arXiv:2103.07311v1 [physics.hist-ph] 9 Mar 2021
On von Weizsäcker’s philosophy of Quantum
Mechanics
Daniel Parrochia
University of Lyon (France)
Abstract. We are interested here in the program of reconstruction of quantum
mechanics of the German physicist and philosopher Carl Friedrich von Weizsäcker,
which still has some supporters today. In the major part of this article, we limit ourselves to examining purely epistemological and philosophical questions. The theory
of the German physicist is often interpreted with reference to Kant, but the most of
the time in a rather vague way (categories of understanding, theory of experience).
We can afford to be more precise. First we situate the theory of fundamental alternatives (or Ur-alternatives) of von Weizsäcker in the lineage of the Kantian theory
of the transcendental Ideal. We then show that the physicist only substitutes for the
classical logic, on which Kant relied, a quantum logic allowing to generate, from the
alternatives, via the local isomorphism between certain spinor groups and groups
linked to space-time, the whole of physical reality to which we have access. After
examining some problems, we finally show how this perspective leads to a quantum
theory of information.
Keywords : von Weizsäcker, Heisenberg, alternatives, foundation of Quantum Mechanics, Ur-theorie.
1
Introduction
The German physicist and philosopher Carl Friedrich von Weizsäcker (1912-2007)
is a singularity in the landscape of Germanic physics. Son of diplomat Ernst von
Weizsäcker (1882-1951) and elder brother of the former German president Richard
von Weizsäcker, he came from an illustrious family who gave Germany priests, theo1
logians, doctors, scientists, politicians. As an elder, he inherited, on the death of his
father, the title of "Freiherr" (baron). Between 1929 and 1933, von Weizsäcker studied physics, mathematics and astronomy in Berlin, Göttingen and Leipzig, under the
aegis of Werner Heisenberg and Niels Bohr. His thesis supervisor is Friedrich Hund
(1896-1997), a quantum physicist close to Bohr, at the origin of the famous “rule of
Hund”, an empirical rule useful in spectroscopy to find the fundamental term of an
atom. Working in the company of Hans Bethe on the binding energy between nucleons and the nucleus processes ires within stars, von Weizsäcker discovers a formula
describing stellar nuclear processes, since called the Bethe-Weizsäcker formula. He is
also, with Bethe, at the origin, in 1937, of the understanding of the cyclic process
of nuclear fusion in stars (Bethe-Weizsäcker process (see [von Weizsäcker 38]). From
1938, he develops an accretion theory to explain the formation of the solar system
from the contraction of a rotating cloud of gas and dust (see [von Weizsäcker 46]). His
work, published between 1944 and 1948, rapidly found a consensus in the scientific
community. After the war, during which, like Heisenberg, he remained in Germany
and continued his research in atomic physics (including with a view to building nuclear weapons), he became increasingly interested in epistemological and philosophical questions, developing one of the first forms of "quantum logic" and implementing
a program of reconstruction of quantum physics. From 1957 to 1969, he held the
post of professor of philosophy at the University of Hamburg. During the 1970s,
he will create, with the Indian philosopher Gopi Krishna, a foundation "for Western
sciences and Eastern wisdom". After his retirement in 1980, he will continue his work
of conceptual redefining quantum physics and will lead, at the same time, ethical and
political considerations, practically until his death.
2
General orientation of thought
Von Weizsäcker, it seems, has always been a philosopher at heart, and did physics
at the age of 30 - on the advice of Heisenberg, by the way - only to practice better.
philosophy in his fifties. It is therefore not surprising that the general orientation
of his work, including physics, is in fact deeply philosophical. The preferences of
the physicist are expressed in favor of what one might call a sort of experimental
Platonism, perhaps even a "transcendental" Platonism, as will be seen later. His
writings, in any case, manifest multiple references to Plato and even to Parmenides
– of which one might think that the direct consequence in physics could to be a
definite bias in favor of ideas or theory. Yet this is not the case. A revealing anecdote
on this subject is that which Von Weizsäcker recounts concerning this American
2
physicist 1 who, in 1935, believed to have experimentally refuted the principle of
conservation of energy : in the case of high-energy atomic processes, it was not,
according to this searcher, strictly verified and therefore had only a statistical value.
Heisenberg, after reading his article, rejected it : "He measures badly" he asserted.
However, comments von Weizsäcker, Heisenberg’s rejection was not based on disdain
of experiment, but, on the contrary, on his idea that experiment had to be a real
experiment, and also, on the correlative observation that the so-called experiment of
the physicist in question did not meet the usual requirements. It follows, concludes
von Weizsäcker, that knowing what an experiment should be is not, in general, really
clear and requires in fact philosophical and epistemological considerations to be able
to be clarified (see [Drieschner 142 ], 30). Basically, experiment is necessary, but to
experiment is not to understand. And since, unlike Popper, von Weizsäcker tends to
think that no experiment can refute a theory, he reminds us that it is still beauty and
simplicity that Heisenberg – rightly or wrongly ? – referred to, to judge the relevance
of a physical advance 2 .
One will not seek, however, in the philosophical writings of von Weizsäcker, an approach to past philosophies which is irreproachable from the point of view of the
history of philosophy. His references to Greek philosophers or to thinkers closer to
us are magnetized by the transcendental perspective in which he places himself.
Very influenced by Kant, in fact, von Weizsäcker essentially sees metaphysics as a
meta-physics, in other words, a theory which must state conditions of possibility of
physics. But he does not intend, however, to resolve this question in a scientific way
or in the manner of logical positivism. Von Weizsäcker is not only convinced that
physics is in history, but that time is, in fact, at the basis of human experience 3 .
The co-perception of a difference between sensitive object and the "eidos" – in other
words the form, the regularity which accounts for it – make of philosophy a veritable
theory of phenomenal appearance where idealist and empiricist positions have never
ceased to clash in the course of history (see [Drieschner 142 ], 73). Von Weizsäcker,
who does not hesitate to bring together the "νoũς "(or spirit) of the Hellenes and
the transdendental subject, attempts to show, in the light of the Greek philosophers
1. It’s funny enough that von Weizsäcker prefers to mention this physicist – whose name he
doesn’t mention anyway – rather than Bohr who, in the BKS theory, actually made the same
mistake.
2. We know that today, it is precisely such a position that is contested by some physicists (see
[Hossenfelder 18]).
3. Heidegger whom he knew and to whom he refers, certainly also influenced him, especially
since the Heideggerian reading of Kant’s Critique of Pure Reason, insists on the importance of time
in our experience of the world.
3
(Plato and Parmenides above all), that the quest for physics – including quantum
mechanics – is in fact a new research of stable forms and, beyond that, the quest
for a true unity of nature. In this context, God is another name for the One and
the Timaeus becomes a kind of model for the physical process, of which we also find
equivalents in other cultures (see [Drieschner 142 ], 119 ), and this, even if modernity
deviates a lot from it.
With some adaptations however – thus the quantum of action can become a kind
of new "One" – it is possible to reinterpret modern physics in philosophical terms,
finding in Plato the fundamental elements which should be combined, or in Aristotle,
an inspiration to found a physical – and no longer mathematical – theory of the
continuum. The approach is all the more impressive since von Weizsäcker is probably
one of the last physicists to know ancient Greek and to be able to go into the details
of these texts. The result of this research was rather fruitful : the meditation on the
hypotheses of Parmenides or those of Timaeus, is certainly, as we will see later, one
of the origins of the theory of fundamental alternatives (or Ur-alternativen) which
must be put, for the physicist, at the foundation of a new theory of physics 4 .
3
The idea of alternative
We know that in standard logic - say, more precisely, in 2-valued calculus of propositions (where we traditionally represent the value "true" by 1 and the value "false" by
0), the alternative (w) is distinguished from the disjunction (∨) and can be defined
as the negation of equivalence (≡). Given two propositions p and q, we have the
following truth tables :
p
1
1
0
0
q p∨q p w q p≡q
1
1
0
1
0
1
1
0
1
1
1
0
0
0
0
1
Heisenberg readily regarded symmetry as a fairly natural starting point for a phy4. Another source would be this tendency of German thought, since Goethe and his Essay on
the metamorphoses of plants, to seek "Ideal prototypes", "Urformen" or "Urphänomenen", in other
words original configurations capable of containing in germ later forms, of defining the organization,
and of explaining the development of all that follows. We would find also this tendency in the
humanities, for example in the work of Walter Benjamin.
4
sicist. Even philosophically justified, this reasoning left von Weizsäcker dissatisfied.
This is why, no doubt, he sought to explain to himself the origin of symmetry, and
he found it in the existence of fundamental alternatives in our questioning of nature.
Such reasoning led him to set up the abstract program of a possible reconstruction
of physics in terms of yes-no alternatives, which he later called “Ur-theory”.
