settlements around. 4. So, it is clear to see that geographic features play a decisive role in its establishment.
TUVİ, Reyhan, Geçmişten Bugüne Tirilye (Zeytinbağı), Net Ajans, p. 18-19. (Publication year and place not
available)
4
GÖNEY, Süha, 2009, Atatürk ve Armutlu Kaplıcaları, İstanbul Üniversitesi Edebiyat Fakültesi Yayını, p.3,
İstanbul.
3
362
Image 1: Armutlu’s bird’s-eye view (Source: Google Earth).
This study aims at revealing the socio-economic conditions of people who lived inArmutlu
in the midst of the 19th century and describing the geographical facts behind these conditions.
The study is based on “first-hand” sources from the Ottoman archive.
These sources are called ''the income roll of Armutlu Village in Gemlik Kaza of The
Central Sanjak of Hüdavendigar Province5. (Image 2)
Image 2: The Part in 1844 Armutlu Income Roll that shows Armutlu’s Administrative Status.
The transcription reads follows: “This is a roll that shows the amount and the value
of the real estates and incomes of people who live in Armutlu Village, a district of Gemlik
Kaza of Hüdavendigar Province and whose names appear below”.
This roll6 registered in the income rolls catalogue of the Ministry of Finance in the
B.O.A., TD.: (1260/1844), Roll Number: 7947, Hüdavendigar Eyaleti, Gemlik Sancağı, Gemlik Kazası, “Armutlu
Karyesi”.
6
In the Ottoman Archive of Prime Ministry, there are five income rolls related to this period, and the book containing information about four of them is number 7947. Therefore, data in this book has been used in this study.
5
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Ottoman Archive of Turkish Prime Ministry with the registry number 7947 is comprised of
54 pages and measures 12.4 x 50.2 cm. The first page of the roll was left blank as a cover
page. The 34 pages between the pages 2 and 36 contain information about 136 (138)7 muslim households, while 15 pages between 37 and 51 about 64 non-muslim ones, and on the
last 3 pages between 52 and 54 about the ones who live outside Armutlu, but have filed a tax
return. To sum up, the roll contains data on 210 households in total.
According to this roll, it is possible to observe the socio-economic condition of Armutlu in the middle of 19th century. The Armutlu income roll also offers some information
about professions, income sources, and taxes of the locals, and population though not precise. As a result of this study, many Armutlu inhabitants will gain insight into the conditions
of their ancestors in 1844.
ITHE POPULATION OF ARMUTLU AND ITS SOCIAL AND PROFESSIONAL STRUCTURE
In 1844, Armutlu in which 210 households were registered was populated by 1050
people8, which may not be the exact number.
It is obvious from the roll that the inhabitants are categorized according to their religious beliefs. In other words, the people in a household are identified as muslim or nonmuslim.
In the roll, there are 210 households in total, 145 muslim and 64 non-muslim. The
analysis of the distribution of the household numbers according to their religious beliefs
shows that 69 % of them are muslims and 30.5 % are non-muslims. On the other hand,
the analysis of the estimated number of population suggests that muslim population must
be 730 while the non-muslim population must be 320. The muslim population was mainly
located in a specific neighbourhood called Bayır Mahallesi today. The west side of Armutlu
Stream is called Karşıyaka, which was mainly populated by non-muslims in the Ottoman
period.
Table 1: The Number of Households and Estimated Population of Armutlu in 1844
Because the number 37 on page 11 and the number 106 on page 28 are written for two different households, two
more households have been added to the total number. Therefore, the number 138 will be predicated on in the
following statistics.
7
8
Population census methods require that each household be multiplied by 5 (210x5=1050).
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Figure 1: The Distribution of Armutlu’s Population according to Religious Beliefs
(1844).
PROFESSIONS OF THE HOUSEHOLDERS
Previously, it has been mentioned that the roll also includes data on the professions
of the householders. Analysis of these data in the roll shows that of 210 householders there
were householders whose profession was/was not provided, and the ones dealing with agricultural activities were counted as farmers. Moreover, some households contained members
who were too old and sick to work, without income and property, and working women.
Table 2: Professions of Householders
In 1844, 152 of 210 householders in Armutlu were agricultural labourers, which accounted for 81%. Therefore, agriculture stood out as the prominent profession. Table 2
shows that 35 households deal with other professions, which is 19% of the total amount.
Data on the other professions are provided in Table 3.
Figure 4: Distribution of Householders’ Professions (1844).
Besides, there are records on female, sick or old household members of 23 households where no data on profession is provided. Among these, there are 5 heads (2%) with
a profession. They make a living by shoveling and hoeing for the farmers in Armutlu. The
number of people sheepherding is 7, which accounts for 4% of the total number. Among the
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information about the professions of householder, the most striking data are on maritime activities, which are ranked as the second most common profession (12 householder, accounting for 6%). Furthermore, there are 4 carpenters (2%), 3 administrators (2%), 2 religious
officials and servants (1%). The records also contained data on one lumberjack, one soldier,
one blacksmith, one miller and one primary school teacher.
Armutlu, in the midst of the 19th century, used to be qualified as a small town with
various different professions and a population of 1050 people. These all remind us of the
importance of Armutlu once again.
Professions marked as “others” are provided in Table 3.
Table 3: Professions in the Roll and related Percentages
Figure 5: Distribution of Non-agricultural Professions in Armutlu (1844).
II- AGRICULTURAL ACTIVITIES
a- Agricultural Activities:
The income roll includes information about qualities and quantities of lands householders cultivate. The roll also contains data on the amount of the cultivated lands where
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farmers conduct agricultural activities and the type of plants they grow.
The income roll of Armutlu reveals that the majority of houses used to deal with agriculture. Even the householders with professions dealt with agricultural activities. Vineyardorchard farming, crop farming, and olive and chestnut production were recorded as the
agricultural activities.
In the entries about vineyard-orchard farming, it can be observed that vineyards used
to cover 305.50 decares, and 467.75 decares is mulberry orchards. Mulberry orchards were
essential especially for sericulture. In Armutlu and the villages around, sericulture was a
very common economic activity and silk cocoons obtained were brought to Bursa and sold
to silk merchants at Koza Han (the Cacoon Inn). On the other side, field agriculture was less
common than vineyard and orchard agriculture. While cultivated area used to cover 154
decares, empty field amounted to 2 decares.
Table 4: Vineyard-Orchard Fields and Concerning Income Amounts in Armutlu
(1844).
Figure 6: Distribution of Vineyards-Orchards in Armutlu (1844).
Olive cultivation is the most encountered agrarian activity in the roll. It was recorded
as “Zeytun Eşcarı”, namely Olive Tree. In that period, there were 5.674 olive trees in Armutlu. Besides, there were 1.335 chestnut trees as the second most grown tree.
Table 5: Kind and Amount of Trees and Size of Income (1844).
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Figure 6: Distribution of Trees (1884).
Analysis of the people’s income sources yields that plant production was the primary
source of income in 1844
a- Livestock Farming:
Livestock farming as an indispensible source of income for the countryside is a significant agricultural activity. Agricultural enterprises raise animals for various purposes.
