This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days.
A licensee is either a Responsible Officer (RO) or Representative (Rep).
We treat a person who holds both roles (in different activities) as
an RO. We query the SFC database and update the tables regularly. A
licensee is not necessarily a full-time employee and may have roles in more than
1 firm.
Some data are hidden to fit your display. Rotate?
| Row |
Firm |
Licensee |
Role |
Appointed |
Ceased |
| 1 |
3 Capital Partners Limited |
Low Hao Yi Benedict |
+Rep |
2021-01-04 |
|
| 2 |
9M Stone Capital Limited |
Tian Ye (SFC:AWZ521) |
-RO |
2020-08-06 |
2020-12-31 |
| 3 |
A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED |
Jin Xiaobin (1954) |
-RO |
2018-02-12 |
2021-01-01 |
| 4 |
ABCI ASSET MANAGEMENT LIMITED |
Lee Yat Chun (SFC:API186) |
-RO |
2015-02-10 |
2021-01-08 |
| 5 |
ABCI Securities Company Limited |
Chan Sau Han |
-Rep |
2017-03-17 |
2021-01-04 |
| 6 |
|
Poon Man Kit (SFC:AOQ607) |
-Rep |
2016-07-22 |
2020-12-31 |
| 7 |
Acorn Asset Management Limited (HK) |
Koh Choy (SFC:ACF185) |
-Rep |
2020-12-16 |
2020-12-31 |
| 8 |
|
|
+RO |
2020-12-31 |
|
| 9 |
ACTELLIGENT CAPITAL MANAGEMENT LIMITED |
Schollum Myo Wai |
+Rep |
2020-12-31 |
|
| 10 |
ActusRayPartners Limited |
Tjhin Ting |
+Rep |
2021-01-07 |
|
| 11 |
Adamas Asset Management (HK) Limited |
Heffner Paul Lincoln |
-RO |
2013-02-20 |
2021-01-01 |
| 12 |
|
Kok Chi Ho |
-RO |
2020-11-27 |
2021-01-05 |
| 13 |
|
Milovidova Daria |
-Rep |
2019-06-20 |
2021-01-05 |
| 14 |
ADMIS Hong Kong Limited |
Chan Kevin Siu Pong |
-Rep |
2016-01-11 |
2021-01-08 |
| 15 |
Afflux Securities Limited |
Chan Man Yuen (SFC:APX122) |
-Rep |
2020-09-21 |
2021-01-10 |
| 16 |
AJ Securities Limited |
Leung Wang Ngai |
+Rep |
2020-12-30 |
|
| 17 |
ALBA CAPITAL LIMITED |
Cheng Xi (SFC:AYR965) |
+RO |
2021-01-05 |
|
| 18 |
|
Zhang Chao (SFC:BAK268) |
+RO |
2021-01-05 |
|
| 19 |
|
Zhang Jingsi |
+RO |
2021-01-05 |
|
| 20 |
All-Stars Investment Limited |
Chuen Jeanine Jing Yin |
+Rep |
2021-01-11 |
|
| 21 |
Alliance Capital Partners Limited (HK) |
Ma Kaibing |
-Rep |
2017-05-12 |
2020-12-31 |
| 22 |
AllianceBernstein Hong Kong Limited |
Chen Wei Yi (SFC:BAH886) |
-Rep |
2012-10-19 |
2020-12-30 |
| 23 |
|
Yu Wing Hei Sharon |
-Rep |
2015-10-07 |
2020-12-31 |
| 24 |
Allianz Global Investors Asia Pacific Limited (SFC:BFE699) |
Phua Joo Han Adam |
-Rep |
2018-10-31 |
2020-12-31 |
| 25 |
|
Yang Zijian (SFC:BHF423) |
+Rep |
2021-01-05 |
|
| 26 |
Alpha Financial Group Limited |
Man Julian Kee Yang |
+Rep |
2021-01-04 |
|
| 27 |
Alpha International Securities (HONG KONG) Limited |
Yao Man Yi |
-Rep |
2018-07-27 |
2020-12-31 |
| 28 |
Alpha Win Capital Limited |
Tao Nina Chih-Yu |
+Rep |
2021-01-11 |
|
| 29 |
ALTUS CAPITAL LIMITED |
Yuen Ryan Aaron |
-Rep |
2020-11-10 |
2021-01-13 |
| 30 |
ALTUS INVESTMENTS LIMITED (HK) |
|
-Rep |
2020-11-10 |
2021-01-13 |
| 31 |
Amasse Asset Management Limited |
Loong Kwok Chueng |
-Rep |
2020-10-30 |
2020-12-31 |
| 32 |
Amasse Capital Limited |
|
-RO |
2017-11-03 |
2020-12-31 |
| 33 |
Amoeba Capital Advisors Limited |
Lam Kwai Yip Janet |
+Rep |
2021-01-12 |
|
| 34 |
AMPLE CAPITAL LIMITED |
Man Julian Kee Yang |
-Rep |
2016-03-23 |
2020-12-31 |
| 35 |
ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) |
Yu Tak Ming Benjamin |
+Rep |
2021-01-11 |
|
| 36 |
AP Capital Management (Hong Kong) Limited |
Yan Leo Kei Shui |
-Rep |
2020-02-17 |
2021-01-04 |
| 37 |
ApaH Capital Management Limited |
Ma Gavin See Yin |
+Rep |
2021-01-11 |
|
| 38 |
Apollo Capital Management Limited |
Liu Hui (SFC:BNC679) |
-Rep |
2020-06-17 |
2020-12-31 |
| 39 |
ARCH Capital Management Co. Limited |
Leung Jaime Verntaine |
+Rep |
2021-01-06 |
|
| 40 |
ARCH Capital Property Advisors Co. Limited |
|
+Rep |
2021-01-06 |
|
| 41 |
Arcus Investment Asia Limited |
Yamane Masaaki |
-Rep |
2015-10-09 |
2020-12-31 |
| 42 |
|
|
+RO |
2020-12-31 |
|
| 43 |
Ares SSG Capital Management (Hong Kong) Limited |
Samuel Jacob |
-Rep |
2017-05-26 |
2021-01-01 |
| 44 |
Arete Capital Asia Limited |
Cockell Janny |
+Rep |
2020-12-31 |
|
| 45 |
ARTE Capital Management Limited |
Tang Kwan Yue |
+Rep |
2021-01-08 |
|
| 46 |
AS CAPITAL LIMITED |
Kiu Ah |
+Rep |
2021-01-08 |
|
| 47 |
ASIA INVESTMENT MANAGEMENT LIMITED |
Lam Wai Tong |
-Rep |
2020-01-17 |
2020-12-31 |
| 48 |
ASIA PACIFIC INVESTMENT ADVISORS LIMITED |
White Christopher James (SFC:ACS947) |
+Rep |
2021-01-12 |
|
| 49 |
ASIA PACIFIC SECURITIES LIMITED |
Tong Yuxiang (SFC:BFV918) |
-Rep |
2020-10-09 |
2021-01-12 |
| 50 |
ASSET MANAGEMENT GROUP LIMITED |
Yu Vivien Wei Sung |
-Rep |
2017-10-30 |
2021-01-12 |
| 51 |
Asset Management One Hong Kong Limited |
Leung Ka Wai (SFC:AOK606) |
+Rep |
2021-01-12 |
|
| 52 |
ATHENA WEALTH MANAGEMENT LIMITED |
Chan Pan (SFC:AXH683) |
-Rep |
2014-08-04 |
2020-12-30 |
| 53 |
|
Ho Tak Yee |
-Rep |
2012-09-24 |
2020-12-30 |
| 54 |
|
Lok Wai Yi |
-Rep |
2011-07-18 |
2020-12-30 |
| 55 |
|
Yeung Adrian (SFC:AMF303) |
-Rep |
2014-09-08 |
2020-12-30 |
| 56 |
|
Yuen Caren Ka Man |
-Rep |
2015-07-03 |
2020-12-30 |
| 57 |
ATLANTIS INVESTMENT MANAGEMENT LIMITED (HK) |
Zhang Fan (SFC:BKS625) |
+Rep |
2021-01-11 |
|
| 58 |
Atta Capital Limited |
Cheung Hoi Ting (SFC:BHM242) |
-Rep |
2019-07-30 |
2020-12-31 |
| 59 |
Augment Wealth Advisors Limited |
Bansal Amit (SFC:APB433) |
+RO |
2021-01-13 |
|
| 60 |
|
Ho Ricky Shui Fai |
+RO |
2021-01-13 |
|
| 61 |
AUGUSTINE ASSET MANAGEMENT LIMITED |
Lee Patrick Maung |
-Rep |
2019-01-11 |
2020-12-31 |
| 62 |
Aurora Borealis Investment Services Limited |
He Dingding |
-Rep |
2018-03-08 |
2021-01-11 |
| 63 |
AUSPICIOUS CAPITAL MANAGEMENT LIMITED |
Xu Chenxi (SFC:BPD421) |
-Rep |
2019-12-24 |
2021-01-02 |
| 64 |
AVANTA INVESTMENT MANAGEMENT LIMITED |
Lam Chick Leung |
+RO |
2021-01-05 |
|
| 65 |
Avanti Partners Limited |
Cheung Hoi Ting (SFC:BHM242) |
+Rep |
2021-01-07 |
|
| 66 |
Avantua Capital Management Limited |
Li Ying (SFC:BQN192) |
+Rep |
2021-01-13 |
|
| 67 |
Avenue Asset Management Limited (HK) |
Cheung Ting Yan |
-Rep |
2017-02-07 |
2020-12-31 |
| 68 |
Avenue Family Office Limited |
|
-Rep |
2017-03-22 |
2020-12-31 |
| 69 |
AVENUE INVESTMENT MANAGEMENT LIMITED |
Tam Clarence Man Yung |
+Rep |
2021-01-13 |
|
| 70 |
AXA Investment Managers Asia Limited |
Yuen Kin Chung |
-Rep |
2018-08-23 |
2021-01-05 |
| 71 |
Balyasny Asset Management (Hong Kong) Limited |
Lin Shu-Wei |
-Rep |
2019-01-24 |
2021-01-08 |
| 72 |
|
Winsley David Benjamin |
+Rep |
2021-01-04 |
|
| 73 |
BARCLAYS CAPITAL ASIA LIMITED |
Tian Yingyu |
-Rep |
2019-02-04 |
2021-01-08 |
| 74 |
BARING ASSET MANAGEMENT (ASIA) LIMITED |
Do Khiem Trong |
-RO |
|
2020-12-31 |
| 75 |
Basel Capital Limited |
Hui Joseph Chi Kong |
-Rep |
2020-11-09 |
2021-01-05 |
| 76 |
BCT Financial Limited |
Chan Miu Yin (SFC:BQQ272) |
+Rep |
2021-01-12 |
|
| 77 |
|
Cheung Siu Hei |
+Rep |
2021-01-06 |
|
| 78 |
|
Wu Siu Kwan |
+Rep |
2021-01-06 |
|
| 79 |
Beevest Fortune Asset Management Limited |
See Reason Lee Seng |
-RO |
2019-05-02 |
2021-01-11 |
| 80 |
BFAM Partners (Hong Kong) Limited |
Cohen Adrien Aaron |
-Rep |
2019-08-12 |
2020-12-31 |
| 81 |
BlackRock Asset Management North Asia Limited |
Agrawal Prasoon |
+Rep |
2020-12-30 |
|
| 82 |
|
Wong Angel Wai Man |
+Rep |
2020-12-30 |
|
| 83 |
Blackwell Global Asset Management Limited |
Wang Shiao Ling |
-Rep |
2019-08-21 |
2020-12-31 |
| 84 |
Blackwell Global Securities Limited |
|
-Rep |
2019-08-21 |
2020-12-31 |
| 85 |
BNP PARIBAS SECURITIES (ASIA) LIMITED |
Monard Thomas Nicolas |
-Rep |
2010-07-08 |
2021-01-08 |
| 86 |
|
Zhao Yujie |
-Rep |
2020-01-21 |
2020-12-31 |
| 87 |
BOCI ASIA LIMITED |
Deng Yunyi |
+Rep |
2021-01-12 |
|
| 88 |
|
Yao Yang (SFC:BPO892) |
-Rep |
2020-06-08 |
2020-12-30 |
| 89 |
BOCI COMMODITIES & FUTURES LIMITED |
Lung Wing Cheung |
+Rep |
2021-01-13 |
|
| 90 |
BOCI SECURITIES LIMITED |
Lau Kit Ling |
+Rep |
2021-01-13 |
|
| 91 |
|
Lee Pak Shing |
-Rep |
2015-06-01 |
2021-01-05 |
| 92 |
|
Liu Taisheng |
+Rep |
2021-01-13 |
|
| 93 |
|
Wang Guan (SFC:BBN532) |
+Rep |
2021-01-13 |
|
| 94 |
|
Xu Yue (SFC:BFE156) |
+Rep |
2021-01-13 |
|
| 95 |
|
Yip Sunny Kai Sun |
+Rep |
2021-01-13 |
|
| 96 |
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED |
Cheung Christina Ka Man |
-Rep |
2011-05-17 |
2021-01-01 |
| 97 |
|
So Man Na |
+Rep |
2021-01-11 |
|
| 98 |
BOCOM International (Asia) Limited |
Li Zeran |
-Rep |
2018-04-06 |
2021-01-03 |
| 99 |
BOCOM International Securities Limited |
Chan Kam Yun (SFC:AAE200) |
-Rep |
2012-11-14 |
2020-12-31 |
| 100 |
|
Li Zeran |
-Rep |
2018-04-06 |
2021-01-03 |
| 101 |
|
Liang Wanli |
+Rep |
2021-01-12 |
|
| 102 |
|
Zhou Zhe |
-Rep |
2017-03-03 |
2021-01-03 |
| 103 |
BOCOM MPF & Financial Services Company Limited |
Yu Sin Ting |
+Rep |
2021-01-07 |
|
| 104 |
Bosera Asset Management (International) Co., Limited |
Lu Yang (SFC:BPJ266) |
+Rep |
2021-01-05 |
|
| 105 |
|
Luo Lingxiao |
+Rep |
2020-12-31 |
|
| 106 |
Bright Point International Futures Limited |
Ongko Frederick Kesuma |
-Rep |
2018-11-08 |
2021-01-04 |
| 107 |
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED |
Tso Kin Man (SFC:BQP094) |
+Rep |
2021-01-05 |
|
| 108 |
Brookfield Advisors (Hong Kong) Limited |
Tam Chun Chiu |
-Rep |
2020-09-04 |
2021-01-06 |
| 109 |
|
|
+RO |
2021-01-06 |
|
| 110 |
Campbell Lutyens Asia Pacific Limited |
McLean Erik Alexander |
+Rep |
2021-01-06 |
|
| 111 |
|
Yoon Dong Hyuk |
-RO |
2015-09-22 |
2020-12-31 |
| 112 |
CAPITAL GLOBAL MANAGEMENT LIMITED |
Chen Po-Liang |
-Rep |
2019-04-15 |
2021-01-13 |
| 113 |
|
|
+RO |
2021-01-13 |
|
| 114 |
|
Chou Shih-Chun |
-Rep |
2020-06-09 |
2021-01-01 |
| 115 |
Capula Investment Management Asia Limited |
Anantharam Vishweshwar |
+Rep |
2020-12-30 |
|
| 116 |
|
Hau William Chun Wai |
+Rep |
2021-01-04 |
|
| 117 |
|
Law Peyron Yiu Pong |
-Rep |
2016-01-11 |
2021-01-01 |
| 118 |
|
Striesow Christopher |
-Rep |
2013-04-02 |
2021-01-11 |
| 119 |
|
|
+RO |
2021-01-11 |
|
| 120 |
CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED |
Lee Hwan Hee |
+Rep |
2021-01-06 |
|
| 121 |
Carnegie Hill Capital Partners Limited |
Hung Wai Lun |
-Rep |
2017-06-28 |
2021-01-06 |
| 122 |
CASH Wealth Management Limited |
Yang Kwai Leung |
-Rep |
2020-04-06 |
2021-01-05 |
| 123 |
CATHAY SECURITIES (HONG KONG) LIMITED |