The expression – if not the oldest, at least the most concise – of the theory of
alternatives 5 such as it was developed by CF von Weizsäcker, appears in the book
that Heisenberg published in 1969, under the title The Party and the Whole (Der Teil
und das Ganze). Heisenberg thus relates the remarks of his former student :
“Any reflection on nature must inevitably take place in large circles or spirals. For
we can understand something about nature only on condition of reflecting on it ;
and all of our behavior, including our thinking, is rooted in the history of nature.
In principle, therefore, our reflection could begin at any point. But our thinking is
so made that it seems reasonable to start with the simplest ; and the simplest is the
alternative : yes or no, to be or not to be, good or bad. As long as one reflects on
such an alternative as one does in everyday life, there is nothing more to be learned
from it. But we know well, thanks to quantum theory, that an alternative does not
necessarily require the answers ’yes’ or ’no’, but that there are still other answers –
complementary to those – which consist in fixing a certain probability for the ’yes’
or for the ’no’, also having a prediction value. The possible responses therefore form
a continuum. Mathematically, it is the continuous group of linear transformations
of two complex variables. This group already contains the Lorentz group which is
associated with the theory of relativity. So, if one asks the question, about any of
the possible answers, whether it is right or not, it is already a question about a
space which is related to the continuous real-world space-time." ([Heisenberg 72],
329-330).
The conversation contains in germ much of the past, present and future work of
Von Weizsäcker. This one assumes in substance that by developing a succession of
alternatives, one will be able to join the structure of the group underlying to quantum
mechanics, then, from there, reconstruct the space or the space-time of phenomena.
How is this possible ?
Mathematically, the group of linear transformations of two complex variables mentioned by von Weizsäcker is GL(2, C) or, when the variables are normalized to 1,
the special linear group SL(2, C), of which a useful subgroup in physics is SU(2), or
special unitary group of degree 2, which is the group of unit matrices g with complex
5. According to Holger Lyre (see [Lyre 03]), it seems that the idea dates back to 1954.
5
coefficients of dimension 2 × 2 and determinant 1. We have, explicitly :
SU(2) =
g=
α −β̄
β ᾱ
, α, β ∈ C, |α|2 + |β|2 = 1.
It turns out that this group SU(2), which is used to represent the spin of the particles,
is homomorphic to the special orthogonal group SO(3) of real three-dimensional
space. We know, in fact, that SU(2) is diffeomorphic to the 3-sphere S3 by the
following mapping :
ϕ : S 3 ⊂ R4 → SU(2)
(a, b, c, d) 7→
a + ib −c + id
.
c + id a − ib
The diffeomorphism ϕ passes the multiplication of SU(2) to S3 , which gives the
multiplication of quaternions. SU(2) is therefore isomorphic to the group of unit
quaternions. Since the quaternions represent rotations in 3-dimensional space, there
exists a surjective homomorphism of Lie groups SU(2) → SO(3) of kernel + I, –I,
the following matrices forming a basis of the Lie algebra su(2) :
i σx =
0 i
i 0
0 1
i σy =
−1 0
i 0
i σz =
0 −i
(where i is the « imaginary unit »)
These σ matrices (called “Pauli matrices”) being used to represent the spin of the
particles, which always takes the form of a fundamental alternative, we can therefore
consider SU(2) as a typical model of the alternatives in question. Now, the fact that
SU(2), the symmetry group of a binary quantum alternative, is locally isomorphic to
the three-dimensional rotation group SO(3) in Euclidean space, allows us to conceive
that the latter can be, in some way, a consequence of the fundamental alternatives, the
connection being made between spinor structures and space-time structures.
6
This theory devised by von Weizsäcker in the 1960s, and reported informally by
Heisenberg in the passage we have quoted, has fascinating aspects.
It should first be noted that the "circularity" mentioned in the first lines of the text
was already mentioned by the author as one of the two possible forms of complementarity from his first article on "Komplementarität und Logik"(see [von Weizsäcker 55]
and the commentary on [Jammer 74], 91-104), a paper to which we will come back
later.
Second, the fact that Von Weizsäcker observes that the alternative is present in
everyday life without being able to get much out of it is a seemingly innocuous
remark, but in fact fraught with meaning. We must imagine the alternatives as
present at all times in the life of an entity capable of decision-making, which makes
any decision a particular act which is part of the set of possible decisions responding
to the set of possible alternatives under which the universe can appear. In this sense,
the behavior of a large organism is just as enigmatic as that of a small particle.
In his novel Cosmos, the Polish writer Witold Gombrowicz made of it an object
of meditation, pointing out the trap that such alternatives constitute for human
reason – something Buridan had probably already seen or, if not him, the one to
whom we owe the story of the donkey hesitating between a meadow and a bucket of
water :
"In front of me two small stones, one on the right, one on the left, and a little further
on the left the creamy spot of a corner of the earth that the ants had turned over
(...) I was going to pass between these two stones , but at the last moment I made a
small gap to pass between one of the stones and the small corner of upturned earth,
it was a minimal gap, nothing at all ... and yet this very slight gap was unjustified
and that, it seems he puzzled me... so, mechanically, I move away again a little bit
to pass between the two stones, as I had originally intended, but I experience some
difficulty, oh very weak, coming from the fact that, after these two successive gaps,
my desire to pass between the stones has now taken the character of a decision, not
very important of course, but a decision all the same. What nothing justifies because
the perfect neutrality of these things in the grass does not authorize a decision :
what difference is it to go through here or there ? (...) but the decision, after the few
seconds which have just passed, has become more decisive, and how to decide since
everything is worth ? ... so I stop again. And, furious, I put my foot forward again
to pass, as I now want, between the stone and the wedge of the earth, but I see that
if I do so after two false starts, it will no longer be a normal walk, but something
important ... So I choose the road between the corner of the earth and the root ...
but I realize that it would be acting as if I was afraid, so I want to pass between
7
the stone and the wedge of dirt, but the hell, what the fuck is it, I’m not going to
stop like that in the middle of the road, what the hell would I be fighting ghosts ?
What is it, What is it ? (...) I didn’t move. I stayed there, standing. This attitude was
becoming more and more irresponsible and even insane, I was not allowed to stay
there like this, impossible ! (...) It was then that I moved. All of a sudden, I tipped
all this impossibility into me and went easily without even knowing where, because it
didn’t matter, and thinking of something else : that the sun was setting earlier here,
at because of the mountains. Yes, the sun was already low enough. I walked through
the meadow towards the house, whistling, lit a cigarette and only a faint memory of
the scene remained, like a vague residue." ([Gombrowicz 12], 174-176)
The idea that after all, everything could make sense, so that any alternative and any
decision that resolves it could have an unsuspected importance, is a familiar situation
that one also meets in certain games governed by a strong determinism. In a game
like Fan tan, for example, where two players are in the presence of p pile of matches
and take turns choosing a pile (not empty) to remove the number of matches they
want (at least one), so that the winner is the one who removes the last match, the
situation is entirely determined from the outset. One proves (see [Berge 73], 300309) that a choice is winning if the digital sum of the numbers of matches left in the
different piles is zero. In the variant made famous by Alain Robbe-Grillet’s film, Last
Year at Marienbad, and where, this time, it is the one who takes the last match who
loses, any choice is a winner, obviously, if the digital sum of the numbers of matches
left in the different piles is not zero 6 .
Does quantum physics make us escape this world of deterministic laws ? This is one of
the challenges of the theory of alternatives, as it will be explained by von Weizsäcker
in various texts. Let us now try to detail the author’s progress in the development
of his theory.
6. The notion of "digital sum" is obtained, from the decimal writing of numbers, by switching
to binary writing, then by replacing this writing by what is called the “binary expansion” of the
number (we read the binary number backwards, and we separate its components by commas). For
example : 3 = 11 = (1, 1) ; 7 = 111 = (1, 1, 1). Hence 3 + 7 = (1, 1) +̇ (1, 1, 1) = (0, 0, 1) =
100 = 4. This rule follows from the formalization of the game in Graph theory, where the heaps are
represented by successive Gi = (Xi , Γi ) graphs whose vertices xi represent each time the player’s
position. For any heap, the method is based on the computation of a Grundy function g(x) from
which we deduce a kernel S = {x | g(x) = 0}. The gain is assured, in the case of Fan tan, if we
choose each time a position x = (x1 , x2 , ..., xn ) for which g1 (x1 )+̇g2 (x2 )+̇ · · · +̇gn (xn ) = 0.
8
4
The quantum logic of von Weizsäcker
Although part of the circle of Heisenberg and Bohr, at the origin of the GöttingenCopenhagen interpretation of quantum mechanics, von Weizsäcker, from the mid1950s, sought to develop a logical understanding of this one, which came from a
slightly different point of view. As Max Jammer recalls, its first formulation appeared
on the occasion of Niels Bohr’s seventieth birthday (October 7, 1955) with the first
of three articles devoted to question.