Among these are to benefit from their power, to pull carts or ploughs, to carry burdens, to
provide manure, to produce cheese, fat, milk, meat, leather, and fleece. All these activities
are known as livestock farming9.
In Armutlu, sheep and goat husbandry took first place among livestock activities in
1844. While there were 1257 sheep and goats, the number of cattle was 165. That is, sheep
and goat farming became significant thanks to its 93 percent share in livestock activities.
Table 7: Animal Farming in Armutlu (1844).
Figure 8: Distribution of Raised Animals in Armutlu (1844).
9
GÜRAN, Tevfik, 1998, 19. Yüzyıl Osmanlı Tarımı, Eren Yayınları, p.100, İstanbul.
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Table 8: Sheep and Goat Farming and Size of Income in Armutlu (1844).
Figure 9: Sheep and Goat Farming in Armutlu (1844).
Table 9: Cattle Farming and Size of Income in Armutlu (1844).
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Figure 10: Distribution of Cattle Farming in Armutlu (1844).
Figure 11: Distribution of Income from Cattle Farming in Armutlu (1844).
According to the income roll of Armutlu, diary black cattle cow, with 17 in number,
was the most commonly raised/fed cattle animal. On the other hand, there were 16 dry black
cattle and dry black cattle cow. Moreover, there were 15 black cattle oxen and 1 dairy black
cattle cow.
Examination of distribution of sheep and goat farming reveals that there were 416
dairy goats, the most common animal. Sheep and goats were raised in hilly areas around,
pastures in the destroyed forest, and olive yards. The percentage was 52% for sheep and
goats. Dry goat were the second most commonly raised animal amounting to 359 and accounting for 44%, dairy sheep (3%) in the third place (25 in number), and dry goat (1%) in
the fourth (10 in number).
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Besides, the number of animals used as beasts of burden and mount was 30. There
were 25 bargir (packhorse, mule) and 5 mares. Moreover, total number of animals in Armutlu was 905. Packhorse and mule were essential for transporting woods cut down in oak
forests common around Armutlu. Because chopped oaks in these forests were transported
to Istanbul, in particular to the Yenikapı Port, wood coal produced in this area was sent in
this way, as well.
Table 10: Number of Animals Used as Beasts of Burden and Mount
Table 11: Distribution of Income by Product (1884).
Figure 12: Distribution of Income (1844).
According to Table 11, 212.615 of the total 233.457 piasters were spared for plant
production. The share of plant production in overall distribution was 91%. Income from
animal farming was in the second rank. Animal farming remained less common than plant
production (15.397 piastres, accounting for 7%). Income from the other sources of income
ranked in the third place and had the smallest share (2% for 5445 piastres). Apart from
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these, shipping or records on ships were other areas yielding money. The roll also provides
information about shares of ships recorded as large galliots and small galliots. Shipping was
important in many aspects. Firstly, Armutlu’s connection to Bursa via Gemlik and Mudanya
was provided by sailing boats and rowing boats. Moreover, olive, olive oil, wood, and wood
coal were transported to İstanbul generally by wooden scows (called Bartın style). Also,
people of Armutlu used to fish with nets, creels, and lines off Bozburun, İmralı, Eşker, Adalar coasts especially in the transition period of fish migrating to İstanbul. During those days,
Armutlu was a port of call in lane followed by sailing boats coming through Dardanelles to
the Marmara Sea and coasters reaching İstanbul. Wooden boats were repaired with timbers
obtained from forests around and boats used to shelter in Armutlu Bay from north winds and
wait for a better weather condition to continue navigating to İstanbul via Adalar.
Table 12: Incomes from Ships and Related Shares (1844).
Furthermore, the roll also offers data on real estate properties generating income
through leasing. Among these were two cafes, a grocery store, a mill, a smithy, a bakery,
and a forge. As mentioned above, all these assets point out that Armutlu was a town with
various services in that period.
DISCUSSION
Income rolls including detailed information on habitants in Ottoman Empire between
1844 and 1845 are described as significant data sources informing about social, economic,
historical, and geographical aspects of Ottoman studies and should be studied by researchers. It can be said that agriculture was the dominant activity in Armutlu. However, Armutlu
in the mid-19th century should be studied in terms of both population and other activities
and assets. Describing Armutlu in the consideration of its location and its environs, its other
functions in the mid-19th century should be holistically taken into account. In addition, Armutlu, a town of Yalova in the present official border, is a city gradually developing along
with its neighbourhoods and various functions. But still Armutlu is not in the place it should
be.
REFERENCES
B.O.A., TD.: (1260/1844), Defter No: 7947, Hüdavendigar Eyaleti, Gemlik Sancağı, Gemlik Kazası, “Armutlu Karyesi”.
BAYARTAN, Mehmet, 2003, “XIX. Yüzyılda Kütahya’nın Tarihi Coğrafyası”, İstanbul Üniversitesi Sosyal
Bilimler Enstitüsü, Unpublished Doctoral Dissertation, İstanbul.
FAROQHI, Suraiya, 2000, Osmanlı’da Kentler ve Kentliler, (Çev: Neyyir Kalaycıoğlu), Tarih Vakfı Yurt
Yayınları, 3rd edition, İstanbul.
372
GÖNEY, Süha, 1985, Türkiye Ziraatinin Coğrafi Esasları, İstanbul Üniversitesi Edebiyat Fakültesi yayını,
İstanbul.
GÖNEY, Süha, 1995, Şehir Coğrafyası, İstanbul Üniversitesi Edebiyat Fakültesi Yayını, İstanbul.
GÖNEY, Süha, 2009, Atatürk ve Armutlu Kaplıcaları, İstanbul Üniversitesi Edebiyat Fakültesi Yayını,
İstanbul.
GÜMÜŞÇÜ, Osman, 2001, XIV. Yüzyıl Larende (Karaman) Kazasında Yerleşme ve Nüfus, Türk Tarih
Kurumu Yayını, Ankara.
GÜMÜŞÇÜ, Osman, 2010, Tarihi Coğrafya, Yeditepe Yayınevi, İstanbul.
GÜRAN, Tevfik, 1998, 19. Yüzyıl Osmanlı Tarımı, Eren Yayınları, p.100, İstanbul.
KÜTÜKOĞLU, Mübahat S., 1995, “Osmanlı Sosyal ve İktisadi Kaynaklarından Temettü Defterleri”, Belleten LIXI/225, Ankara.
OSMANLI ARŞİVİ REHBERİ, 2010, T.C. Başbakanlık Devlet Arşivleri Genel Müdürlüğü Osmanlı Arşivi
Daire Başkanlığı, Başbakanlık Basımevi, İstanbul.
ÖZDEMİR, Rifat, 1998, XIX. Yüzyılın İlk Yarısında Ankara : Fiziki, Demografik, İdari ve Sosyo-Ekonomik Yapısı (1785-1840), Kültür Bakanlığı Yayınları, Ankara.