Huang Siyang (SFC:BQP743) |
+Rep |
2021-01-07 |
|
| 124 |
|
Lien Hsiang Pu |
-Rep |
2019-09-19 |
2020-12-31 |
| 125 |
Cavalry Management Asia, Limited |
Frank Geoffrey Campbell |
+RO |
2021-01-12 |
|
| 126 |
|
Yun Chong-Long |
+RO |
2021-01-12 |
|
| 127 |
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED |
Mu Zejun |
-Rep |
2019-01-29 |
2020-12-31 |
| 128 |
CCB INTERNATIONAL CAPITAL LIMITED |
Lee Clement Lok Hin |
-Rep |
2019-01-28 |
2020-12-31 |
| 129 |
|
Ning Qianyang |
+Rep |
2021-01-05 |
|
| 130 |
CCB INTERNATIONAL SECURITIES LIMITED |
Lam Hok Hoi |
-RO |
2015-01-29 |
2020-12-31 |
| 131 |
|
Li Yue (SFC:BIN442) |
-Rep |
2017-11-16 |
2020-12-31 |
| 132 |
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED |
Shang Xiaojun |
-RO |
2011-09-27 |
2020-12-31 |
| 133 |
CEB International Capital Corporation Limited |
Sun Jie (SFC:BBY954) |
-Rep |
2017-09-27 |
2021-01-08 |
| 134 |
CELESTIAL COMMODITIES LIMITED |
Chau Chin Pang |
-Rep |
|
2020-12-31 |
| 135 |
CELESTIAL SECURITIES LIMITED |
|
-Rep |
|
2020-12-31 |
| 136 |
|
Nip Yau Ming |
-Rep |
2004-04-07 |
2020-12-31 |
| 137 |
Central China International Futures Company Limited |
Dai Luqian |
-Rep |
2018-08-02 |
2021-01-11 |
| 138 |
Central China International Securities Co., Limited |
|
-Rep |
2018-08-02 |
2021-01-11 |
| 139 |
|
Sun Kangning |
-Rep |
2016-09-01 |
2021-01-10 |
| 140 |
Central Universe Futures Limited |
Li Hui (SFC:AYY608) |
+Rep |
2021-01-05 |
|
| 141 |
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED |
Lau Wun Shan |
+Rep |
2020-12-31 |
|
| 142 |
Cephei Capital Management (Hong Kong) Limited |
Wang Yi (SFC:BBC899) |
-RO |
2018-01-05 |
2021-01-06 |
| 143 |
|
Wu Andrew Kai |
-RO |
2019-08-15 |
2021-01-06 |
| 144 |
Changchun Securities Limited |
Chen Chang (SFC:BQC233) |
-Rep |
2020-10-12 |
2020-12-31 |
| 145 |
CHIEF SECURITIES LIMITED |
Ma Chun Ki |
-Rep |
2020-07-07 |
2021-01-08 |
| 146 |
|
Mok Wai Fan |
+Rep |
2021-01-12 |
|
| 147 |
China Asset Management (Hong Kong) Limited |
Chow Apollo Chung |
-Rep |
2019-03-15 |
2021-01-06 |
| 148 |
|
Huang Hengheng |
-RO |
2017-10-04 |
2020-12-31 |
| 149 |
|
Wang Haili (SFC:BQQ575) |
+Rep |
2021-01-13 |
|
| 150 |
CHINA EVERBRIGHT SECURITIES (HK) LIMITED |
Ip Ka Yeung |
+Rep |
2021-01-13 |
|
| 151 |
|
Ma Kai (SFC:ANU813) |
+Rep |
2021-01-12 |
|
| 152 |
|
Wong William Koon Wei |
+Rep |
2021-01-04 |
|
| 153 |
|
Zhang Jianjiao |
+Rep |
2021-01-08 |
|
| 154 |
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED |
Ma Kai (SFC:ANU813) |
+Rep |
2021-01-12 |
|
| 155 |
China Finance KAB Limited |
Zeng Yanling |
+Rep |
2021-01-04 |
|
| 156 |
China Galaxy International Futures (Hong Kong) Co., Limited |
Chau Chin Pang |
+Rep |
2021-01-06 |
|
| 157 |
China Galaxy International Securities (Hong Kong) Co., Limited |
|
+Rep |
2021-01-06 |
|
| 158 |
China Gather Wealth Financial Company Limited |
Lee Au Lai Ming |
-Rep |
2005-04-01 |
2020-12-30 |
| 159 |
CHINA GLORY SECURITIES COMPANY LIMITED |
Yeung Ho Lin Colin |
-Rep |
2020-09-30 |
2021-01-12 |
| 160 |
|
|
+RO |
2021-01-12 |
|
| 161 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED |
Chan Yin Fan |
-Rep |
2017-09-18 |
2021-01-04 |
| 162 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED |
Chong Peter Ping Leong |
-Rep |
2017-06-22 |
2020-12-31 |
| 163 |
|
Fu Joanne Shuk Man |
-Rep |
2018-10-19 |
2020-12-31 |
| 164 |
|
Huang Wenjun |
-Rep |
2018-06-19 |
2020-12-31 |
| 165 |
|
Tu Min |
+Rep |
2021-01-12 |
|
| 166 |
|
Yuen Chu Ping |
-Rep |
2015-02-09 |
2021-01-04 |
| 167 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED |
Fong Chun Fai |
-RO |
2020-05-29 |
2020-12-31 |
| 168 |
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED |
Chong Peter Ping Leong |
-Rep |
2017-09-18 |
2020-12-31 |
| 169 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED |
Chau Che Huen |
+Rep |
2021-01-06 |
|
| 170 |
|
Gao Yunlong (SFC:AZB069) |
-RO |
2016-09-30 |
2020-12-31 |
| 171 |
|
Wu Bangxian |
+Rep |
2020-12-30 |
|
| 172 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED |
|
+Rep |
2020-12-30 |
|
| 173 |
|
Zhu Jieyi |
+Rep |
2021-01-06 |
|
| 174 |
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED |
He Yuanyuan |
+Rep |
2020-12-31 |
|
| 175 |
|
Hu Jiaming (SFC:BGF975) |
-Rep |
2015-09-15 |
2020-12-30 |
| 176 |
|
Li Jiaqi (SFC:BQP723) |
+Rep |
2020-12-31 |
|
| 177 |
|
Liu Yang (SFC:BQP881) |
+Rep |
2021-01-06 |
|
| 178 |
|
Lu Ruochen |
-Rep |
2014-09-19 |
2021-01-04 |
| 179 |
|
Wong Siu Hin |
+Rep |
2021-01-05 |
|
| 180 |
|
Wu Bangxian |
+Rep |
2020-12-30 |
|
| 181 |
|
Xie Wenxi |
+Rep |
2021-01-11 |
|
| 182 |
|
Zhang Hongtao (SFC:BQQ481) |
+Rep |
2021-01-11 |
|
| 183 |
|
Zhang Yuanyun |
+Rep |
2021-01-05 |
|
| 184 |
|
Zhu Jieyi |
+Rep |
2021-01-06 |
|
| 185 |
CHINA MERCHANTS FUTURES (HK) CO., LIMITED |
Fong Ronnie Chi Chuen |
-Rep |
2020-10-05 |
2020-12-31 |
| 186 |
|
Lin Wenyi |
+Rep |
2021-01-07 |
|
| 187 |
|
Liu Jingran |
+Rep |
2021-01-05 |
|
| 188 |
|
Ng Wang Chiu |
+Rep |
2021-01-06 |
|
| 189 |
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED |
Fong Ronnie Chi Chuen |
-Rep |
2020-10-05 |
2020-12-31 |
| 190 |
|
Lin Wenyi |
+Rep |
2021-01-07 |
|
| 191 |
|
Liu Jingran |
+Rep |
2021-01-05 |
|
| 192 |
|
Ng Wang Chiu |
+Rep |
2021-01-06 |
|
| 193 |
CHINA ON GLOBAL CAPITAL GROUP LIMITED |
Kung Tin Yau |
-RO |
2020-10-05 |
2020-12-31 |
| 194 |
|
Pang Andrew Leung Wai |
-Rep |
2020-12-28 |
2021-01-05 |
| 195 |
|
|
+RO |
2021-01-05 |
|
| 196 |
China PA Securities (Hong Kong) Company Limited |
Heung Ho Pong |
+Rep |
2020-12-30 |
|
| 197 |
China Re Asset Management (Hong Kong) Company Limited |
Lei Shuyu |
-Rep |
2015-11-16 |
2021-01-09 |
| 198 |
China Securities (International) Brokerage Company Limited |
Tsang Ka Wai (SFC:AYC270) |
+Rep |
2020-12-31 |
|
| 199 |
|
Zhang Kun (SFC:BEO135) |
-Rep |
2014-11-28 |
2021-01-11 |
| 200 |
|
Zhang Lunke |
-Rep |
2020-07-30 |
2021-01-08 |
| 201 |
China Southern International Limited |
Wong Ho Chuen (SFC:ARO917) |
-Rep |
2018-08-29 |
2021-01-11 |
| 202 |
|
|
+RO |
2021-01-11 |
|
| 203 |
|
Wong Michael Sheh Chung |
+Rep |
2021-01-04 |
|
| 204 |
|
Wong Sheh Hee Herman |
+Rep |
2021-01-04 |
|
| 205 |
China Tonghai Securities Limited |
Au Tik Sun |
-Rep |
2020-12-17 |
2021-01-07 |
| 206 |
|
Chan Oscar Yui Pang |
-Rep |
2020-09-17 |
2020-12-31 |
| 207 |
|
|
+RO |
2020-12-31 |
|
| 208 |
China Vered Asset Management (Hong Kong) Limited |
Liu Zhe (SFC:BOU144) |
-Rep |
2020-11-24 |
2021-01-04 |
| 209 |
|
Yu Liang (SFC:BQM630) |
+Rep |
2021-01-05 |
|
| 210 |
China Vered Securities Limited |
Yang Lei (SFC:BCY602) |
-RO |
2020-07-27 |
2020-12-31 |
| 211 |
CHINA ZHONG HENG FINANCE GROUP LIMITED |
Liu Cheng Yi |
-RO |
2020-09-21 |
2021-01-06 |
| 212 |
Chocolate Asset Management Limited |
Williamson Peter George |
+Rep |
2021-01-11 |
|
| 213 |
CHOW SANG SANG FUTURES LIMITED |
Lee Toby Wing Keung |
-RO |
2019-01-16 |
2020-12-31 |
| 214 |
Chuenman Securities Limited |
Chong Ka Fai |
-Rep |
2019-03-21 |
2021-01-08 |
| 215 |
CHUNG LEE SECURITIES COMPANY LIMITED |
Lee Sing Wing |
-RO |
2020-02-21 |
2021-01-04 |
| 216 |
CITIC Securities Brokerage (HK) Limited |
Chen Sisi (SFC:BFK206) |
+Rep |
2021-01-06 |
|
| 217 |
|
Lam Ka Wun Gary |
-Rep |
2014-04-09 |
2021-01-08 |
| 218 |
|
Lam Man Wai (SFC:AZF840) |
+Rep |
2021-01-06 |
|
| 219 |
|
Liu Fang (SFC:BDY735) |
-Rep |
2014-08-11 |
2021-01-05 |
| 220 |
|
Yang Fan (SFC:BEF935) |
-Rep |
2014-09-30 |
2021-01-11 |
| 221 |
CITIC Securities Futures (HK) Limited |
Chen Sisi (SFC:BFK206) |
+Rep |
2021-01-06 |
|
| 222 |
|
Lam Man Wai (SFC:AZF840) |
+Rep |
2021-01-06 |
|
| 223 |
Citigroup Global Markets Asia Limited |
Chang Shu-Wei |
-Rep |
2008-07-02 |
2021-01-11 |
| 224 |
|
Chen Ying (SFC:BQN184) |
+Rep |
2021-01-04 |
|
| 225 |
|
Cheung Ming (SFC:ABT543) |
-Rep |
2015-07-14 |
2020-12-31 |
| 226 |
|
Corones Zachary Alexander |
-Rep |
2019-11-14 |
2021-01-13 |
| 227 |
|
Jiang Joshua Wenbo |
+Rep |
2021-01-08 |
|
| 228 |
|
King Yueh Hann |
-Rep |
|
2020-12-31 |
| 229 |
|
Li Chi Keung (SFC:ACJ141) |
-Rep |
|
2020-12-31 |
| 230 |
|
Li Jing (SFC:ARI941) |
-Rep |
2018-07-27 |
2021-01-01 |
| 231 |
|
Li Monica Wing Yee |
-Rep |
2009-07-21 |
2020-12-31 |
| 232 |
|
Lu Wei (SFC:BNF423) |
-Rep |
2018-07-25 |
2021-01-05 |
| 233 |
|
McQueen Lee Michael |
+Rep |
2021-01-05 |
|
| 234 |
|
Rolfe Roland Christopher (SFC:AVI388) |
+Rep |
2021-01-08 |
|
| 235 |
|
Wan Lewis King Sun |
-Rep |
2004-07-21 |
2020-12-31 |
| 236 |
|
Wang Chu (SFC:BQO707) |
+Rep |
2021-01-06 |
|
| 237 |
|
Wang Kuo Liang |
-Rep |
2008-07-04 |
2020-12-31 |
| 238 |
|
Wong Antonio Lung Man |
-Rep |
|
2020-12-31 |
| 239 |
|
Yoon Young Il |
+Rep |
2021-01-08 |
|
| 240 |
CITRUS SECURITIES LIMITED |
Loong Fei Wan |
+RO |
2021-01-08 |
|
| 241 |
|
Tang Ye |
+RO |
2021-01-08 |
|
| 242 |
CLC International Limited |
Kwong Ka Leung |
+Rep |
2021-01-05 |
|
| 243 |
CLC SECURITIES LIMITED |
Ma Rujun |
+Rep |
2021-01-05 |
|
| 244 |
CLSA Asset Management Limited |
Liu Xinguo (SFC:BOD325) |
-Rep |
2021-01-05 |
2021-01-07 |
| 245 |
|
|
+RO |
2021-01-07 |
|
| 246 |
|
Shao Tianyi |
+Rep |
2021-01-06 |
|
| 247 |
CLSA Capital Markets Limited |
Gu Shiyi |
-Rep |
2017-09-11 |
2020-12-31 |
| 248 |
|
He Jiaozi |
-Rep |
2020-04-14 |
2021-01-04 |
| 249 |
|
Lai Siu Fung |
+Rep |
2021-01-04 |
|
| 250 |
|
Miao Cheng Ying |
+Rep |
2021-01-11 |
|
| 251 |
|
Silvano Randa Bangun |
-Rep |
2018-03-01 |
2020-12-31 |
| 252 |
|
Zhou Shufan |
+Rep |
2021-01-11 |
|
| 253 |
CLSA Capital Partners (HK) Limited |
Qian Haochen |
-Rep |
2021-01-07 |
2021-02-10 |
| 254 |
CLSA LIMITED |
Gu Shiyi |
-Rep |
2017-09-11 |
2020-12-31 |
| 255 |
|
He Jiaozi |
-Rep |
2020-04-14 |
2021-01-04 |
| 256 |
|
Lai Siu Fung |
+Rep |
2021-01-04 |
|
| 257 |
|
Li Xiang (SFC:BDP861) |
+Rep |
2021-01-05 |
|
| 258 |
|
Miao Cheng Ying |
+Rep |
2021-01-11 |
|
| 259 |
|
Silvano Randa Bangun |
-Rep |
2018-03-01 |
2020-12-31 |
| 260 |
|
Uchiyama Hirotaka |
-Rep |
2017-10-31 |
2020-12-31 |
| 261 |
|
Ved Premal Gopaldas |
-Rep |
2018-03-07 |
2021-01-06 |
| 262 |
|
Zhou Shufan |
+Rep |
2021-01-11 |
|
| 263 |
CMB International Securities Limited |
Wang Bingjie |
-Rep |
2019-06-17 |
2021-01-08 |
| 264 |
CMBC ASSET MANAGEMENT COMPANY LIMITED |
Li Guanda |
+Rep |
2021-01-07 |
|
| 265 |
|
Yu Dalin |
-RO |
2019-01-30 |
2021-01-12 |
| 266 |
CMBC International Capital Limited |