Von Weizsäcker’s logic of complementarity is constructed as a modification of the
logic of contingent propositions, in particular that of simple alternatives (einfache Alternative) mentioned above, as it is presented in experiments such as that of Young’s
slits, when the particle passes either through slit 1 or through slit 2. Von Weizsäcker
derives the rules of his logic from the very situation which is described by quantum
mechanics.
As we know, the state function ψ, behind the diaphragm formed by the slits, is only
determined by the two complex numbers u and v defined by the equation :
ψ = uφ1 + vφ2
where uu∗ + vv ∗ = 1, φ1 and φ2 propositions characterized by (u, v) and which differ
from a1 and of a2 are said to be "complementary to a1 and a2 ". The complementarity
therefore takes on a purely logical character here : if one of the two propositions is
true or false, the complementary is neither true nor false.
We find an illustration of this idea in the quantum theory of spin- 21 particles, which
seems to have inspired it. In this example, the vector (u, v) is simply the twocomponent Pauli spinor. If a given magnetic field is directed in the positive direction
z, then the original alternative lies between the two propositions :
a1 : The spin is in the positive direction z.
a2 : The spin is in the negative direction −z.
To any spinor (u, v) then corresponds a direction of spin orientation which, if a1 has
the value u and a2 the value v, can be defined, in terms of direction cosines by the
formulas :
x = uv ∗ vu∗ ;
y = i(uv ∗ vu∗ );
z = uu∗ − vv ∗ ;
x2 + y 2 + z 2 = 1,
9
and, in terms of polar angle θ and azimuthal angle φ, by the équations :
θ
iφ
u = cos exp(− ),
2
2
θ
iφ
v = sin exp(− ).
2
2
If θ is neither 0 nor π, then the proposition "The spin has the direction (θ, φ)" is
complementary to the propositions a1 and a2 .
With this assignment of truth values, as von Weizsäcker was able to show, a higher
logical level is introduced, because the original alternative now refers to a property of
the physical object and we then wonder about the truth of the alternative or, more
precisely, of the answer given to it, which is a meta-question : "what are the truth
values of the possible answers ?" And it is answered in the complementarity logic by
the following assertion : “the possible answers are the normalized vectors (u, v).” The
complementarity logic was thus introduced into the object language by means of a
metalanguage which applies ordinary 2-valued logic. The difference between classical
logic and quantum logic can then be formulated as follows : whereas in classical logic,
the proposition a1 is equivalent to the proposition "a1 is true ", this is no longer the
case in complementarity logic. Although the truth (resp. falsity) of a1 results from
the truth (resp. falsity) of "a1 is true", the converse does not hold. If the proposition
"a1 is true" is false, a1 is not necessarily true or false, and this, even though "a1 is
true" is definitely false.
In the rest of the article and in those that will follow it a few years later (see
[von Weizsäcker 581 ] ; [von Weizsäcker 582 ]), the relationship between language and
metalanguage is deepened, Von Neumann’s formalism reinterpreted in terms of logic
of complementarity and the more elaborate quantifications linked to a quantum field
theory are presented as applications derived from the theory proposed here. Finally,
the antiparticles are introduced thanks to a generalization of this quantization procedure by taking, no longer one complex number but rather a pair of complex numbers
as the truth value.
At the end of his third article (see [von Weizsäcker 582 ], 721), von Weizsäcker remarks that, as the interaction of fields leads to the introduction of several basic
alternatives in the theory, which are nevertheless linked in the same spatial space, it
would seem more natural to construct a "primordial field" (Urfeld) in the sense of
Heisenberg’s latest work, starting from a basic alternative (Grundalternative), whose
interaction with itself should produce all known fields.This idea will receive much
further development (see section 6).
10
In later years, von Weizsäcker’s logic did not find many supporters, apart from those
– like Georg Süssmann and Erhard Scheibe – had participated in its elaboration.
Niels Bohr was hostile to it (see [Jammer 74], 379), but it was not known whether he
had really examined this attempt closely. It is feared that he did not see the general
interest of the prospect.
For us, this seems entirely to lie in the possibility of deducing the whole of the physical world (and perhaps the whole of the world in general) from these fundamental
alternatives that quantum mechanics has unveiled, which amounts to making the
world – in any case the world as it appears to us via quantum mechanics – a gigantic
cascade of alternatives (in principle infinite) which, philosophically, generalizes (even
if von Weizsäcker never expressed it thus) the Kantian theory of the Transcendental
Ideal. We will therefore first recall here the gist of this theory.
5
From the Kantian "Transcendental Ideal" to von
Weizsäcker’s alternatives
In the Critique of Pure Reason (2e section of Book I of the Transcendental Dialectic)
(see [Kant 29], 487-495), Kant strives to dismantle step by step the mechanism at
the origin of the illusion of which consists the idea of God. The illusion comes from
the fact that we attribute a being to what is, in reality, only the idea of a "set
of all possibilities", an idea to which we arrive from the observation that, just as
every concept is subject to a principle of determinability, which ensures that, of two
contradictory predicates, only one must suit it, likewise, everything is subject, as to
its possibility, to a principle of complete determination "according to which if all the
possible predicates of things be taken together with their contradictory opposites,
then one of each pair of contradictory opposites must belong to it"([Kant 29], 488).
And although by this set of all possibilities one thinks of nothing more than the set of
all possible predicates, this idea can still be clarified in the sense that it must in fact
contain only really possible primitive predicates (in other words, derived predicates
such as self-contradictory predicates are excluded). Hence a particular mathematical
structure, which we have described elsewhere as being a lattice (see [Parrochia 93],
148-162).
Everything is therefore a part of a transcendental substrate "that contains, as it were,
the whole store of material from which all possible predicates of things must be taken"
(see [Kant 29], 490) and that is nothing but "the idea of a omnitudo realitatis". It
is therefore a question of an ideal representation which serves as the basis for the
11
complete determination of all things and which is like "the supreme and complete
material condition of the possibility of all that exists – the condition to which all
thought of objects, so far as their content is concerned, has to be traced back" (see
[Kant 29], 491). For Kant, we pass unduly from this set of all possibilities to the idea
of a whole of reality and, from there, to the metaphysical (and religious) idea of a
supreme being.
It is then interesting to note the way in which operates according to Kant, and in
accordance with classical thought, the logical determination of a concept and, so to
speak, the transcendental pseudo-determination of the corresponding object.
5.1
Logical determination of a concept, disjunctive syllogism
and transcendental pseudo-determination
The logical determination of a concept by reason, writes Kant, "is based upon on
a disjunctive syllogism, in which the major premiss contains a logical division (the
division of the sphere of a universal concept), the minor premiss limiting this sphere
to a certain part, and the conclusion determining the concept by means of this part"
(see [Kant 29], 491).
We have already commented (see [Parrochia 93], 117-128) on the texts of Kant’s
Logic (see [Kant 92]) where the philosopher explains what is the "logical division" of
the sphere of a concept or, as we would say today, its extension. Let us only recall here
that, according to Kant – and classical logic – the members of the division must be
separated from each other by contradictory opposition, and not by simple contrariety,
which means that the division is always dichotomous, because the dichotomy – unlike
polytomy – does not require reference to an intuition (a priori or sensuous) and is
based only on the principle of contradiction. Hence this apparently innocuous note
from the Critique of Pure Reason where Kant specifies that "the determinability of
every concept is subordinate to the universality (universalitas) of the principle of
excluded middle"(see [Kant 29], 488n).
Let us then explain what a "disjunctive syllogism" is, in the sense of classical logic.
It is, as Kant reminds us, a valid reasoning where the major is a disjunctive proposition, the minor eliminates one of the members of the disjunction and the conclusion
determines the other. Consider the simple example :
(1) The door is open or (exclusive) the door is closed ;
(2) The door is not open ;
12
(3) So the door is closed.
It will be noted that the "open" and "closed" predicates are considered here as
contradictorily opposed predicates in the sense of classical logic, that is to say that
they exclude, as Kant wants it, any "middle", ie any intermediate situation (door
ajar, half open, three-quarter open, etc.).
Under these conditions, the succession of more and more precise logical determinations of the concepts starting from the whole of possibility takes place by a cascade
of reasoning of the type : A or B, not B, A.
The transcendental pseudo-determination will proceed in the same way : obviously,
as Kant remarks, the concept of a reality in general cannot be divided a priori since,
without experience, we do not know specific kinds of realities understood under
gender : this is why we speak of "pseudo-determination". In this context, however,
the major of the syllogism cannot be anything but the representation of the whole of
reality, which therefore becomes the prototype (prototypon) from which all things are
supposed to derive as more or less defective copies. But what is hidden behind this
set is not an original being or the Being of all beings, it is only the transcendental
ideal, that is to say the set of all the primitive and not self-contradictory predicates
that we have transformed, illusorously, into supreme reality. As the philosopher Gilles
Deleuze saw very well (see [Deleuze 69], 342), Kant thus reduces God – in this text
– to the illusion built on the principle of the disjunctive syllogism.
