Tom Lieser, Leigh Anne Gage and Tom Awadalla, a Cincinnati-based UBS Group AG team, moved to Stifel Nicolaus & Co. Inc., InvestmentNews reported Feb. 14.
Lieser and Awadalla were with UBS Financial Services Inc. from 2011 to 2019 while Gage was with the company from 2009 to 2019, according to FINRA's BrokerCheck website.
The three of them, which managed $730 million in assets when they were still at UBS, will open a new office in Ohio, according to InvestmentNews.