Zhou You (SFC:BHG937) |
+Rep |
2021-01-04 |
|
| 267 |
CMBC INTERNATIONAL FUTURES COMPANY LIMITED |
So Kwok Kwan |
-Rep |
2018-01-29 |
2020-12-31 |
| 268 |
CMBC SECURITIES COMPANY LIMITED |
|
-Rep |
2018-01-29 |
2020-12-31 |
| 269 |
|
Yu Dalin |
-Rep |
2019-08-20 |
2021-01-12 |
| 270 |
|
Zhou You (SFC:BHG937) |
+Rep |
2021-01-04 |
|
| 271 |
CMH Capital Co., Limited |
Wu Jonathan Sheung Kai |
-RO |
2015-02-24 |
2021-01-11 |
| 272 |
|
|
+Rep |
2021-01-11 |
|
| 273 |
CMS ASSET MANAGEMENT (HK) CO., LIMITED |
Zhang Rui (SFC:BQB519) |
-Rep |
2020-09-09 |
2021-01-04 |
| 274 |
|
|
+RO |
2021-01-04 |
|
| 275 |
|
Zhao Zefen |
+Rep |
2020-12-31 |
|
| 276 |
CMS CAPITAL (HK) CO., LIMITED |
Mao Yunjun |
+Rep |
2021-01-05 |
|
| 277 |
CNI Global Assets Management Limited (HK) |
Fox Robin Jonathan Gibbs |
+Rep |
2021-01-04 |
|
| 278 |
CNI GLOBAL CAPITAL LIMITED |
Brewer James Christopher |
+Rep |
2021-01-05 |
|
| 279 |
CNI Securities Group Limited |
Zhang Miao (SFC:BOX399) |
+Rep |
2021-01-11 |
|
| 280 |
COLLER CAPITAL (HONG KONG) LIMITED |
Han Ji Eun |
+Rep |
2021-01-13 |
|
| 281 |
Conning Asia Pacific Limited |
Li Bo (SFC:BPD375) |
-Rep |
2020-09-14 |
2020-12-31 |
| 282 |
CORNERSTONE ASSET MANAGEMENT LIMITED |
Kwok Felix Wing Ho |
-RO |
2020-05-08 |
2021-01-12 |
| 283 |
CORNERSTONE SECURITIES LIMITED |
|
-RO |
2016-08-24 |
2021-01-12 |
| 284 |
CORPORATE BROKERS LIMITED |
Chan Chi Cheung (SFC:ACQ786) |
+Rep |
2021-01-11 |
|
| 285 |
|
Ng Shiu Ki (SFC:AAC791) |
-RO |
2004-05-07 |
2020-12-31 |
| 286 |
|
|
+Rep |
2020-12-31 |
|
| 287 |
CORPORATE COMMODITIES LIMITED |
|
-RO |
2014-09-30 |
2020-12-31 |
| 288 |
|
|
+Rep |
2020-12-31 |
|
| 289 |
CORRINGTON SECURITIES & INVESTMENT LIMITED |
Chan Kam Cheung |
-Rep |
2015-08-21 |
2020-12-31 |
| 290 |
|
Ng Tsz Kin |
-RO |
2016-12-13 |
2020-12-31 |
| 291 |
Credit Suisse (Hong Kong) Limited |
Chen Yow Bang |
-Rep |
2008-05-08 |
2021-01-11 |
| 292 |
|
Chui Yuk Ming |
-Rep |
2018-04-10 |
2020-12-31 |
| 293 |
|
Chung Nicholas |
+Rep |
2021-01-08 |
|
| 294 |
|
Lokesh Lekith Kumar Chikanayak |
-Rep |
2019-01-24 |
2021-01-04 |
| 295 |
|
|
+RO |
2021-01-04 |
|
| 296 |
|
Wang Can (SFC:BNT143) |
-Rep |
2018-11-01 |
2020-12-31 |
| 297 |
|
Yang Sikai |
+Rep |
2021-01-04 |
|
| 298 |
|
Yin Chenggong |
+Rep |
2021-01-06 |
|
| 299 |
Credit Suisse Securities (Hong Kong) Limited |
Chui Yuk Ming |
-Rep |
2018-04-10 |
2020-12-31 |
| 300 |
|
Yin Chenggong |
+Rep |
2021-01-06 |
|
| 301 |
CSFG International Asset Management Limited |
Yu Bernard Shui Sang |
-RO |
2018-06-13 |
2021-01-03 |
| 302 |
CSFG International Securities Limited |
|
-RO |
2020-11-25 |
2021-01-03 |
| 303 |
CSI Global Markets Limited |
Lam Ka Wun Gary |
-Rep |
2017-06-26 |
2021-01-08 |
| 304 |
|
Luk Kwun Hei |
+Rep |
2021-01-12 |
|
| 305 |
|
Tseng Peter Wing Keung |
+Rep |
2021-01-12 |
|
| 306 |
|
Yang Lujia |
-Rep |
2018-05-18 |
2021-01-11 |
| 307 |
CSI Partners HK Limited |
Qian Haochen |
-Rep |
2019-06-25 |
2020-12-30 |
| 308 |
|
Shen Gujing |
-Rep |
2016-04-12 |
2020-12-30 |
| 309 |
|
Zhang Hongyi (SFC:BIZ596) |
-Rep |
2017-02-14 |
2020-12-30 |
| 310 |
CSOP Asset Management Limited |
Zhang Jiaying (SFC:BNN287) |
-Rep |
2018-09-13 |
2020-12-31 |
| 311 |
CTW SECURITIES LIMITED |
Leung C Jun Christopher |
-Rep |
2020-05-22 |
2021-01-01 |
| 312 |
D. E. Shaw & Co. (Asia Pacific) Limited |
Kim Yeun Joo |
+Rep |
2021-01-04 |
|
| 313 |
DA International Asset Management Limited |
Ho Ting Fung (SFC:BHS033) |
-Rep |
2020-10-29 |
2020-12-30 |
| 314 |
|
|
+RO |
2020-12-30 |
|
| 315 |
Daiwa Capital Markets Hong Kong Limited |
Nie Zhuofei |
+Rep |
2021-01-04 |
|
| 316 |
DBS VICKERS (HONG KONG) LIMITED |
Chui Man Nga |
-Rep |
2016-06-06 |
2021-01-10 |
| 317 |
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED |
Kwong Ping Keung |
-RO |
|
2021-01-01 |
| 318 |
DEUTSCHE SECURITIES ASIA LIMITED |
Ge Guanhong |
-Rep |
2017-09-29 |
2020-12-31 |
| 319 |
|
Moreira Nicholas Hubert |
-RO |
2012-12-13 |
2021-01-05 |
| 320 |
Diamond Head Capital Asset Management (HK) Limited |
Kwan Warren Lai On |
-RO |
2017-07-11 |
2021-01-03 |
| 321 |
DL SECURITIES (HK) LIMITED |
Wang Yan (SFC:BOA764) |
+Rep |
2021-01-11 |
|
| 322 |
|
Xu Tiantian (SFC:BJR785) |
-Rep |
2020-11-19 |
2021-01-11 |
| 323 |
|
|
+RO |
2021-01-11 |
|
| 324 |
Dongxing Securities (Hong Kong) Asset Management Company Limited |
Guo Chaofeng |
-Rep |
2020-12-03 |
2021-01-04 |
| 325 |
|
|
+RO |
2021-01-04 |
|
| 326 |
Dongxing Securities (Hong Kong) Company Limited |
Wong Brenda Yin Kwan |
-RO |
2017-07-18 |
2020-12-31 |
| 327 |
Double Haven Capital (Hong Kong) Limited |
Bahra Kanwaljit Singh |
-RO |
2018-07-12 |
2020-12-31 |
| 328 |
|
Brennan Martin (SFC:AHN339) |
-Rep |
2011-08-02 |
2020-12-31 |
| 329 |
|
Doud Thomas Andrew |
-RO |
2012-09-11 |
2020-12-31 |
| 330 |
|
Lee Man Hon (SFC:AVC108) |
-Rep |
2013-06-27 |
2020-12-31 |
| 331 |
|
McDade Richard William |
-Rep |
2016-12-13 |
2020-12-31 |
| 332 |
|
Vaswani Arun Purushotam |
-Rep |
2011-10-31 |
2020-12-31 |
| 333 |
|
Walter David Ronald James |
-Rep |
2018-04-24 |
2020-12-31 |
| 334 |
DT Securities & Futures Co. Limited |
Mak Chun Yuen (SFC:BQL894) |
+Rep |
2021-01-05 |
|
| 335 |
EAM Investment Advisors Limited |
Li Yisui |
-Rep |
2020-06-24 |
2020-12-31 |
| 336 |
East Point Asset Management Limited |
Liu Zhenhua (SFC:BHT759) |
+RO |
2021-01-06 |
|
| 337 |
|
Walsh Simon Hastings Patrick |
+RO |
2021-01-06 |
|
| 338 |
Easy One Securities Limited |
Choy Yau Fai |
-RO |
2016-08-31 |
2021-01-05 |
| 339 |
EASY SECURITIES LIMITED |
Liang Lihua |
-RO |
2020-11-20 |
2021-01-04 |
| 340 |
Eddid Securities and Futures Limited |
Lin Xuanxuan |
+Rep |
2021-01-08 |
|
| 341 |
ELLIOTT ADVISORS (HK) LIMITED |
Bayliss James Michael Edward |
-RO |
2020-08-06 |
2020-12-31 |
| 342 |
|
Ciardi Francesco (SFC:BPV396) |
-RO |
2020-09-17 |
2020-12-31 |
| 343 |
|
Nonnenmacher Sophie Sabine |
-RO |
2020-08-04 |
2020-12-31 |
| 344 |
|
Yu Tao (SFC:BOC108) |
-Rep |
2019-02-15 |
2020-12-31 |
| 345 |
EMINENCE ASSET MANAGEMENT (ASIA) LIMITED |
Martigny Florian Armand Julien |
-RO |
2020-06-19 |
2020-12-31 |
| 346 |
Emperio Securities And Assets Management Limited |
Chan Man Sze (SFC:AZZ250) |
-Rep |
2021-01-07 |
2021-01-28 |
| 347 |
|
Ho Chung Ming |
-Rep |
2020-09-18 |
2021-01-12 |
| 348 |
|
|
+RO |
2021-01-12 |
|
| 349 |
ENHANCED INVESTMENT PRODUCTS LIMITED |
Chau Ka Yue Kenneth |
+Rep |
2021-01-05 |
|
| 350 |
Enhanced Securities Limited |
Lo Christopher Tak Hung |
-Rep |
2016-06-17 |
2021-01-07 |
| 351 |
|
|
+RO |
2021-01-07 |
|
| 352 |
Epiphany Asset Management (HK) Limited |
Liao Wei (SFC:AYJ548) |
-Rep |
2019-03-01 |
2020-12-31 |
| 353 |
EQT Partners Asia Limited |
Mok Martin Kwan Ting |
-RO |
2009-11-23 |
2020-12-31 |
| 354 |
Essence Futures (Hong Kong) Limited |
Ma Ming Chun |
-Rep |
2013-07-11 |
2020-12-30 |
| 355 |
|
|
+RO |
2020-12-30 |
|
| 356 |
Essence International Securities (Hong Kong) Limited |
Feng Jinyi (SFC:AXZ592) |
-Rep |
2011-09-30 |
2020-12-30 |
| 357 |
|
|
+RO |
2020-12-30 |
|
| 358 |
|
Ma Ming Chun |
-Rep |
2013-07-11 |
2020-12-30 |
| 359 |
|
|
+RO |
2020-12-30 |
|
| 360 |
Eurizon Capital Asia Limited |
Man Ka Ming (SFC:BBT494) |
+Rep |
2020-12-30 |
|
| 361 |
EVENSTAR ADVISORS LIMITED |
Yu Bai Daniel |
-Rep |
2018-09-20 |
2020-12-31 |
| 362 |
Ever-Long Capital Management Limited (b2014-01-15) |
Cheng Kai-Jen |
+Rep |
2021-01-08 |
|
| 363 |
|
Lai Kwan Pak |
-Rep |
2018-07-30 |
2021-01-04 |
| 364 |
|
|
+RO |
2021-01-04 |
|
| 365 |
Evercore Asia Limited |
Leviseur David William Hugo |
-Rep |
2015-03-16 |
2020-12-31 |
| 366 |
ExodusPoint Capital Management Hong Kong, Limited |
Li Wei (SFC:BIC106) |
+Rep |
2020-12-31 |
|
| 367 |
|
Weng Tao |
+Rep |
2021-01-04 |
|
| 368 |
FAIRY AMBITION LIMITED |
Chan Lawrance Chun Kit |
+RO |
2021-01-05 |
|
| 369 |
Feifan Asset Management Co., Limited |
Xue Wanhua |
-RO |
2020-01-24 |
2020-12-31 |
| 370 |
FIL Investment Management (Hong Kong) Limited |
So Ka Wai (SFC:BNC194) |
-Rep |
2018-07-25 |
2021-01-13 |
| 371 |
First Capital International Finance Limited |
Shang Lei (SFC:BNH677) |
-Rep |
2018-11-12 |
2021-01-12 |
| 372 |
First Ocean Asset Management Company Limited (b2004-07-23) |
Ma Di (SFC:BNB075) |
-RO |
2020-09-02 |
2020-12-31 |
| 373 |
|
Wang Yan (SFC:BOA764) |
-Rep |
2020-05-12 |
2021-01-04 |
| 374 |
First Ocean Capital Company Limited |
Ma Di (SFC:BNB075) |
-Rep |
2019-08-20 |
2020-12-31 |
| 375 |
|
Wang Yan (SFC:BOA764) |
-Rep |
2020-05-12 |
2021-01-04 |
| 376 |
FIRST SECURITIES (HK) LIMITED |
Kuo Shu Chen (SFC:BIV833) |
-Rep |
2017-12-12 |
2021-01-01 |
| 377 |
FIRST SHANGHAI CAPITAL LIMITED |
Lu Yunfei (SFC:BQO614) |
+Rep |
2021-01-04 |
|
| 378 |
FIRST SHANGHAI FUTURES LIMITED |
Mak Tin Yan |
-Rep |
2018-07-19 |
2021-01-10 |
| 379 |
|
Sung Wai Kei |
-Rep |
2019-09-27 |
2021-01-03 |
| 380 |
FIRST SHANGHAI SECURITIES LIMITED |
Ding Shen |
-Rep |
2018-01-15 |
2020-12-31 |
| 381 |
|
Mak Tin Yan |
-Rep |
2018-07-19 |
2021-01-10 |
| 382 |
|
Sung Wai Kei |
-Rep |
2019-09-27 |
2021-01-03 |
| 383 |
FLOW TRADERS HONG KONG LIMITED |
Quinn Mitchell Douglas |
+Rep |
2021-01-05 |
|
| 384 |
FORTUNE (HK) SECURITIES LIMITED |
Lok Ka Fai (SFC:AYL132) |
-RO |
2018-12-13 |
2021-01-13 |
| 385 |
FORTUNE FINANCIAL CAPITAL LIMITED |
|
-RO |
2020-04-16 |
2021-01-13 |
| 386 |
Fosun Hani Securities Limited |
Lai Pei Chung |
-Rep |
2020-10-30 |
2020-12-31 |
| 387 |
Founder Securities (Hong Kong) Capital Company Limited |
Wang Xiao (SFC:BGK625) |
-Rep |
2018-07-04 |
2020-12-31 |
| 388 |
|
Wong Sai Fu |
-RO |
2018-06-01 |
2020-12-31 |
| 389 |
FOUNDER SECURITIES (HONG KONG) LIMITED |
Wang Xiao (SFC:BGK625) |
-Rep |
2017-08-29 |
2020-12-31 |
| 390 |
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED |
Browning Mark Banks |
-RO |
2007-01-05 |
2020-12-31 |
| 391 |
FRONTIER CAPITAL MANAGEMENT LIMITED (HK) |
Lo Wai Lun |
-Rep |
2020-11-24 |
2021-01-04 |
| 392 |
FUBON SECURITIES (HONG KONG) LIMITED |
Chen Hsiu-Hsiu |
+Rep |
2021-01-12 |
|
| 393 |
|
Hsieh Pei-Chun |
-Rep |
2019-06-20 |
2020-12-31 |
| 394 |
|
Huang Lingwen |
-Rep |
2020-08-03 |
2020-12-31 |
| 395 |
|
Lin Chun-Chi |
-RO |
2019-06-05 |
2020-12-31 |
| 396 |
|
Shi Yanguan |
-Rep |
2019-09-06 |
2020-12-31 |
| 397 |
FULBRIGHT SECURITIES LIMITED |
Yu Kar Po |
-Rep |
2008-04-22 |
2020-12-31 |
| 398 |