We will have noted that, the Kantian disjunctions being founded on logical conceptual
divisions opposing contradictory predicates, they are in reality alternatives (this, or
that, but not both at the same time). But these are alternatives as conceived by
classical logic, that is to say, if we pass from predicates to the predicative propositions
which are associated with them, propositions which take their truth values in a 2valued logic and which follow the rules of it.
On the contrary, von Weitzsäcker’s logic is obviously – as we saw above, following
13
Max Jammer’s commentary – a particular case of infinite-valued logic 7 .
Transforming in principle any alternative into an infinite alternative, it will singularly
complicate the disjunctive syllogism at the origin of the complete determination of
concepts or properties. We are going to see what an alternative looks like in an
infinite-valid logic of the type of that of von Weizsäcker and what becomes, in this
logic, the disjunctive syllogism. But first, let’s look at modern questionings of the
Kantian structure.
7. As it is known, the origin of infinite-valued logics (see [Malinowski 94]) lies in the generalization operated by Łukaciewicz, in 1922, of trivalent logic to a family of many-valued matrices with
finite and even infinite number of values. In order to define them rigorously, let us introduce a logical language, with variables, parentheses, definitions of well-formed expressions, as well as a set of
connectors of the type ¬, ⊃, ∨, ∧, ≡. We will call Łukasiewicz’s n-valued matrix (with n ∈ N, n > 2,
where n = ℵ0 , or n = ℵ1 ), a matrix such that the set of truth values is :
if n ∈ N, n > 2 (f inite case)
{0, 1/n − 1, 2/n − 1, ..., 1},
if n = ℵ0 (denumerable inf inite)
{s/w : 0 ≤ s ≤ w; s, w ∈ N, w 6= 0},
if n = ℵ1 (continuum)
[0, 1],
In such logic, connectors are defined as follows :
¬ x =: 1 − x;
x ∧ y =: min(1, 1 − x + y);
x ∨ y =: (x ⊃ y) ⊃ y = max(x, y)
x ∧ y =: ¬(¬x ∨ ¬y) = min(x, y)
x ≡ y =: (x ⊃ y) ∧ (y ⊃ x) = 1 − |y − x|
One easily deduces from this last expression the formula for x w y = ¬(x ≡ y), since it is the
formula which is complementary to the previous one, ie :
x w y =: |y − x|.
In an infinite-valued logic, we can therefore apply the disjunctive syllogism without any problem.
Whatever the values of x, of y and of x w y, we can always deny an alternative disjunction a part
(resp. finite or infinite) to obtain, in fine, its complement (resp. infinite or finite).
If now we replace the values x and y by complex numbers z and z ′ identified respectively with
the couples (u, v) and (u′ , v ′ ), we can define a value of the alternative in the sense of von Weizsäcker
by the complex number |z − z|, which makes its logic a variant of the logics of Łukasiewicz. As we
will see, it is such that the laws of quantum physics sometimes make it escape ordinary logic.
14
5.2
Modern criticisms of Kant
As we have seen, the Kantian transcendental ideal – as a set of possible predicates
or a set of all possibilities – is a set of two-by-two contradictory predicates that can
also be represented in the form of a collection of alternatives, since, each time, one
of these predicates or contradictory properties can be attributed to a subject, and
therefore be the object of a predicative proposition. The one who knows everything
would therefore have mastery of the disjunctive syllogism, that is to say, starting from
the set of all possibilities, could without a doubt exclude from any subject whatever,
the predicates which do not suit it and generally assign the right predicates to the
right subjects.
The weakness of contemporary philosophies (French Theory) is often due to the fact
that their questioning of classical thought does not lead to solid theories but to
unorganised universes where anything is possible – which does obviously make no
sense from a physical point of view.
The case of Gilles Deleuze’s philosophy is a remarkable example. In his critique of
Kantian philosophy, he had noticed that this negative and limiting use of exclusive
disjunction (otherwise called alternative) could be opposed to another form of disjunction – inclusive and affirmative. The set of possible predicates is then no longer
limited by the negations of successive disjunctive syllogisms, giving rise – if, as in
the case described by Kant, one abusively attributes a being to it – to an entirely
different figure than that of the supreme being.
The model is found in some writings of Pierre Klossowski. In this latter theory,
God, as Being of beings, is replaced by Baphomet, "prince of all modifications" or
"modification of all modifications" (see [Deleuze 69], 344).
This figure of the "devil" or of the "Antichrist" is then no longer the one which
excludes the predicates of a thing by determining it, that is to say, by itself denying
the predicates which are not suitable, but the one which opens everything to the
infinity of possible predicates by affirming them all.
The Baphomet itself, in traditional iconography, is presented as a bearded figure,
with the head of a goat and possessing breasts. In other words, he is at the same
time a man, a woman, an animal, etc. 8 . Contradictory predicates are allotted to it
8. The famous Dogma and ritual of High Magic of Eliphas Lévi, gives him the form of a goat
standing on his feet. hind legs and bearing horns. His right hand points to, "above the white moon
of Chesed", while the other shows "below the black moon of Geburah" and one raised arm bears the
inscription "Solve", the other "Coagula". The author underlines his androgyny by adding : "One of
15
together.
In Klossowski’s fantastic novel where the "souls" or "breaths" of the dead, who
can reincarnate, ultimately lack the body to do so and spin around indefinitely,
they become entangled, and entangled so that the identities of each are no longer
assignable : "also each of these breaths was lost in the scent of another, according to
this immediate assimilation with which each was endowed, the most voluptuous as
the most chaste, the most criminal as the most innocent" (see [Klossowski 65]).
In this world without names – and therefore without identities – also lacks what the
virtue of names usually implies (identity usually goes, logically, with non-contradiction,
the third excluded, and, morally, with responsibility, guilt, etc.). In other words,
where subjects and predicates are entangled, any predicate can qualify any subject.
Instead of the kantian transcendental ideal, we therefore have here what we could
call a trancendental infernal, from which we no longer derive, by paralogism, the idea
of God, but the symmetrical illusion : that of Baphomet. Yet this one is it with difficulty – Deleuze does not seem to have seen the problem – the "master" of the new
disjunctive syllogism. Indeed, an (infinite) set of predicates being posed, with the
rule that any predicate can be associated with any other without any restriction, the
major stating this combinatorial can hardly be accompanied by a minor other than
itself, except to think that one can subtract an infinity from an infinity. Otherwise,
the so-called syllogism boils down to pure tautology.
But we must also observe this : the discrete set of predicates that can be put in
bijection with the set N of natural integers having the power of the countable (ℵ0 ),
the set of all possible combinations of sequences of predicates is identified with the
set NN , in other words, a set possessing the power of the continuum (ℵ1 ) 9 .
In other words, if we follow the mathematician linguist Solomon Marcus, it has
exactly the same power as poetic language (see [Marcus 68], 53-54 ; [Marcus 73]).
You can certainly see the world this way when you are an artist or a writer, but this
is surely not how physical reality was formed, which, despite its fantasies, involves
his arms is feminine, the other masculine" (see [Decottignies 79], 8-11). With Pierre Klossowki, the
effects of Baphomet were mainly limited to mixing the souls of the monks and pushing the laws of
hospitality a little further. We stayed in the humor. Taken seriously and carried to its most extreme
consequences, the possibility of an infinite combinatorial of predicates leaves a little perplexed : this
is the world of surrealism and "transgender".
9. The set NN is the set of sequences of natural integers. By assigning a number to each predicate, then by supposing, as it has been postulated, that we can form all the possible sequences of
predicates, we are led to attribute the power of the continuum to this combinatorial.
16
much more rigid constraints 10 .
5.3
The quantum transcendental ideal
In the case of a transcendental reflection like that of von Weizsäcker 11 , inspired by
quantum experience and the logic which accounts for this, the modification of the
Kantian transcendental ideal does not go as far as in the Klossowskian-Deleuzian
case : not everything is compatible with everything. The weizsäckerian transcendental ideal, if we can thus be expressed, no longer rests, no doubt, on classical
oppositions, but it is based on authentic complementarities, quantum complementarities. Intensely, given a subject, not only one or the other of two contradictory
properties can be attributed to it, but any proportion of one or the other, without
exclusion. At the extensional level, quantum logic is substituted for the computation
of classical propositions expressed in 2-valued logic. The ideal is therefore structured,
we will see how.
5.3.1
The finite case
By placing ourselves in a finite case, we can already see very well the formal relationship existing between the set of possible objects associated with the Kantian
transcendental ideal and the set of possible states of a classical physical system. We
10. Quantum physics has certainly broadened the notion of “real” by notably introducing new
aspects into it (superposition of states, irreducible indeterminacy, non-locality, etc.). In our view,
however, this extension does not go so far as to abolish the distinction between real and possible
(which is also that of mathematics and physics) and even less the distinction between possible
and impossible (which is that of understanding and imagination). The abolition of the distinction
between real and possible amounts to maintaining that everything that is mathematical is real
(thesis of Max Tergmark). As for the abolition of the distinction between possible and impossible, it
amounts to maintaining that everything that one can imagine exists in one and the same sense (thesis
of the univocity of being, taken up by Deleuze with its unlimited combinatorial of predicates). One
can easily refute these two theses : indeed, physics uses only a very small part of the mathematical
structures ; on the other hand, anyone who knows mathematics also knows that there are objective
impossibilities (for example, theorems of non-existence which, even presented in a positive way
– which is always possible – nevertheless translate what one might call facts of "solidarity" or
"rigidity" : for example, there are no triangles whose side lengths are equal and whose angles are
unequal ; or again (Liouville’s theorem) : there are no bounded integer functions which are not
constant.
