Coverage

1. November 10, 2020

   Cos. Look To Lower $14M Award To SEC In FCC Scheme

   Two companies asked an Arizona federal court Monday to consider lowering their portion of a more than $14 million disgorgement award owed to the U.S. Securities and Exchange Commission in light of an order from the Ninth Circuit to reassess the penalty, which resulted from their alleged fraud scheme involving Federal Communications Commission cellular spectrum licenses.

Parties

• Plaintiff

  United States Securities and Exchange Commission

  Represented by:

  David Van Havermaat, Securities & Exchange Commission - Los Angeles, CA

  Donald Werner Searles, Securities & Exchange Commission

  Sam S Puathasnanon, Securities & Exchange Commission - Los Angeles, CA TERMINATED: 12/30/2015

  Shuman Sohrn, US Securities and Exchange Commission

  Sana Muttalib, Securities & Exchange Commission - Los Angeles, CA

• Defendant

  Janus Spectrum LLC

  Represented by:

  Thomas E Littler, Thomas E Littler Esq

• Defendant

  David Alcorn

  Represented by:

  Thomas E Littler, Thomas E Littler Esq

• Defendant

  Kent Maerki

  Represented by:

  Kent Maerki

• Defendant

  Dominion Private Client Group LLC
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Janus Spectrum Group LLC
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Thomas E Littler, Thomas E Littler Esq

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Spectrum Management LLC
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Spectrum 100 LLC
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Spectrum 100 Management LLC
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Prime Spectrum LLC
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Prime Spectrum Management LLC
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Daryl G Bank
  TERMINATED: 02/08/2018

  Represented by:

  Keith Beauchamp, Coppersmith Brockelman PLC

  Timothy Coley, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

  Tom Sporkin, Buckley Sandler LLP - Washington, DC TERMINATED: 01/24/2017

• Defendant

  Premier Spectrum Group PMA
  TERMINATED: 08/08/2017

  Represented by:

  Premier Spectrum Group PMA, c/o Bobby D Jones, Trustee

• Defendant

  Bobby D Jones
  TERMINATED: 08/08/2017

  Represented by:

  Bobby D Jones, Premier Spectrum Group PMA

• Defendant

  Innovative Group PMA
  TERMINATED: 04/27/2017

  Represented by:

  Dennis L Roossien , Jr., Munsch Hardt Kopf & Harr PC

  James M McGee, Munsch Hardt Kopf & Harr PC

  Michael S Rubin, Dickinson Wright PLLC

  Phillip C Appenzeller, Munsch Hardt Kopf & Harr PC

  William L Novotny, Dickinson Wright PLLC

• Defendant

  Premier Group PMA
  TERMINATED: 04/27/2017

  Represented by:

  Dennis L Roossien , Jr., Munsch Hardt Kopf & Harr PC

  James M McGee, Munsch Hardt Kopf & Harr PC

  Michael S Rubin, Dickinson Wright PLLC

  Phillip C Appenzeller, Munsch Hardt Kopf & Harr PC

  William L Novotny, Dickinson Wright PLLC

• Defendant

  Prosperity Group PMA
  TERMINATED: 04/27/2017

  Represented by:

  Dennis L Roossien , Jr., Munsch Hardt Kopf & Harr PC

  James M McGee, Munsch Hardt Kopf & Harr PC

  Michael S Rubin, Dickinson Wright PLLC

  Phillip C Appenzeller, Munsch Hardt Kopf & Harr PC

  William L Novotny, Dickinson Wright PLLC

• Defendant

  Terry W Johnson
  TERMINATED: 04/27/2017

  Represented by:

  Dennis L Roossien , Jr., Munsch Hardt Kopf & Harr PC

  James M McGee, Munsch Hardt Kopf & Harr PC

  Michael S Rubin, Dickinson Wright PLLC

  Phillip C Appenzeller, Munsch Hardt Kopf & Harr PC

  William L Novotny, Dickinson Wright PLLC

• Defendant

  Raymon G Chadwick , Jr.
  TERMINATED: 04/27/2017

  Represented by:

  Dennis L Roossien , Jr., Munsch Hardt Kopf & Harr PC

  James M McGee, Munsch Hardt Kopf & Harr PC

  Michael S Rubin, Dickinson Wright PLLC

  Phillip C Appenzeller, Munsch Hardt Kopf & Harr PC

  William L Novotny, Dickinson Wright PLLC

• Defendant

  David Alcorn Professional Corporation

  Represented by:

  Thomas E Littler, Thomas E Littler Esq

• Trustee

  Maureen Gaughan
  TERMINATED: 02/09/2018

  Represented by:

  Steven Joseph Brown, Steve Brown & Associates LLC TERMINATED: 10/17/2016

  Steven Douglas Nemecek, Steve Brown & Associates LLC TERMINATED: 10/17/2016