Latest changes in SFC licensees

Latest changes in SFC licensees

This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days. A licensee is either a Responsible Officer (RO) or Representative (Rep). We treat a person who holds both roles (in different activities) as an RO. We query the SFC database and update the tables regularly. A licensee is not necessarily a full-time employee and may have roles in more than 1 firm.

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Row Firm Licensee Role Appointed Ceased
1 3Rivers Trading Hong Kong Limited Du, Jinsong (SFC:AMF177) 杜勁松 +Rep 2024-05-16
2 A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED Yu, Yixing (SFC:AZQ052) 虞一星 +Rep 2024-05-08
3 ABCI CAPITAL LIMITED Zhang, Sandra Shengle 張聖樂 -Rep 2023-03-08 2024-05-17
4 ABCI Securities Company Limited Bai, Ge 白舸 +Rep 2024-05-07
5 Admiralty Harbour Capital Limited Purhonen, Lauri Sakari -Rep 2021-10-18 2024-05-16
6     +RO 2024-05-16
7 Ahead Asset Management Limited Wang, Shuai (SFC:BNB844) 王帥 -RO 2023-11-13 2024-05-17
8 AJ Asset Management Limited Zhuang, Xiaofei 庄嘯飛 +Rep 2024-05-09
9 Alliance Capital Partners Limited (HK) Tang, Wai Yau (SFC:BHS911) 鄧維祐 -Rep 2018-10-08 2024-05-07
10 Allianz Global Investors Asia Pacific Limited (SFC:BFE699) Ma, Calvin Kwai Shing 馬桂承 -Rep 2017-08-15 2024-05-10
11 Alpha Nova Capital Management Limited Lee, Jamie Jin-Ming 李展鳴 +Rep 2024-05-06
12 Alphadyne Asset Management (Hong Kong) Limited Song, Yuezhen 宋岳楨 +Rep 2024-05-07
13 AlpInvest Partners Limited Chang, Joseph Koon Chung 張冠中 +RO 2024-05-14
14   Sachdeva, Amit +RO 2024-05-14
15   Zhu, Wendy Wenwen 朱雯雯 +RO 2024-05-14
16 Apollo Capital Management Limited Chan, Man Hung (SFC:ARL935) 陳文洪 -Rep 2020-03-24 2024-05-13
17   Huang, Ling Kit 黃凌杰 -Rep 2022-02-24 2024-05-09
18     +RO 2024-05-09
19 Apollo Management Asia Pacific Limited Chao, Zhang Jie Samuel +Rep 2024-05-10
20   Pun, Kai Yin Kevin 潘啟彥 +Rep 2024-05-09
21   Zhou, Nina +Rep 2024-05-13
22 ARK PACIFIC CAPITAL MANAGEMENT LIMITED Ng, Kenneth Chi Keung 吳志強 -RO 2014-06-20 2024-05-05
23 Arta Asset Management Limited Chan, Cho Che Cupid +Rep 2024-05-07
24 Ascent Fund Management (HK) Limited Li, Qian (SFC:BUU028) 李謙 +RO 2024-05-10
25 ASSET MANAGEMENT GROUP LIMITED Lam, Hiu Fung (SFC:AOR986) 林曉峯 +Rep 2024-05-06
26   Lau, Man Yee (SFC:BET160) 劉敏儀 +Rep 2024-05-13
27   Lo, Jenny Wing Yan 盧穎欣 +Rep 2024-05-06
28   Lo, Ka Hei 盧珈希 +Rep 2024-05-06
29   Mau, Kwok Chung 繆國忠 -Rep 2021-08-17 2024-05-05
30 ASSURED ASSET MANAGEMENT LIMITED (HK) Chan, Gary Kar Yin 陳嘉彥 -Rep 2024-03-08 2024-05-16
31     +RO 2024-05-16
32 Atlas Capital Asset Management (HK) Limited Tse, Chiu Lai 謝肖麗 -Rep 2024-03-28 2024-05-14
33     +RO 2024-05-14
34 AVANTA INVESTMENT MANAGEMENT LIMITED Lam, Wing Keung (SFC:ANS013) 林永強 +Rep 2024-05-06
35 Avenue Family Office Limited Liu, Junzhi (SFC:BQN520) 劉俊芝 -Rep 2021-02-18 2024-05-16
36   Pong, Sau Kwok 逄守國 +RO 2024-05-08
37   Yang, Kar Yee 楊嘉宜 +Rep 2024-05-07
38 AVENUE INVESTMENT MANAGEMENT LIMITED   +Rep 2024-05-07
39 Balyasny Asset Management (Hong Kong) Limited Leung, Terence Ming Hin 梁明軒 +Rep 2024-05-06
40   So, Kai Chun 蘇啓進 +Rep 2024-05-13
41 BaoQiao Partners Capital Limited Jin, Ziqi 金子琪 +Rep 2024-05-13
42 BARCLAYS CAPITAL ASIA LIMITED Niu, Yun 牛耘 -Rep 2022-09-15 2024-05-06
43 BASE ASSET MANAGEMENT LTD Ho, Benedict Sze Man 何仕文 +Rep 2024-05-06
44   Lam, Calvin Si Yang 林思暘 +Rep 2024-05-06
45 BCT Financial Limited Ho, Hi Oi 何喜愛 +Rep 2024-05-09
46   Yip, Wai Ka 葉維嘉 -Rep 2022-06-29 2024-05-12
47 BEA Union Investment Management Limited Wong, Ka Chun (SFC:BPI985) 黃釓寯 -Rep 2023-10-11 2024-05-06
48 BGC SECURITIES (HONG KONG) LLC Gonzales, Desu Calvin Antonio -Rep 2021-02-08 2024-05-15
49 BlackRock Asset Management North Asia Limited Jaura, Karan Aryan +Rep 2024-05-09
50 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Yiu, Wong Ki 姚汪琪 -Rep 2024-05-07 2024-05-14
51 BOCI RESEARCH LIMITED Chen, Sichao 陳思超 +Rep 2024-05-07
52   Tong, Jiangqiao 佟江橋 -RO 2020-10-30 2024-05-10
53 BOCI SECURITIES LIMITED Chang, Hao Hsiang 張皓翔 -Rep 2023-10-27 2024-05-10
54   Gao, Jieyu 高婕妤 +Rep 2024-05-10
55   Lee, Ho Kit 李浩杰 +Rep 2024-05-06
56 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Lee, Chun Yiu 李晉曜 +Rep 2024-05-10
57 CATHAYSIA ASSET MANAGEMENT LIMITED Zhou, Xicheng 周熙誠 +Rep 2024-05-09
58 CATHAYSIA SECURITIES LIMITED   +Rep 2024-05-09
59 CEB International Capital Corporation Limited Luk, Pui Chi 陸佩芝 -RO 2024-02-16 2024-05-05
60   Sun, Mengwei 孫梦偉 -Rep 2023-03-15 2024-05-12
61 CELESTIAL COMMODITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-11-22 2024-05-07
62   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
63 CELESTIAL SECURITIES LIMITED Lo, Tommy Chi Pang 羅志鵬 -Rep 2006-06-15 2024-05-07
64   Yeung, Ngok Yan 楊諾茵 -Rep 2024-05-14
65 CENTALINE WEALTH MANAGEMENT LIMITED But, Ming Sze 畢銘詩 -Rep 2024-04-12 2024-05-16
66     +RO 2024-05-16
67   Pang, Chung Po 彭忠寶 +Rep 2024-05-10
68 Central China International Securities Co., Limited Hsiao, Ka Li 蕭嘉莉 +Rep 2024-05-07
69 CES Commodities (HK) Limited Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
70 CHANGFENG ASSET MANAGEMENT LIMITED Zhang, Cheng (SFC:AYC302) 章程 -RO 2020-05-06 2024-05-14
71     +Rep 2024-05-14
72 Changjiang Securities Brokerage (HK) Limited Cai, Fangyi 蔡方羿 +Rep 2024-05-07
73   Li, Jin (SFC:BUV258) 李錦 +Rep 2024-05-06
74   Liu, Yi (SFC:BUV416) 劉義 +Rep 2024-05-07
75   Wong, Chor Ming 黃礎銘 +Rep 2024-05-14
76   Wu, Yifan (SFC:BUV596) 吳一凡 +Rep 2024-05-14
77   Xu, Ke (SFC:BUV415) 徐科 +Rep 2024-05-07