FULLGOAL ASSET MANAGEMENT (HK) LIMITED |
Guo Sijing |
-Rep |
2014-04-09 |
2021-01-12 |
| 399 |
Funderstone Futures Limited |
Cheung Jeffrey Kwok On |
+Rep |
2021-01-08 |
|
| 400 |
Funderstone Securities Limited |
|
+Rep |
2021-01-08 |
|
| 401 |
Futu Securities International (HONG KONG) Limited |
Chen Yunyu |
+Rep |
2021-01-06 |
|
| 402 |
FWD Financial Planning Limited (HK) |
Yung Shu Ho Alex |
+Rep |
2021-01-12 |
|
| 403 |
Gamma Consortium Limited (The) |
Dias Richard Percival |
-RO |
2017-12-27 |
2021-01-01 |
| 404 |
GCI Asset Management, HK Limited |
Mullapudi Hari Kiran |
+Rep |
2021-01-06 |
|
| 405 |
Generations Partners Company Limited |
Li Yucai |
+Rep |
2021-01-04 |
|
| 406 |
Genesis Capital Group Limited (HK) |
Sze-To Hang |
-Rep |
2019-03-22 |
2020-12-31 |
| 407 |
GET NICE SECURITIES LIMITED |
Chan Lap Chun |
+Rep |
2021-01-04 |
|
| 408 |
|
So Eley Wing Hung |
+Rep |
2021-01-04 |
|
| 409 |
GF Asset Management (Hong Kong) Limited |
Ye Yong (SFC:AOB368) |
+RO |
2021-01-07 |
|
| 410 |
GF Capital (Hong Kong) Limited |
Chen Liguo |
-Rep |
2018-12-21 |
2020-12-31 |
| 411 |
|
Huang Sike |
+Rep |
2021-01-11 |
|
| 412 |
|
Xu Sihan |
+Rep |
2020-12-31 |
|
| 413 |
GF FUTURES (HONG KONG) CO., LIMITED |
Tan Derrick Wie Hon |
-Rep |
2013-03-11 |
2020-12-30 |
| 414 |
GF International Investment Management Limited |
Dai Yuqing |
-Rep |
2019-10-18 |
2021-01-06 |
| 415 |
GF Securities (Hong Kong) Brokerage Limited |
Chan Fai Shing |
+Rep |
2021-01-13 |
|
| 416 |
|
Qiu Changwei |
-Rep |
2019-03-01 |
2021-01-08 |
| 417 |
|
Tan Derrick Wie Hon |
-Rep |
2013-03-11 |
2020-12-30 |
| 418 |
|
Xu Sihan |
+Rep |
2020-12-31 |
|
| 419 |
GFI (HK) SECURITIES L.L.C. |
Lougare Thibaud Jean-Marie |
-Rep |
2020-03-20 |
2021-01-12 |
| 420 |
Glory Sun Securities Limited |
Ng Ka Sing |
+Rep |
2020-12-30 |
|
| 421 |
|
Pan Kin Ming |
+Rep |
2021-01-11 |
|
| 422 |
GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED |
Chow Kwun Hung |
+RO |
2020-12-30 |
|
| 423 |
|
Wong Kin Pong (SFC:AJN217) |
+RO |
2020-12-30 |
|
| 424 |
Golden Asset Management Co., Limited |
Mak Pui Yee (SFC:BQM362) |
+Rep |
2021-01-06 |
|
| 425 |
GOLDHORSE CAPITAL MANAGEMENT (HK) LIMITED |
Xia Yue (SFC:BQN163) |
+Rep |
2021-01-12 |
|
| 426 |
GOLDMAN SACHS (ASIA) L.L.C. |
Cumming Fiona Joy |
-Rep |
2013-07-31 |
2021-01-01 |
| 427 |
|
Fu Ning |
+Rep |
2021-01-11 |
|
| 428 |
|
Koll Kathy Mitsuko |
-Rep |
2010-03-09 |
2021-01-11 |
| 429 |
|
Ooi Wei Ming (SFC:BNX372) |
-Rep |
2018-12-11 |
2021-01-01 |
| 430 |
|
Wang Yunyi |
-Rep |
2021-01-08 |
2021-02-04 |
| 431 |
|
Zhong Hongda |
+Rep |
2021-01-08 |
|
| 432 |
GOLDMAN SACHS (ASIA) SECURITIES LIMITED |
Fu Ning |
+Rep |
2021-01-11 |
|
| 433 |
Goldman Sachs Asset Management (Hong Kong) Limited |
Chen Tianyun |
-Rep |
2019-05-30 |
2021-01-06 |
| 434 |
|
Messier Gerald |
-Rep |
2018-03-07 |
2021-01-09 |
| 435 |
Grace Financial Limited (HK) |
Chia Kok Onn |
-RO |
2011-06-16 |
2020-12-31 |
| 436 |
Grand Moore Capital Limited |
Zhou You (SFC:BHG937) |
-Rep |
2018-01-10 |
2021-01-04 |
| 437 |
GRANSING SECURITIES CO., LIMITED |
Wong Tsz Pan (SFC:AMU162) |
+Rep |
2021-01-08 |
|
| 438 |
Great Wall Pan Asia Asset Management Limited |
Li Qi (SFC:AGM782) |
-RO |
2018-03-23 |
2020-12-31 |
| 439 |
|
Liao Jie (SFC:BQH159) |
+Rep |
2021-01-06 |
|
| 440 |
GREATER BAY ASSET MANAGEMENT LIMITED |
Ma Xinyu |
-Rep |
2018-12-19 |
2020-12-31 |
| 441 |
GREATER BAY SECURITIES LIMITED |
|
-Rep |
2018-10-25 |
2020-12-31 |
| 442 |
Green Harmony Securities Limited |
Xiong Yun |
-Rep |
2019-10-23 |
2021-01-07 |
| 443 |
|
|
+RO |
2021-01-07 |
|
| 444 |
Green Park Financial Co., Limited |
Chu Wah Cheung |
-Rep |
2020-12-11 |
2021-01-05 |
| 445 |
|
|
+RO |
2021-01-05 |
|
| 446 |
|
Leung Tat Lung |
-RO |
2019-12-17 |
2020-12-31 |
| 447 |
GSA Capital Partners (Hong Kong) Limited |
Spence Kevin (SFC:BOH486) |
-RO |
2019-08-15 |
2020-12-31 |
| 448 |
Guosen Securities (HK) Brokerage Company, Limited |
Lau Ka Yi |
-Rep |
2020-12-08 |
2021-01-11 |
| 449 |
|
Zhao Yifan (SFC:BNG821) |
-Rep |
2019-09-30 |
2021-01-08 |
| 450 |
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED |
Liang Yuxuan |
-Rep |
2018-12-07 |
2020-12-31 |
| 451 |
|
Song Jiaying (SFC:BDY877) |
-Rep |
2017-02-23 |
2021-01-04 |
| 452 |
|
Zhang Chonghui |
-Rep |
2019-01-29 |
2020-12-31 |
| 453 |
GUOTAI JUNAN CAPITAL LIMITED |
Duan Yanni |
-Rep |
2020-03-16 |
2021-01-05 |
| 454 |
|
Hui Hin Long |
-Rep |
2017-09-15 |
2021-01-07 |
| 455 |
|
Sheng Chen (SFC:BQO794) |
+Rep |
2020-12-30 |
|
| 456 |
|
Yu Chenkai |
-Rep |
2019-12-06 |
2020-12-31 |
| 457 |
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED |
Cheng Siu Wa (SFC:ADG364) |
+Rep |
2021-01-11 |
|
| 458 |
|
Lau Tsz Hung |
-Rep |
2019-04-16 |
2021-01-10 |
| 459 |
|
Wan Lu |
-Rep |
2019-09-09 |
2021-01-07 |
| 460 |
|
Wang Weiwei (SFC:BMU905) |
-Rep |
2018-04-20 |
2020-12-31 |
| 461 |
Guotai Junan FX Limited |
Lau Tsz Hung |
-Rep |
2020-12-16 |
2021-01-10 |
| 462 |
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED |
Cheng Siu Wa (SFC:ADG364) |
+Rep |
2021-01-11 |
|
| 463 |
|
Chung Wai Pan |
-Rep |
2017-11-16 |
2020-12-31 |
| 464 |
|
Lau Tsz Hung |
-Rep |
2019-04-16 |
2021-01-10 |
| 465 |
|
Wan Lu |
-Rep |
2019-08-09 |
2021-01-07 |
| 466 |
|
Wang Weiwei (SFC:BMU905) |
-Rep |
2018-04-20 |
2020-12-31 |
| 467 |
|
Yang Yongqing |
-Rep |
2019-07-10 |
2021-01-04 |
| 468 |
|
Yu An Li |
-Rep |
2020-12-07 |
2020-12-30 |
| 469 |
GUOYUAN FUTURES (HONG KONG) LIMITED |
Du Qingwen |
-Rep |
2019-10-22 |
2020-12-31 |
| 470 |
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED |
|
-Rep |
2019-10-22 |
2020-12-31 |
| 471 |
Haitong Futures Hong Kong Limited |
Wong Fish Yuk Yu |
-RO |
2019-06-21 |
2021-01-13 |
| 472 |
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED |
Zhu Diyi |
-Rep |
2017-10-04 |
2021-01-05 |
| 473 |
HAITONG INTERNATIONAL CAPITAL LIMITED |
Xie Xinxin |
+Rep |
2021-01-04 |
|
| 474 |
HAITONG INTERNATIONAL FUTURES LIMITED |
Chan Kwong Hoi |
-Rep |
2019-08-14 |
2021-01-13 |
| 475 |
|
Cheung Chun Kit (SFC:APO195) |
-Rep |
2007-09-04 |
2021-01-08 |
| 476 |
|
Chung Dennis Wei Chiu |
-Rep |
2020-09-10 |
2021-01-06 |
| 477 |
|
Fu Xiaoqing |
-Rep |
2015-07-15 |
2020-12-31 |
| 478 |
|
Tse Sheung Ming Darren |
+Rep |
2021-01-11 |
|
| 479 |
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED |
Zhu Diyi |
-Rep |
2017-10-04 |
2021-01-05 |
| 480 |
HAITONG INTERNATIONAL RESEARCH LIMITED |
Leung Billy Ka Wai |
-Rep |
2016-04-01 |
2021-01-08 |
| 481 |
|
Sun Miaoling |
+Rep |
2021-01-13 |
|
| 482 |
|
Zong Bo |
+Rep |
2020-12-31 |
|
| 483 |
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED |
Chan Elton Ngok Yan |
-Rep |
2020-01-16 |
2021-01-05 |
| 484 |
|
Chan Kwong Hoi |
-Rep |
2019-08-14 |
2021-01-13 |
| 485 |
|
Cheung Chun Kit (SFC:APO195) |
-Rep |
2007-09-04 |
2021-01-08 |
| 486 |
|
Chung Dennis Wei Chiu |
-Rep |
2020-09-10 |
2021-01-06 |
| 487 |
|
Fu Xiaoqing |
-Rep |
2014-02-24 |
2020-12-31 |
| 488 |
|
Kwan Chun Liang Nicholas |
-Rep |
2019-07-26 |
2020-12-31 |
| 489 |
|
Ng Wai Lam William |
-Rep |
2020-10-09 |
2021-01-08 |
| 490 |
|
Tse Sheung Ming Darren |
+Rep |
2021-01-11 |
|
| 491 |
|
Xie Xinxin |
+Rep |
2021-01-04 |
|
| 492 |
HakuCapital Global Investment Advisers Limited |
Broomhead Robert Peter |
-Rep |
2019-07-25 |
2020-12-31 |
| 493 |
|
Lam Fong Tat |
-Rep |
2020-04-21 |
2020-12-31 |
| 494 |
HAMON ASIAN ADVISORS LIMITED |
Tsang Kwok Yuk |
+Rep |
2020-12-31 |
|
| 495 |
HANG SENG INVESTMENT MANAGEMENT LIMITED |
Chan Sau Ying (SFC:BAY074) |
-Rep |
2013-03-04 |
2020-12-30 |
| 496 |
|
Tang Kai Wing (SFC:BAB779) |
-Rep |
2020-10-29 |
2021-01-03 |
| 497 |
|
Yee Wing Ka |
-Rep |
2013-08-23 |
2020-12-30 |
| 498 |
HANTEC FUTURES LIMITED |
Leung Yu Hin (SFC:AZX593) |
-Rep |
2018-05-30 |
2020-12-31 |
| 499 |
HANTEC SECURITIES CO., LIMITED |
|
-Rep |
2018-05-30 |
2020-12-31 |
| 500 |
Harmonia Capital Limited |
Ho Hoi Shan |
-Rep |
2020-07-10 |
2020-12-31 |
| 501 |
HARTFORD CAPITAL LIMITED |
Zhou Fangyu |
+Rep |
2021-01-11 |
|
| 502 |
HBM Partners Hong Kong Limited |
Chen Steve Shuo |
+RO |
2021-01-07 |
|
| 503 |
|
Chen Xin (SFC:AUF158) |
+RO |
2021-01-07 |
|
| 504 |
HEAD & SHOULDERS SECURITIES LIMITED |
Lo Cho Ying |
-Rep |
2018-06-26 |
2020-12-31 |
| 505 |
Hermitage Capital HK Limited |
Chen Ronghua (SFC:BBD166) |
-RO |
2018-03-28 |
2021-01-05 |
| 506 |
HEUNGKONG CAPITAL LIMITED |
Leung Ching Fai |
-Rep |
2019-12-13 |
2020-12-31 |
| 507 |
HEUNGKONG SECURITIES LIMITED |
|
-Rep |
2020-01-08 |
2020-12-31 |
| 508 |
HF Asset Management Limited (HK) |
Cheng Patrick Chi Kin |
-RO |
2020-11-02 |
2021-01-13 |
| 509 |
HF Securities and Futures Limited |
|
-Rep |
2020-11-02 |
2021-01-13 |
| 510 |
|
Liu Christina Lai Sum |
-RO |
2020-11-02 |
2020-12-31 |
| 511 |
Holly International Asset Management Company Limited |
Wu Ngai Pan |
-RO |
2019-05-07 |
2020-12-31 |
| 512 |
Holly International Financial Holdings Limited |
|
-RO |
2017-11-17 |
2020-12-31 |
| 513 |
Hope Chain Asset Management Co., Limited |
Fu Yuen Lam |
+Rep |
2021-01-04 |
|
| 514 |
HSBC BROKING FOREX (ASIA) LIMITED |
Ho Tin Lai |
-Rep |
2016-03-10 |
2020-12-31 |
| 515 |
HSBC BROKING FUTURES (ASIA) LIMITED |
|
-Rep |
2015-10-27 |
2020-12-31 |
| 516 |
HSBC BROKING SECURITIES (ASIA) LIMITED |
Cheung Kam Wai (SFC:BQN782) |
+Rep |
2021-01-05 |
|
| 517 |
|
Ho Tin Lai |
-Rep |
2015-10-27 |
2020-12-31 |
| 518 |
HSBC Corporate Finance (Hong Kong) Limited |
Gao Zhongyuan (SFC:BNU678) |
-Rep |
2018-12-05 |
2021-01-12 |
| 519 |
|
He Ranchong |
-Rep |
2020-03-24 |
2021-01-08 |
| 520 |
|
Lam Yat Shing Kenny |
-Rep |
2019-10-04 |
2020-12-31 |
| 521 |
HSBC Global Asset Management (Hong Kong) Limited |
Pang Chung Shia Jacqueline |
+Rep |
2021-01-12 |
|
| 522 |
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED |
|
+Rep |
2021-01-12 |
|
| 523 |
HTF Securities Limited |
Yeung Chi Hang (SFC:AOK041) |
-Rep |
2021-01-04 |
2021-02-11 |
| 524 |
Hua Rui Capital Limited |
Chu Tai Wai |
+RO |
2021-01-05 |
|
| 525 |
|
Tang Kin Chor |
+RO |
2021-01-05 |
|
| 526 |
HUA YU INVESTMENT MANAGEMENT LIMITED |
Ma Chun Fai |
-Rep |
2015-07-03 |
2020-12-31 |
| 527 |
HUAJIN SECURITIES (INTERNATIONAL) LIMITED |
Liu Miao (SFC:BAK406) |
-Rep |
2015-12-31 |
2021-01-04 |
| 528 |
Huarong International Securities Limited |
Liu Xiguang (SFC:BQD597) |
-RO |
2021-01-06 |
2021-02-09 |
| 529 |