11. The program for the reconstruction of physics is indeed a" transcendental "program, as Gernot
Böhme indicates (see [Böhme 11]), but it is less the categories of understanding and the sensuous
intuitions that are their source than the fundamental alternatives which refer to the Kantian ideal
of pure Reason.
17
will see by the same the formal difference existing between these two and the set of
possible states of a quantum physical system.
Let 4 (2 by 2) contradictory predicates be denoted respectively by p and p′ , q and q ′ .
If we ask what are the non-contradictory objects that we can form by combining these
predicates by operations of conjunctions or disjunctions, we see that they appear in a
distributive and complemented (therefore Boolean) lattice whose upper bound is the
set of possible predicates and the lower bound the empty set (see Fig. 1.a) 12 .
Let now be a physical system, that is to say a part of reality conceived as existing
outside the physicist, and sufficiently isolated to be able to be considered in itself.
We call "propositions" the well-formed sentences describing the states of this system
in response to yes/no questions. On this set, we define a preorder relation < such
that :
a < b will mean a true ⇒ b true.
Under these hypotheses, one shows (see [Piron 73], 3) that the set of propositions of
a physical system (answering questions having the form of alternatives formulated
about it) is a complete lattice. The only one difference between the classical situation
and the quantum one is that, in the first case, the lattice is distributive, which is not
true in the second. More precisely, in classical physics, "a∧b true" always results in "a
true" and "b true", and a ∨ b true "also implies, by analogy with the logical, “a true”
or “b true.” These relations in turn automatically lead to the following distributive
laws :
(a ∧ (b ∨ c) = (a ∧ b) ∨ (a ∧ c),
(1)
a ∨ (b ∧ c) = (a ∨ b) ∧ (a ∨ c).
(2)
But if (1) follows from the definitions, (2) is not always true – especially in quantum
physics.
Given a simple classical physical system, with 4 two by two contradictory propositions
(a, a′ , b, b′ ) and such that a < b hence b′ < a′ , the system is described by a set of noncontradictory propositions of the type a, a′ ∧ b, b′ , a ∨ (b ∧ a′ ) = b, etc. The associated
distributive and complemented lattice (Fig. 1.b) has the same structure as that of
12. In an old book (see [Parrochia 93], 153), considering the set of non-contradictory objects
stricto sensu, we eliminated the upper and lower bound of the lattice and reduced it to a matroid :
we did not have, then, to compare this structure to a physical system. But it is basically, except
for this difference, the same structure.
18
Fig. 1.a. The upper bound of the lattice is the set of possible affirmations (trivial
proposition), the lower bound its opposite (contradictory proposition).
If we now take the example of spin-1/2 particles, again by considering 2 systems S and
T not co-measurable, we will have, on the one hand, the propositions a1 , a2 , a1 ∨ a2 =
1, a1 ∧ a2 = 0 and, on the other hand, the propositions b1 , b2 , b1 ∨ b2 = 1, b1 ∧ b2 =
0. By identifying (respectively) the 2 upper bounds and the 2 lower bounds, we can
then represent the system on a single lattice with the shape of a "Chinese lantern"
(see Fig. 1.c).
1
q
1
p’
p ∨ q’
b
1
a’
a ∨ b’
a
p
q ∧ p’
q’
a
b ∧ c’
(a)
0
a’
b
b’
b’
(b)
0
(c)
0
Figure 1 – Kantian lattice(a), classical physics lattice (b) and quantum lattice (c)
In this quantum lattice, the modular law (a ∨ b) ∧ c = a ∨ (b ∧ c) is always satisfied.
So we can call this lattice, as Svozil does (see [Svozil 98], 27-28), the lattice M O2
(M for "modular", O for "orthocomplemented", the index 2 indicating that it is the
union of two Boolean algebras L(a) and L(b). We can thus note it :
M O2 = L(a) ⊕ L(b)
a structure which can be generalized into :
M On = ⊕ni=1 L(xj ),
if we consider a finite number n of measures of different spin directions. The resulting
structure is the sum of n classical Boolean algebras L(xj ) where xj indicates the
measure of the direction of the spin.
5.3.2
The infinite case
The passage to infinity obliges to consider, as we said above, all the possible quantum
states, that is to say to give oneself a separable Hilbert space H (vector space on the
19
set of complex numbers), with infinite dimension and countable base. This space is
the analogue of the set of Kant’s all possible predicates, when these predicates relate
to physical realities.
The set of observables corresponding to possible Kant objects will then be formed
by the set of subspaces of Hilbert space, and these constitute an orthocomplemented
lattice which, according to Constantin Piron, is not, in general, modular – contrary
to what Birkhoff and von Neumann thought –, but only "weakly modular" (see
[Jammer 74], 393).
Finally, the quantum transposition of the disjunctive syllogism supposes a reasoning
which can be considered as the transposition, in modern calculus of propositions, of
the disjunctive syllogism of classical logic, and which is of the type :
(1) p w q,
(2) ¬q,
(*)
(3) p.
However, Heelan (see [Heelan 70]) was able to show that this inference scheme is
precisely not always valid in quantum mechanics. Consider, for example, the following
case :
p : The electron has an upward spin ;
q : The electron has a spin oriented horizontally to the left ;
p w q being true, if ¬q is also true, according to classical logic, we should be able to
apply the previous scheme (*) and deduce p. However, the quantum situation rather
leads to the conclusion that, as soon as ¬q is true, the spin of the electron is oriented
horizontally to the right, and not upwards. The determination of objects from the set
of quantum states cannot therefore follow the rules of the disjunctive syllogism.
In other words, not only an infinite number of “complementary” alternatives are
juxtaposed with the typical oppositions of classical logic 13 but, depending on the
selection of alternatives that we have practiced, the disjunctive syllogism stricto
sensu can be made inapplicable.
13. Note that, even in the Kantian case where we are only dealing with binary alternatives, the
structure of the transcendental ideal is not simple because the division of concepts goes to infinity.
Moreover, this division is not unequivocal. A concept can be co-divided in several ways, and this
co-division, according to Kant, also goes to infinity.
20
It is quite easy to see that the introduction of a many-valued logic (including infinitevalued logic) will not change anything in the matter, any more than that of an
infinitary language (for example, in the sense of Bell and Slomson (see [Bell 06])).
At the concrete level, it is the measurement, causing the "collapse" of the wave
function, which will ultimately determine the object as that portion of the possible
corresponding to the real. On a purely logical level, the quantum transcendental ideal
will therefore not, or not always, lead, by the application of disjunctive reasoning, to
the complete determination of a quantum object. In this sense, there is no “master”
of the quantum disjunctive syllogism and, at the same time, neither God nor Devil
who, by extrapolation, can correspond to it.
It does not seem that von Weizsäcker perceived this aspect of the question. In any
case, he will attempt to clarify the transcendental foundation of physical experiment
by placing himself in the finite, which in fact amounts to limit the number of pure
fundamental states.
6
quantum theory «revisited»
It is in a text from 1971, published in English in 1980 ([von Weizsäcker 80], then
taken up later in the collection of von Weitzsäcker’s major texts in physics (see
[Drieschner 141 ], 75-109) that the author will develop his true conception of quantum
physics – and even of physics at all. For him, indeed, quantum mechanics must achieve
the unification of physics by basing it on a particular logic (namely the logic of
circumstantial propositions) and by constructing it axiomatically as a general theory
for the prediction of empirically decidable alternatives. This construction is finitist 14
in the sense that only a finite number of alternatives can be decided, which supposes,
mathematically, the use of Hilbert spaces of finite dimension. This formalism allows to
give a unified structure to all physics, leading to a cosmology, a theory of elementary
objects and a connection between the two.
Von Weitzsäcker starts from Copenhagen’s interpretation which he believes is correct,
but has not been sufficiently clarified. As the whole of physics can be reconstructed
from quantum mechanics, it is important to clarify its foundations, and von Weitzsäcker, borrowing these considerations from one of his students, Michael Drieschner,
proposes to first pose the following postulates :
14. Obviously, the proponents of a holistic perspective will dispute this point, arguing that there
are possibilities which cannot be reduced to ultimate propositions (see [Khatam 15]). But we think
that von Weitzsäcker at least partially escapes this criticism because the number of fundamental
elements (Urs), of elsewhere in growth, is not really fixed, if not by an order of magnitude.