78 CHEONG LEE SECURITIES LIMITED Ip, Sin Nam Ingrid 葉善嵐 -Rep 2022-11-22 2024-05-13
79 CHIEF SECURITIES LIMITED Chung, Man Hei (SFC:BUV046) 鍾汶希 +Rep 2024-05-16
80   Tsang, Chun Sing 曾俊升 -Rep 2021-09-27 2024-05-04
81 CHINA EVERBRIGHT SECURITIES (HK) LIMITED Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
82 China Harbour International Capital Limited Yan, Frankie Man Sing 甄文星 +Rep 2024-05-14
83 China Harbour International Securities Limited   +Rep 2024-05-14
84 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
85 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED Feng, Jing (SFC:BUW303) 馮婧 +Rep 2024-05-16
86   Li, Xinyi (SFC:BOH485) 李欣怡 -Rep 2021-11-15 2024-05-08
87   Peng, Xiaoxiang 彭驍湘 -Rep 2023-02-16 2024-05-08
88   Qiu, Yinyue 邱胤越 +Rep 2024-05-16
89   Wang, Jiahong (SFC:BUW048) 王嘉宏 +Rep 2024-05-06
90   Yu, Jing (SFC:BUW440) 余靖 +Rep 2024-05-16
91   Zhao, Han (SFC:BQO604) 趙晗 -Rep 2020-12-17 2024-05-08
92   Zhu, Yuxiao (SFC:BTR242) 朱昱曉 -Rep 2023-05-02 2024-05-17
93 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Ho, Tony Tang Yue 何騰宇 -RO 2023-02-06 2024-05-07
94   Kam, Mung Lai 金夢黎 +Rep 2024-05-09
95   Lee, King Hung 李景鴻 +Rep 2024-05-10
96   Lee, Sam Yat Fai 李日暉 -Rep 2023-11-21 2024-05-06
97     +RO 2024-05-06
98   Tang, Yuhong (SFC:BTJ669) 唐雨虹 -Rep 2023-01-16 2024-05-10
99 China PA Securities (Hong Kong) Company Limited Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
100   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
101     +RO 2024-05-14
102 China Re Asset Management (Hong Kong) Company Limited Deng, Yun (SFC:BRQ451) 鄧云 -Rep 2022-12-28 2024-05-14
103 China Securities (International) Asset Management Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
104   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
105 China Securities (International) Brokerage Company Limited He, Linwei (SFC:BNP105) 何林偉 +Rep 2024-05-10
106   Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
107   Song, Yunzhe 宋云喆 -Rep 2020-07-22 2024-05-14
108 China Securities (International) Corporate Finance Company Limited Li, Yunlu (SFC:BRP696) 李昀璐 -Rep 2021-09-01 2024-05-08
109 CHONG HING COMMODITIES AND FUTURES LIMITED Chan, Kwun Ho (SFC:AWE467) 陳冠濠 -Rep 2013-03-11 2024-05-09
110 CHONG HING SECURITIES LIMITED   -Rep 2010-10-29 2024-05-09
111 CIF Securities Futures Limited Lee, Fung Chuen 李豐全 -Rep 2024-01-31 2024-05-12
112 CIS SECURITIES ASSET MANAGEMENT LIMITED Li, Ting (SFC:BRR268) +Rep 2024-05-13
113 CITIC Securities (Hong Kong) Limited Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
114   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
115   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
116   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
117   Li, Guanru 李冠儒 +Rep 2024-05-06
118   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
119   Mo, Yintong 莫因同 +Rep 2024-05-06
120   She, Tiancheng 佘天誠 +Rep 2024-05-10
121   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
122   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
123   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
124   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
125   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
126   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
127   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
128 CITIC Securities Asset Management (HK) Limited Chen, Tianxing (SFC:BMN686) 陈天行 +Rep 2024-05-14
129 CITIC Securities Brokerage (HK) Limited Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
130   Wen, Chaozhi 温朝至 +Rep 2024-05-09
131 CITIC Securities Futures (HK) Limited Li, Hanqi 李涵琪 +Rep 2024-05-16
132   Li, Yang (SFC:BUW121) 李阳 +Rep 2024-05-09
133   Song, Qihang 宋启航 +Rep 2024-05-16
134   Su, Junfei 蘇俊菲 +Rep 2024-05-16
135   Wang, Shurui 王澍蕊 +Rep 2024-05-16
136   Wen, Chaozhi 温朝至 +Rep 2024-05-09
137   Zhang, Qianyi (SFC:BTY584) 張千一 +Rep 2024-05-16
138 CITIC Securities International Global Markets Limited Wang, Da Qing 王大慶 +Rep 2024-05-14
139 Citigroup Global Markets Asia Limited Chokhani, Varun -Rep 2024-05-07 2024-05-10
140   Daswani, Dheeraj -Rep 2024-05-10 2024-05-16
141   Davis, Ryan (SFC:BUJ269) -Rep 2024-05-10 2024-05-14
142   Shah, Kunal Deepak (SFC:BTO450) +Rep 2024-05-14
143   Wee, Samantha Yi Ning -Rep 2024-05-06 2024-05-11
144   Wong, Ferry Wijaya -Rep 2024-05-10 2024-05-14
145   Wood, Paul Anthony (SFC:ARW848) -Rep 2024-05-03 2024-05-10
146   Zhang, Shuping (SFC:BNX787) 張舒萍 -Rep 2021-12-17 2024-05-15
147 CLSA LIMITED Cheng, Xi (SFC:BRJ341) 程希 -Rep 2021-07-06 2024-05-10
148   Dasadia, Ruchi Rohan +Rep 2024-05-09
149   Guo, Jun Lin 郭俊麟 +Rep 2024-05-06
150   Guo, Shuyi 郭書毅 -Rep 2023-10-10 2024-05-06
151   Huang, Yanyu (SFC:BSV168) 黄砚渝 -Rep 2022-08-02 2024-05-06
152   Lei, Juncheng 雷俊成 -Rep 2024-05-03 2024-05-08
153   Li, Chengcheng (SFC:BUX121) 李誠成 +Rep 2024-05-07
154   Li, Guanru 李冠儒 +Rep 2024-05-06
155   Lu, Yongliang 陆泳良 -Rep 2022-10-17 2024-05-06
156   Mo, Yintong 莫因同 +Rep 2024-05-06
157   She, Tiancheng 佘天誠 +Rep 2024-05-10
158   Sun, Jie (SFC:BBY954) 孫婕 -Rep 2021-01-27 2024-05-06
159   Wang, Qian (SFC:BUU716) 王倩 +Rep 2024-05-09
160   Wang, Qin (SFC:BUT076) 王勤 +Rep 2024-05-13
161   Wang, Yanni (SFC:BNH166) 王燕妮 -Rep 2021-06-16 2024-05-06
162   Wang, Yinan (SFC:ANB406) 王軼楠 -RO 2022-08-12 2024-05-09
163   Yeung, Shirley Pui Shan 楊珮珊 -Rep 2022-01-25 2024-05-06
164   Zhang, Yuanning 張遠寧 -Rep 2015-07-30 2024-05-06
165   Zhang, Yusong (SFC:BUU117) 张宇颂 +Rep 2024-05-06
166   Zhou, Ziyi (SFC:BSU690) 周子毅 -Rep 2022-07-25 2024-05-06
