Commonwealth Financial Network

29 Sawyer Road, Waltham, MA(781) 736-0700(781) 736-0700 Website

What should I know about this firm?

Commonwealth Financial Network is a national financial advisory firm headquartered in Waltham, MA. The firm has $177.0 billion under management and employs 3,461 across 53 states.The firm caters to 623,075 clients of varying types, but focuses mostly on individuals.

Fees & Compensation

Compensation types are listed for Commonwealth Financial Network. Contact the advisor for individual fee structure details.

Advisor Guide

Mature financial agent showing new investment to young couple. Happy financial advisor discussing with a couple their mortgage loan. Happy couple consulting their bank agent about savings plan.

Financial Advisor Fees and Costs

Fee-only (I do not receive commission from services rendered)
Fee-based (I receive commission from investment or insurance products, and I also charge a fee)
Commission-based (I only receive commission from services rendered)

Advisor Guide

Financial Advisor Fees and Costs

Data obtained from U.S. Securities and Exchange Commission as of 02/01/2024. Data obtained from U.S. Securities and Exchange Commission. When financial advisors have events in their practice that could influence their ability to advise clients, they’re required to disclose those events to regulators. Such disclosure event filings can include certain criminal and civil matters, regulatory actions against them, customer complaints or instances of arbitration or termination of employment. The existence of such filings may not result in censure or penalty for an advisor and customer complaints against advisors may be frivolous. Also, such filings may not represent all regulatory or legal actions against a firm or advisor. For more detailed information on Commonwealth Financial Network’s conduct, please visit Finra’s BrokerCheck, the SEC’s Investment Adviser Public Disclosure database, or your state’s regulatory agencies.

Client Types

Available client info by % of assets under management are as follows:
Client types are by firm and represent a percentage of assets under management. Client type information from Form ADV.

42.9%

Individuals

28.6%

High Net Worth Individuals

14.3%

Charitable Organizations

14.3%

Corporations or Other Businesses

States Where Commonwealth Financial Network Operates

Registered in AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
While Commonwealth Financial Network is licensed to operate in 50 states, the District of Columbia, Puerto Rico and the Virgin Islands, licenses for individual advisors may vary.