21
A. Postulate of alternatives : Physics formulates probabilistic predictions concerning
the outcome of decisions concerning empirically decidable alternatives 15 . An "alternative", in the sense of von Weizsäcker, can be defined as a complete list of mutually
exclusive circumstantial propositions. They are propositions of the type "it’s raining in Hamburg" or "this particle is in the position x", in other words, contingent
propositions, which can moreover not only relate to the present, but to the past
or to the future. If an alternative includes only two, we will then speak of simple
alternative.
B. Postulate of objects : Answers to an alternative attribute contingent properties to
an object. Logically, this means that the responses to an alternative can be formulated as "categorical judgments", which assign a predicate to a subject, called here
"object".
C. Postulate of ultimate propositions : For any object, there exist ultimate alternatives
whose answers are ultimate propositions. The particular properties corresponding to
the ultimate propositions will be called "states" of the object. For a classical object,
a point in phase space represents a state, and the set of all these points represents its
ultimate (unique) alternative. For a quantum theoretical object, a one-dimensional
subspace of Hilbert space represents a state and any complete orthonormal system
represents an ultimate alternative.
D. Postulate of finitism : The number of answers to any alternative for a given object
does not exceed a fixed positive integer n which is characteristic of this object. This
is the postulate by which Drieschner’s approach differs from usual quantum theory.
Of course, one can expect that, by choosing n large enough, it will be possible to
avoid contradictions with the predictions of usual quantum theory.
E. Postulate of the composition of objects : Two objects define a composite object of
which they are parts. The direct product of any two ultimate alternatives concerning
these two parts is an ultimate alternative of the composite object. If aj (j = 1...m)
and bk (k = 1...n) are the answers to the two alternatives, aj ∧ bk (where ∧ means
"and") are the answers to their direct product. This assumption seems quite natural ;
it has considerable consequences in quantum theory.
F. Postulate of the probability function : Between two states a and b of the same
object, a probability function p(a, b) is defined, giving the probability of finding b if
a, that is, provided that a is necessary.
15. We can consider that Jauch and Piron had already developed such an idea (see [Jauch 69]
and [Piron 73]).
22
G. Postulate of objectivity : If a certain object really exists, an ultimate proposition
about it is always necessary. "A certain object" is an object for which we know how
to decide the alternatives, or at least some of the alternatives which characterize it.
Obviously, if such an object does not exist at all, then none of its states can be found
and, therefore, no ultimate proposition about it can be considered necessary. Now
suppose that the object actually exists. This affirmation of existence is a proposition
concerning the object. One assumes that any existing object admits alternatives with
k components, with k > 1. The proposition that the object exists is not an ultimate
proposition, for it is implied by any answer to any of these alternatives. Those which
relate to composite objects that are not the product of pure states of their component
elements, and are considered to have only a virtual existence, will therefore not be
accepted as propositions on an object (this makes it possible to exclude the EPR
paradox). It will further be assumed that a theory capable of making predictions
about the behavior of the object in question is possible ; otherwise, the object would
not fall under our concept of experiment. From the ultimate propositions and the
usual logical connectors, we can then reconstruct the orthocomplemented lattices 16 of
propositions which are those of the von Neumann model of quantum mechanics.
To these postulates, of a rather philosophical nature, will then be added two more
precise and more calculating ones :
H. Postulate of measurability : Any linear operator in vector space which leaves the
measure invariant is an observable.
I. Postulate of continuity : The possible changes of state over time are described
by one-to-one mappings, continuous over time, of all the states of the object on
itself.
The new axiomatics of Quantum Mechanics then takes the form of a series of rather
reasonable axioms :
1. Axiom of equivalence : If a and b are ultimate propositions, p(a, b) = 1 is equivalent
to a = b.
2. Axiom of finite alternatives : If n ultimate propositions ai (i = 1, ..., n), mutually
16. An orthocomplementation on a bounded lattice is a function which associates each element
a with an "orthocomplement" a⊥ of such so that the following axioms are satisfied :
Complementarity law : a⊥ ∨ a = 1 et a ⊥ ∧a = 0.
Involution Law : a⊥⊥ = a.
Order inversion law : if a ≤ b then b⊥ ≤ a⊥ .
23
exclusive, are given, then for any ultimate proposition b :
n
X
p(b, ai ) = 1,
j=1
which is a probabilistic version of postulate A.
3. Decision axiom : For any A, there exists an alternative a1 ...an such that a1 ...ae are
elements of A while ae+1 ...an are elements of Ā. It was assumed in Postulate A that
all contingent propositions are decidable. It is now assumed that there are always
some ultimate alternatives fitting any decision between A and Ā.
4.a. First axiom of completeness : For any set of k < n mutually exclusive ultimate
propositions a1 ...ak , there exists an ultimate proposition a with p(a, ai ) = 0 (i =
1...k).
4.b. Second axiom of completeness : For any set of n − 2 ultimate propositions a3 ...an
and any ultimate proposition b, there exists an ultimate proposition a2 which excludes
all ai (i = 3...n) and b ; that is to say, we have :
p(a2 , ai ) = 0 and p(a2 , b) = 0.
5. Axiom of indeterminacy : For two mutually exclusive ultimate propositions a1 and
a2 , there exists an ultimate proposition b such that p(b, a1 ) 6= 0 and p(b, a2 ) 6= 0.
6. Axiom of exclusion : For ultimate propositions, p(x, y) = 0 implies p(y, x) = 0.
This is related to the law of double negation Ā¯ = A.
Using these axioms, Drieschner – explains von Weizsäcker – was able to show that :
(a) The set of propositions is a complete non-Boolean lattice.
(b) This lattice is a projective geometry with n − 1 dimensions.
(c) This lattice is isomorphic to that of the subspaces of a n-dimensional vector
space.
(d) In this space, the probabilities define a metric.
After having thus reconstructed quantum mechanics, von Weizsäcker attempts, in a
second part of the article, to found the unity of physics, which leads him to introduce
three new postulates :
24
J. Postulate of approximately stationary cosmology : The universe can be treated
approximately as an object 17 . Treating the universe as an object is exactly what
cosmological models do. The postulate will therefore serve a similar purpose in current theory by allowing suitable terminology.
K. Postulate of ultimate objects : All objects are made up of binary ultimate objects. In German, von Weizsäcker called them Urobjekte, and their alternatives Uralternativen ; by fancy, von Weizsäcker declares to have proposed the abbreviation
"Ur "("ur "without capital letter in translation) for this kind of object. The author
recognizes that this postulate is trivial as long as one does not specify the law of
interaction for the ultimate objects. A n dimensional Hilbert space can always be
described as a subspace of the tensor product of at least r 2-dimensional Hilbert
spaces, where 2r−1 < n < 2r ; the unused dimensions 2r−n can then be excluded by
imposing an interaction law which leads to a rule of super-selection between the two
subspaces.
L. Interaction postulate : The theory of the interaction of ultimate objects (or “urs”)
is invariant in the same group as the theory of free ultimate objects. This is a strong
and non-trivial hypothesis, which requires, above all, to study free urs.
An Ur reduced to itself is an object in a two-dimensional Hilbert space. It admits the
SU(2) transformation group. The physical meaning of this primitive mathematical
statement is as follows : The "theory of a free ur" describes not only the variety of
states of an ur, but also its law of motion. The equation of motion must be invariant
under SU(2). It is easy to find the solutions of such an equation ; the state vector can
only have a time factor e−iωt common with the independent state ω, hence the fact
that the states themselves, being one-dimensional subspaces, remain unchanged over
time. Yet the question is how we know that this is the correct condition to impose on
the law of motion for the free ur. This is the form in which the often asked question
now arises : why should we postulate symmetry for state space ? Von Weizsäcker
formulate the principle involved here in the form of a postulate :
M. Postulate of symmetry : None of the states of a single ultimate object is objectively
distinguishable from the others. An "objective" distinction is here a distinction "by
law of nature", as opposed to a "contingent" distinction such as, for example, "the
state in which this object currently is" 18 ; the law of motion should therefore not
make a distinction between states.
17. This is precisely what a philosopher like Gaston Bachelard contested, probably wrongly.
18. Such a postulate is that of any scientific approach aiming at a certain universality. For an
equivalent in classification theory, see [Parrochia 14], 29.
25
In this context, the Hilbert space of an ur reduced to itself is a 2-dimensional representation of the group SU(2). The postulate L implies that the Hilbert space of
several urs must be a higher dimensional representation space of the same group. Now
this group is isomorphic to SO(3), the special orthogonal group of three-dimensional
space. The postulates set out above therefore force us to suppose that positional
space (i.e. what we usually call “space” or “cosmic space”) is a real three-dimensional
spherical space, which seems to suggest that the three-dimensionality of space is a
consequence of the quantum theory of ultimate objects.