167 CMB International Asset Management Limited Wu, Qian (SFC:BCB896) 吳騫 -RO 2017-08-16 2024-05-08
168     +Rep 2024-05-08
169 CMB International Capital Limited Zhang, Qianhui (SFC:BHU022) 張倩卉 -Rep 2019-10-17 2024-05-10
170     +RO 2024-05-10
171 CMB INTERNATIONAL FUTURES LIMITED Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
172 CMB International Securities Limited Shi, Meng (SFC:BNS125) 石萌 -Rep 2023-11-14 2024-05-10
173   Tu, Qiang (SFC:BTG998) 屠强 +Rep 2024-05-06
174 CMB WING LUNG ASSET MANAGEMENT LIMITED Lee, Wu Han 李武翰 +Rep 2024-05-08
175 CMBC International Capital Limited Xiao, Qihan 肖启涵 +Rep 2024-05-13
176 CMBC SECURITIES COMPANY LIMITED Bu, Yuxin 卜鈺馨 +Rep 2024-05-13
177   Liu, Zhongyuan (SFC:BUV495) 劉鍾元 +Rep 2024-05-08
178   Xiao, Qihan 肖启涵 +Rep 2024-05-13
179 CNCB (Hong Kong) Capital Limited Liu, Boyang (SFC:BRE190) 刘博阳 -Rep 2023-10-20 2024-05-13
180     +RO 2024-05-13
181 Coordinates Capital Management Limited Wang, Zeyu (SFC:BTL348) -Rep 2023-03-08 2024-05-10
182 CORPORATE BROKERS LIMITED Cheung, Johnson Sau Sing 章守陞 +Rep 2024-05-08
183   Yu, Chun Kit (SFC:AFF091) 余俊傑 +Rep 2024-05-08
184 CORPORATE COMMODITIES LIMITED   +Rep 2024-05-08
185 CreditEase Wealth Management (HK) Limited She, Changkai 折昌凯 -Rep 2019-10-15 2024-05-08
186 CSOP Asset Management Limited Chu, Felix 朱森民 +Rep 2024-05-10
187   Law, I Lung 羅錡龍 +Rep 2024-05-10
188 Da Yue Futures Co., Limited Shen, Weiguang 沈偉光 +RO 2024-05-10
189 Daiwa Capital Markets Hong Kong Limited Lau, Ka Siu 劉珈兆 -Rep 2021-12-08 2024-05-16
190   Tan, Jian Kai Darren -Rep 2024-05-03 2024-05-10
191 Danehill Capital Limited Hu, Nian 胡念 +RO 2024-05-06
192   Song, Xiukui 宋秀魁 +RO 2024-05-06
193 DC INVESTMENTS (HK) LIMITED Chen, Hu (SFC:BUT892) +Rep 2024-05-09
194 Delphinium Capital Partners Limited Wong, Koon Ki 黃冠麒 -Rep 2024-04-19 2024-05-16
195     +RO 2024-05-16
196   Yung, Dorothy Tze Mei 翁紫薇 +RO 2024-05-14
197 DELTA ASIA SECURITIES LIMITED Li, Tony Kam Pui 李錦培 -Rep 2024-03-21 2024-05-06
198   Tai, Yiu Ho 戴耀豪 -Rep 2023-07-11 2024-05-06
199 Dingxin (Securities) Limited Peng, Long (SFC:BUV208) 彭龍 +Rep 2024-05-06
200 Direction Capital Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 -RO 2024-02-23 2024-05-15
201 Dongxing Securities (Hong Kong) Company Limited Lin, Xiaodong (SFC:BOS553) 林小東 -Rep 2022-01-06 2024-05-10
202 DONVEX CAPITAL LIMITED Kan, Philip Siu Lun 簡兆麟 -RO 2020-03-30 2024-05-06
203 Doo Financial HK Limited Chan, Vanus Wei Yee 陳惠儀 +Rep 2024-05-10
204 Dream Peak Capital Limited Bao, Xiaorui 包晓瑞 +RO 2024-05-13
205   Wu, Fei (SFC:BUN421) 吴菲 +RO 2024-05-13
206 DT Securities & Futures Co. Limited Kwan, Freddie Wai Kuen 關偉權 +Rep 2024-05-14
207 Dymon Asia Capital (HK) Limited Zhang, Xinyu (SFC:BTL139) -Rep 2023-02-27 2024-05-09
208 Eclipse Options (HK) Limited Gouyez-Benallal, Elias +Rep 2024-05-14
209 EDDID CAPITAL LIMITED Lu, Zijun 陆子俊 +Rep 2024-05-08
210 Eddid Securities and Futures Limited Choi, Sin Tung 蔡倩彤 +Rep 2024-05-10
211   Lu, Zijun 陆子俊 +Rep 2024-05-08
212 Emperor Asset Management Limited Chau, Yin 周研 +Rep 2024-05-08
213   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
214   Su, Shishi 蘇詩詩 +Rep 2024-05-06
215 EMPEROR FUTURES LIMITED Chow, Man Kin 鄒文健 +Rep 2024-05-16
216   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
217 EMPEROR SECURITIES LIMITED (HK) Chow, Man Kin 鄒文健 +Rep 2024-05-16
218   Shao, Jin (SFC:BQH142) 邵晋 +Rep 2024-05-06
219   Yu, Ka Hei (SFC:BST404) 余嘉熙 +Rep 2024-05-09
220 Enhanced Investment Management Limited Li, Zijie (SFC:BRB435) 李子杰 -RO 2023-04-26 2024-05-06
221   Wang, Yifan (SFC:BUH436) 王軼凡 +RO 2024-05-06
222 EQT Partners Capital Limited Wang, Jeffery -Rep 2020-06-22 2024-05-13
223 Essence Futures (Hong Kong) Limited Liu, Zhetao (SFC:BQP532) 劉哲韜 -Rep 2021-11-02 2024-05-06
224 Essence International Securities (Hong Kong) Limited   -Rep 2021-12-14 2024-05-06
225 Everbright Securities Digital Finance (HK) Limited Ip, Victor Wai Lun 葉緯輪 +Rep 2024-05-10
226   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
227 Everbright Securities Investment Services (HK) Limited Chan, Sheung Chi (SFC:BOI492) 陳尚智 +Rep 2024-05-10
228   Siu, Chun Pong 蕭鎮邦 +Rep 2024-05-10
229   Zhan, Chen 展晨 +Rep 2024-05-06
230 Far East Horizon Asset Management Limited Liu, Wen (SFC:BTT655) 柳文 -Rep 2023-06-01 2024-05-09
231 Far East Promise Assets Limited Bai, Jingjing 白晶晶 +Rep 2024-05-07
232 FDB Asset Management Limited Seto, Kin Yan Roy 司徒健欣 -RO 2023-06-12 2024-05-06
233 Fengde Capital Limited Cheung, Howard Hoi Wa 張海華 -RO 2019-08-01 2024-05-10
234 FIL Investment Advisors Yeung, Catherine Ann NA -Rep 2006-05-30 2024-05-10
235 FIL Investment Management (Hong Kong) Limited   -Rep 2006-05-30 2024-05-10
236 Finex Hong Kong Limited Cai, Minghui (SFC:BUX222) 蔡明慧 +Rep 2024-05-06
237 First Fidelity Capital (International) Limited Wong, Jovi Chi Wing 王志榮 +Rep 2024-05-06
238 First Sentier Investors (Hong Kong) Limited Wen, Xuanhao 文炫皓 +Rep 2024-05-16
239 FORSYTH BARR ASIA LIMITED Edgar, Adam John -Rep 2015-02-25 2024-05-08
240 Forthright Capital Management Limited Lin, Zhe (SFC:BQE083) 林哲 -Rep 2023-08-29 2024-05-16
241     +RO 2024-05-16
242 Fortune Ocean Asset Management Limited Chan, Wai Yin (SFC:AMS298) 陳偉賢 -RO 2020-10-30 2024-05-09
243 Fortune Origin Securities Limited Zhang, Ran (SFC:BHP610) 張冉 -Rep 2024-03-18 2024-05-16
244     +RO 2024-05-16
245 ForwardEdge Investment Limited Cheung, Fung Ki 張豐麒 +Rep 2024-05-08
246 FountainVest Capital Limited Marschang, Ryan Arthur +Rep 2024-05-13
247 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED Yerram, Murali Krishna -Rep 2024-05-07 2024-05-13
