Financial Services Partners
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Journal of International Banking and Financial Law
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Financial Services
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Key developments and horizon scanning
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Financial Services regulation—getting started
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UK, EU and international regulators and bodies
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Regulated activities
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Authorisation, approval and supervision
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Prudential requirements
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Risk management and controls
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Operational resilience
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Financial crime and sanctions
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Consumer protection
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Conduct requirements
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Complaints, compensation and claims management
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Investigations, enforcement and discipline
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Regulation of benchmarks and IBOR reform
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Regulation of capital markets
- Trading securities
- Offering securities
- Clearing and settlement of transactions in securities
- UK listing regime
- Short selling
- Credit rating agencies
- Ongoing information and disclosure obligations
- Capital markets investor protection
- Capital Markets Union
- Securitisation and structured products
- International Capital Market Association
- Market abuse regime
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Packaged Retail and Insurance-based Investment Products (PRIIPs)
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Dispute resolution for financial services lawyers
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Securities financing transactions
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Regulation of derivatives
- Regulation of exchange-traded derivatives
- Regulation of commodity and digital asset derivatives
- Regulation of over-the-counter derivatives
- Brexit—derivatives
- Regulation of central counterparties
- Regulatory capital treatment of derivatives
- Regulation of derivatives trading venues
- Regulation of credit derivatives
- Regulation of equity derivatives
- Regulation of energy derivatives
- ISDA
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Sustainable finance and ESG
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Banks and mutuals
- Regulation of building societies and mutual societies
- Banking regulation essentials
- Ring-fencing
- Bank recovery and resolution regime and insolvency
- Prudential requirements for banks and mutual societies
- Depositor and dormant account protection
- Remuneration requirements for banks and mutual societies
- EU Banking Union
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Investment funds and asset management
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MiFID II
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Islamic finance
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Consumer credit, mortgage and home finance
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Crowdfunding platforms
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Regulation of insurance
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Regulation of pre-paid funeral plans
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FSMA regulated pensions activity
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Payment services and systems
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International—financial services and related sectors
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Fintech and cryptoassets
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Q&As
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Financial services weekly highlights
Latest News
View all news Highlights - 21 December 2023Financial Services—other developments (09/01/2024)
A round-up of other developments, which have not been covered in full by the LexisNexis Financial Services practical guidance team but may nevertheless be of interest.
09/01/2024Read MoreEBA publishes opinion on Italian waiver for covered bonds
The European Banking Authority (EBA) has published an opinion addressed to the Bank of Italy following the competent authority's notification of its decision to introduce a partial waiver of Article 129 (1)(c) of the Capital Requirements Regulation (CRR), which specifies the conditions for the eligi...
09/01/2024Read MoreESMA publishes updated opinion on pre-trade transparency waivers for equity and non-equity instr...
The European Securities and Markets Authority (ESMA) has published an updated opinion on the assessment of pre-trade transparency waivers for equity and non-equity instruments. It summarises ESMA’s considerations on which ESMA opinions on pre-trade transparency waivers issued under Articles 4(4) and...
09/01/2024Read MoreFinancial Services—other developments (08/01/2024)
A round-up of other developments, which have not been covered in full by the LexisNexis Financial Services practical guidance team but may nevertheless be of interest.
08/01/2024Read MoreESAs consult on ITS for ESAP collection bodies
The three European Supervisory Authorities (the European Banking Authority, the European Insurance and Occupational Pensions Authority and the European Securities and Markets Authority—ESAs) are consulting on draft implementing technical standards (ITSs) regarding the tasks of the collection bodies ...
08/01/2024Read MoreFinancial Services—other developments (05/01/2024)
A round-up of other developments, which have not been covered in full by the LexisNexis Financial Services practical guidance team but may nevertheless be of interest.
05/01/2024Read More
Financial Services Precedents
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Financial Services resources in Lexis®Library
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Financial Services—Meet the Experts
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Goode on Consumer Credit—materials
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Keywords for the Financial Services Enforcement Database
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