Unitary & Federal Forms of Governance | Definition & Differences
Table of Contents
- Unitary System of Government Definition
- Unitary vs Federal
- Pros and Cons of Unitary States
- Examples of Unitary and Federal States
- Lesson Summary
What is an example of a unitary system of government?
Most countries in the world (87%) have unitary systems of governments. Examples of unitary systems include France, Great Britain, Jamaica, or Italy.
Is the United States a unitary government?
The United States is a federal, not unitary government, because its constitution divides power between national (federal) and state governments.
What is the difference between federal and unitary?
In a unitary country, the power and sovereignty belongs to the national government, which might transfer some of it to territorial units. In a federal country, the power and sovereignty is constitutionally divided and shared between the national (federal) government and units (states).
Table of Contents
- Unitary System of Government Definition
- Unitary vs Federal
- Pros and Cons of Unitary States
- Examples of Unitary and Federal States
- Lesson Summary
A unitary system is a system of government in which constitutional sovereignty belongs to only one, national-level of government. In fact, most countries in the world are unitary (170 out of 195 sovereign countries). In this way, being unitary is the most popular way to organize the power spatially in a country. One can usually identify whether a country is unitary by reading its constitution. The constitution will not usually mention that a given country is unitary explicitly, but it will mention that it is federal, which means that it is not unitary. These are the most important features of a unitary system:
- Spatial concentration of power exists at one, national (central) level of government instead of being geographically dispersed.
- Sovereignty belongs only to the national government.
- Territorial units, if they exist, are a creation of the national government, have limited powers, and can be relieved of their powers or changed by ordinary legislation.
- Legislation and policy are uniform across the entire country.
Where is Power Concentrated in a Unitary System of Government?
Nearly all countries are divided into smaller units, which have different names. For example, the United States is divided into states, Canada or Spain into provinces, and France into regions. Hence, each country has at least two levels of government - the national level (in the US called federal) and the regional level. The units operating at the regional level have different powers depending on the country's constitution and how much power was transferred to the units by the center. In the unitary system, as per a country's constitution, the power is given only to the national government. However, the national government may delegate some powers to the units (i.e. to the regional level). However, one can generally say that in a unitary system important decisions are made only by the national government and that the regional level has limited importance. In other words, politicians elected to the national government have ultimate control over the government at all its levels.
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One way to organize the power in a country is to have a unitary system, where power and sovereignty belong only to the national government. Another way is to have a federal system, with power constitutionally divided between the national (federal) level and the regional (state) level, and the sovereignty shared between both levels. In the unitary system, as mentioned, the constitution gives all power to the national government, but the national government can transfer some powers to the territorial units. Hence, for example, although France is a unitary country, its regions have legislative assemblies which decide how to spend money on education or infrastructure. However, the national French government has the ultimate power because at any time it can transfer power back to the center through regular legislation. In contrast, in a federal country, the constitution specifies which powers belong to the national (federal) government, which powers are shared (concurrent) between the federal and state governments, and which powers belong only to the states.
Usually, as in the US or German constitutions, there is a general clause saying that all powers not given to the federal government or not prohibited to the states belong to the states. For example, in the United States, only the federal government can create money; however, both state and federal governments can levy taxes (it is a concurrent power), while the power to create counties is not mentioned in the constitution and thus is left to the states.
In a federal country, to change the powers (and, usually) the borders of the units (states), it is necessary to amend the constitution, which is commonly a difficult process. On the other hand, in a unitary country, its territorial units are creations of the national government. The national government may create units and delegate some powers to them, but it also can take these powers back, change the units' borders, or eliminate them altogether. All of that can be done through ordinary legislation, which is a much easier process than amending the constitution.
Hence, the key difference between unitary and federal countries is not the existence of territorial units and the amount of power they have, but rather the source of territorial units' existence and powers. This is not to deny, however, that in nearly all federal countries territorial units (states) also practically have more power than territorial units in unitary countries. Another difference between federal and unitary countries refers to the nature of territorial units. In all democratic federal countries, the units (states) have elected governments. Such state governments have both the legislative branch (an assembly) and the executive branch. In contrast to that, territorial units in unitary countries might or might not have elected assemblies. For example, regions of France have such assemblies while regions of England do not.