248 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) Tai, Kevin Yiu Kuen 戴耀權 -Rep 2024-04-23 2024-05-16
249     +RO 2024-05-16
250 FUBON SECURITIES (HONG KONG) LIMITED Yang, Wei-Ting 楊惟婷 +Rep 2024-05-09
251 FUDA CAPITAL LIMITED Lu, Yiting (SFC:BUN866) 盧意婷 +RO 2024-05-16
252 FULBRIGHT FUTURES LIMITED Mak, Pang Yan 麥鵬恩 -Rep 2022-04-26 2024-05-16
253 FULBRIGHT SECURITIES LIMITED   -Rep 2022-04-26 2024-05-16
254 Futu Securities International (HONG KONG) Limited Huang, Jiaxian (SFC:BUU931) 黃嘉嫻 +Rep 2024-05-06
255   Lee, King Hong (SFC:BUU940) 李景康 +Rep 2024-05-06
256   So, Hing Fai 蘇慶輝 +Rep 2024-05-09
257   Zhang, Yudan (SFC:BPB714) 張彧丹 +Rep 2024-05-09
258 Future Securities Limited (HK) Soo, Chi Kit 蘇志傑 +Rep 2024-05-13
259   Yung, Yu Shing 容宇晟 +Rep 2024-05-07
260 GF Capital (Hong Kong) Limited Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
261     +RO 2024-05-07
262   Zhang, Tingfeng 張廷峰 -Rep 2021-09-28 2024-05-10
263 GF Securities (Hong Kong) Brokerage Limited Chan, Chaoping 產超平 +Rep 2024-05-14
264   Gao, Hong (SFC:BUQ312) 高鸿 +Rep 2024-05-09
265   Lu, Steven Shiming 陸世銘 +Rep 2024-05-14
266   Wong, Kwok Chu (SFC:AQV376) 黃國柱 -Rep 2023-03-01 2024-05-07
267     +RO 2024-05-07
268   Yu, Ke Cheng 余可騁 +Rep 2024-05-14
269   Zhang, Tingfeng 張廷峰 -Rep 2021-10-21 2024-05-10
270 Golden Continent Securities Co., Limited Li, Xiaodong (SFC:BUD896) 李曉東 +Rep 2024-05-16
271 Golden Rich Securities Limited Chan, Leung (SFC:BHK844) 陳亮 -Rep 2016-05-31 2024-05-07
272 GOLDMAN SACHS (ASIA) L.L.C. Achoneftos, Laura Faye +Rep 2024-05-16
273   Ang, Sok Han -Rep 2024-05-03 2024-05-13
274   Currie, Jemima Elizabeth -Rep 2024-04-19 2024-05-10
275   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
276   Hu, Jian (SFC:BSF773) 胡鉴 -Rep 2022-03-02 2024-05-11
277   Kim, Mu Seong -Rep 2020-08-27 2024-05-07
278   Li, Laiyin -Rep 2019-08-28 2024-05-08
279   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
280   Ma, Martin 馬丁 -Rep 2010-09-01 2024-05-08
281     +RO 2024-05-08
282   Yadav, Prashant (SFC:BKC039) -Rep 2024-05-03 2024-05-13
283   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
284   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
285 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Achoneftos, Laura Faye +Rep 2024-05-16
286   Geng, Zeyu 耿泽宇 +Rep 2024-05-07
287   Li, Laiyin -Rep 2019-08-28 2024-05-08
288   Liu, Simin (SFC:BUY423) 劉思敏 +Rep 2024-05-16
289   Ma, Martin 馬丁 -Rep 2016-10-11 2024-05-08
290     +RO 2024-05-08
291   Yu, Joseph Chung Man 余仲文 +Rep 2024-05-13
292   Zhai, Mengqi 翟夢琪 -Rep 2024-04-12 2024-05-10
293 Goldstream Capital Management Limited Gao, Ziqi (SFC:BBL664) 高子奇 -Rep 2024-03-21 2024-05-13
294     +RO 2024-05-13
295 Goldstream Securities Limited   -Rep 2024-03-21 2024-05-13
296     +RO 2024-05-13
297 Grand Capital Futures Limited Wang, Liqiong (SFC:BUX809) 王莉琼 +Rep 2024-05-08
298 Grand Capital Securities Limited   +Rep 2024-05-08
299 GRAND VIEW SECURITIES LIMITED Chong, Lok Man 莊樂文 -RO 2021-06-22 2024-05-10
300 GRANDLY FINANCIAL SERVICES LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
301 GREAT BAY SECURITIES LIMITED Lin, Luxin 林陸鑫 -Rep 2022-10-19 2024-05-10
302 Great Honour Asset Management Limited Wang, Yingfeng (SFC:BNY361) 王莹峰 -Rep 2021-04-30 2024-05-08
303 Gulf Line Capital Advisors Limited Gao, Xiaoyu (SFC:BOS950) 高小愚 -Rep 2022-07-27 2024-05-07
304 GUOTAI JUNAN CAPITAL LIMITED Wong, Alan (SFC:BHA199) 王智洋 -Rep 2021-08-17 2024-05-07
305   Yu, Yizhuo 余奕卓 +Rep 2024-05-10
306 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED Guo, Yong (SFC:AXS906) 郭勇 -Rep 2011-07-29 2024-05-10
307   Wong, Long Hin Ambrose 王朗軒 +Rep 2024-05-06
308 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED He, Limin (SFC:BTG784) 何麗敏 -Rep 2023-02-06 2024-05-08
309 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
310   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
311 HAITONG INTERNATIONAL CAPITAL LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
312 HAITONG INTERNATIONAL FUTURES LIMITED Chau, Ka Kin 鄒家健 +Rep 2024-05-16
313   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
314 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Huang, Tianlong 黄天龙 +Rep 2024-05-14
315   Yang, Yuchen (SFC:BUX516) 杨雨宸 +Rep 2024-05-14
316 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Geng, Geng (SFC:APX231) 耿耿 -Rep 2017-09-27 2024-05-06
317   Yau, Vincent Wing Tsuen 邱穎臻 +Rep 2024-05-16
318   Ye, Xiaoyu (SFC:BUX501) 叶晓钰 +Rep 2024-05-14
319 HANG SENG INVESTMENT MANAGEMENT LIMITED Hung, Pak Yung 洪柏榕 +Rep 2024-05-09
320   Lam, Ronald Kam Yuen 林錦源 -Rep 2022-10-24 2024-05-12
321   Sam, Chun Yin 岑俊賢 +Rep 2024-05-10
322 HANG SENG SECURITIES LIMITED Chan, Chi Keung (SFC:APS102) 陳志強 -Rep 2007-12-19 2024-05-07
323 HANSUI CAPITAL COMPANY LIMITED Poon, Tak Po 潘德普 +Rep 2024-05-07
324   To, Wai Kit (SFC:BUS889) 杜偉杰 +Rep 2024-05-07
325   Wong, Chi Ho (SFC:BUW157) 黃志豪 +Rep 2024-05-07
326   Young, Wai Ling 楊惠玲 +Rep 2024-05-07
327 Harmolands Capital Limited Mai, Haoming 麦皓铭 -Rep 2023-02-01 2024-05-10
328   Qi, Bin (SFC:BUV004) 齊斌 +Rep 2024-05-13
329 Harvest Global Capital Investments Limited Cao, Shipeng 曹仕鹏 -Rep 2023-09-05 2024-05-10
330   Qiu, Xiaochuan 仇小川 -Rep 2020-09-25 2024-05-10
331 HARVEST GLOBAL INVESTMENTS LIMITED Fan, Jing (SFC:BQI395) 范靜 -Rep 2020-11-24 2024-05-14
332 HashKey Capital Limited Deng, Shujie 鄧書劼 -Rep 2023-08-14 2024-05-14
333 HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED Han, Zhiming 韓志明 -Rep 2022-07-05 2024-05-07