Huatai (Hong Kong) Futures Limited |
Tang Hon Sum |
-Rep |
2019-08-01 |
2021-01-12 |
| 530 |
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED |
Chen Dong (SFC:BQO797) |
+Rep |
2020-12-30 |
|
| 531 |
|
Li Yi Sum |
+Rep |
2021-01-07 |
|
| 532 |
|
Lin Huanyu |
+Rep |
2020-12-30 |
|
| 533 |
|
Lu Wenyu |
+Rep |
2020-12-30 |
|
| 534 |
|
Tian Lei (SFC:BPK390) |
+Rep |
2021-01-05 |
|
| 535 |
|
Tu Kehan |
+Rep |
2020-12-30 |
|
| 536 |
|
Yao Jack Hsin-Chou |
+Rep |
2021-01-05 |
|
| 537 |
|
Yao Peirong |
+Rep |
2020-12-30 |
|
| 538 |
Huge Asset Management Limited |
Sin Kit Fung |
-Rep |
2020-03-11 |
2021-01-07 |
| 539 |
Hywin Asset Management (Hong Kong) Limited |
Fang Chih To |
+Rep |
2021-01-11 |
|
| 540 |
I-ACCESS INVESTORS LIMITED |
Lui Kam Sing |
+Rep |
2021-01-08 |
|
| 541 |
IAM LEGACY LIMITED |
Chan Lok Man (SFC:BMO599) |
-Rep |
2018-09-26 |
2020-12-30 |
| 542 |
ICAP Securities Hong Kong Limited |
Poix Arnaud Bernard Fabrice Noel |
+RO |
2021-01-05 |
|
| 543 |
ICBC Credit Suisse Asset Management (International) Company Limited |
Sun Derrick |
-RO |
2020-08-27 |
2021-01-11 |
| 544 |
|
Wang Yang (SFC:BPM753) |
+RO |
2021-01-05 |
|
| 545 |
ICBC INTERNATIONAL FUTURES LIMITED |
Bai Yuyang |
-Rep |
2019-12-09 |
2021-01-08 |
| 546 |
ICBC INTERNATIONAL SECURITIES LIMITED |
|
-Rep |
2019-12-09 |
2021-01-08 |
| 547 |
Imagi Brokerage Limited |
Lim Kadir Jia Ping |
+Rep |
2021-01-08 |
|
| 548 |
Income Partners Asset Management (HK) Limited |
Tang Lorraine Lai Shim |
-Rep |
|
2020-12-31 |
| 549 |
INDUS CAPITAL ADVISORS (HONG KONG) LIMITED |
Velakacharla Siddharth |
-RO |
2009-08-06 |
2021-01-01 |
| 550 |
INFINI CAPITAL MANAGEMENT LIMITED |
Huang Shangting |
+Rep |
2021-01-12 |
|
| 551 |
Infinitus Partners Asset Management Limited |
Au Ka Ho Jeffrey |
-Rep |
2018-04-18 |
2020-12-30 |
| 552 |
|
|
+RO |
2020-12-30 |
|
| 553 |
|
Yeung Chun Man (SFC:ANP664) |
-RO |
2019-06-14 |
2020-12-31 |
| 554 |
INFINITY ASSET MANAGEMENT LIMITED |
Ng Raymond Ying Wang |
-Rep |
2020-11-16 |
2021-01-06 |
| 555 |
|
|
+RO |
2021-01-06 |
|
| 556 |
|
Yu Lu (SFC:BQN201) |
+Rep |
2021-01-13 |
|
| 557 |
INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED |
Shi Wei (SFC:BIA163) |
-RO |
2016-10-11 |
2020-12-31 |
| 558 |
Inheliance Asset Management Limited |
Fang Qiuyan |
-RO |
2020-04-29 |
2021-01-09 |
| 559 |
|
Wang Juejun |
-Rep |
2019-09-30 |
2021-01-11 |
| 560 |
Interactive Brokers Hong Kong Limited |
Wu Pik Yan |
+Rep |
2020-12-30 |
|
| 561 |
INVESCO ASSET MANAGEMENT ASIA LIMITED |
Holland Greg Anthony |
-Rep |
2021-01-05 |
2021-01-29 |
| 562 |
INVESCO HONG KONG LIMITED |
|
-Rep |
2021-01-05 |
2021-01-29 |
| 563 |
Investec Capital Asia Limited |
Cowney Nicholas Edward |
-Rep |
2019-06-19 |
2020-12-31 |
| 564 |
|
Li Jason Sze Kwok |
+Rep |
2021-01-04 |
|
| 565 |
IS Prime Hong Kong Limited |
Gao Qifan |
+Rep |
2021-01-12 |
|
| 566 |
J.P. MORGAN BROKING (HONG KONG) LIMITED |
Lin Quan (SFC:BOE947) |
-Rep |
2019-03-13 |
2021-01-01 |
| 567 |
|
Zhai Yanni |
-Rep |
2017-08-08 |
2021-01-04 |
| 568 |
J.P. MORGAN SECURITIES (FAR EAST) LIMITED |
Yu Kaiyuan |
-Rep |
2020-03-27 |
2021-01-05 |
| 569 |
JANE STREET HONG KONG LIMITED |
Gross William Michael |
-Rep |
2014-12-23 |
2021-01-08 |
| 570 |
|
Moyen Saajid Ehsan |
-Rep |
2017-02-03 |
2021-01-01 |
| 571 |
Janus Henderson Investors Hong Kong Limited |
Goldman Stephen Scott |
-Rep |
2016-08-01 |
2020-12-30 |
| 572 |
JMC Capital HK Limited |
Kong Ming Fai |
-Rep |
2020-10-16 |
2021-01-06 |
| 573 |
|
|
+RO |
2021-01-06 |
|
| 574 |
|
Ouyang Jiejing |
-Rep |
2019-06-27 |
2021-01-01 |
| 575 |
JPMorgan Asset Management (Asia Pacific) Limited |
Au Tsz Ki |
-Rep |
2019-04-15 |
2020-12-30 |
| 576 |
|
Sau Long Sze |
+Rep |
2020-12-31 |
|
| 577 |
JPMorgan Funds (Asia) Limited |
Au Tsz Ki |
-Rep |
2018-03-06 |
2020-12-30 |
| 578 |
|
Sau Long Sze |
+Rep |
2020-12-31 |
|
| 579 |
|
Wong Ho Man (SFC:BFT530) |
-Rep |
2017-12-22 |
2021-01-08 |
| 580 |
K.K.M. SECURITIES LIMITED |
Yuen Tsze Yee |
-Rep |
2021-01-06 |
2021-01-31 |
| 581 |
KARL-THOMSON COMMODITIES COMPANY LIMITED |
Wong Lawrence Kwok Keung |
+Rep |
2020-12-30 |
|
| 582 |
KEYSTONE CAPITAL LIMITED (HK) |
Kwong Adrian |
+Rep |
2021-01-06 |
|
| 583 |
KGI ASIA LIMITED |
Chan Eric Siu Ki |
+Rep |
2020-12-30 |
|
| 584 |
|
Chan Sze Yuen |
+Rep |
2021-01-07 |
|
| 585 |
|
Chao Evan |
-Rep |
2018-06-13 |
2021-01-06 |
| 586 |
|
Ng Ka Yan (SFC:BQP735) |
+Rep |
2021-01-07 |
|
| 587 |
|
Ng Kwai Fong |
-Rep |
2017-10-03 |
2020-12-31 |
| 588 |
KGI Asset Management Limited |
Chua Kam Yi |
+Rep |
2021-01-11 |
|
| 589 |
KGI FUTURES (HONG KONG) LIMITED |
Chan Sze Yuen |
+Rep |
2021-01-07 |
|
| 590 |
KIM ENG SECURITIES (HONG KONG) LIMITED |
Ong Tiang Lock |
-Rep |
2020-08-05 |
2021-01-08 |
| 591 |
KINGDOM INVESTMENT MANAGERS LIMITED |
Wu Simon Wing Hong |
+RO |
2021-01-04 |
|
| 592 |
KINGKEY SECURITIES GROUP LIMITED |
Chan Shuk Fan (SFC:BOF446) |
-Rep |
2019-06-14 |
2021-01-06 |
| 593 |
KINGSTON SECURITIES LIMITED |
Kwok Yin Fun (SFC:BPW820) |
-Rep |
2020-11-04 |
2021-01-12 |
| 594 |
KOREA INVESTMENT & SECURITIES ASIA LIMITED |
Chan Raymond Siu Lun |
-Rep |
2020-11-04 |
2021-01-04 |
| 595 |
|
|
+RO |
2021-01-04 |
|
| 596 |
|
Seo Jangwon |
-Rep |
2020-12-04 |
2020-12-30 |
| 597 |
|
|
+RO |
2020-12-30 |
|
| 598 |
KTF CAPITAL MANAGEMENT LIMITED |
Hu Nian |
-RO |
2019-01-10 |
2021-01-06 |
| 599 |
Lakeville Capital Management Limited |
Zhou Henry |
-Rep |
2020-01-16 |
2020-12-31 |
| 600 |
Landmark Partners (Asia) Limited |
Alfeld Chad Steven |
+RO |
2020-12-30 |
|
| 601 |
|
Parker Paul Edward (SFC:BQC337) |
+RO |
2020-12-30 |
|
| 602 |
|
Wu Rebecca Yuan |
+RO |
2020-12-30 |
|
| 603 |
LaSalle Investment Management Hong Kong Limited |
Fan David Ching |
-RO |
2014-03-21 |
2020-12-31 |
| 604 |
Lazarus Asset Management Limited |
Stadelmann Cedric Pierre Andre |
-RO |
2020-10-21 |
2021-01-01 |
| 605 |
LCA Solutions Limited |
Halim Steven |
-Rep |
2012-08-13 |
2021-01-07 |
| 606 |
Legal & General Investment Management Asia Limited |
Peng David Hoantee |
-RO |
2018-09-13 |
2020-12-31 |
| 607 |
|
So Paul Ho Ching |
-RO |
2014-12-01 |
2020-12-31 |
| 608 |
Legg Mason Asset Management Hong Kong Limited |
Chan Pui Har |
-RO |
2017-08-25 |
2020-12-31 |
| 609 |
|
Giuliano Brian Louis |
-Rep |
2021-01-12 |
2021-01-14 |
| 610 |
|
Lu Shuyan (SFC:BNL573) |
-Rep |
2019-10-24 |
2020-12-31 |
| 611 |
Lego Corporate Finance Limited |
Kong Yuk Yu |
+Rep |
2021-01-06 |
|
| 612 |
|
Lung Tak Shing |
-Rep |
2017-07-06 |
2021-01-01 |
| 613 |
LERTHAI Asset Management Limited |
Yang Shao Xing Max |
-Rep |
2019-05-29 |
2020-12-31 |
| 614 |
LERTHAI Securities (Hong Kong) Limited |
|
-Rep |
2019-05-29 |
2020-12-31 |
| 615 |
Lianhe Ratings Global Limited |
Huang Chia-Chi |
-RO |
2018-07-16 |
2020-12-31 |
| 616 |
|
Lee Kai Chung (SFC:BOL449) |
-Rep |
2019-08-06 |
2020-12-31 |
| 617 |
|
Wong Joshua (SFC:BQO923) |
+Rep |
2021-01-12 |
|
| 618 |
Lion Rock Capital Management Limited (HK) |
Lee Chun Hin (SFC:BIT239) |
-RO |
2020-07-30 |
2021-01-01 |
| 619 |
|
Tian Yuanhui |
+Rep |
2021-01-06 |
|
| 620 |
LMR Partners Limited |
Wong Hung Hing (SFC:BBU649) |
+Rep |
2021-01-11 |
|
| 621 |
Long Bridge HK Limited |
Tu Haitao |
+Rep |
2021-01-08 |
|
| 622 |
Look's Securities Limited |
Hui Chi Kit |
-Rep |
2017-11-20 |
2020-12-31 |
| 623 |
Luk Fook Capital (HK) Limited |
Fan Charles Chi Yuen |
-Rep |
2018-03-07 |
2021-01-06 |
| 624 |
|
Leung Ching Fai |
-Rep |
2021-01-12 |
2021-02-03 |
| 625 |
Lumineux Asset Management Limited |
Yu Johnson Wai Hong |
-RO |
2020-01-15 |
2021-01-05 |
| 626 |
Lumineux Securities Limited |
|
-RO |
2020-02-27 |
2021-01-05 |
| 627 |
LVS Wealth Management Limited |
Luk Michael Wai Hoe |
-Rep |
2020-11-23 |
2021-01-07 |
| 628 |
|
|
+RO |
2021-01-07 |
|
| 629 |
|
Wong Choi Mei (SFC:ABT161) |
-Rep |
2019-07-22 |
2021-01-01 |
| 630 |
LYNX INVESTMENT PARTNERS LIMITED |
Murray Lesley Ann |
-Rep |
2016-12-07 |
2020-12-31 |
| 631 |
Macquarie Asia Securities Limited |
Suzuki (KORSUWAN) Ran (Rosalyn) |
-Rep |
2020-09-30 |
2021-01-06 |
| 632 |
MACQUARIE CAPITAL LIMITED |
Hill John Andrew (SFC:BMT336) |
-Rep |
2019-06-25 |
2021-01-04 |
| 633 |
|
Hoy Leslie Foster |
-Rep |
2019-01-16 |
2021-01-04 |
| 634 |
|
Pu Jimmy |
-Rep |
2016-06-22 |
2021-01-08 |
| 635 |
|
|
+RO |
2021-01-08 |
|
| 636 |
|
Shiu Jeffrey Ma |
-RO |
2017-10-12 |
2021-01-08 |
| 637 |
|
Sim Zhe Wei |
-Rep |
2020-11-24 |
2021-01-11 |
| 638 |
|
Siow Jia Keen |
-Rep |
2019-05-07 |
2021-01-04 |
| 639 |
|
Smith Dominic Anthony |
-Rep |
2017-08-29 |
2021-01-04 |
| 640 |
|
St John Michael Joseph Beauchamp |
-Rep |
2019-02-14 |
2021-01-04 |
| 641 |
|
Suzuki (KORSUWAN) Ran (Rosalyn) |
-Rep |
2020-05-29 |
2021-01-06 |
| 642 |
|
Takahashi Tomohiro |
-Rep |
2017-12-18 |
2021-01-04 |
| 643 |
|
Werner Conrad Jacob |
-Rep |
2011-06-15 |
2021-01-04 |
| 644 |
|
Yu Xuewen |
-Rep |
2017-04-26 |
2020-12-31 |
| 645 |
Magnum Research Limited |
Wang Zhihan (SFC:BQL387) |
+Rep |
2021-01-11 |
|
| 646 |
Major Asset Management Limited |
Yung Ka Cheung |
-Rep |
2020-12-10 |
2021-01-05 |
| 647 |
|
|
+RO |
2021-01-05 |
|
| 648 |
|
Zhao Mingyue |
+Rep |
2021-01-11 |
|
| 649 |
Manulife Investment Management (Hong Kong) Limited |
Koo Wai Sun |
+Rep |
2021-01-08 |
|
| 650 |
|
Li Sek Fu |
-RO |
2020-04-01 |
2020-12-31 |
| 651 |
Mason Global Capital Limited |
Fan King Wai |
-RO |
2020-04-15 |
2020-12-31 |
| 652 |
Mason Securities Limited |
|
-Rep |
2018-09-21 |
2020-12-31 |
| 653 |
MAXA CAPITAL LIMITED |
Duan Kaizhong |
+Rep |
2020-12-30 |
|
| 654 |
Merdeka Investment Management Limited (b2011-09-27) |
Koo Tin Man |
-Rep |
2019-10-31 |
2021-01-05 |
| 655 |
Merrill Lynch (Asia Pacific) Limited |
Cheng Fang Hsuan |
-Rep |
2019-09-03 |
2020-12-31 |
| 656 |
|
MacEy Maxwell Nathan |
+Rep |
2021-01-04 |
|
| 657 |
|
Proffitt Lee James |
+Rep |
2021-01-04 |
|
| 658 |
|
Tzur Yael |
-Rep |
2020-10-22 |
2020-12-31 |
| 659 |
|
Zhang Zhongwen (SFC:BKY288) |
-Rep |
2017-09-18 |
2021-01-11 |
| 660 |
Merrill Lynch Far East Limited |
MacEy Maxwell Nathan |
+Rep |
2021-01-04 |
|
| 661 |
|
Proffitt Lee James |
+Rep |
2021-01-04 |
|
| 662 |
|
Tzur Yael |
-Rep |
2014-07-28 |
2020-12-31 |
| 663 |
MESSIS CAPITAL LIMITED |
Choi Wing Yi |
-Rep |
2018-12-14 |
2020-12-31 |
| 664 |
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED |
Azzouz Hecham |
-Rep |