ÖZĞER, Yunus, 2004, “Temettat Defterleri Işığında Bayburt Kazası’nın Sosyo-Ekonomik Durumu”, Türkiyat Araştırmaları Enstitüsü Dergisi, Vol. 11, Issue:24, p.193–208, Erzurum.
ÖZTÜRK, Said, 2000, “Temettüat Tahrirleri”, Akademik Araştırmalar Dergisi, issue: 4-5, İstanbul, p.537591, İstanbul.
ÖZTÜRK, Said, 2003, “Türkiye’de Temettuat Çalışmaları”, Türkiye Araştırmaları Literatür Dergisi, Türk
İktisat Tarihi, Bilim ve Sanat Vakfı, Türkiye Araştırmaları Merkezi, Vol. 1, Issue: 1, p.287-304, İstanbul.
PAKALIN, Mehmet Zeki, 1971, Osmanlı Tarih Deyimleri ve Terimleri Sözlüğü, M.E.B. Yayınları, II. Cilt,
İstanbul.
TANOĞLU, Ali, 1966, Nüfus ve Yerleşme, İstanbul Üniversitesi Coğrafya Enstitüsü Yayını, İstanbul.
TERZİ, Arzu, 1992, “Aydın Güzelhisarı’nın Sosyal ve İktisadi Durumu 1844”, İ.Ü. Sosyal Bilimler Enstitüsü (Unpublished) MA thesis, İstanbul.
TUVİ, Reyhan, Geçmişten Bugüne Tirilye (Zeytinbağı), Net Ajans, p. 18-19. (Publication year and place
not available).
Footnotes
1 Dairy means milk producing, fertile, and financially valuable.
2 Dry/Common means “infertile and financially invaluable”.
3 Ağnam is plural form of ganem which means sheep.
4 Galliot is a sailing transport boat with a big coat of arms and is 4,5-6 meters in width, 11-25 meters in
length, and 30-250 metric tons in weight. (http://www.ginolumodelmaket.com/cektirme.html).
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CITIES, URBANIZATION, METROPOLISES
AND RELATED PROBLEMS:
THE CASE OF TURKEY
Mesut DOĞAN
In the years when republic was proclaimed, there were two cities whose populations
exceeded 100.000, namely Istanbul (680.857) and Izmir (153.845). In Turkey, urbanization
started in the midst of 20th century. Urbanization process was almost dormant till 1950s, but
gained speed in the following years. Globally, the first urbanization movements started in
industrial societies and became a considerable phenomenon by the passing of the time. Soon
after the World War II, as in the whole world Turkey underwent an economic renovation
thanks to some incentives and moves. This paved the way for investments, which caused
people to migrate especially from urban areas to cities. This movement is still going on because economic investments and migration underpin the urbanization movement.
Due to the recent developments, cities adopting a well-planned expanding policy try
to manage a successful urbanization process. Urbanization “refers to increase in the quantity of cities and in population living therein. Conceptualizing it as a demographic phenomenon would be a misperception. The concept of urbanization originates from changes
in the economy and structure of a society. Therefore, it is a necessity to include economic
and social changes as the primary cause of population flow in the definition of urbanization.
Economic, social and political factors should also be taken into account” (Keleş, 2006: 25).
In other words, “to simply put it, urbanization can be defined as the increase in number of
settlements in parallel with industrialization and economic growth, and as a demographic
accumulation caused by population growth in these settlements” (Yüceşahin et al., 2004:
24). Cities grow with resources and investments they have, and create a multifunctional area
where settlers deal with various activities.
Urbanization has brought about the desire to lead a better life. “In every Turkish city
whose settlement history dates back to ancient times, the settlement arrangement organized
according to the prevailing conditions in Middle and Modern Ages has been preserved, and
laid the ground for the continuation of concrete construction permeating every niche of this
unplanned urbanization. This urbanization movement, which is in contradiction not only
with the geographical factors but with present conditions and practices as well, brought
along scores of matters which had not been taken into consideration before” (Göney-Bayartan, 2010: 552). Results proved to be inspirational for other cities that desired to keep up
with the urbanization process.
While immigrated cities substantially develop thanks to industry and urbanization,
they suffer from unplanned urbanization due to squatting in the countryside. Such side effects cause overpopulation and pollution. On the one hand, the increase in the transportation
activities produces more exhaust emission; on the other, overpopulation results in noise
pollution. Gases, smog and dust given off by the heating systems boost the population. Migration is one of the primary causes of housing problems, which people attempt to sort out
by destroying the flora of a particular area and building houses there. A recent development
which is referred to as “mass housing” is likely to partly solve the problem.
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Another factor effective in settlement is universities. Besides being scientific and intellectual institutions, they also cause drastic changes where they are located. “The effects
of universities on the population are closely related to the size of the university and the
city. Therefore, it is obvious that a university not influential in a particular area would have
a limited effect on the population (Işık, 2008: 167). Number of the universities started to
increase at the beginning of 1990s, and have gone on doing so from the onset of 2000s. As
of 2014, the number of universities amounts to 166; 93 state (including Gebze and Izmit
Institute of Technology) and 73 private. All these universities contribute to the progress of
urbanization.
Table 1: Urban and Rural Population in Turkey by Census Years (1927-2013)
Table 1 indicates that rural population was 17 million in 2009-2012 despite the decline and plummeted to 6.633.541 in 2013. The reason for this drastic fall is the rise in the
number of the metropolises from 16 to 30, and the abolishment of 559 municipalities. Legal
personalities of the villages and sub-municipalities within the administrative borders of the
metropolises were terminated and they were merged into a single municipality. Industrial
investments were first launched in İstanbul, Ankara and İzmir; then in Adana, Bursa, Kocaeli, Sakarya, Erzurum, Diyarbakır, Eskişehir, Samsun, Gaziantep, Konya, Kayseri, Antalya, Mersin, Denizli, Hatay, Aydın, Trabzon, Malatya, Balıkesir, Manisa, Kahramanmaraş,
Urfa, Muğla, Van, Tekirdağ, Mardin and Ordu.
6 of these metropolises are located in the Marmara Region; 5 in the Aegean, 4 in the
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Central Anatolia, 3 in the Black Sea, 3 in the East Anatolia and 4 in the South East Anatolia
Regions. As is seen, geographical distribution of the immigrated cities does not exhibit a
regular pattern. This results in an ever-increasing migration owing to interregional differences, which causes the problems to grow bigger. Metropolises in particular keep urbanization relying on their assorted and powerful functions (industry, agriculture, tourism, universities and the like). Evaluation of urbanization in terms of population falls short in achieving
a thorough investigation because there are some other criteria other than the population.
Urbanization in Turkey can be discussed in 4 main periods: namely, 1923-1950, 19511982, 1983-2000 and 2001 and later. The first period, i.e. 1923-1950, was inundated with
difficulties and limited opportunities. It is well-known that urbanization in 1951-1982 occurred as a result of the investments typical of industrial movements. Moreover, development plans were implemented in this period, when political incidents used to break out every 10 years. Once civil administration assumed the responsibility of governing the country
in 1983, urbanization took up a whole another level and first metropolises of Turkey, namely
İstanbul, Ankara, and İzmir) were proclaimed in 1983.