334 HERMES SECURITIES LIMITED Cheung, Louis Wing Kwan 張穎群 +RO 2024-05-14
335 HONESTUM INTERNATIONAL LIMITED Yeung, Lai Man (SFC:AWP881) 楊麗雯 -Rep 2024-03-26 2024-05-08
336     +RO 2024-05-08
337 Howbuy Hong Kong Limited Song, Tingqiu 宋庭秋 +Rep 2024-05-07
338 HQ Capital Asia Limited Hu, Michael +RO 2024-05-07
339 HSBC Corporate Finance (Hong Kong) Limited Bo, Yifei 卜亦飛 +Rep 2024-05-07
340   Chen, Ziyu (SFC:BSE024) 陳紫瑜 +Rep 2024-05-07
341   Hu, Ke (SFC:BUT165) 胡珂 +Rep 2024-05-06
342   Yuan, Jiewen 袁洁雯 +Rep 2024-05-07
343 HSBC Global Asset Management (Hong Kong) Limited Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
344   Radovic, Tina -Rep 2024-05-02 2024-05-09
345 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Ma, Ka Man (SFC:BAC046) 馬嘉汶 +Rep 2024-05-06
346   Radovic, Tina -Rep 2024-05-02 2024-05-09
347 HUAJIN FUTURES (INTERNATIONAL) LIMITED Kwok, Friedman Owen 郭傲雲 +Rep 2024-05-07
348 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Cao, Zhuoming 曹卓铭 +Rep 2024-05-06
349   Dong, Niandong 董念東 -Rep 2023-11-17 2024-05-09
350   Liu, Jie (SFC:BUV409) 刘杰 +Rep 2024-05-13
351   Luo, Yixin 羅藝鑫 -Rep 2018-07-06 2024-05-07
352   Shi, Dong 史棟 -Rep 2022-10-24 2024-05-07
353     +RO 2024-05-07
354   Sun, Xu (SFC:BUS354) 孙煦 +Rep 2024-05-06
355 Huayu Securities Limited Xing, Li (SFC:BMX389) 邢莉 +RO 2024-05-14
356 I WIN SECURITIES LIMITED Fung, Wing Hang 馮穎行 -Rep 2021-08-11 2024-05-16
357 ICBC Asset Management (Global) Company Limited Huang, Yucong -Rep 2024-01-23 2024-05-08
358     +RO 2024-05-08
359 iFAST Global Markets (HK) Limited Chen, Li (SFC:BTX394) -Rep 2023-07-28 2024-05-07
360   Ser, Ka Lok 佘嘉樂 +Rep 2024-05-07
361 Imagi Brokerage Limited Yao, Man Yi 姚敏怡 -Rep 2021-05-03 2024-05-14
362 INFINI CAPITAL MANAGEMENT LIMITED Leahy, David Joseph (SFC:AKI495) -Rep 2023-10-20 2024-05-08
363     +RO 2024-05-08
364   Liang, Yingyu +Rep 2024-05-10
365 INFINITY ASSET MANAGEMENT LIMITED Chan, Leanna Ying Yu 陳盈如 +Rep 2024-05-10
366 Innovest Asset Management Limited Chung, Fu Shing 鍾富城 -Rep 2021-07-20 2024-05-13
367 Interactive Brokers Hong Kong Limited Au, Chun Pui 區晉培 +Rep 2024-05-08
368   Leung, Lok Yiu (SFC:BUX159) 梁樂遙 +Rep 2024-05-08
369 INV ADVISORY LIMITED Yau, Shuk Han 游淑嫻 -RO 2018-12-06 2024-05-06
370 INVESCO HONG KONG LIMITED Chen, Jiawen (SFC:BTR450) 陈佳雯 +Rep 2024-05-14
371 IP Investment Management (HK) Limited Lam, Wah (SFC:BUW218) 林華 +Rep 2024-05-13
372 IVORY CAPITAL PRIVATE LIMITED Wang, Julius 王哲身 -Rep 2024-02-14 2024-05-14
373     +RO 2024-05-14
374 J.P. MORGAN BROKING (HONG KONG) LIMITED Li, Yan (SFC:BUX396) 黎彥 +Rep 2024-05-08
375 J.P. MORGAN SECURITIES (FAR EAST) LIMITED Lu, Jun (SFC:BPM400) 陸珺 -Rep 2021-06-15 2024-05-06
376   Tian, Yu (SFC:BPE498) 田宇 -Rep 2021-09-20 2024-05-06
377   Xu, Chao (SFC:BOG720) 徐超 -Rep 2019-05-09 2024-05-06
378   Xu, Haoshuang 許昊爽 -Rep 2021-11-09 2024-05-06
379   Zhou, Shinan 周诗楠 -Rep 2021-06-23 2024-05-06
380   Zhu, Yuanyuan (SFC:AYS681) 朱圓圓 -Rep 2012-02-03 2024-05-06
381 Jane Street Asia Pacific Limited Khou, Victor +Rep 2024-05-13
382 JANE STREET HONG KONG LIMITED   +Rep 2024-05-13
383 Janus Henderson Investors Hong Kong Limited Zivkovic, Dusan -Rep 2015-02-16 2024-05-08
384     +RO 2024-05-08
385 Jefferies Hong Kong Limited Foster, Derek Patrick Jack +Rep 2024-05-08
386   Moran, Seth James Edward -Rep 2023-02-08 2024-05-06
387   Neo, Anthony Aik Chye +Rep 2024-05-07
388   Sussams, Luke +Rep 2024-05-08
389   Wheatcroft, James Christopher Corkey (SFC:BUY218) +Rep 2024-05-13
390 JINLUO SECURITIES LIMITED Zhang, Zilin- (SFC:BUV741) 張梓琳 +Rep 2024-05-09
391 JPMorgan Asset Management (Asia Pacific) Limited Ng, Tsz Kin (SFC:AZD014) 吳子健 -Rep 2020-10-16 2024-05-04
392 JW Capital Limited (HK) Yau, Leong Ming 邱亮鳴 +Rep 2024-05-08
393 Keptain Securities and Asset Management Limited Wong, Mike Chun Lun 王珍倫 +Rep 2024-05-13
394 Kerogen Capital (Asia) Limited Choi, Wai Hin (SFC:BUX699) 蔡緯憲 +Rep 2024-05-10
395 KGI ASIA LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
396   Cham, Yin Hung 湛燕虹 +Rep 2024-05-08
397   Chiu, Chiu-Huang 邱秋煌 +Rep 2024-05-16
398   Chow, Tsui Har 周翠霞 +Rep 2024-05-14
399   Sun, Wenxin 孫文欣 +Rep 2024-05-06
400 KGI FUTURES (HONG KONG) LIMITED Chak, Wai Wing 翟偉榮 +Rep 2024-05-06
401   Sun, Wenxin 孫文欣 +Rep 2024-05-06
402 KKR Capital Markets Asia II Limited Egloff, Markus Peter +RO 2024-05-14
403   Malter, Hannah Rebecca +RO 2024-05-14
404   Raposio, Diane +RO 2024-05-14
405   Richdale, Kate Gaskell +RO 2024-05-14
406   Tan, Wei Yu 陳威宇 +RO 2024-05-14
407   Xin, Wei (SFC:BEK839) 忻瑋 +RO 2024-05-14
408   Yin, Haining 殷海寧 +RO 2024-05-14
409   Yuan, Chen (SFC:BHE051) 袁晨 +RO 2024-05-14
410 KKR CAPITAL MARKETS ASIA LIMITED Egloff, Markus Peter -RO 2021-10-15 2024-05-13
411   Malter, Hannah Rebecca -Rep 2022-08-02 2024-05-13
412   Tan, Wei Yu 陳威宇 -RO 2018-03-14 2024-05-13
413   Xin, Wei (SFC:BEK839) 忻瑋 -RO 2022-05-18 2024-05-13
414   Yuan, Chen (SFC:BHE051) 袁晨 -RO 2022-05-13 2024-05-13
415 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED Temple, Ronald Scott +Rep 2024-05-16
416 LCA Solutions Limited Holden, Stephen Robert James (SFC:ADC639) +Rep 2024-05-14
417 Legend Arb Advisors Limited Wong, Ching Tung 黃靖彤 +Rep 2024-05-16
418 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED Du, Sen (SFC:BUW306) 杜森 +Rep 2024-05-06
419   Yu, Josephine Wai Chi 余慧芝 +Rep 2024-05-16
420 LIM ADVISORS LIMITED Tsoi, Ying Kit 蔡英傑 +Rep 2024-05-10
421 Lion Global Financial Limited Chen, Hong (SFC:AXB383) 陳宏 +Rep 2024-05-10
422 Livermore Holdings Limited Jie, Yile 揭怡樂 +Rep 2024-05-09