2019-05-02 |
2020-12-31 |
| 665 |
|
Roy Pierre |
-Rep |
2015-09-04 |
2020-12-31 |
| 666 |
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED |
Chan Matthew (SFC:BFG309) |
-Rep |
2018-10-16 |
2020-12-30 |
| 667 |
|
Kartha Harish Ramachandran |
-RO |
2020-03-30 |
2020-12-30 |
| 668 |
|
Wang Jingchen |
-Rep |
2018-03-23 |
2020-12-30 |
| 669 |
Mirae Asset Securities (HK) Limited |
Lui Thomas Ting Ching |
-RO |
2019-09-30 |
2021-01-01 |
| 670 |
Mitsubishi UFJ Investment Services (HK) Limited |
Lam Andrew Robert |
-Rep |
2019-11-14 |
2020-12-31 |
| 671 |
|
Lau Kwun Ping |
-Rep |
2017-09-22 |
2020-12-31 |
| 672 |
MIZUHO SECURITIES ASIA LIMITED |
Hirata Rie |
-Rep |
2013-04-03 |
2020-12-31 |
| 673 |
|
Stewart Benjamin Richard |
-Rep |
2018-04-25 |
2021-01-13 |
| 674 |
|
Tanaka Keiichiro |
-Rep |
2016-02-01 |
2020-12-31 |
| 675 |
MOELIS & COMPANY ASIA LIMITED |
Ding Yifan (SFC:BQG398) |
+Rep |
2021-01-04 |
|
| 676 |
Moody's Investors Service Hong Kong Limited |
Choy Peter Sing Yip |
-Rep |
2011-06-01 |
2020-12-31 |
| 677 |
|
Winsbury Patrick John |
-Rep |
2020-04-27 |
2021-01-08 |
| 678 |
Morgan Stanley Asia Limited |
Andersson Magnus Carl Gustaf |
-Rep |
2019-01-18 |
2021-01-13 |
| 679 |
|
|
+RO |
2021-01-13 |
|
| 680 |
|
Ghosh Roy Reema |
-Rep |
2012-07-30 |
2021-01-12 |
| 681 |
|
He Ruoheng |
-Rep |
2019-07-26 |
2020-12-31 |
| 682 |
|
Liang Ruiyi |
+Rep |
2021-01-13 |
|
| 683 |
|
Lui Wing Nam (SFC:BQF351) |
-Rep |
2020-10-07 |
2021-01-06 |
| 684 |
|
Shaughnessy Robert Michael |
-Rep |
2015-12-31 |
2021-01-13 |
| 685 |
|
Tsai Yun-Chen |
-Rep |
2012-09-10 |
2021-01-13 |
| 686 |
|
Tse Tung Wai |
-Rep |
2018-02-05 |
2021-01-13 |
| 687 |
|
Wu Yao (SFC:BQE051) |
-Rep |
2020-10-21 |
2021-01-12 |
| 688 |
|
Yu Jie (SFC:BNF382) |
-Rep |
2018-07-23 |
2020-12-30 |
| 689 |
|
Yu Xiaomei |
-RO |
2017-10-04 |
2020-12-31 |
| 690 |
|
Zhang Yinan (SFC:BBT733) |
-Rep |
2014-04-04 |
2021-01-13 |
| 691 |
Morgan Stanley Hong Kong Securities Limited |
Ghosh Roy Reema |
-Rep |
2013-04-11 |
2021-01-12 |
| 692 |
|
Shaughnessy Robert Michael |
-Rep |
2015-12-31 |
2021-01-13 |
| 693 |
|
Wu Yao (SFC:BQE051) |
-Rep |
2020-10-21 |
2021-01-12 |
| 694 |
Morningstar Investment Management Asia Limited |
Gorham Philip Matthew |
-Rep |
2020-11-10 |
2021-01-04 |
| 695 |
|
|
+RO |
2021-01-04 |
|
| 696 |
NATIXIS ASIA LIMITED |
Bernard Arnaud Georges Herve |
-Rep |
2013-11-13 |
2020-12-30 |
| 697 |
|
Zhou Xinwen |
+Rep |
2021-01-11 |
|
| 698 |
Nerico Brothers Limited (HK) |
Tsang Siu Chung |
-Rep |
2020-06-01 |
2021-01-04 |
| 699 |
Nice Talent Asset Management Limited |
Choi Tsz Leung (SFC:ASX465) |
+Rep |
2021-01-06 |
|
| 700 |
NOMURA INTERNATIONAL (HONG KONG) LIMITED |
Chan Hong (SFC:AEQ337) |
-Rep |
2008-10-10 |
2020-12-31 |
| 701 |
|
Chen Ying (SFC:ATY273) |
+Rep |
2021-01-04 |
|
| 702 |
|
Cheng Tsang Shin |
+Rep |
2021-01-04 |
|
| 703 |
|
Du Zhiye |
+Rep |
2021-01-05 |
|
| 704 |
|
Moubarak Rany |
+Rep |
2021-01-07 |
|
| 705 |
|
Noguchi Masayasu |
-Rep |
2014-03-20 |
2020-12-30 |
| 706 |
|
Phun Wai Kheng |
-Rep |
|
2021-01-01 |
| 707 |
|
Wu Pin Yi |
-Rep |
2008-08-20 |
2021-01-01 |
| 708 |
|
Yu An Li |
+Rep |
2021-01-11 |
|
| 709 |
Nuveen Hong Kong Limited |
Ying Dan Yung |
+Rep |
2021-01-08 |
|
| 710 |
Ocean Arete Limited |
Feng Vince |
-RO |
2014-08-18 |
2020-12-31 |
| 711 |
Oceanpine Capital Management Limited |
He Can |
-Rep |
2020-08-10 |
2020-12-31 |
| 712 |
|
Hu Xiaobing |
-Rep |
2020-05-25 |
2021-01-07 |
| 713 |
|
|
+RO |
2021-01-07 |
|
| 714 |
OCP Asia (Hong Kong) Limited |
Siu Chan Ieong |
+Rep |
2021-01-12 |
|
| 715 |
OKACHI (HONG KONG) COMPANY LIMITED |
Leung Hon Man (SFC:BMC232) |
-Rep |
2018-01-25 |
2021-01-01 |
| 716 |
|
Yau Chun Wing |
-Rep |
2020-04-08 |
2021-01-01 |
| 717 |
OKASAN INTERNATIONAL (ASIA) LIMITED |
Pan Candice |
-Rep |
2020-08-03 |
2021-01-12 |
| 718 |
OLD PEAK LIMITED |
Bolitho Oliver Robert Morgan (SFC:AOS431) |
-RO |
2017-12-13 |
2021-01-01 |
| 719 |
|
Leong Vui Ling |
-RO |
2007-08-30 |
2021-01-01 |
| 720 |
|
Luk Terence (SFC:AGI503) |
-RO |
2006-09-15 |
2021-01-01 |
| 721 |
|
Tak Yang Hyun |
-Rep |
2018-01-12 |
2021-01-01 |
| 722 |
Olympus Partners Asia Limited (b2018-03-15) |
Hong Seung Bok |
-Rep |
2019-09-10 |
2020-12-31 |
| 723 |
|
Kui Hon See |
+Rep |
2021-01-12 |
|
| 724 |
One Heritage Capital Management Limited |
Wai Anthony Hau-Chun |
+Rep |
2020-12-30 |
|
| 725 |
|
Yiu Tze Wai |
-Rep |
2020-07-16 |
2021-01-05 |
| 726 |
OnePlatform Asset Management Limited |
Chang Tsz Ling |
-Rep |
2019-01-15 |
2020-12-31 |
| 727 |
|
Pan Kin Ming |
-Rep |
2016-03-01 |
2021-01-07 |
| 728 |
|
Shazad Amir (SFC:BQN675) |
+Rep |
2021-01-05 |
|
| 729 |
|
Tsoi Ka Ki |
-Rep |
2017-12-11 |
2021-01-06 |
| 730 |
OnePlatform Securities Limited |
Yuen Tsze Yee |
-Rep |
2018-07-20 |
2021-01-04 |
| 731 |
OP INVESTMENT MANAGEMENT LIMITED |
Ko Denise Chi Heng |
+Rep |
2020-12-30 |
|
| 732 |
Oreana Financial Services Limited |
Chong William Moon Biu |
+Rep |
2021-01-11 |
|
| 733 |
ORIENT SECURITIES (HONG KONG) LIMITED |
Wong Yan Tung |
+Rep |
2021-01-13 |
|
| 734 |
ORIENTAL PATRON SECURITIES LIMITED |
Liu Yi (SFC:BMY456) |
-Rep |
2018-06-06 |
2020-12-31 |
| 735 |
|
Tam Sze Chuen |
-Rep |
2020-05-04 |
2021-01-11 |
| 736 |
|
|
+RO |
2021-01-11 |
|
| 737 |
Original Securities Limited |
Iu Pius Wai Hing |
-Rep |
2018-01-08 |
2021-01-08 |
| 738 |
ORTUS CAPITAL MANAGEMENT LIMITED |
Zhang Jun (SFC:AJB857) |
-Rep |
2014-05-07 |
2021-01-04 |
| 739 |
Oshidori Corporate Finance Limited |
Chan Yuen Ching Sarah |
+Rep |
2021-01-07 |
|
| 740 |
|
Wang Lijuan (SFC:BIN154) |
-Rep |
2016-12-08 |
2020-12-31 |
| 741 |
|
Wang Xi (SFC:BBZ660) |
-Rep |
2016-12-09 |
2020-12-30 |
| 742 |
|
|
+RO |
2020-12-30 |
|
| 743 |
Oshidori Securities Limited |
Wang Lijuan (SFC:BIN154) |
-Rep |
2016-12-08 |
2020-12-31 |
| 744 |
|
Wu Zhaoqian |
-Rep |
2017-08-28 |
2020-12-30 |
| 745 |
|
|
+RO |
2020-12-30 |
|
| 746 |
OSL Digital Securities Limited |
Jiang Lingling (SFC:BLL183) |
+Rep |
2021-01-11 |
|
| 747 |
|
Miller Ryan James |
+Rep |
2021-01-11 |
|
| 748 |
|
Zhao Hong (SFC:BQO892) |
+Rep |
2021-01-11 |
|
| 749 |
Oswin Asset Management Limited |
Wang Kai (SFC:BBR122) |
-Rep |
2019-12-05 |
2020-12-31 |
| 750 |
|
Wang Yan (SFC:BOS518) |
-Rep |
2019-09-19 |
2020-12-31 |
| 751 |
|
Wei Yumou |
-Rep |
2019-08-15 |
2020-12-31 |
| 752 |
|
Wu Yue (SFC:AFU292) |
-RO |
2020-04-28 |
2020-12-31 |
| 753 |
OTCex Hong Kong Limited |
Balme Remi Diego Thomas |
-Rep |
2020-07-06 |
2021-01-08 |
| 754 |
|
Hoyau Yann Daniel Leon-Pierre |
-Rep |
2019-07-02 |
2020-12-31 |
| 755 |
PACIFIC FOUNDATION SECURITIES LIMITED |
Lau Yu Leong |
-Rep |
2020-06-05 |
2020-12-31 |
| 756 |
|
Lee William Ho Leung |
+RO |
2020-12-31 |
|
| 757 |
Pamirs Capital (H.K.) Limited |
Shiau Yann-Huei |
-RO |
2019-12-13 |
2020-12-31 |
| 758 |
PANTHEON VENTURES (HK) LLP |
Meads Chris Stanley (1966-06-22) |
-RO |
2010-06-30 |
2020-12-31 |
| 759 |
PENGYUAN CREDIT RATING (HONG KONG) COMPANY LIMITED |
Ha Vincent Sui Man |
+Rep |
2021-01-11 |
|
| 760 |
Pharo Management (HK) Limited |
Fournier James Edward (SFC:BQI513) |
+Rep |
2020-12-31 |
|
| 761 |
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED |
Chiu Sin Tak Alex |
+Rep |
2021-01-08 |
|
| 762 |
PHILLIP COMMODITIES (H.K.) LIMITED |
Ho Pak Yim |
+Rep |
2021-01-12 |
|
| 763 |
|
Hui Tak Lam |
+Rep |
2021-01-08 |
|
| 764 |
PHILLIP SECURITIES (HONG KONG) LIMITED |
Cheuk Fei Fan |
-Rep |
2019-08-02 |
2021-01-13 |
| 765 |
|
Chiu Sin Tak Alex |
+Rep |
2021-01-08 |
|
| 766 |
|
Ho Pak Yim |
+Rep |
2021-01-12 |
|
| 767 |
|
Hui Tak Lam |
+Rep |
2021-01-08 |
|
| 768 |
PIMCO Asia Limited |
Gulati Naveen |
+Rep |
2021-01-11 |
|
| 769 |
|
Reeves Melissa |
-Rep |
2018-01-11 |
2021-01-01 |
| 770 |
PineBridge Investments Asia Limited |
Wong Mabel Mei Po |
-RO |
2018-04-20 |
2020-12-31 |
| 771 |
|
Zhao Mei (SFC:BBG719) |
-RO |
2020-02-12 |
2020-12-30 |
| 772 |
|
|
+Rep |
2020-12-30 |
|
| 773 |
PineBridge Investments Hong Kong Limited |
Wong Mabel Mei Po |
-RO |
2018-04-20 |
2020-12-31 |
| 774 |
|
Zhao Mei (SFC:BBG719) |
-RO |
2020-02-12 |
2020-12-30 |
| 775 |
|
|
+Rep |
2020-12-30 |
|
| 776 |
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Wong Adrian Lok Ting |
+Rep |
2021-01-05 |
|
| 777 |
Plutus Securities Limited |
Tsang Robert Fanqi |
-Rep |
2020-04-06 |
2020-12-31 |
| 778 |
Po Tai Securities (Hong Kong) Limited |
Wu Ngai Pan |
+RO |
2021-01-05 |
|
| 779 |
Point72 Hong Kong Limited |
Han Dongjin |
+Rep |
2021-01-08 |
|
| 780 |
|
Lu Yizhuo |
+Rep |
2020-12-31 |
|
| 781 |
|
Yu Guoshen |
-Rep |
2016-09-06 |
2021-01-06 |
| 782 |
PREFERRED INVESTMENT ADVISORS (H.K) LIMITED |
Chien Cheng Hao |
-Rep |
2017-04-11 |
2020-12-31 |
| 783 |
Premier Q Securities Limited |
Liu Xia (SFC:BQL693) |
+Rep |
2021-01-13 |
|
| 784 |
PRESIDENT SECURITIES (HONG KONG) LIMITED |
Chow Sau Fan |
-Rep |
2013-05-08 |
2020-12-31 |
| 785 |
PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED |
Gazmararian Lucy |
-Rep |
2018-08-22 |
2020-12-31 |
| 786 |
PROFIT ACCESS INVESTMENTS LIMITED |
Law Ching Pui |
-Rep |
2018-12-27 |
2021-01-08 |
| 787 |
PROSPER GLOBAL ASSET MANAGEMENT LIMITED |
Chung Franki Ka Fai |
-RO |
2018-01-09 |
2020-12-31 |
| 788 |
Protoss Capital Limited |
Jiang Ting (SFC:BFL046) |
-RO |
2020-07-07 |
2021-01-13 |
| 789 |
PSI Capital Asia Limited |
Chung Tsz Shan |
+Rep |
2021-01-04 |
|
| 790 |
PUREHEART CAPITAL ASIA LIMITED |
Tao Sha (SFC:AYJ250) |
-Rep |
2018-07-16 |
2021-01-08 |
| 791 |
|
Xiao Xiangyu |
-Rep |
2019-01-30 |
2020-12-31 |
| 792 |
PV Capital (HK) Limited |
Du Weifeng (SFC:AVV544) |
+Rep |
2021-01-11 |
|
| 793 |
Qube Research & Technologies Hong Kong Limited |
Moyroud Mathieu Benjamin |
-Rep |
2018-01-02 |
2021-01-08 |
| 794 |
RaffAello Capital Limited |
Wu Benjamin Wen Jing |
-RO |
2018-12-24 |
2021-01-06 |
| 795 |
RaffAello Securities (HK) Limited |
Mak Yun Shum |
-Rep |
2018-11-20 |
2020-12-31 |
| 796 |
Raffles Assets Management (HK) Co. Limited |
Lam Yat Yeung |
+Rep |
2020-12-31 |
|
| 797 |
Rakuten Securities Hong Kong Limited |
Kam Chun Hung |
-Rep |
2005-03-10 |
2021-01-11 |
| 798 |
|
|
+RO |
2021-01-11 |
|
| 799 |
RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED |
Tam Ken Wai Ming |
-Rep |
2020-08-14 |
2020-12-31 |
| 800 |
RBC INVESTMENT SERVICES (ASIA) LIMITED |
Kawano Hiroshi |
-Rep |
2017-12-15 |
2021-01-01 |
| 801 |