Unitary and federal countries share also some similarities. Although the territorial units in federal countries are more powerful than territorial units in unitary countries, in both unitary and federal countries the national (federal) government is practically more powerful than state (regional) governments. This is true only with regard to contemporary times. In the past, some federations had very powerful states and weak federal governments, as the United States did before the Civil War. In addition, some powers belong to the central/federal governments in all countries. This is true about the power to engage in and regulate foreign relations and trade, provide for the military, issue and regulate currency, determine weights and measures, and issue and regulate patents.
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Compared to federal states, unitary states have some advantages. These are as follows:
- Uniformity of legislation and policy. First of all, in a unitary country, rules on obtaining licenses and permits are the same everywhere, while in a federal country they differ across states (units). This makes citizens' lives easier if they move across the country as they do not have to apply for new licenses or permits (e.g. driver's license) each time they move to a different unit. In a unitary country, uniformity of legislation and policy also makes it easier to ensure the same standards of welfare, education, healthcare, or environmental protection for all citizens. In federations, such policies vary across states, resulting in different treatment of citizens across the country.
- Ease of action in an emergency. In a federation, both the federal and state governments have the right and responsibility to act during an emergency (such as natural disasters or disturbances). This often makes effective action difficult due to coordination problems. In a unitary country, only the national government has the authority to act during an emergency, which reduces such coordination problems.
- Clarity of responsibility for governance. In a unitary country, only the central government is responsible for policymaking. Hence, it is easy to identify who is to blame during a crisis or policy failure. On the other hand, in a federation, both federal and state governments make policy. For that reason, during a crisis, both government levels may blame each other and it is harder to determine who is responsible for failure.
Still, there are some disadvantages of unitary systems:
- Uniformity of legislation and policy has also drawbacks as it hampers accommodation of ethnic, economic, or cultural differences and needs. In a federation, territorial units have more powers and in this way can create policies accommodating such differences. This is harder to accomplish in unitary systems.
- Less opportunity for policy innovation. In a federation, states often serve as policy laboratories. If a new policy works, it can be subsequently applied at the national (federal) level or in other states. In a unitary system, only the national government makes policies and such a trial-and-error approach is impossible.
Overall, due to its features, the unitary system works better for smaller and ethnically homogenous countries while federalism works better for larger and more ethnically diverse countries.
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Most countries in the world are unitary. One example of a unitary country is Portugal. It has a unitary, democratically elected national government that possesses full legislative, judicial, and executive powers. Mainland Portugal is also divided into 18 districts. These districts do not have any elected government officials. They only serve as regional seats of national government offices dealing with taxation, security, social welfare, or infrastructure. Another unitary country is France. Metropolitan France is divided into 13 regions. Since 1986, each region has had an elected council. The council elects a president which heads the regional executive authority. French regions have the power to collect taxes and direct spending on education or infrastructure. Yet, these powers can be taken back by the national government through ordinary legislative change.
Examples of federal countries include Canada and Mexico. Canada is divided into provinces while Mexico is divided into states. Both Canada and Mexico have democratically elected national (federal) governments. However, as per the constitution, the powers not explicitly granted to federal governments belong to the provinces or states, which are significantly more powerful than French regions. Canadian provinces and Mexican states have elected legislative assemblies. They also have executive authorities, but the method of their election varies. Mexican governors, as with governors of US states, are elected directly by voters. On the other hand, executive authority in Canadian provinces is held by premiers who are elected indirectly by legislative assemblies. In this way, each country's state-level of government reflects its national level: a parliamentary system in Canada and a presidential system in Mexico.