423 LOMBARD ODIER (HONG KONG) LIMITED Koh, Ushe Hon Tat -Rep 2024-02-02 2024-05-13
424   Ng, Philip Wai Kong 吳偉剛 -Rep 2023-11-29 2024-05-07
425   Siu, Chi Ming (SFC:BDW191) 邵志銘 +Rep 2024-05-09
426 Longitude Asia Limited Zhang, Zhikai (SFC:BUT135) 张智凯 +Rep 2024-05-09
427 LST CAPITAL PARTNERS LIMITED Chan, Christopher Ho Cheung 陳灝翔 -Rep 2020-04-14 2024-05-10
428   Lam, Kwok Mui 林國梅 -RO 2017-05-05 2024-05-10
429 LUK FOOK FUTURES (HK) LIMITED He, Jie (SFC:BTP239) 贺洁 +Rep 2024-05-10
430 M Science Hong Kong Limited Zhang, Wenxin (SFC:BUW104) 张文鑫 +Rep 2024-05-08
431 M&G Investments (Hong Kong) Limited Cho, Amy Yee Kee 曹綺琪 +Rep 2024-05-13
432 M3 Capital Partners (HK) Limited Huang, Hao (SFC:BUD176) 黄昊 -Rep 2023-10-03 2024-05-07
433 MACQUARIE CAPITAL LIMITED Kengradomying, Warasiree +Rep 2024-05-10
434   Li, Honggui 李宏貴 +Rep 2024-05-06
435 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED Leslie, Christopher John (SFC:BJS909) +Rep 2024-05-13
436 MAGIC COMPASS SECURITIES LIMITED Fu, Jinfeng 付錦鋒 +RO 2024-05-08
437 MALAHON SECURITIES LIMITED Chan, Kei Shu 陳紀樹 -Rep 2024-03-12 2024-05-16
438     +RO 2024-05-16
439   Mok, Pui Chung 莫沛聰 -Rep 2024-03-12 2024-05-16
440     +RO 2024-05-16
441 Manulife Investment Management (Hong Kong) Limited Pang, Jason Richard 彭建鋒 -Rep 2014-09-03 2024-05-09
442 Marex Hong Kong Limited Lee, Hugo Tai Kin 李堤健 +Rep 2024-05-16
443 Market Securities (Hong Kong) Limited Patel, Vinesh (SFC:BDC151) +Rep 2024-05-14
444 MAXA CAPITAL LIMITED Zhong, Yuchen 鍾宇琛 +Rep 2024-05-13
445 MCM INVESTMENT PARTNERS LIMITED Chan, Siu Yau 陳少柔 +Rep 2024-05-07
446   Mason, Rong Angie Ma -Rep 2023-05-12 2024-05-16
447     +RO 2024-05-16
448 Merrill Lynch (Asia Pacific) Limited Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
449   Hwang, Kyung Jae -Rep 2024-05-08 2024-05-10
450   Shah, Amish Chandrakant -Rep 2024-05-03 2024-05-10
451   Tiron, Adrian Cesar -Rep 2024-05-14 2024-05-16
452 Merrill Lynch Far East Limited Ghosh Dastidar, Rajarshi -Rep 2022-03-21 2024-05-07
453 Meta Futures Limited Leung, Tik Wai 梁狄偉 -RO 2023-03-31 2024-05-07
454 Metaverse Securities Limited (HK)   -RO 2023-12-27 2024-05-07
455 Meyer Capital Group Limited Zhang, Guilin (SFC:AWF886) 張貴林 +Rep 2024-05-06
456 MFG Limited (HK) Kok, Sen Kan 郭慎勤 +Rep 2024-05-08
457 MIB FUTURES (HONG KONG) LIMITED Mo, Rena Choi Ying 毛賽英 +Rep 2024-05-07
458 MIB SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-07
459 MIDLAND WEALTH MANAGEMENT LIMITED Kam, Chi Tat 金志達 -Rep 2023-08-01 2024-05-06
460     +RO 2024-05-06
461 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED Lin, Zhenze 林震昃 +Rep 2024-05-06
462   Nayyar, Varun +Rep 2024-05-13
463   Song, Wenzhi 宋文陟 +Rep 2024-05-06
464   Xu, Chen (SFC:BHJ441) 徐晨 +Rep 2024-05-07
465 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED Lam, Ronald Kam Yuen 林錦源 +Rep 2024-05-16
466   Zhang, Hao (SFC:BUW241) 張皓 +Rep 2024-05-16
467 MIZUHO SECURITIES ASIA LIMITED Kohtani, Motoya +Rep 2024-05-14
468 Morgan Stanley Asia Limited Grambling, Stephen White +Rep 2024-05-14
469   Lim, Daegyu +Rep 2024-05-10
470   Liu, Kunyuan 刘坤元 -Rep 2024-05-13 2024-05-14
471   Lokur, Vikram Madhav +Rep 2024-05-09
472   Nasser de Rezende Filho, Ricardo -Rep 2024-05-07 2024-05-09
473   Palmisano, Alessandro +Rep 2024-05-14
474   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
475   To, Yu Hin 陶宇軒 +Rep 2024-05-16
476   Tran, Nguyen Khai -Rep 2024-05-03 2024-05-10
477   Wong, Catherine Ka Woon 黃嘉媛 +Rep 2024-05-13
478   Zhao, Zuri Z -Rep 2024-05-06 2024-05-09
479 Morgan Stanley Hong Kong Securities Limited Palmisano, Alessandro +Rep 2024-05-14
480   Tanaka, Wataru (SFC:BUX850) -Rep 2024-05-03 2024-05-10
481 Motilal Oswal Capital Markets (Hong Kong) Private Limited Duggad, Gautam Vijay +Rep 2024-05-16
482 Motto Global Asset Management Limited Ma, Xiaona (SFC:AXA085) 馬曉娜 +Rep 2024-05-16
483 MOUETTE SECURITIES COMPANY LIMITED Chan, Yik Ho 陳奕豪 -Rep 2022-12-16 2024-05-06
484 MSQ Asset Management (HK) Limited Wong, Ka Ching (SFC:AGI520) 黃家正 -RO 2021-03-17 2024-05-17
485 Neo Risk Investment Advisors Limited Phang, Sui Yang 彭修阳 -Rep 2022-04-25 2024-05-09
486     +RO 2024-05-09
487 NIATROSS INVESTMENTS LIMITED Liu, Tao (SFC:BUT813) 劉濤 +Rep 2024-05-13
488   Tipan Sinche, Andy Fabricio +Rep 2024-05-13
489 Nikko Asset Management Hong Kong Limited Ryu, Kiyotaka (SFC:BOG009) +RO 2024-05-09
490 Ninety One Hong Kong Limited Chen, Zhifen (SFC:BRW306) 陈智芬 +Rep 2024-05-08
491   Lee, Fanny Yuk Lai 李玉麗 +Rep 2024-05-06
492 NOMURA INTERNATIONAL (HONG KONG) LIMITED Matsuo, Hideyuki +Rep 2024-05-14
493   Rumjahn, Kevin Kalim 林基榮 -Rep 2023-11-17 2024-05-16
494     +RO 2024-05-16
495   Yeung, Chun To Christo 楊鎮濤 +Rep 2024-05-14
496 Nuvama Investment Advisors (Hongkong) Private Limited Mallick, Sunny +Rep 2024-05-08
497 OnePlatform Asset Management Limited Leung, Fung Yee (SFC:AIQ998) 梁鳳儀 -RO 2020-12-09 2024-05-04
498   Lin, Shipin 林世頻 -Rep 2023-11-13 2024-05-04
499   Ng, Hiu Ching 吳曉靜 -Rep 2021-08-17 2024-05-04
500   So, Ka Ho (SFC:BQV873) 蘇嘉豪 -Rep 2021-03-15 2024-05-04
501 Ontario Teachers' Pension Plan (Asia) Limited Gu, Peixi 顧培希 -Rep 2016-01-19 2024-05-06
502 ORIENT FUTURES (HONG KONG) LIMITED Zhang, Zixuan (SFC:BUS746) 張子軒 +Rep 2024-05-16
503 Ovata Capital Management Limited Ho, Dominic Pui Fung 何沛峰 +Rep 2024-05-13
504   Oh, Karyo 王夏亮 -Rep 2019-09-20 2024-05-05
505 Panda Securities Company Limited Shi, Dalong 史大龍 +Rep 2024-05-09
506 Parkway Capital Limited (HK) Royds, Thomas Alexander +RO 2024-05-07
507 PHILLIP COMMODITIES (H.K.) LIMITED Poon, Man Kit (SFC:BDY012) 潘文傑 +Rep 2024-05-06