In 1983-2000, the 3rd period, urbanization gained speed. Migration between crowded
cities occurred, which was quite new then and made cities grow larger. Thus, Adana, Bursa,
Kocaeli, Sakarya, Erzurum, Diyarbakır, Eskişehir, Samsun, Gaziantep, Konya, Kayseri,
Antalya and Mersin were proclaimed metropolises.
Intercity migration ceaselessly increased in 2001 and after (the 4th period), as well. During this period, Denizli, Hatay, Aydın, Trabzon, Malatya, Balıkesir, Manisa, Kahramanmaraş,
Urfa, Muğla, Van, Tekirdağ, Mardin, and Ordu grew into metropolises (2013).
Table 2: Number of the Cities in Turkey: 1927-2013
URBANIZATION-RELATED PROBLEMS
Urbanization is in a multilateral interaction. Urbanization in Turkey is greatly affected
by the decisions and practices of decision-makers in the micro- and macro-economic, social, political and cultural domains. In this system, urban people expect city governments to
offer some services, which sometimes cause clash between these two parties.
A particular criterion does not apply to the industrialization-induced urbanization.
There are cities growing uncontrolled besides the ones vanishing by the passing of the time.
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İstanbul is the most vivid example of the former case. Ankara, İzmir, Bursa and Adana are
also among the unevenly growing cities. On the other side, Karabük and İskenderun, which
were based on industrial developments and named “Industrial Cities” are the best examples
for the latter. Any other form of urbanization can be qualified as “a well-organized urbanization”. A regular and well-organized settlement can be achieved in consideration of planning,
infrastructure, employment and environmental conditions. If all the urban factors, such as
space, population, industry and so on, are taken into account, then it is possible to achieve
a well-planned city. It is unlikely to form a well-planned city where employment is scarce.
In such places, a sudden squatting boom takes place in various parts of the city. An orderly
developing city is not characterized by squatting that has occurred in the first 3 metropolises
and later on in the others as a consequence of industrialization.
Once “squatting resulting from the need for housing to live in a city” (Tekeli, 2008:
54) used to originate from immigration; over time, it has become the primary cause of migration. People moving to cities in search of jobs firstly seek shelter in slums and then go
out to find a job, which marks the start of squatting and thus emergence of an unpleasant and
unaesthetic cluster of buildings. “Since the choice of the place of residence and the decision
to move dramatically affect the family union and life cycle processes, they play a decisive
role in housing and construction policies” (Özgür-Yasak, 2009: 43). Lack of order and balance in cities gives way to inevitable conflict of interests, and also a disproportionate rise in
rents and real estate prices.
Image 1: Slums and Squatting
Historical, social and cultural changes in the course of urbanization causes the relations between the family members and within the society to weaken. “Grandparents entrusted with the important task to pass down their culture across generations have come to
lose their roles in a life of tall buildings, which eliminates the social actors to pass down the
cultural properties. Now, children have come to spend their free time with computers and
similar devices, which have distanced children from society” (Tuna, 2010: 365). Because
they spend more time at home, they suffer from obesity.
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“Urbanization is an integral part of modern life. However, it causes changes in social
life. It also causes family ties to loosen or break up. In the past, a couple of generations used
to live together in a single house, but now houses have been replaced by flats where nuclear
families lead isolated lives far from soil and stuck in a box-like space. In such a life style,
neighbours have become alienated and have got separated from each other” (Doğan, 2013:
263).
A strong cultural background underlies the cities whose history can be traced back to
very old times. Looking at demographical factors forming the nucleus of today’s Turkish
metropolises, it can be asserted that houses, shops, workshops, factories, social and cultural
facilities, and religious structures used to be located close to each other to the extent that
topography of the area allows for. In such a formation, people used to know each other, gently salute each other and did not suffer from security problems. “Along with urbanization,
socio-cultural structure of the societies has undergone a drastic change. The change in the
social environment and the safe lifestyle has brought about a desire to lead an independent
life. Moreover, people’s preference to live alone rather than together made them avoid interpersonal relations. Collaboration and solidarity are about to become obsolete values and
people are distancing themselves from customs and traditions” (Doğan, 2012: 241), which
causes degeneration in the society.
People’s connection with the nature has enfeebled as urbanization goes on. Belonging
to city was replaced by indifference and ignorance, and in the end cities have vested a whole
new guise. Urbanization brought about transportation problems. People have come to cover
longer distances between new settlements, work areas, hospitals, schools and the like. In
the centres of the cities, both roads and sideways have begun to fall short in satisfying the
transportation need.
Image 2: A Well-planned Modern Living Space
In Turkey, urbanization is quite effective in environmental pollution. Garbage of any
kind has adverse effects on water and soil ecosystem. Assorted activities emerged from
population growth have become the main cause of garbage problem. Chemical agents used
unconsciously cycling back to water resources and soil due to polluted precipitations. Especially in the cities, increase in the number of buildings, exhaust gases, contamination of
water and air with fuel oil result in pollution at an alarming level.
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CONCLUSION AND SUGGESTIONS
Conscious decision-makers and citizens protecting their history, culture and social
dynamics are sine qua non for a sustainable environment and a well-planned urbanization.
Migrations and similar movements for various reasons cause problems in metropolises. It is
necessary to support investments in and development of the starting point of migration to be
able to stop the rapid population flow to metropolises. In consideration of topographic features, design of the city should be well-planned. Besides, regional planning is an important
issue, too. Plans damaging the cultural texture of a city should be avoided.
Any kind of plan and services implemented in the course of urbanization should be
purged of political concerns. Plus, planning should not be manipulated by groups of interest. Especially, the effects of new construction on the city should be considered in a detailed
manner. Migration from rural areas to cities, especially to metropolises is the outcome of
fragmented agricultural fields, scarce yield harvested from these fields, and an excess of labour force. So as to strengthen rural life, it is a must to merge the fields into large bodies of
lands. Further, villagers and farmers should be provided with credit loans with low interest
but longer periods of payment.
It is significant to put geographical environment at people’s disposal in the best beneficial manner possible for an orderly and a sustainable planning. Therefore, functional plans
intended to offer a better life for humans should be implemented on the basis of the tenet
“humans first”.
It is certainly a step that should be taken by the government to educate and train the
immigrants. Thus, people should be oriented to training projects that could possibly help
participants find jobs.
It is easy to achieve the goals in a well-planned and sustainable urbanization process.
It is crucial to observe some rules in implementing certain practices on the ones that are supposed to adapt to the urban life in the urban population and on the ones that lead a traditional
life in the city. In the urbanization process, both local and central governments should be in
the foreground. In Turkey, where urbanization is in progress at full speed, the metropolises
are overly crowded. This overpopulation is causing irreversible problems. New business
centres have appeared over time, and these centres have caused social and cultural changes
in the nucleus of a city. For this change not to occur, the nucleus should be protected no matter what the cost is. Such metropolises as İstanbul, Adana, Kayseri, Gaziantep, Şanlıurfa,
Eskişehir, Bursa, Erzurum, Kütahya, Diyarbakır and Konya are exerting great effort to protect their nuclei.