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Unitary and federal systems are two basic ways of achieving spatial organization of power in a country. In a unitary country, sovereignty belongs only to the national (central) government (which may delegate some powers to territorial units). In a federal country, sovereignty belongs both to the national (federal) government and territorial units (in the US called states), and power is constitutionally divided between the national and state governments. Unitary systems allow for more uniform policy-making, equal treatment of all citizens, and more efficient responses to crises. On the other hand, federal governments provide for better accommodation of ethnic diversity, policies that better fit local needs, and policy experimentation. While federal systems fit better in more diverse and larger countries, unitary systems might work better for homogenous and smaller countries.
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Video Transcript
Locus of Power
Where power resides in a country is a key question we must answer if we are to understand how a country is governed. Some countries position most government power in a centralized national government, while others split the power between the national government and political subunits such as provinces or states. We call these two systems federal and unitary. Let's take a closer look at these two different approaches to structuring the way a country governs itself.
Unitary Systems
In a country that employs a unitary government, governmental power is concentrated at the national level. A unitary government is sometimes referred to as a centralized government because power is concentrated in one place. The role of local governments is generally limited to implementing and enforcing the laws and policies enacted at the national level. Local governments don't make laws or public policies to any significant degree.
While this structure may seem odd if you are a citizen of the United States, most countries are organized under a unitary system of government. Familiar examples include the United Kingdom, France, Japan, China, Finland, Denmark, and Norway just to name a few. If you're a US citizen, it may help you to understand the unitary form of government by looking at how your state government is set up. Each state in the United States actually employs a unitary form of government; any power that counties, cities, or towns may have is only based upon what the state government permits it to have.
Federal Systems
A federal system of government is decentralized. The United States is the supreme example of a federal system of government. Political power is split between the federal government and the fifty individual states. The governing authority of each of the fifty states is derived from the United States Constitution and each individual state constitution. Importantly, this governing authority is not dependent upon the whim of the national government. While the states may help implement and enforce federal policies and laws like the subunits of a unitary system, they also have the power to enact their own laws and policies.
A federal system poses some problems that aren't typically found in unitary systems. Citizens will be subject to a set of national laws and policies and also subject to a set of laws and policies enacted in the subunit (e.g., state or province) they are in. Moreover, crossing from one subunit into another subunit will subject the citizen to the same federal laws and policies, but a different set of local laws and policies. What may be legal in Texas may be illegal in New York. State government services and benefits in California may be different than those found in Maine.
Problems can also arise if laws at the national level conflict with laws at the local level. In the United States, the Supremacy Clause of the US Constitution generally results in federal law trumping a state law so long as the federal government had the constitutional authority to enact the law.
Federal systems arguably have some advantages over unitary systems. Decentralized power makes it harder for a government to exert undue power over its citizens. Additionally, a federal system of government allows for a level of experimentation that is harder to achieve in a unitary system. In the United States, for example, we have one federal government and fifty state governments all trying to achieve effective, fair, and just government for its citizens. Some may do it better than others and guide the rest to the best path. As Supreme Court Justice Louis Brandies has stated, a 'state may, if its citizens choose, serve as a laboratory; and try novel social and economic experiments without risk to the rest of the country.'
Lesson Summary
Let's review what we've learned. We can categorize countries into unitary and federal systems of governance. A unitary system of government is a government where political power is centralized at the national level. The political subunits, such as a state or province, are generally limited to implementing, administering, and enforcing the laws and policies that are enacted at the national level.
In a federal system, political power is decentralized and split between the national government and governmental subunits, such as states or provinces. Federal systems can be more complicated as different government bodies enact different laws and policies. Conflicts between local and national laws must be resolved. On the other hand, decentralized power helps prevent an overreaching government.
Additionally, a federal system is arguably more amenable to policy experimentation as political subunits act as 'laboratories,' experimenting with different solutions to problems without risking a disaster of national scale if the experiment ends in catastrophe. However, in federal systems, the federal government can sometimes override these experiments, thanks to things like the United States' Supremacy Clause, which generally results in federal law trumping a state law so long as the federal government had the constitutional authority to enact the law.
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