Regan International Securities Limited |
Lam Chun Yuk |
-RO |
2019-07-23 |
2021-01-04 |
| 802 |
Richlink Capital (Hong Kong) Limited |
Tang Yi Ting |
+Rep |
2021-01-04 |
|
| 803 |
Rifa Futures Limited |
Siu Man Lok |
-Rep |
2020-07-14 |
2021-01-01 |
| 804 |
|
Yiu Wing Cheong |
+Rep |
2021-01-04 |
|
| 805 |
Rifa Securities Limited |
Siu Man Lok |
-Rep |
2020-07-14 |
2021-01-01 |
| 806 |
|
Yiu Wing Cheong |
+Rep |
2021-01-04 |
|
| 807 |
Right Time Asset Management Company Limited |
Sun Congshi |
-Rep |
2020-05-14 |
2021-01-06 |
| 808 |
RISING GLORY FINANCE LIMITED |
Yip Kin Kong (SFC:ADS751) |
-Rep |
2019-01-15 |
2020-12-30 |
| 809 |
|
|
+RO |
2020-12-30 |
|
| 810 |
ROCKPOOL CAPITAL LIMITED |
Yu Daniel Ting Yao |
-RO |
2019-01-04 |
2021-01-06 |
| 811 |
|
|
+Rep |
2021-01-06 |
|
| 812 |
Rothschild & Co Hong Kong Limited |
Florry Harry Simon Richard |
-Rep |
2019-03-19 |
2020-12-31 |
| 813 |
ROYSTON SECURITIES LIMITED (GBEN) |
Chan Ho Yee |
-Rep |
2020-11-02 |
2021-01-04 |
| 814 |
Ruffer (Asia) Limited |
Li Zhiran |
-Rep |
2016-03-01 |
2021-01-01 |
| 815 |
Ruibang Securities Limited |
Choy Yau Fai |
+RO |
2021-01-08 |
|
| 816 |
|
Klip Donald William |
-RO |
2017-02-06 |
2020-12-31 |
| 817 |
Safari Asia Limited |
Hui Chi Kit |
-Rep |
2017-11-20 |
2020-12-31 |
| 818 |
Saxo Capital Markets HK Limited |
Cheng Ka Chai |
+Rep |
2020-12-31 |
|
| 819 |
SBI China Capital Financial Services Limited |
Leung Jason Tye |
-Rep |
2020-06-08 |
2021-01-04 |
| 820 |
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED |
Devitre Zal Dinyar |
-Rep |
2020-10-09 |
2020-12-31 |
| 821 |
Seazen Resources Futures Limited |
Chan Shiu Yeung |
-Rep |
2017-03-23 |
2021-01-01 |
| 822 |
|
Lau Kwok Man |
-Rep |
2017-03-23 |
2021-01-01 |
| 823 |
SG SECURITIES (HK) LIMITED |
Feng Yahui |
-Rep |
2018-01-17 |
2021-01-08 |
| 824 |
|
Kim Nicolas Samuel |
+Rep |
2021-01-04 |
|
| 825 |
|
Qiao Zheyuan (SFC:BNW162) |
-Rep |
2018-11-30 |
2021-01-11 |
| 826 |
|
Sheng Jie (SFC:BOX017) |
-Rep |
2019-10-02 |
2020-12-31 |
| 827 |
|
Wang Han (SFC:BIC317) |
-Rep |
2019-10-28 |
2020-12-31 |
| 828 |
|
Wong Cynthia Yuan Sin |
-RO |
2013-11-20 |
2020-12-31 |
| 829 |
|
Zhang Jiheng (SFC:BIC147) |
-Rep |
2016-09-01 |
2020-12-31 |
| 830 |
SGI Capital Asset Management Limited |
Chan Chun King |
-Rep |
2021-01-04 |
2021-01-28 |
| 831 |
SHANGGU ASSET MANAGEMENT (ASIA) LIMITED |
Leung Yin Wing |
+Rep |
2021-01-12 |
|
| 832 |
SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Duan Lian (SFC:BOH861) |
-Rep |
2020-04-07 |
2021-01-04 |
| 833 |
|
Zhao Tian (SFC:BGW991) |
+RO |
2021-01-05 |
|
| 834 |
SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED |
Liu Zhetao |
+Rep |
2021-01-13 |
|
| 835 |
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED |
Zhang Yijun (SFC:BDA073) |
-Rep |
2020-09-22 |
2020-12-30 |
| 836 |
|
|
+RO |
2020-12-30 |
|
| 837 |
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED |
Ho Lai Shan (SFC:BQF885) |
-Rep |
2020-11-09 |
2021-01-06 |
| 838 |
|
Pan Ying (SFC:BEQ552) |
+Rep |
2020-12-30 |
|
| 839 |
|
Wu Yanwan |
-Rep |
2020-10-15 |
2020-12-31 |
| 840 |
|
Zhou Yang (SFC:BNF447) |
+Rep |
2020-12-30 |
|
| 841 |
SHK FUND MANAGEMENT LIMITED |
Anfilogoff George Alexander Nicholas |
-Rep |
2018-09-20 |
2020-12-31 |
| 842 |
|
Liu Zhenhua (SFC:BHT759) |
-Rep |
2019-03-15 |
2020-12-31 |
| 843 |
|
Walsh Simon Hastings Patrick |
-RO |
2019-07-24 |
2020-12-31 |
| 844 |
SHK ONLINE (SECURITIES) LIMITED |
Ip Ka Yeung |
+Rep |
2021-01-13 |
|
| 845 |
|
Zhang Jianjiao |
+Rep |
2021-01-08 |
|
| 846 |
Silk Road International Capital Limited |
Huo Yuheng |
+Rep |
2021-01-12 |
|
| 847 |
SILVERHORN INVESTMENT ADVISORS LIMITED |
Agrawal Manish (SFC:BQQ405) |
+Rep |
2021-01-13 |
|
| 848 |
SINO POINT GLOBAL ASSET MANAGEMENT LIMITED |
Ma Sing (SFC:ALY498) |
+Rep |
2021-01-12 |
|
| 849 |
Sino-Rich Securities & Futures Limited |
Hung Gary Lok Ming |
+Rep |
2021-01-04 |
|
| 850 |
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED |
Zhang Yu (SFC:BEX944) |
-RO |
2019-12-04 |
2021-01-04 |
| 851 |
|
|
+Rep |
2021-01-04 |
|
| 852 |
SINOMAX SECURITIES LIMITED |
Chau Chun Ho |
+Rep |
2021-01-04 |
|
| 853 |
|
Li Ming Hei |
-Rep |
2010-01-18 |
2021-01-05 |
| 854 |
SINOPAC SECURITIES (ASIA) LIMITED |
Lau Debby Wai Mei |
-RO |
2017-02-13 |
2020-12-31 |
| 855 |
SMART EMPIRE ASSET MANAGEMENT LIMITED |
Chong Sui Lam |
+Rep |
2021-01-04 |
|
| 856 |
SMBC Nikko Securities (Hong Kong) Limited |
Xiao Xiruo |
-Rep |
2019-01-18 |
2021-01-12 |
| 857 |
SoFi Securities (Hong Kong) Limited |
Chan Yuk Wah (SFC:BOA335) |
-Rep |
2019-01-28 |
2021-01-11 |
| 858 |
|
Chow Tsz Kwan (SFC:BQP759) |
+Rep |
2021-01-06 |
|
| 859 |
|
Lam Hiu Tung (SFC:BOF254) |
-Rep |
2020-12-07 |
2021-01-04 |
| 860 |
|
Wong Yat Lung |
-Rep |
2020-11-05 |
2021-01-05 |
| 861 |
Soliton Securities Limited |
Diec Christie Kwan Yu |
-Rep |
2019-09-03 |
2020-12-31 |
| 862 |
Solomon Capital Management Limited (HK) |
Gan Zhonghui |
+Rep |
2021-01-07 |
|
| 863 |
Solomon JFZ (Asia) Holdings Limited |
Chan Chun King |
-Rep |
2018-11-30 |
2020-12-31 |
| 864 |
Soochow Securities International Asset Management Limited |
Liu Sufeng |
+Rep |
2021-01-04 |
|
| 865 |
Soochow Securities International Brokerage Limited |
Choi Antonius Chi Cheong |
+Rep |
2021-01-04 |
|
| 866 |
|
Kwan Chung Tsz |
+Rep |
2021-01-04 |
|
| 867 |
|
Li Hanyue |
+Rep |
2021-01-04 |
|
| 868 |
|
Yeung Ho Hung |
+Rep |
2021-01-04 |
|
| 869 |
Soochow Securities International Futures Limited |
Kwan Chung Tsz |
+Rep |
2021-01-04 |
|
| 870 |
|
Li Hanyue |
+Rep |
2021-01-04 |
|
| 871 |
SOUTH CHINA COMMODITIES LIMITED |
Chan Sai Keung |
+Rep |
2021-01-04 |
|
| 872 |
South Oak Capital Management (Hong Kong) Company Limited |
Wang Yi (SFC:BBC899) |
+RO |
2021-01-07 |
|
| 873 |
|
Wu Andrew Kai |
+RO |
2021-01-07 |
|
| 874 |
Space Securities Limited |
Wong Vivian Yick Lam |
-Rep |
2020-04-03 |
2021-01-04 |
| 875 |
SPARC CAPITAL MANAGEMENT LIMITED |
Fan Kwan Ho |
-RO |
2020-07-31 |
2021-01-04 |
| 876 |
SPDB International Capital Limited |
Chen Yuying (SFC:BQM386) |
+Rep |
2021-01-06 |
|
| 877 |
|
Hua Zhenyu |
+Rep |
2021-01-06 |
|
| 878 |
SPDB International Investment Management Limited |
Chen Bijun (SFC:BOA182) |
+Rep |
2021-01-08 |
|
| 879 |
|
Ma Kai (SFC:ANU813) |
-Rep |
2020-10-28 |
2020-12-31 |
| 880 |
SPDB International Securities Limited |
Wang Weiying |
-Rep |
2020-04-15 |
2021-01-09 |
| 881 |
Spring Asset Management Limited (HK) |
Dong Yuchao |
-Rep |
2014-07-15 |
2020-12-31 |
| 882 |
Springboard Capital Limited |
Mo Yan Tsun Ricky |
-Rep |
2017-12-04 |
2020-12-31 |
| 883 |
St. James's Place (Hong Kong) Limited |
Adham Zuba |
-Rep |
2018-11-02 |
2020-12-31 |
| 884 |
|
Povey Jonathan Luke (SFC:BPE705) |
-Rep |
2019-12-10 |
2020-12-31 |
| 885 |
Standard Chartered Securities (Hong Kong) Limited |
Botha Darren Phillip |
-RO |
2018-07-30 |
2020-12-31 |
| 886 |
STATE STREET GLOBAL ADVISORS ASIA LIMITED |
Leung Ka Wai (SFC:AOK606) |
-Rep |
2017-05-22 |
2021-01-11 |
| 887 |
|
Wong June Wai Man |
-RO |
2016-08-17 |
2021-01-07 |
| 888 |
STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED |
|
-RO |
2016-10-27 |
2021-01-07 |
| 889 |
StormHarbour Securities (Hong Kong) Limited |
Su Dan (SFC:BPD753) |
-Rep |
2019-11-20 |
2021-01-01 |
| 890 |
Strategic Vision Investment Limited |
McGregor Scot Edward |
+Rep |
2021-01-11 |
|
| 891 |
Success Securities Limited |
Leung Sui Chung |
-Rep |
2011-04-21 |
2020-12-30 |
| 892 |
Sumitomo Mitsui Trust (Hong Kong) Limited |
Kubo Tomohiko |
-Rep |
2017-05-02 |
2021-01-04 |
| 893 |
SUN GROWTH SECURITIES LIMITED |
Cheung Sandra Wing Yi |
-Rep |
2019-01-30 |
2020-12-31 |
| 894 |
|
Lee Wai Keung (SFC:ANT413) |
-RO |
2019-10-04 |
2020-12-31 |
| 895 |
SUN HUNG KAI COMMODITIES LIMITED |
Wong Patrick Kwok Hing |
-RO |
2018-06-20 |
2020-12-31 |
| 896 |
|
Zhang Jianjiao |
+Rep |
2021-01-08 |
|
| 897 |
SUN HUNG KAI INTERNATIONAL LIMITED |
Wong Patrick Kwok Hing |
-RO |
2016-06-08 |
2020-12-31 |
| 898 |
SUN HUNG KAI INVESTMENT SERVICES LIMITED |
He Xiaoying (SFC:BFN544) |
+Rep |
2021-01-07 |
|
| 899 |
|
Ip Ka Yeung |
+Rep |
2021-01-13 |
|
| 900 |
|
Ng Cheuk Man (SFC:BNP500) |
-Rep |
2018-10-08 |
2021-01-03 |
| 901 |
|
Wong Patrick Kwok Hing |
-RO |
|
2020-12-31 |
| 902 |
|
Wong William Koon Wei |
+Rep |
2021-01-04 |
|
| 903 |
|
Zhang Jianjiao |
+Rep |
2021-01-08 |
|
| 904 |
Sunrise Brokers (Hong Kong) Limited |
Hollands Richard Dudley |
-Rep |
2011-04-12 |
2020-12-31 |
| 905 |
Swiss China Capital Limited |
Chen Shen (SFC:BQM328) |
+Rep |
2020-12-30 |
|
| 906 |
Swiss International Asset Management Limited |
Delorenzi Raffaele |
-Rep |
2017-03-02 |
2021-01-13 |
| 907 |
|
|
+RO |
2021-01-13 |
|
| 908 |
Swiss-Asia Asset Management (HK) Limited |
Nastanski Neil Adam |
-Rep |
2020-01-14 |
2021-01-07 |
| 909 |
Symmetry Investments (Hong Kong) Limited |
Howe Nicholas Gregory Msitu |
-Rep |
2018-12-05 |
2020-12-30 |
| 910 |
T. M. MANAGEMENT LIMITED |
Sun Chao (SFC:BNF102) |
-Rep |
2018-10-19 |
2020-12-31 |
| 911 |
T. Rowe Price Hong Kong Limited |
Alderson Christopher David |
-Rep |
2015-12-03 |
2020-12-31 |
| 912 |
|
Marden Adam Campbell |
+Rep |
2021-01-05 |
|
| 913 |
T.F.S. Derivatives HK Limited |
Brady Mark Joseph |
+Rep |
2021-01-12 |
|
| 914 |
|
Pinteaux Adrien Pierre Andre |
+Rep |
2021-01-04 |
|
| 915 |
|
Young Alan James Michael |
-RO |
2017-05-04 |
2021-01-04 |
| 916 |
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED |
Ng King Kwong |
+Rep |
2021-01-12 |
|
| 917 |
TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED |
Li Guanda |
-Rep |
2015-06-05 |
2021-01-04 |
| 918 |
|
Zhou Mi (SFC:BQO816) |
+Rep |
2021-01-11 |
|
| 919 |
TARGET CAPITAL MANAGEMENT LIMITED (HK) |
Zheng Yongsheng |
-Rep |
2018-11-15 |
2020-12-31 |
| 920 |
TC Concord Securities Limited |
Tang Ngar Fong |
-Rep |
2019-07-29 |
2020-12-31 |
| 921 |
TD King Capital Limited |
Luk Pui Chi |
+Rep |
2021-01-11 |
|
| 922 |
TELLIGENT CAPITAL MANAGEMENT LIMITED |
Tai Lok Sang |
-Rep |
2021-01-11 |
2021-01-22 |
| 923 |
|
Xu Muhan (SFC:BQO409) |
+Rep |
2021-01-11 |
|
| 924 |
TFI Asset Management Limited |
Huang Zidong |
+Rep |
2021-01-06 |
|
| 925 |
TFI Securities and Futures Limited |
|
+Rep |
2021-01-06 |
|
| 926 |
|
Xie Yunjia |
-Rep |
2020-10-28 |
2020-12-31 |
| 927 |
|
Zhu Yunpeng |
+Rep |
2021-01-06 |
|
| 928 |