Protection and development of metropolises in consideration of natural and human
conditions should be evaluated in a well-planned fashion by taking into account the local
and general features of a country.
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Stratejilerinde Avrupa ve Amerika Deneyimi”, Uluslararası Kentsel Dönüşüm Uygulamaları
Sempozyumu 27–30 Kasım 2004, Küçükçekmece Belediyesi Yayını, İstanbul.
DOĞAN, M., 2013, “Türkiye’de şehirleşme: Büyükşehirler ve Şehirleşme Sürecinde
Değişen Sosyo Ekonomik Yapı”, Prof. Dr. Süha Göney’e Armağan Kitabı, S: 239-280,
379
Yazın basın Yayın Matbaacılık. İstanbul.
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of the Second International Conference on Water Energy and the Environment Kuşadası,
21-24 September 2013, Paper 270, Kuşadası.
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SOCIAL DEPRIVATION AND URBANITY
AS THE ELEPHANT IN THE ROOM
Mirek DYMITROW
René BRAUER
1. URBAN POVERTY IN EUROPE TODAY
Poverty and marginalization in urban areas are hardships that are not necessarily limited to developing countries. Around 80 million Europeans today live in conditions that
fall within the definition of poverty (Inequality Watch, 2012). However, there are urban
areas where this type of poverty is more prevalent. In the UK they are known as sink estates
(cf. Reay, 2007), in Poland as socjałki (Dymitrow et al., 2014) and in France as banlieues
(Préteceille, 2009) – just to mention a few. These estates usually consist of concrete slab
high-rise buildings and are often characterized by high levels of racial segregation, unemployment and crime, as well as low levels of education, integration and health. The development of this form of estates has often been attributed to intensified economic globalization,
increased demands on labor flexibility, the rampage of neoliberal capitalism, restructuring
of the European welfare model, racial tendencies and political short-sightedness (cf. Cassiers & Kesteloot, 2012; Ratcliffe & Krawczyk, 2011; Schierup & Ålund, 2011; Devicienti
& Poggi, 2011).
In the Swedish equivalent (known as miljonprogramområden), the current situation
is not encouraging despite the multitude of urban development programs launched to address the issues at hand. Not only does the situation not improve, it deteriorates (Boverket,
2013). Since the linkage between social deprivation and anti-social behavior is well-known
to sociologists (cf. Bourdieu, 1997), the problems experienced in miljonprogramområden
are often the catalyst for violent riots (cf. Schierup & Ålund, 2011; Stattin, 1990), the latest
of which occurred in the Stockholm suburb of Husby in May 2013. Moreover, in step with
the reemergence of racist, nationalistic and anti-Muslim political parties across Europe (cf.
Sprague-Jones, 2011), the vivid imagery of these riots in combination with constant failures
of local development programs cultivates the rhetoric of radical nationalist right wing claims. According to their essentialist logic, the blame is affixed to the ethnic attributes of the
inhabitants rather than to the systematic flaws in the design of these projects. We would like
to argue, however, that one of these systematic flaws could be the biggest and most obvious
of them all – the proverbial ‘elephant in the room’. In this paper, we explore the fallibility of
‘the urban’ – or simply ‘the urban bias’ – in actions labeled as urban development projects
set to target the issues of social deprivation.
Claiming that urban development programs would have an urban bias might appear
tautological and needs some clarification. What does an ‘urban’ label really mean? Let us
begin by acknowledging that ‘urban’ is by far not a homogenous concept and the sheer
fact that nations define ‘urban’ differently hints at the underlying problem with simple measures of urban complexity (Dahly & Adair, 2007: 1408). Given that conceptualizations,
frameworks and perceptions always guide our thoughts, judgments and actions (cf. Dennett,
1993; Latour, 2013), the particular ways in which we relate to urbanity become explicitly
relevant. The major point is that when not all urban prerequisites are met, the developmental level an urban development project is aiming at might be set too high and hence depart
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excessively from the real problems at hand. Using the example of the Swedish suburbs of
Hjällbo and Hammarkullen in Gothenburg, we argue that in areas where urban poverty is
the greatest, simply not all signifiers of the presumed concept of urbanity are met, and hence
rigid adherence to urbanity as a guiding force might in fact contribute to counterproductive
plans of actions. In short, an urban development project may lack the presumed urban foundation and is therefore doomed to fail.
The disposition of this paper is as follows. The next chapter outlines the study areas
and gives a short introduction to their history and current socio-economic situation. It is
followed by a theoretical elaboration on the concept of urbanity and its relation to urban
development. The empirical examples that follow are used to strengthen the argument on
the visual and functional discontinuities and discrepancies encountered in the area when posited along a rural-urban axis. We also look into the rhetoric of one of the biggest EU-sponsored urban development projects in Sweden, which we try to balance by incorporating the
perspectives of the people supposedly being the recipients of this program. The paper ends
with a general discussion on the concept of urbanity and its usefulness within development
projects aiming particularly to address issues of poverty.
2. Social deprivation Swedish style
Hjällbo and Hammarkullen are two suburbs in Gothenburg located as isolated land islands approximately 10 km north-east of the city proper. Since the built area consists of anything between 10-storey clustered buildings and Swedish-style red wooden family houses,
its density varies greatly. The main mode of transportation in and out of the areas consists
of three tram lines. The Hjällbo station is typical for the Gothenburg area while the station
in Hammarkullen is buried some 25m underground, reminiscent of a subway station. Car
traffic within the central parts of these areas is discouraged by the many crossing barriers,
creating large car-free spaces.
Today, Hjällbo and Hammarkullen are typical poverty-ridden miljonprogramområden
in both physical and demographic terms. As of 2013, there were 7479 people living in Hjällbo and 8034 in Hammarkullen, of which approximately 58% were born outside of Sweden.
All in all, the share of individuals with non-Swedish backgrounds amounts to around 90%
in both areas. As of 2010, 15% of the area’s population was formally unemployed while
the average for the whole of Gothenburg was 4% at the time. The percentage of people in
2009 living on social welfare was 35 % (Hammarkullen) and 21% (Hjällbo) respectively,
compared to the average of 7% for the whole of Gothenburg at the time. As such, the total
average yearly income is 45–50% below the average of Gothenburg and thereby barely
above official poverty limits for Sweden (Göteborg Statistik, 2014). This brand of poverty,
where deprivation has an ethnic dimension, is typical of Sweden (cf. Harsman, 2006).
Given these circumstances, the future for young people looks bleak as well, as of 2010
between 48% (Hjällbo) and 58% (Hammarkullen) of the students failed to pass the ninth
grade with satisfactory marks in one or more subjects, disqualifying as much as one third of
all students from continuing their studies and contributing to high levels of youth unemployment (Göteborg Statistik, 2014). In regard to crimes statistics assembled by the regional
police Hjällbo placed first and Hammarkullen third within the region (Håkansson, 2007).