508 PHILLIP SECURITIES (HONG KONG) LIMITED   +Rep 2024-05-06
509 Pictet Asset Management (Hong Kong) Limited Kramer, Yves Dominique -Rep 2024-05-03 2024-05-10
510   Payne, Gareth David (SFC:BTV371) -Rep 2024-05-03 2024-05-10
511 PIMCO Asia Limited Bodereau, Philippe +Rep 2024-05-16
512 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Li, Cheuk Pong Marco 李卓邦 -Rep 2021-07-27 2024-05-08
513   Shum, King Tung 岑璟彤 +Rep 2024-05-16
514 Ping An of China Capital (Hong Kong) Company Limited Lee, Kwok Yan (SFC:BIO431) 李珏昕 -Rep 2023-05-25 2024-05-13
515     +RO 2024-05-13
516   Liu, Jinzhu (SFC:BUW170) 劉金鑄 +Rep 2024-05-13
517   Wai, Andy To Chung 韋道聰 -Rep 2024-01-23 2024-05-14
518     +RO 2024-05-14
519 PJT Partners (HK) Limited McFadyen, David John +Rep 2024-05-09
520 Plouton Asset Management Limited So, Jimmy Chi Ming 蘇志明 -RO 2023-05-11 2024-05-07
521     +Rep 2024-05-07
522 Polymer Capital Management (HK) Limited Liang, Ziyang (SFC:BOT071) 梁子揚 -Rep 2023-04-12 2024-05-06
523 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED Lo, Sin Sin 羅倩倩 -RO 2023-01-27 2024-05-04
524 Principal Investment & Retirement Services Limited   -Rep 2020-12-28 2024-05-04
525 PUREHEART CAPITAL ASIA LIMITED Zeng, Shiru 曾詩茹 -Rep 2022-06-13 2024-05-10
526 Quam Capital Limited (b1994-08-04) Wu, Lingke 吴令珂 +Rep 2024-05-13
527 Quam Securities Limited Wong, Chun Sing (SFC:AQR069) 王晋聲 -Rep 2015-04-22 2024-05-11
528 Qube Research & Technologies Hong Kong Limited Zhang, Yu (SFC:BPB756) 張娛 +Rep 2024-05-10
529 RaffAello Investment Management (HK) Limited Li, Ngai (1964) 李毅 +RO 2024-05-06
530 RAM Investment Advisors Limited Lee, Tsz Man 李子文 +Rep 2024-05-13
531 Realord Asia Pacific Securities Limited Chan, Chung Wai (SFC:BPJ375) 陳仲煒 -Rep 2020-03-06 2024-05-05
532   Tsoi, Yiu Fai 蔡耀輝 -Rep 2020-10-23 2024-05-05
533 Regent Securities Limited (HK) Woo, Kwok On 胡國安 +Rep 2024-05-06
534 Robeco Hong Kong Limited de Bruijn, Jan Cornelis (SFC:BTZ290) -Rep 2024-05-06 2024-05-10
535 S&P Global Ratings Hong Kong Limited Chen, Yu Wen 陳昱彣 +Rep 2024-05-07
536   Tay, Eileen +Rep 2024-05-07
537   Teh, Kim Yuan +Rep 2024-05-07
538 Sancus Advisors Limited Fu, Felix Chi Pui 符致培 +Rep 2024-05-16
539 Sanford C. Bernstein (Hong Kong) Limited Chhugani, Gautam Prakash +Rep 2024-05-13
540   Gundlapalle, Pranav Dheeraj -Rep 2024-05-06 2024-05-10
541   Malhotra, Rahul (SFC:BOR217) -Rep 2024-05-06 2024-05-10
542   Tan, Toon Leng -Rep 2024-05-06 2024-05-10
543 SC Lowy Asset Management (HK) Limited Choi, Man Chun Jonathan 蔡文晉 -Rep 2024-01-24 2024-05-13
544 SC Lowy Financial (HK) Limited   -Rep 2022-08-17 2024-05-13
545 Schonfeld Strategic Advisors (Hong Kong) Limited To, Eric Wun-hse -RO 2019-05-03 2024-05-07
546 Seeds International Asset Management Limited Tsang, Wai In 曾慧妍 +Rep 2024-05-07
547 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
548 Sensible Asset Management Limited   +Rep 2024-05-06
549 SG SECURITIES (HK) LIMITED Copin, Denis Francois Rene -Rep 2020-09-11 2024-05-07
550     +RO 2024-05-07
551   Poitevin, Nicolas -Rep 2005-06-22 2024-05-09
552 ShanZe Asset Management (Hong Kong) Limited Lee, Samson Wang Ho 李泓浩 -RO 2023-07-25 2024-05-04
553 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Wang, Min (SFC:BUU894) 汪敏 +Rep 2024-05-08
554 Shinhan Investment Asia Limited Lee, Jae Jun +RO 2024-05-06
555 SIGMA MANAGEMENT LTD Huang, Hao (SFC:BPD566) 黃浩 +RO 2024-05-06
556 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED Leung, Chi Wai (SFC:BTH772) 梁志偉 +Rep 2024-05-06
557 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED Chen, Pei Wen (SFC:AOE209) 陳培文 -RO 2019-12-05 2024-05-11
558   Ng, Chui Wah 吳翠華 -Rep 2023-11-01 2024-05-15
559 SINOPAC SECURITIES (ASIA) LIMITED Fung, Kwai Lun 馮桂麟 -Rep 2017-02-13 2024-05-15
560   Jiang, Yuxin (SFC:BUY095) 姜玉欣 +Rep 2024-05-14
561 SMART GRANDLY ASSET MANAGEMENT LIMITED Chan, Ka Wai (SFC:BLR954) 陳嘉威 +Rep 2024-05-13
562 SMBC Nikko Securities (Hong Kong) Limited Hattori, Hironori +RO 2024-05-07
563 Solomon JFZ (Asia) Holdings Limited Tao, Wing Cheong 杜永昌 +Rep 2024-05-07
564 Soochow Securities International Futures Limited Liu, Yufeng (SFC:BUP872) 劉宇峰 +Rep 2024-05-07
565 South China Investment Management Limited Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
566 SOUTH CHINA RESEARCH LIMITED   -Rep 2024-02-01 2024-05-08
567 SOUTH CHINA SECURITIES LIMITED Cheng, Chi Kwong (SFC:AGN592) 鄭志光 +Rep 2024-05-13
568   Leung, Hoi Kin 梁海鍵 +Rep 2024-05-13
569   Wong, Wai Ha (SFC:AQI375) 黃慧霞 -Rep 2024-02-01 2024-05-08
570 SPDB International Investment Management Limited Luo, Zenglong 羅增龍 -Rep 2024-03-04 2024-05-13
571     +RO 2024-05-13
572   Suo, Lina (SFC:BUW335) 索丽娜 +Rep 2024-05-07
573 Sprout Asset Management (Asia) Limited Chan, Andrew Yue Tak 陳裕德 +Rep 2024-05-16
574 Star Sky Investment Holdings Limited Lee, Yan Lam (SFC:BHP426) 李欣霖 -Rep 2023-11-14 2024-05-17
575 StillBrook Capital Limited Lo, Hok Yan Elizabeth 盧學欣 -Rep 2023-08-15 2024-05-10
576 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited Saito, Gen +Rep 2024-05-09
577 Sumitomo Mitsui Trust (Hong Kong) Limited Liu, Pui Sun Tiffany 廖沛琛 -Rep 2021-12-28 2024-05-08
578 Sun Life Asset Management (HK) Limited Choi, Allen 蔡國偉 -Rep 2024-03-06 2024-05-06
579     +RO 2024-05-06
580 SunRiver International Securities Group Limited Deng, Lu (SFC:BSM515) 鄧璐 -Rep 2022-08-19 2024-05-15
581   Gu, Xiang (SFC:BTO648) 顧湘 -Rep 2024-03-13 2024-05-06
582   Shen, Sicong 申思聰 +Rep 2024-05-08
583 T.F.S. Derivatives HK Limited Zerrudo, Oliver Duante +Rep 2024-05-14