Now it is clear that the "elementary particles" must be made up of these ultimate
objects (or urs). These urs could be, in a way, the elements of a Urfeld in the sense that
Heisenberg envisioned it. The theory having a cosmic dimension, von Weizsäcker does
not hesitate to calculate the total number of urs in the universe, which he deduces
as follows : if we assume a radius of the world R = 1040 nuclear units of length
L = 10−13 cm (Planck length), that is R = 1040 × 10−13 cm, a particle of nuclear
moment or a localizable particle in a nucleus should be associated with about 1040
urs. The total number of urs in the universe could thus tentatively be identified
with the number of bits (or, as one will say later, of Qu-bits) of information possible
in the universe. Assuming, for the sake of simplicity, that there is only one kind
of elementary particle, say a nucleon falling under the Fermi statistic, one would
estimate that there are as many bits in the world as there are nuclear-sized cells,
each of which can be occupied or empty. Under this assumption, this number would
be N = R3 = 10120 . The number of dimensions of the Hilbert’s space of the universe
could then reach nu = 2N . If a nucleon is made up of R urs, there should therefore
be R2 = 1080 nucleons in the world, which obviously remains, given the coarseness
of the calculation, a simple approximation.
Since elementary particles essentially depend on groups of symmetries, it remains
to explain in detail how particles are constructed from urs. But this would suppose
the introduction of a new model because the group most generally accepted in field
theory being the Lorentz group, we must pass from the present theory, which is not
Lorentz-invariant, to one which is. This refers to the approximate nature of postulate
J, which will need to be revised. To this end, von Weizsäcker then introduces the
following postulate :
N. Postulate of expansion : In second approximation, the universe can be described as being made up of ultimate objects whose number increases with time. This
formulation takes into account the objections that can be made to postulate J.
It may seem strange that a theory built on principles of very high generality contains
26
a base constant whose value is contingent : the number N of urs in the universe, with
N = 10120 . According to the new postulate, N could now be a measure of the age of
the universe. If we measure this age t by ordinary clocks in nuclear time units, then,
presumably, we would have N = t3 and if the radius of the world were R = t, we
would have a theory where the expansion of the universe is necessarily linked to the
creation of matter by the formula N = R3 , that is to say a cosmology close to those
proposed by Dirac and Jordan.
Regarding gravity, one can notice that the empirical link between the curvature
of space and the cosmic density of matter is sufficiently close to that required by
Einstein’s equation to appear more than accidental. As a possible explanation, von
Weizsäcker suggests that it is not the curvature of space that adapts to a given
density of matter with a given gravitational constant, but the opposite : in reality, c
is this so-called constant which adapts to a given density of matter and a curvature of
space. Eddington’s famous relation says that the gravitational constant, measured in
nuclear units, is g = R−1 . We can then expect that : elementary particle physics leads,
among others, to a field behaving like the gravitational field (probably containing
scalar and tensor components) and that a semantically coherent theory will couple it
to the metric tensor. Einstein’s gravitational constant was related to the dichotomy
between matter and metric field and retained something empirical. One would expect
that, in a semantically coherent theory, this constant is reduced to a factor without
dimension whose nature is determined by theory.
In the proposed theory, precisely, gravitation would be linked to the total volume of
cosmic space, measured in units, that is to say in number of bits in the world, and
its ultimate objects would simply be bits. We would then move on to local fields by
considering that matter behaves locally as if it were part of a homogeneous universe,
but with a metric determined by the local values of the field. In such a universe, the
density of matter would therefore be different from the real cosmic average, and the
link between the mass tensor and the metric field would be expressed by the Einstein
equation that we would thus find locally.
7
The philosophy of alternatives and its problems
In a 1975 text, taken up in the author’s collection of major texts in physics – and not
in philosophy –, which is quite significant of the interweaving of the two disciplines in
quantum physics, the author begins by recalling that the great task of contemporary
physics is to unify the two great physical theories of the twentieth century, namely the
theory of space and time (special and general relativity, cosmology) and the theory
27
of different states physical systems and their change over time (quantum mechanics)
in a third theory which would allow us to deduce which elementary particles can
exist. It is in fact in the theory of elementary particles conceived as quantum field
theory that relativity and quantum mechanics must simultaneously apply. At the
time when von Weizsäcker worked on these problems, the theory still only concerned
simple fields, the question of interactions not yet being decided. Unification seemed
to be able to be envisaged from consideration of symmetry groups.
The relativistic quantum theory being invariant under the Poincaré group, it is also
invariant, in the simplest case where we have zero masses, under the conformal group
SO(4,2)/C2 , a group which seemed to have gained in importance at the time by Segal’s use of it in cosmology and Penrose’s considerations in his theory of twistors. On
the other hand, the Hilbert space of the simplest possible quantum object – a binary
alternative – admitting the group SU(2) which is, as we have seen, homomorphic to
the Euclidean three-dimensional rotation group SO(3), the combination of these two
objects gave SU(2,2) or SO(4,2) as symmetry groups.
The question of the unification of relativity and quantum mechanics today receives
extremely elaborate mathematical answers – and many more, of course than in the
days of von Weizsäcker. So his attempt is not worth so much by its formalisms
as by the epistemological reflection which he introduced. The usual language being
the one in which we interpret our physical theories, we must aim for what he calls a
"semantic consistency", that is to say, a certain coherence between the mathematical
formalisms and the interpretation which one gives of them, this one being especially
a goal more than a reality.
To solve the challenge posed by both relativistic and quantum field theory, von
Weizsäcker guessed that it was necessary to better understand quantum physics itself,
meaning that he was able to introduce, as we have seen, the idea of a “circumstantial
logic” (we prefer this adjective to “temporal” which designates a very particular type
of logic, different from that targeted by von Weizsäcker).
The basis of all quantum axioms being the notion of probability, von Weizsäcker
tried to show first that the latter is only a refinement of the logical modalities of
the future in a circumstantial logic. Indeed, the notion of experiment presupposes
a distinction between past and future. In agreement with Aristotle, von Weizsäcker
defines the propositions concerning the future – for example "there will be a naval
battle tomorrow" – in terms of modalities of the type "possible", "necessary" or
"impossible", which means – Aristotle had already noticed it – that one cannot
apply to them the concept of "third-excluded". This is a very different case from the
28
notion of probability, which holds for sets of sets. But quantum mechanics is nothing
else than a theory of probabilities. In this sense, in a quantum axiomatics, one does
not need to know that there are moments, positions, three-dimensional space, etc.
The only thing to know is that there are singular cases and overall statistics, and
that all of this is likely to change over time. This consideration of time is important :
for von Weizsäcker, quantum physics is essentially the theory containing the rules
which allow us to speak about future events in such a way that we can experimentally
verify these statements.
Knowing that, independently of the abstract theory there exist particles which are
approximately localized in a 3-dimensional Euclidean space capable of being unified with time in the Minkowski space-time continuum (itself perhaps tangent to a
Riemannian manifold), the problem becomes how to deduce these structures from
quantum theory. We have already seen that, starting from the fundamental alternatives or urs‚ it was possible, according to von Weizsäcker, to join the unitary special
group SU(2), and then, by homomorphism, the orthogonal special group SO(3) of
rotations in a three-dimensional space. What are, however, the problems encountered in such an approach, and which, in particular, remain unresolved ? This is the
subject of von Weizsäcker reflection in this 1975 article.
The first thing to consider is that an ur does not identify with a particle, nor with a
state for that matter. A particle – for example a free neutrino – exhibits an infinite
series of states. But each of them corresponds to a well-defined number of urs and
anti-urs, this number differing from state to state. Consequently, the simplest of
particles does not correspond to a well-defined number of urs : "the number of urs
cannot be defined by the nature of the particle", writes von Weizsäcker. It is defined
– if by chance it is defined – by the particular state of the particle, but in most
states it will remain undefined because there will be no eigenvalues for the operator
defining the number of urs.
Moreover, as long as one considers particles without mass, one cannot go very far and
the objects which one considers are not truly real. The advantage of working with
particles of zero mass is that 0 is the only invariant mass value under the conformal
group. The introduction of mass particles breaks the conformal symmetry, which
means that we then place ourselves in tangent space at particular points where we
fix the mass values. This actually means that the concept of particle is a local concept,
not a global one.
In principle, as we saw above, the total number of urs in the world, according to Von
Weizsäcker is approximately fixed (10120 ) as well as that of nucleons (1080 ) and the
29
radius of the universe (1040 Planck lengths). But, we also know that the universe is
expanding. We must therefore imagine that new urs are produced at every moment.
So we must assume a real production of urs in the universe, the law of interaction
not preserving their number. We can call "chronon" the event which produces an
additional urs (or Qu-bit), then to make compatible this indefinite production of urs
and the invariance characteristic of any quantum theory.
Finally, a last problem arises with the opposition between the mass spectrum, which
is continuous (any particle that can take any mass 19 and the empirical observation
that there is a small number of discrete masses in the universe. A possible answer
is that one should not consider the mass spectrum independently of a theory of the
interaction and one could bring into play here statistical considerations analogous to
those which exist in thermodynamics. Even so, the problem will not be easy to solve.