The combination of the abovementioned factors along with bad nutritional habits and low
levels of exercise creates a situation where life expectancy is 9 years lower when compared
to other parts of Gothenburg (Flanke, 2014). All in all, the socio-economic problems com382
bined with its physical isolation render an area that is economically, culturally and socially
segregated from the rest of Gothenburg, while the high crime rates do little to improve the
image it has struggled with for years (cf. Zintchenko, 1993).
3. What you see is not always what you get
Urban development, urban planning or town planning are administrative, technical
and political processes that shape the urban fabric to ensure that the development of the
urban settlement follows a desired outcome (Taylor, 2007). In this respect, the concept of
urbanity represents an idea connected to certain theoretical frameworks used to make sense
of and to structure our reality (Knox & Pinch, 2006: 223-224). As famously pointed out
by Immanuel Kant, our understanding of the world is not independent unalterable qualia.
Instead, our perceptions (cf. Dennett, 1993) and consequently our actions (cf. Latour, 2013)
are closely tied to how we understand any given concept, in this case – urbanity. So what
is urbanity?
The term ‘urban’ is widely associated with the commonly used terms ‘town’ and
‘city’. These are two types of human settlements endowed with certain characteristics that
are intuitively distinguished by most people. According to Pacione (2009: 19-20), there are
four principle methods employed to identify urban places: population size, economic base,
functional definitions and administrative criteria. Population size stems from the notion
that urban places are generally larger than rural places; urban economic base presupposes a
predominant engagement in non-agricultural work; functional definitions of urbanity reflect
the real extent of urban influence; and, finally, administrative criteria are national, particular
definitions of urbanity, that are largely incomparable between different countries. Most of
these themes, though often under different terms, recur in most literature dedicated to the
concept of urbanity (Öhman, 1992; Knox & Pinch, 2006; Szymańska, 2013). However, the
characteristics associated with urbanity are often condensed to ‘urban images’, i.e. schemata that integrate many separate elements, including both concrete and abstract stimulus
information (Segal 1971; Rapoport 1977: 114). Due to their visual mode, these schemata
often coincide with the morphological aspect (cf. Chądzyńska & Litwińska, 2005), which
stands in for a subconsciously coded cultural archetype of urbanity (cf. Rapoport, 1977).
In this respect, one major problem with administrative designations of urban areas is their frequent lack of correspondence with the actual content of the area in question. This
drawback, as we will outline in this paper, often reduces urbanity to one or two attributes
(usually the most conspicuous ones), and these attributes tend to be overemphasized when
devising development programs aimed at ‘urban areas’. As a result, such an approach may
have dire consequences in areas whose ‘urbanity’ is irregular, not clear-cut, or simply not
enough nuanced.
The primary assumption behind urban development in general is that the target area
is either urban or is being developed into something urban. In these terms, urbanity is also
often described as what it is not, i.e. rural (cf. Woods, 2011). This creates a dichotomous,
essentialist distinction between urban and rural which are used to serve as allegedly meaningful categories. However, the rural and urban are obfuscator and awkward in practice,
and have been challenged as useful concepts by international scholarship (cf. Champion &
Hugo, 2004). This has to do with the fact that intra-rural differences can be enormous and
rural-urban similarities sharp (Hoggart, 1990: 245). In response to the now largely contested rural-urban dichotomy, the somewhat less stringent concept of rural-urban continuum
has been launched. It should be understood as ‘a group of settlements occupying the entire
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rurality-urbanity scale, where formally rural and urban units are interspersed’ (Sokołowski
2008: 63). Sokołowski (1999: 43) identified some 40 attributes associated with urbanity,
whereof the most often used 10 are shown in Table 1. He distinguished between what he
called urbanization sensu stricto and urbanization sensu largo, varying in the amount of
urban-specific components and occurrences of some qualitative differences. Generally speaking, the prerequisites of urbanization sensu stricto must be fulfilled for a settlement to be
regarded as fully urban, while urbanization sensu largo must not necessarily lead to formal
urbanity, even if such settlements may strike visually as urban.
Table 1. Ten dimensions of urbanization as identified by Sokołowski (1999).
What we choose to call an urban bias occurs when certain (visual) attributes associated with both urbanization sensu largo and sensu stricto (such as morphological, social and
economic) may skew the impression of an area being urban sensu stricto altogether. Taking
into account only a few attributes of a more subtle and complex state inevitably leads to
a number of urban-biased assumptions when devising an “urban” development project, at
the same time overshadowing some finer nuances of the area in question. As such, strict
adherence to a biased urban ideal (based on a stereotype) creates discrepancy between the
actual problem and the proposed solution. While the solutions depart from an ideal based
on a higher level of urbanization and civilizatory progress, the practical problem lies on a
much more fundamental level. As such, stereotypical treatment of an environment as urban
is bound to miss those finer subtleties, which may be damaging to the desired outcome of
the project.
Obviously, urban poverty is a complex problem and no single cause responsible for
the failure of urban development projects can be identified. Short-sightedness of elected
officials and their policy goals (cf. Ratcliffe & Krawczyk, 2011), negative impacts of neoliberal capitalist undertones in policy (cf. Schierup & Ålund, 2011) as well as inherent inertia
present in heavily segregated areas (Devicienti & Poggi, 2011) are only a few examples of
failure-related factors. Although all, some or none of these factors may have been present in
our case as well, the urban bias outlined in this paper is a much more fundamental fumble,
because most often it is taken for granted. Our goal is hence to problematize this elephant in
the room by highlighting the dirty trail it has left behind.
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4. Examples of urban bias from Hjällbo and Hammarkullen
In order to illustrate what might be considered an urban bias, we have looked into
three examples from Hjällbo and Hammarkullen. The presented examples are extracts from
both authors’ long involvement in projects related to the two areas (Dymitrow & Holmberg,
2007; Dymitrow & Andjelić, 2008; Brauer 2010; Dymitrow et al. 2010; Dymitrow et al.,
2011) and the hypothesis regarding the negative effect of urban bias originates from the
conclusions of these projects.
We began with the most obvious – the visual frame. In Sweden, the visual imagery of
miljonprogramområden has become synonymous with the failure of society (cf. Ristilammi, 1999). Hence, the first thing that struck us were certain impressionable inconsistencies
between the actual context of deprivation and the direction the interventions induced by various development programs had taken. What caught our interest the most was the questionable rationale behind certain interventions, which led us into conducting a program analysis
complemented by a number of expert interviews and seminars. One striking observation
was that the design of the program appeared less concerned with the problems and perceptions of the people living in the area and more with how the people outside would view it.
This indication inspired us to highlight the neglected view of the residents by conducting a
questionnaire study. The results presented below are summarizations from those efforts.
4.1.
Visual inconsistencies
When collective imaginations of an area are constructed, they are often associated
with visuality, i.e. ‘how we are able or made to see and the unseeing therein’ (Johansson,
2009: 259). The visual imagery of an area can thus be used as a guide to the underlying
frameworks and assumptions, representing an exploratory approach open for spontaneous
observations. The latter can in turn be used to contrast different theoretical frameworks
underlying their construction (cf. Urry, 1990; Dymitrow, 2014). We have used the visual
impressions in this sense. Departing from the practice of looking in an urban context, visuality is met primarily with urban morphology, i.e. a set of features that coincide with the
largest part of our visual field. Given the morphology of Hammarkullen (see Figure 1) the
area appears nothing but urban. At a closer look, however, some apparent inconstancies
quickly arise.