TIANDA ASSET MANAGEMENT LIMITED |
Lee Chun Bong (SFC:ALR864) |
-Rep |
2020-02-10 |
2020-12-31 |
| 929 |
Tongfang Securities Limited |
Chan Man Sze (SFC:AZZ250) |
-Rep |
2019-07-25 |
2021-01-03 |
| 930 |
|
Han Yuzhu |
-Rep |
2017-12-18 |
2021-01-06 |
| 931 |
|
Lin Xiaohui (SFC:BOF862) |
-Rep |
2019-06-19 |
2020-12-31 |
| 932 |
Topaz Financial Group Limited |
Choi Man Wing |
+Rep |
2021-01-11 |
|
| 933 |
TOPPER DRAGON SECURITIES LIMITED |
Wong Kam Yuen (SFC:BHC234) |
-Rep |
2018-02-06 |
2021-01-08 |
| 934 |
Towering Securities Limited |
Ng Wai Kit (SFC:AVT524) |
-RO |
2019-07-11 |
2021-01-01 |
| 935 |
|
Yeung Tak Lam |
-RO |
2020-06-01 |
2020-12-30 |
| 936 |
Towers Watson Investment Services Hong Kong Limited |
Berriman Paul Christopher |
-RO |
2017-05-08 |
2020-12-31 |
| 937 |
|
Shim Sojeong |
+Rep |
2021-01-11 |
|
| 938 |
TPG Capital, Limited |
Lee Jin Won |
-Rep |
2019-02-14 |
2020-12-31 |
| 939 |
TRANSASIA PRIVATE CAPITAL LIMITED |
Atup Mary Desiree Tahud |
-Rep |
2019-09-26 |
2021-01-13 |
| 940 |
|
Clothier Samuel Brian |
-Rep |
2020-01-22 |
2021-01-08 |
| 941 |
|
Dana Justin Robert |
+Rep |
2021-01-11 |
|
| 942 |
|
Zhai Hongwu |
+Rep |
2020-12-30 |
|
| 943 |
Triada Capital Limited (HK) |
Wang Yijie (SFC:BPD586) |
+Rep |
2021-01-07 |
|
| 944 |
TT INTERNATIONAL (HONG KONG) LIMITED |
De Bont Sebastiaan |
-Rep |
2010-10-04 |
2020-12-31 |
| 945 |
TTB Partners Limited |
Chapman Peter Alexander |
+Rep |
2021-01-12 |
|
| 946 |
TULLETT PREBON (HONG KONG) LIMITED |
Ashby Nicholas Stephen |
+Rep |
2021-01-05 |
|
| 947 |
|
Poix Arnaud Bernard Fabrice Noel |
+RO |
2021-01-05 |
|
| 948 |
UBS Asset Management (Hong Kong) Limited |
Lo Ann An Yee |
+Rep |
2021-01-06 |
|
| 949 |
UBS SECURITIES ASIA LIMITED |
Cheng Kai-Wen |
+Rep |
2021-01-13 |
|
| 950 |
|
Wang Yujue |
+Rep |
2021-01-08 |
|
| 951 |
|
Zhang Yueyang (SFC:BQQ175) |
+Rep |
2021-01-13 |
|
| 952 |
UBS SECURITIES HONG KONG LIMITED |
Cheng Kai-Wen |
+Rep |
2021-01-13 |
|
| 953 |
|
Feng Xinglei |
-Rep |
2020-10-16 |
2021-01-13 |
| 954 |
|
Gupta Kapil (SFC:BPY730) |
-Rep |
2020-09-15 |
2021-01-08 |
| 955 |
|
Lin Michelle Chia-Hsing |
+Rep |
2021-01-08 |
|
| 956 |
|
Wang Yujue |
+Rep |
2021-01-08 |
|
| 957 |
UNITED TALENT VENTURES (HONG KONG) LIMITED |
Hung Chiu Tung |
+Rep |
2021-01-06 |
|
| 958 |
UOB KAY HIAN (HONG KONG) LIMITED |
King Yueh Hann |
+Rep |
2021-01-13 |
|
| 959 |
|
Lau Kwan Ming |
-Rep |
2017-04-26 |
2021-01-12 |
| 960 |
|
Wan Lewis King Sun |
+Rep |
2021-01-11 |
|
| 961 |
|
Wong Nga Sze (SFC:ATC256) |
-Rep |
2020-07-14 |
2021-01-07 |
| 962 |
UOB KAY HIAN FUTURES (HONG KONG) LIMITED |
Chan Heung Shing |
-Rep |
2014-09-19 |
2021-01-11 |
| 963 |
|
|
+RO |
2021-01-11 |
|
| 964 |
|
King Yueh Hann |
+Rep |
2021-01-13 |
|
| 965 |
|
Lau Kwan Ming |
-Rep |
2017-04-26 |
2021-01-12 |
| 966 |
|
Wan Lewis King Sun |
+Rep |
2021-01-11 |
|
| 967 |
|
Wong Nga Sze (SFC:ATC256) |
-Rep |
2020-07-14 |
2021-01-07 |
| 968 |
uSmart Securities Limited |
Cheng Chi Ho (SFC:AWC625) |
-Rep |
2020-12-07 |
2021-01-03 |
| 969 |
VALUABLE CAPITAL LIMITED |
Chan Po Yi (SFC:BQQ373) |
+Rep |
2021-01-13 |
|
| 970 |
|
Fan Hiu Ying Joyce |
-Rep |
2020-07-28 |
2021-01-03 |
| 971 |
|
Ip Hon Tak |
+RO |
2021-01-11 |
|
| 972 |
|
Lam Wai Hin (SFC:BQP695) |
+Rep |
2021-01-05 |
|
| 973 |
|
Yuen Chu Ping |
+Rep |
2021-01-11 |
|
| 974 |
|
Zhong Ni |
+Rep |
2021-01-13 |
|
| 975 |
Vantage Capital Markets HK Limited |
Macfarlane Richard James |
-Rep |
2020-09-18 |
2021-01-13 |
| 976 |
|
|
+RO |
2021-01-13 |
|
| 977 |
|
Quinn Joseph (SFC:BQP052) |
+Rep |
2020-12-31 |
|
| 978 |
VARDE PARTNERS HONG KONG LIMITED |
Kwong Alexandra Hok Yan |
-RO |
2019-10-16 |
2020-12-31 |
| 979 |
|
Rydqvist Craig Ivan (SFC:BOM591) |
-RO |
2019-10-16 |
2020-12-31 |
| 980 |
VC ASSET MANAGEMENT LIMITED |
Chan King Yeung (SFC:BCF239) |
-Rep |
2020-07-02 |
2021-01-02 |
| 981 |
VC BROKERAGE LIMITED |
|
-Rep |
2020-07-02 |
2021-01-02 |
| 982 |
Venture Smart Asia Limited |
Wong Emily Ho-Luen |
-Rep |
2016-06-14 |
2021-01-08 |
| 983 |
Victory Asset Management Limited |
Chen Xiu Zhu |
+Rep |
2020-12-31 |
|
| 984 |
|
Lau Gordon Ka Ho |
+RO |
2020-12-31 |
|
| 985 |
VICTORY SECURITIES COMPANY LIMITED |
Zhu Weini |
+Rep |
2020-12-31 |
|
| 986 |
VISION FINANCE ASSET MANAGEMENT LIMITED |
Qu Lu |
-Rep |
2011-07-06 |
2021-01-04 |
| 987 |
VMI Securities Limited |
Chan Jessica Yan Yu |
+Rep |
2021-01-08 |
|
| 988 |
VMS Asset Management Limited |
Hai Ka Ki Martin |
+Rep |
2020-12-31 |
|
| 989 |
|
Leung Sin Tung |
-Rep |
2019-01-10 |
2021-01-01 |
| 990 |
Vontobel Limited |
Leung Kwun Fung |
-Rep |
2017-06-15 |
2021-01-13 |
| 991 |
|
|
+RO |
2021-01-13 |
|
| 992 |
VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED |
Lee Kwok Cheong (SFC:AGA695) |
+RO |
2021-01-05 |
|
| 993 |
|
Wong Dorothy Wai Han |
-RO |
2019-08-12 |
2020-12-31 |
| 994 |
Walker Capital Limited (HK) |
Chan Micky Conita |
-Rep |
2021-01-11 |
2021-02-03 |
| 995 |
|
Guo Tianxiao |
-Rep |
2019-02-21 |
2020-12-31 |
| 996 |
WARD FERRY MANAGEMENT LIMITED |
Garg Prateet |
-Rep |
2020-08-28 |
2021-01-05 |
| 997 |
WE Asset Management Limited |
Ng Howard Ho Yuen |
-RO |
2018-03-19 |
2020-12-31 |
| 998 |
WE Securities Limited |
|
-RO |
2018-10-02 |
2020-12-31 |
| 999 |
Wealthy Securities Limited |
Lam Ricky Tim |
-RO |
2019-12-19 |
2020-12-31 |
| 1000 |
Well Link Asset Management Limited |
Poon Wai Lim William |
+Rep |
2020-12-30 |
|
| 1001 |
Well Link Securities Limited |
Liu Jia Kung |
-Rep |
2020-03-26 |
2020-12-31 |
| 1002 |
WELLCHAMP CAPITAL LIMITED |
Wong Kim Kiu |
-Rep |
2016-10-04 |
2021-01-04 |
| 1003 |
Wellington Management Hong Kong Limited (b2003-01-02) |
Lee Kyung Jik |
-Rep |
2017-04-26 |
2020-12-31 |
| 1004 |
|
Puritz Adam Todd |
-RO |
2017-09-15 |
2020-12-31 |
| 1005 |
Wells Fargo Securities Asia Limited |
Erikci Serkan |
-RO |
2017-02-03 |
2021-01-08 |
| 1006 |
Western Union Business Solutions (Hong Kong) Limited |
Bishop Simon John |
-RO |
2016-05-20 |
2020-12-31 |
| 1007 |
|
Chan Patrick Wai Ming |
-Rep |
2019-11-27 |
2020-12-31 |
| 1008 |
|
Chiang Ching Ching |
-Rep |
2016-07-18 |
2020-12-31 |
| 1009 |
|
Chow Michael Chi Kit |
-Rep |
2016-06-15 |
2020-12-31 |
| 1010 |
|
Choy Yee Ting |
-Rep |
2019-04-09 |
2020-12-31 |
| 1011 |
|
Hung Carmen Ka Man |
-Rep |
2016-06-15 |
2020-12-31 |
| 1012 |
|
Janssen Svend |
-RO |
2019-06-13 |
2020-12-31 |
| 1013 |
|
Kwan Po Fu |
-Rep |
2018-04-27 |
2020-12-31 |
| 1014 |
|
Lam Po Shan |
-Rep |
2020-06-12 |
2020-12-31 |
| 1015 |
|
Lau Verda Woon Yan |
-Rep |
2020-02-04 |
2020-12-31 |
| 1016 |
|
Leung David Lut Yan |
-Rep |
2019-09-02 |
2020-12-31 |
| 1017 |
|
Leung Siu Man (SFC:BHQ260) |
-Rep |
2016-06-21 |
2020-12-31 |
| 1018 |
|
Mak Sai Hung |
-Rep |
2016-06-16 |
2020-12-31 |
| 1019 |
|
So Wing Tung (SFC:BHQ263) |
-Rep |
2016-06-20 |
2020-12-31 |
| 1020 |
|
Tsang Chui Ying |
-Rep |
2016-06-30 |
2020-12-31 |
| 1021 |
|
Woo Kai Hon |
-Rep |
2017-11-14 |
2020-12-31 |
| 1022 |
|
Yeung Pik Ha |
-Rep |
2016-06-17 |
2020-12-31 |
| 1023 |
|
Yeung Tung Leong |
-Rep |
2020-03-04 |
2020-12-31 |
| 1024 |
|
Yuen Wing Tung (SFC:BLX127) |
-Rep |
2018-01-12 |
2020-12-31 |
| 1025 |
Wisdom Asset Management Limited (HK) |
Zhang Yaoyu |
-Rep |
2020-02-25 |
2021-01-07 |
| 1026 |
WONDERLAND INTERNATIONAL SECURITIES LIMITED |
Sze Kin Fai |
-Rep |
2020-04-17 |
2021-01-12 |
| 1027 |
|
Zhou Qinyi |
+Rep |
2021-01-13 |
|
| 1028 |
Xen Capital (HK) Limited |
Ian Ho On |
-Rep |
2019-09-17 |
2020-12-30 |
| 1029 |
|
Tsoi Kwan Yee |
-Rep |
2020-10-07 |
2020-12-30 |
| 1030 |
|
Yiong Hoi San |
-RO |
2019-11-15 |
2020-12-30 |
| 1031 |
Xin Tian Dou Asset Management Limited |
Kwok Chun Kong |
-RO |
2020-06-15 |
2021-01-08 |
| 1032 |
YAU WAI INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED |
Chen Baiyi |
-Rep |
2020-09-14 |
2020-12-31 |
| 1033 |
Yishao Capital Management (HK) Limited |
Dai Yuanyuan |
-Rep |
2020-12-14 |
2020-12-30 |
| 1034 |
|
|
+RO |
2020-12-30 |
|
| 1035 |
Yuanta Securities (Hong Kong) Company Limited |
Chan Lut Kwan |
-Rep |
2014-02-12 |
2021-01-07 |
| 1036 |
YUANYIN ASSET MANAGEMENT LIMITED |
Lu Lei (SFC:BLT136) |
-RO |
2020-04-27 |
2021-01-06 |
| 1037 |
Yue Xiu Capital Limited |
Lau Wan Ki |
+Rep |
2020-12-30 |
|
| 1038 |
YUE XIU FUTURES COMPANY LIMITED |
Wai Chi Tat |
-Rep |
2018-09-20 |
2021-01-08 |
| 1039 |
YUE XIU SECURITIES COMPANY LIMITED |
|
-Rep |
2018-09-20 |
2021-01-08 |
| 1040 |
Yuet Sheung International Securities Limited |
Liang Christopher |
+Rep |
2021-01-07 |
|
| 1041 |
Yunfeng Asset Management Limited |
Tong Cheuk Fu Jeffery |
-RO |
2020-04-15 |
2021-01-10 |
| 1042 |
Yunfeng Financial Markets Limited |
Chen Wuyou |
-Rep |
2020-12-08 |
2021-01-03 |
| 1043 |
|
Lam Cheuk Sun |
-Rep |
2021-01-07 |
2021-01-31 |
| 1044 |
|
Tong Cheuk Fu Jeffery |
-RO |
2020-04-15 |
2021-01-10 |
| 1045 |
Yunfeng Securities Limited |
Chen Wuyou |
-Rep |
2020-12-08 |
2021-01-03 |
| 1046 |
|
Lam Cheuk Sun |
-Rep |
2021-01-07 |
2021-01-31 |
| 1047 |
|
Tong Cheuk Fu Jeffery |
-RO |
2020-08-12 |
2021-01-10 |
| 1048 |
Yunqi Capital Limited |
Littmann Edward Raymond |
-RO |
2018-05-11 |
2021-01-08 |
| 1049 |
ZEAL ASSET MANAGEMENT LIMITED |
Fung Yi |
+Rep |
2021-01-12 |
|
| 1050 |
Zentrum Capital Advisors Limited |
Lau Tsz Him (SFC:BIR342) |
-Rep |
2016-12-30 |
2020-12-31 |
| 1051 |
Zerobridge Partners Advisory Limited |
Lam Kin Chun |
-Rep |
2020-11-04 |
2021-01-05 |
| 1052 |
Zhong Yang Capital Limited |
Li Shu Ip |
-RO |
2018-02-05 |
2021-01-11 |
| 1053 |
ZHONGDA (HONGKONG) FUTURES LIMITED |
Gu Kaiqi |
-Rep |
2019-09-27 |
2021-01-08 |
| 1054 |
ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED |
Mok Wai Yip |
-RO |
2017-07-31 |
2020-12-31 |
| 1055 |
|
|
+Rep |
2020-12-31 |
|
| 1056 |
|
Yang Yang (SFC:BQK770) |
+Rep |
2020-12-31 |
|
| 1057 |
Zhongrong International Capital Management Limited |
Ma Ginny Sai Wun |
-Rep |
2020-10-16 |
2021-01-11 |
| 1058 |
|
|
+RO |
2021-01-11 |
|
| 1059 |
ZHONGTAI INTERNATIONAL CAPITAL LIMITED |
Wang Huangji |
-Rep |
2019-01-07 |
2021-01-06 |
| 1060 |
ZHONGTAI INTERNATIONAL SECURITIES LIMITED |
Chan Kit Ying (SFC:ARE706) |
-Rep |
2018-06-11 |
2020-12-31 |
| 1061 |
|
Chang Jingyi (SFC:BQO521) |
+Rep |
2021-01-05 |
|
| 1062 |
|
Lau Chak Wing |
-Rep |
2016-08-16 |
2020-12-31 |
| 1063 |
ZM ASSET MANAGEMENT LIMITED (GBEN) |
Hui Peter Sai Tsun |
-RO |
2019-07-03 |
2020-12-31 |