And it would still be necessary to try to explain the existence of precise masses of
stable particles in connection with a cooperative effect of 1040 or 10120 urs, which
would launch into a kind of thermodynamics of urs.
8
Beyond von Weizsäcker : towards a physics of pure
information
Carl Friedrich von Weizsäcker died in 2007, leaving behind a work which is not only
a scientific one. Co-founder of the Society of Germanic Scientists in 1959, known
to have campaigned against the possession of nuclear weapons by Germany, he was
also, in the latter part of his life, a philosopher appreciated for his reflection and
his ethical positions on various subjects, including international ones. His remarkable personality is perhaps also one of the reasons why his memory continues to be
maintained thanks to a foundation, the Foundation Carl Friedrich von Weizsäcker,
which manages its intellectual heritage, organizes symposia and develops projects on
the main challenges of modernity. In addition to the collections of philosophical and
physical articles assembled by Michael Drieschner, some works have recently been
able to show that the physical theory of which he is the initiator had been better understood in recent years, and developed further than was able to lead von Weizsäcker
himself.
19. This could appear as an analogue of the situation described by Deleuze in his philosophy,
when any predicate can be attributed to anything, but, on the one hand, in von Weizsä cker’s
quantum theory, it is only about the value of the physical masses and, on the other hand, it is only
a temporary situation.
30
Holger Lyre, for example, briefly summarized von Weizsäcker’s project and its two
parts as follows :
First, there is the theory of alternatives. The central idea is that physics is reduced
to predicting the results of measurements. The results of the measurements can
be reformulated in terms of alternatives with n empirically decidable components,
each of which can be reduced to a (Cartesian) product of binary alternatives. Binary
alternatives, in turn, can be thought of as bits of information (Qu-bits when it comes
to quantum alternatives). Thus physics is reduced to information or, more precisely,
to potential information (see [Lyre 03], 2).
Then there is the idea that the quantum theory of binary alternatives is the theory
of objects in three-dimensional space. This second point has already been briefly
explained in the commentary on Heisenberg’s text from which we started. But we
can still formulate it here in a more rigorous way by noting (see [Lyre 95]) that a
fundamental element (ur) is described by a state vector of a complex 2-dimensional
space of the type :
|ur i ∈ C2 ,
r = 1, 2.
(3)
Any state can then be represented by means of a Hilbert space which is a subspace
of the space of the tensor product of 2-dimensional Hilbert spaces belonging to urs.
So we have :
V m ⊆ T n = ⊗ n C2 ,
m ≤ 2n .
(4)
The symmetry group Q of an ur ur leaves the unit form invariant :
hu|ui = u∗1 u1 + u∗2 u2 ,
(5)
SU(2) × U(1) and K.
(6)
and contain the subgroups :
The anti-linear transformations K̂ ∈ K then act like K̂ |ui = iσ̂2 | u∗ i, where σ̂2 is
the second Pauli matrix and * the complex conjunction.
In this theory, the three-dimensional space where the objects are located is derived as
a consequence of these mathematical conditions. This can be explained by analyzing
the concept of space. In most cases, the spatial distance between objects can be
understood as the parameter of the interaction they have with each other. On the
31
other hand, the definition of a physical object (for example, a massive elementary
particle) depends on the spatial range it occupies.
Assuming that all objects consist of urs, the total state of the universe should remain
unchanged by transforming all urs with the same operator of the ur symmetry group,
which is essentially SU(2). Thus, the interaction between all objects must be invariant
and therefore the position space as a parameter space for the interaction force must
have the same structure as the symmetric space of the symmetry group of urs. In von
Weizsäcker theory, one therefore supposes that the position space is identified with
the homogeneous space S3 of the group SU(2), and temporal development of urs will
be described by the group of phase transformations U(1). Knowing that :
SU(2) × U(1) = S3 × S1 .
SO(3) giving access to 3-dimensional space, U(1) should lead to temporal considerations. But, as Holger Lyre points out, it is relatively implausible that U(1) could be
a model of cosmic time which, then, would be cyclical.
Starting again from the equality SU(2) = S3 as a model of the global space, we
can then understand the urs as nonlocal functions on SU(2) represented by dyads
of spinors (composed of spinors uA , v A satisfying uA v A = −vA uA = 1). Lyre then
points out that a dyad of spinors is equivalent to a tetrad of zero vectors, where the
four zero vectors have the spinor form, but consist of mixed combinations of uA and
vA . Considering appropriate linear combinations of zero vectors, such a zero tetrad
can generally be written in a real-valued form θµα = (θµ , xµ , yµ , zµ ), where the space
vectors xµ , yµ , zµ represent a spatial triplet tangent to S3 with a temporal orthogonal
vector θµ . The interesting point is that, since the tetrad is written in terms of urspinor components, a (first) quantification of the urs also induces a quantification of
the tetrad. Such a quantized ur-tetrad, however, means nothing more than quantized
coordinates in the chosen spacetime model.
An effect of quantization P
by ur-tetrad is that the time operator t̂µ is simply the
1
numeric operator n̂ = ( 2 r â+
r , âr ) in the Fock space of the Bosonian urs. This
is consistent with von Weizsäcker’s hypothesis according to which the growth of
the total number of urs is a measure of temporal cosmic evolution. Now, since the
numerical operator has indeed zero as a lower bound, the global space-time model
S3 × R+ with a time parameter variety R+ thus seems justified (thereby avoiding
globally closed time-type curves as mentioned above) (see [Lyre 03]).
It is, in spite of everything, difficult, from there, to describe the (quantum) gravity
32
in the theory of urs. One could of course think that θµα could represent four vector
bosons, that is to say gravitons without mass of spin 1, and thus obtain a corresponding wave equation θµα (x) = 0 analogous, for example, to that of Klein-Gordon
for a massless universe. Perhaps this could describe the gravitational field in a nonstandard form (i.e. not as a spin-2 field) in its linearized boundary. However, what
is really sought is rather a recipe that allows this field to be made dynamic and
to couple it to matter. Without going into details here (see [Lyre 03]), the thing is
surely much more difficult because it would require a gravity gauge theory.
According to Holger Lyre, a good place to start could be the fact that the quantized
ur-tetrad generates a group that could be used as a gauge group. Indeed, the Lie
algebra of the ur-tetrad operators is 12-dimensional and the corresponding Lie group
is isomorphic to SL(2, C) × SL(2, C). Whether and how this group can be used for
an appropriate gauging approach, however, remains an open question. The operators
of this algebra acting in the flat Minkowski space-time, this results in ur-theory
by unimodular groups, rather than unitary ones. The gravitational field being thus
described in a flat space, this also seems to mean that it is perhaps a local field, just
like the other Yang-Mills fields.
We will also note as a last problem that in ur-theory, as soon as we start from S3 , it
is in principle impossible to arrive at a global spherical model of the cosmos 20 .
It remains to be seen how this ur-theory of von Weizsäcker leads to a theory of pure
information and an informational universe.
The links between space and information are now introduced through the question
of the entropy of black holes. Initially, black holes were only characterized by three
quantities : mass, angular momentum, and charge. But, as Jacob Bekenstein noted
in 1973, there are a number of similarities between black hole physics and thermodynamics, the most striking being the kinship of black hole zone behaviors and
entropy, the two quantities tending to increase irreversibly in the course of time (see
[Bekenstein 73]). The area of the event horizon, denoted A, expressed in Planck units,
has thus been found to be an appropriate measure of the entropy content of the black
hole, giving rise to the very simple formula :
1
S = A,
4
(7)
20. Mathematically , we can always project S3 onto S2 (Hopf fibration), but, physically, we do
not see what could justify it.
33
leading at the same time to a second generalized law of thermodynamics. As there is
a total parallelism between entropy and information (see [Parrochia 94], this formula
amounts to characterizing a physical object (in this case, a black hole) in terms of
information.
Suppose then that the universe is some kind of black hole. One can then calculate its
informational content in Planck units as follows. If we assume a spherical symmetry,
hence a surface A = 4πR2 and a Schwarzchild radius R = 2M , Beckenstein’s formula
becomes :
1
Su = 4π(2m)2 = 4πm2 .
4
(8)
With, for the whole universe, Mu = 1060 m0 , we finally get Su = 10120 bits, according
to what von Weizsäcker had, by another way, already obtained in the years 1960 and
which we recalled above.
It seems, in the end, that formula (8) above poses an equivalence between matterenergy, on the one hand, and information, on the other hand. We cannot however, in
our opinion, see in it anything other than two different ways of reading the universe :
information is not, strictly speaking, matter-energy. Unless, of course, one sees in
the urs or fundamental alternatives of von Weizsäcker, not simple theoretical choices
but concrete bifurcations, real modes of embodied beings. But to go further, we
must then get out of the purely transcendental point of view and rediscover that of
ontology.
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