First and foremost, the establishment of a university (Center for Urban studies (CUS))
in Hammarkullen is one such inconsistency. Given that several schools in the area are being
closed (including the secondary school in Hammarkullen; Bozinovska & Grahn-Hinnfors,
2012) and considering the already high rate of local students failing to qualify for higher
education, the situation strikes as an odd particularity. Moreover, the local ‘educational
gap’ poses the question of whom exactly this university is supposed to attract in terms of
eligibility for admittance.
Another striking visual imagery is brought on by the garbage discarded in front of
the buildings, on parking lots and along the streets – an experience a local child care center
found out the hard way. According to a lecturer at Hammarkullen’s university, garbage
thrown out of the windows by the tenants jeopardized the children’s safety, whereupon a
metal roof above the playground had to be erected. Direct waste disposal in urban areas is
foremost associated with (some) developing countries, like the sanitary problem of “flying
toilets” (plastic bags with human feces flung into the public street) but has been also observed in some areas of the EU. One notorious example is Luník IX, a Roma-inhabited borough
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in the Slovak city of Košice, infamous for its several meter thick layers of garbage exuding
toxicity into the groundwater (Biach, 2013). The problem of systematic waste defenestration has also been observed in Sweden, in the socially deprived Malmö suburb of Rosengård.
The inconsistency lies in the fact that even though the buildings have an urban appearance,
social deprivation may lead to lowered ‘urban’ attitudes of its occupants towards urbanspecific waste management procedures. Such behaviors are normally indicative of deficient
urban infrastructure which could be inferred to as ‘the ruralization of the city’ (Szymańska
2013; Cloke, 2006). However, even though the infrastructure is there, behaviors based on
lowered urban consciousness (i.e., heightened awareness for the common good) may inadvertently lead to cutbacks, such as in Košice, where the municipal government eventually
not only ceased to bulldoze the garbage but also cut off gas, water and electricity.
Fig. 1. Hammarkullen – predominant morphology. Source; authors’ own work.
Another striking inconsistency regards the disparity between some highly urban features that are being exceptionally well taken care of, like the Hammarkullen Station. Built in
the effigy of Stockholm’s subway system, it is one of the kinds in Gothenburg. Adorned with
modern art gallery strewn amidst the tram tracks and along its 158 m spot-lit escalator, the
reconstructed and modernized station emanates an impressive air of urbanity. Once out in
the open, the scenery changes significantly: a disheveled open space (“market square”) with
very few facilities, such as bank, pharmacy, post office, coffee shop and most importantly,
a well-equipped food store1. There are some minor shops but their assortment is reduced
foremost to candy, junk food and tobacco. Lack of a proper shop to fulfill the basic needs
of the 8000 locals (the equivalent of a middle-small Swedish town) is particularly conspicuous. The large building by the square that used to house the food store has stood empty
since 2001. With promises of lower rent and other favorable conditions, the city has tried
to pull major food chains to establish themselves in the area, unfortunately to no avail. One
1
Although all these services used to be available in Hammarkullen, today they gradually disappear.
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mentioned factor was the high level of crime in the area (Dymitrow et al., 2010). The inconsistencies provide an odd diorama of dysfunctionality. The new “art gallery” also serves as
an agreeable canvas for local drug dealers riding up and down the escalator during daytime.
According to an officer at the local youth center, the sight of drug dealers has become so
common that the locals no longer bother reporting it to the police. A similar discrepancy has
been noted with the newly revamped benches on the square which came to serve local youth
gangs when threatening bypassing pedestrians (Andersson, 2013a).
Universities, art galleries and modern architecture are often indicative of civilizatory
progress attributed to the process of urbanization in terms of social, technological and cultural development. At the same time, shortcomings at a more fundamental level, such as
lack of basic facilities, suspensions in primary education or bouts of anti-social behavior,
could be said to represent the antonym of such development. In our study area, there is an
apparent discontinuity between the problems at hand and the proposed solutions. When the
solutions seem to aim at a level of development higher than what is characteristic of the area
in question, an urban bias is effectively created. To understand this rationale, we will now
briefly turn our attention to the programmatic frame that propels such reasoning.
4.2.
Enter the largest EU-sponsored urban development project in Sweden
Development projects always depart from assumptions about reality, which in turn
guide specific courses of action (Brauer & Dymitrow, 2014). Identifying these assumptions
can be useful in explaining why some seemingly obvious differences manage to persevere
(cf. Forsberg & Lindgren, 2013), not least when aligned with the contested rural-urban axis.
In that vein, the program analysis summary that follows is based on studies of and various
interactions (correspondence, seminars, and field trips) with the latest urban development
project conducted in the discussed area, counterbalanced by auxiliary information, mostly
relevant media commentaries and interviews with various stakeholders affected by the project.
Utveckling Nordost (UtNo; “Development North-East”) was the latest urban development project in the area, lasting between 2011 and 2013. With a budget of 123 million
SEK, it was also the largest urban development project in Sweden (financed at 40% by the
European Union). UtNo, however, was only one of many earlier similar projects. Notwithstanding the issue of constant failure to ease social deprivation, the Swedish National Board
of Housing, Building and Planning found that all these projects had one thing in common:
there was a great uncertainty as to ’what the exact purpose of this type of urban development was’ (Boverket 2013:7). UtNo is no different in this respect, as not all of its intended
goals were accomplished. UtNo aimed to create 220 new job opportunities, among others
thorough the establishment of new companies within the sectors of high technology, green
technology, information services, etc. Not only was the official target not met (only 92 new
jobs were created) but the companies UtNo had hoped to establish never materialized. Instead, the companies founded by novice local entrepreneurs were small-scale low-tech businesses, such as taxi driver, house cleaning or building maintenance (Klasén 2013; seminar
with UtNo project manager).
Moreover, in its effort to attract new companies to the area, UtNo heavily emphasized the area’s culture and cultural diversity as positive forces of attraction. Besides being
a multi-ethnic crucible, the area is also known for its annual Hammarkullen Carnival and
the exceptionally high number of cultural clubs (more than 40 in Hammarkullen alone).
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In that vein, one of UtNo’s main advertisements depicts tango-dancing couples alongside
a suggestion to start a new business venture. Such ideations of development are laudable
but go hand in hand with the overall character of actions deployed in the area in terms of
specialization. The previously mentioned reconstruction of the underground station and the
beautification of the public square at Hammarkullen were also financed through UtNo, as
were: the creation of a cultural city park, the renovation of the central theatre stage and
the construction of a large cultural center (Angered Arena) with adjacent swimming pool
(Utveckling Nordost, 2014). However, when asked during a seminar about this somewhat
peculiar choice of action, UtNo stated that ‘everybody is aware of the problems in this area;
therefore, we try to improve the urban image to change this trend’. In other words, a focus
on cultural activities is thought to cause a trickle-down effect, where aiding to establish new
companies could in turn create new job opportunities. However, it was unclear how exactly
culture and cultural diversity could be an aid for newly established businesses in practice.