584 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED Ding, Wenjie (SFC:BUX704) 丁文洁 +Rep 2024-05-13
585 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED Zhang, Jiangfan 張江帆 +Rep 2024-05-09
586 Taiping Securities (HK) Co Limited Li, Calvin Wing Chung 李穎聰 -Rep 2024-05-10
587 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED Robson, Neil Christopher -Rep 2018-08-16 2024-05-07
588 TIANYAN CAPITAL LIMITED Ge, Chenliang 葛陳亮 -RO 2021-09-15 2024-05-09
589 Tiger Securities Asset Management Company Limited Sio, Devin Chan In 蕭震然 -Rep 2019-06-20 2024-05-14
590 TNS CAPITAL MANAGEMENT LIMITED Yeung, Chi Kit (SFC:AYV421) 楊智傑 +Rep 2024-05-13
591 Top Ace Asset Management Limited Chung, Siu Wah (SFC:AGC128) 鍾兆華 -RO 2015-10-13 2024-05-13
592   Tang, Ian Kenneth 鄧正行 -Rep 2022-12-01 2024-05-13
593 Tora Trading Services Limited (HK) Tan, James Ye-Hui -Rep 2022-11-15 2024-05-15
594 TR Advisors Limited Lee, Nathan Tze Hong 李子康 -Rep 2019-02-11 2024-05-09
595 TradeMaster Securities (Hong Kong) Limited Chen, Yibiao (SFC:AXN055) 陳宜飆 +Rep 2024-05-09
596 TSUN CHI YUEN SECURITIES COMPANY LIMITED Tsun, Christopher Wing Yip 秦榮業 +Rep 2024-05-13
597 TVC MANAGEMENT LIMITED Kong, Chi Ho (SFC:BOU720) 江志豪 +Rep 2024-05-09
598 UBS Asset Management (Hong Kong) Limited Ahmad, Mohammad (SFC:BJO390) -Rep 2024-05-07 2024-05-10
599   Chen, Bingyu 陳冰玉 -Rep 2021-08-26 2024-05-07
600 UBS SECURITIES ASIA LIMITED Bapat, Rahul Rajendra +Rep 2024-05-14
601   Curley, Marcus Christopher +Rep 2024-05-16
602   Fowler, Gerald Kenneth (SFC:BUW450) -Rep 2024-05-08 2024-05-15
603   Huynh, Trung Chuong -Rep 2024-05-06 2024-05-09
604   Shaw, Lachlan John Rayner +Rep 2024-05-16
605   Wong, Carson (SFC:BUX060) 黄家信 -Rep 2024-05-06 2024-05-13
606 Uluwatu Limited Li, Zhong (SFC:BSX692) 李仲 -Rep 2022-09-13 2024-05-16
607     +RO 2024-05-16
608 UOB KAY HIAN (HONG KONG) LIMITED Li, Guangchen (SFC:BNY840) 李光宸 +Rep 2024-05-07
609   So, Wai Yee Flora 蘇偉儀 +Rep 2024-05-07
610 UPBEST SECURITIES COMPANY LIMITED Wong, Hak Ping 黃克平 +Rep 2024-05-09
611 uSmart Securities Limited Li, Dengge 李登閣 +Rep 2024-05-14
612 VALUABLE ASSET MANAGEMENT LIMITED Fung, Chun Ho (SFC:AVV720) 馮鎮豪 -Rep 2023-08-09 2024-05-07
613     +RO 2024-05-07
614 VALUE PARTNERS HONG KONG LIMITED Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
615     +RO 2024-05-13
616   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
617 VALUE PARTNERS LIMITED Yu, Chenjun 余辰俊 -Rep 2015-02-02 2024-05-13
618     +RO 2024-05-13
619   Zhao, Zhao (SFC:AWY586) 趙曌 +Rep 2024-05-06
620 Value Partners Private Equity Limited   +Rep 2024-05-06
621 VANTAGE ASSET MANAGEMENT LIMITED (HK) Lee, Peter Shang Ming 利尚銘 -RO 2016-07-18 2024-05-10
622 Vantum Futures Limited Chan, Ka Wai (SFC:APP683) 陳嘉慧 +RO 2024-05-07
623 Velotrade Management Limited De Angelis, Vittorio Roberto Vincenzo -RO 2018-11-15 2024-05-13
624   Pizzituti, Gianluca -RO 2018-11-15 2024-05-10
625 Waton Securities International Limited Zhou, Lin (SFC:BTJ166) 周琳 +Rep 2024-05-09
626 Wegoing Asset Management Limited Zhou, Huadan 周華旦 +RO 2024-05-16
627 Well Link Securities Limited Chan, Tsz Hin (SFC:BRI622) 陳梓軒 -Rep 2023-11-20 2024-05-10
628 Wellington Management Hong Kong Limited (b2003-01-02) McLane, Douglas William -Rep 2024-05-08 2024-05-10
629 Winner Zone Asset Management Limited Chang, Danni 常丹妮 +Rep 2024-05-08
630   Chu, Agnes Pui Shan 朱珮珊 +Rep 2024-05-07
631 Wisdom Cosmic Securities Limited Hui, David Lam Chiu 許林釗 +RO 2024-05-07
632 Wonderland International Asset Management Limited Sun, Daniel Timur 孫文 -Rep 2021-08-30 2024-05-11
633 WRise Prestige Asset Management Limited Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
634   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-14
635   Wong, Rex Chun 黃俊 +Rep 2024-05-07
636 WRise Prestige Securities Limited Chum, Kam Wing 覃錦榮 +Rep 2024-05-07
637   Ip, Tsz King 葉子敬 -Rep 2023-09-15 2024-05-08
638   Lam, Sheung Yu 林尚瑜 +Rep 2024-05-07
639   Leung, Eric Wai Ming 梁偉明 +Rep 2024-05-07
640   Tam, Wing Kan (SFC:BRK609) 譚詠勤 -Rep 2024-04-10 2024-05-07
641   Wong, Rex Chun 黃俊 +Rep 2024-05-07
642 WRise Wealth Management (Hong Kong) Limited Fong, Sin Shing 方善城 +Rep 2024-05-06
643 XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED Lee, Chak Ming 李澤銘 +Rep 2024-05-14
644 Yan Yun Family Office (HK) Limited Lo, Tak Wai 盧德偉 -RO 2023-10-16 2024-05-04
645 YICKO SECURITIES LIMITED So, Herman Haw 蘇灝 +Rep 2024-05-08
646 Yuan Tong Global Asset Management Limited Tu, Jun (SFC:BTN013) 涂俊 +RO 2024-05-09
647 YUANTA FUTURES (HK) CO., LIMITED Lin, Yingying (SFC:BST634) 林莹莹 +Rep 2024-05-08
648 Yuanta Securities (Hong Kong) Company Limited Chang, Hsien-Chun 張憲鈞 +Rep 2024-05-08
649   Chen, Pei Chi (SFC:BUS620) 陳佩琪 +Rep 2024-05-08
650   Lau, Nim Cho 劉念祖 +Rep 2024-05-16
651 YUE XIU ASSET MANAGEMENT LIMITED Jiang, Nan (SFC:BMW548) 姜楠 -Rep 2018-06-01 2024-05-07
652   Jin, Lu (SFC:AWT304) 金路 -RO 2017-11-27 2024-05-07
653 Yue Xiu Capital Limited Xu, Yibin (SFC:BSZ009) 許溢斌 -Rep 2022-09-16 2024-05-08
654 YUE XIU SECURITIES COMPANY LIMITED   -Rep 2022-09-16 2024-05-08
655 Yunfeng Financial Markets Limited Chan, Wilson Wai Kwok 陳緯國 -Rep 2023-11-10 2024-05-10
656 Zero2IPO Capital Limited Yang, Peng (SFC:AUG860) 楊鵬 -RO 2021-11-03 2024-05-10
657 Zero2IPO Securities Limited   -Rep 2021-12-01 2024-05-10
658 ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED Wang, Wenxin (SFC:BUX610) 王文新 +Rep 2024-05-08
659 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED Jing, Kai 井凱 -Rep 2017-11-23 2024-05-08

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