Moreover, besides some general criticisms addressed to UtNo, the question of to whom all
these cultural investments were actually directed was raised. If the focus is on improving
the ‘urban image’ of the area, than clearly people outside of the area are the target, and if so,
how can this help the people living inside of it? According to a local NGO manager, such reasoning creates a demarcation that is further reinforced by the fact that most people working
in the area live in other (less problematic) areas of Gothenburg (cf. also Andersson, 2013b).
In the absence of anticipated change, the scenario brings forth feelings of betrayal in terms
of democratic participation and political representation. It also creates and cements a sense
of otherness (insider/outsider), with, for instance, the local youth referring to government
officials as ‘colonizers’: while the one type of officials (teachers, administrators and social
works) occupies the area by day, the other (police and security personnel) occupies it by
night (cf. Sernhede, 2007) .
Putting emphasis on cultural activities and high-tech companies sounds indeed like
reasonable investment strategies, well in line with contemporary politics propelled by the
intellectual spur of time. However, such development only works well where the assumed level of urbanity is satisfactory (like, for instance, where most of the officials live).
According to Maslow’s (1943) now classical hierarchy of needs there is a natural line of
progression built into the human psyche of self-realization. You do not buy a car when you
do not have money for food, because if you do you will most likely run into severe fiscal
problems accompanied by emotional stress and other health-related issues. Therefore, if one
only invests in culture, which is a higher level of human accomplishment (than e.g., proper
accommodation, a job, social belonging), then the culture is likely to be used for something
else, or perhaps even abused. Conscious deflection of attention from the real problems at
hand in hope of evading further stigmatization is indeed compassionate but ineffective. In
fact, it may only exacerbate the situation by letting an ornate halo dazzle an ugly core of
decrepitude.
Indeed, at an assessment seminar, UtNo admitted having learned from the type of
companies established during its reign that they aimed too high in their ambitions. Accordingly, it appears UtNo has now changed its course of action completely with the introduction of a new rural approach called Stadslandet (‘The Urban Countryside’). This latest
project of UtNo aims to introduce agriculture and animal husbandry into the area as a new
way of creating job opportunities. The discussed plans include the establishment of a camel
farm, a pig farm and vegetable gardens in the area, a development that allegedly received
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backing from the local community (Stadslandet, 2014). From this line of reasoning, UtNo’s
conclusion would be that ‘if these people are not urban, than they must be rural; maybe a rural approach will be successful’. What it does, however, is to exchange an urban stereotype
(high-tech, avant-garde culture) for a highly rural one (farming).
4.3.
People’s own perceptions
Assuming that the recurring projects deployed in Hjällbo and Hammarkullen are aimed
to ease social deprivation, then the focus is clearly on the people. Consequently, a program
opting for either an urban or a rural focus inadvertently makes assumptions about what kind
of people it is targeting. Given the specific context of the area, it is hence important to both
capture and reaffirm the experiences of forced displacement and marginalization: how people structure their relationships with the state, with their cohabitants and with the environment they are part of, whatever the label. In order to understand “how individuals not only
frame their own perceptions of exclusion and ‘right to the city’ but also enact this in their
daily lives” (Ramakrishnan, 2013: 754), we have conducted a questionnaire study. 80 questionnaire sheets were placed at a local community center, Caritas Hjällbo. Despite being a
Catholic organization, Caritas welcomes people of all creeds, hence there are some 300–400
people attending the center every week (it should be noted that according to Caritas, no one
from UtNo has ever consulted them regarding the project). 69 filled out questionnaires were
returned. So what are the backgrounds, needs, problems and aspirations of these people,
and do they match the assumptions postulated by UtNo’s different approaches?
The picture presented to us showed neither distinctively rural nor urban characteristics but a wide range of in-between forms. Representing four different continents, similarly
diverse can be expected the respondents’ relationship to what it means to be ‘urban’ or ‘rural’2. Given the general problems with integration of immigrants into Swedish society (cf.
Sernhede, 2007), it is highly doubtful that the individuals (54%) claiming to come from a
‘major city’ have a Swedish ideal in mind (Table 2 shows the five most common countries
of origin). In terms of previous employment (Table 2), only one person had worked in a
sector traditionally identified as ‘rural’ (cf. Cloke, 2006); at the same time, none have had
a culture-related work position. Instead, the majority had worked in sectors that are neither
distinctively rural nor urban, covering a great diversity of jobs.
Table 2. Survey: Most commonly stated areas of previous employment and countries
of origin.
2 According to Danida (2000), ‘[i]nternational comparisons are difficult, as they may look at settlements which,
despite being classed in the same category, may be very different in both population size and infrastructure’.
389
Improving the situation of a certain group of people should take into account their
needs and problems; needs in the sense what represents the most urgent dearth in their lives
and problems in the sense what adverse situation needs to be changed. A common urgent
need seems to be lacking Swedish language skills as only 42% of the individuals stated they
were able to speak and read it. What is more striking is that this pertained a cohort were the
majority (40 individuals) had lived in Sweden for over 15 years. Other expressed problems
were social exclusion, depression, alcohol abuse and domestic violence, with 35% of the
individuals having stated to feel bad or very bad mentally and 42% physically (Table 3).
Most of these problems can easily be linked to the high level of unemployment among the
respondents (54 %), whereof half hardly ever leaves the area (whereof 75% once a month,
15% only once a year and 9% even less than this). It raises the question: what are these
people doing all day? Most respondents stated they were members of some form of cultural
club (70%) However, only a few of them were concerned with cultural heritage (10%),
while most viewed the clubs as a social venue (50%), a spare-time activity (19%) or a platform to increase his or her social status (10%). As such, culture only serves as a canvas for
a social microcosm where people can interact in their own language. It hence shows another
view of ‘culture’ than that emphasized by Swedish programs like UtNo: it is a pragmatic
turn towards a social means rather than some blurred economic asset.
Next, in regard to long-term consequences, democratic projects should also correspond to the aspirations of the people concerned. As Table 3 shows, the majority of respondents was content with their current housing situation and was positive towards the future3.
When asked what they valued in their lives, the three most common answers were: their
family (65%), their children (54%) and their friends (25%), i.e. values shared by the society
at large.
Table 3. Survey: Respondents’ general well-being and future outlooks.
The general picture of our survey was that the people of Hjällbo and Hammarkullen
– despite their diverse backgrounds – are not so unlike Swedish people. They would like to
be part of the society (to be able to speak the language), to be in control of their lives (not
to be dependent on social welfare) and to fulfill themselves vocationally (be able to provide
for themselves and their families). The survey also shows an inclination towards “perceived
normality” in that 71% neither consider their overall economic situation as poor nor rich,
despite clearly hitting the threshold of poverty on general Swedish levels.
5. Dancing tango and herding camels in the face of “normality”
The intention of this paper has been to elaborate on what we call ‘an urban bias’ in
3
Noteworthy is that the majority of people have been involved in some sort of violent conflict (most likely being
the reason for their